United States Court of Appeals
For the First Circuit
No. 19-1524
ANA RUTH HERNANDEZ LARA,
Petitioner,
v.
WILLIAM P. BARR,
ATTORNEY GENERAL OF THE UNITED STATES,
Respondent.
PETITION FOR REVIEW OF AN ORDER OF
THE BOARD OF IMMIGRATION APPEALS
Before
Barron, Stahl, and Lipez,
Circuit Judges.
Sang Yeob Kim and Eloa J. Celedon, with whom Harvey Kaplan,
Gilles Bissonnette, Henry Klementowicz, the American Civil
Liberties Union of New Hampshire, and Celedon Law were on brief,
for petitioner.
Deirdre M. Giblin, Iris Gomez, and Massachusetts Law Reform
Institute on brief for Massachusetts Law Reform Institute,
American Immigration Lawyers Association New England Chapter,
Boston College Law School Immigration Clinic, Boston University
Immigrants' Rights and Human Trafficking Program, Catholic
Charities of the Archdiocese of Boston, Catholic Social Services
of Fall River, Central West Justice Center, DeNovo Center for
Justice and Healing, Greater Boston Legal Services, Immigrant
Legal Advocacy Project, Justice Center of Southeast Massachusetts,
MetroWest Legal Services, The Northeast Justice Center, Political
Asylum/Immigration Representation Project, and University of
Massachusetts Dartmouth Immigration Law Clinic, amici curiae.
Zoe Jaye Heller, with whom Katherine A. Smith, Trial Attorney,
U.S. Department of Justice Office of Immigration Litigation, Civil
Division, Joseph H. Hunt, Assistant Attorney General, Civil
Division, and Kiley Kane, Senior Litigation Counsel, Office of
Immigration Litigation, were on brief, for respondent.
June 15, 2020
LIPEZ, Circuit Judge. Ana Ruth Hernandez Lara
("Hernandez"), a native and citizen of El Salvador, entered the
United States in the fall of 2013 without being admitted or
paroled. She made her way to Portland, Maine, where she was living
and working when she was arrested by immigration officers on
September 20, 2018, and issued a Notice to Appear. Following her
arrest, Hernandez was detained at the Strafford County Department
of Corrections in Dover, New Hampshire ("Strafford County Jail"),
where she remained throughout her removal proceedings.
Those proceedings culminated in an evidentiary hearing
on the merits of Hernandez's application for relief from removal,
during which Hernandez was required to represent herself. At the
end of the hearing, an Immigration Judge ("IJ") denied Hernandez's
claims for relief. With the assistance of her newly retained
attorney, Hernandez appealed the IJ's decision to the Board of
Immigration Appeals ("BIA") and filed a motion to reopen and
remand. The BIA dismissed Hernandez's appeal, denied her motion,
and ordered her removed to El Salvador.
Hernandez petitions for review on multiple grounds, but
we need decide only one. Concluding that the IJ denied Hernandez
her statutory right to be represented by the counsel of her choice,
we grant the petition, vacate the BIA's decision, and remand for
further proceedings consistent with this decision.
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I.
Over the course of her removal proceedings, Hernandez
retained an attorney, lost that attorney, and attempted to find
another to assist her in presenting the merits of her claims.
Because Hernandez's efforts to secure counsel, her requests for
additional time for that purpose, and the IJ's responses to those
requests are at the heart of our analysis, we describe the relevant
portion of each removal hearing. We then turn to the factual
underpinnings of Hernandez's claims for asylum, withholding of
removal, and relief under the Convention Against Torture ("CAT").
A. Removal Hearings
On October 11, 2018, three weeks after her arrest,
Hernandez had her initial master calendar hearing.1 The IJ advised
Hernandez of her "right to be represented at no expense to the
government by counsel of [her] choice," and Hernandez confirmed
that she had received the required list of low-cost legal services
providers.2 The IJ then asked Hernandez whether she wanted an
1 At this hearing and all subsequent hearings, Hernandez
required the assistance of a Spanish interpreter.
2 Regulations require IJs to ensure that individuals in
removal proceedings receive a list of pro bono legal services
providers. See 8 C.F.R. §§ 1003.61(b), 1240.10(a)(2). The list
is maintained by the Executive Office for Immigration Review.
Legal services providers must meet a detailed set of requirements
to qualify for inclusion. See generally id. §§ 1003.61-63. As
the amici note, the list of free legal services does not appear in
the administrative record, even though Hernandez confirmed that
she had received a copy of it. We note that the current version
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opportunity to find an attorney, and Hernandez responded that she
had an attorney who was not aware of the hearing. The IJ told
Hernandez that her next hearing would take place on October 18 and
that she should have her attorney "enter an appearance as soon as
possible."
On October 18, Hernandez appeared with her attorney, who
entered a limited appearance for the custody and bond proceedings
taking place that day. The IJ denied bond based on a Red Notice
published by the International Criminal Police Organization
("INTERPOL")3 that accused Hernandez of being a gang member.4 The
IJ continued the hearing for a week to October 25 -- without
objection from the attorney for the Department of Homeland Security
("DHS") -- to allow Hernandez's bond attorney time to decide
of the list, which is available online, does not include any
lawyers located in New Hampshire, where Hernandez was detained.
See EOIR, List of Pro Bono Legal Service Providers (last updated
Apr. 2020), https://www.justice.gov/eoir/file/ProBonoMA/download.
3 An INTERPOL Red Notice is "a request to law enforcement
worldwide to locate and provisionally arrest a person pending
extradition, surrender, or similar legal action." Red Notices,
INTERPOL, https://www.interpol.int/en/How-we-work/Notices/Red-
Notices (last visited June 3, 2020). In the United States, an
INTERPOL Red Notice alone is not a sufficient basis to arrest the
"subject" of the notice "because it does not meet the requirements
for arrest under the 4th Amendment to the Constitution." About
INTERPOL Washington: Frequently Asked Questions, U.S. Dep't of
Justice, https://www.justice.gov/interpol-washington/frequently-
asked-questions (last visited June 3, 2020).
4Hernandez denies the allegation; she testified at her merits
hearing that she has never belonged to a gang.
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whether she would continue to represent Hernandez. The IJ ended
the hearing by warning Hernandez that, if she did not have an
attorney by her next hearing, she would "have to speak for
[her]self and represent [her]self."
Hernandez appeared at her hearing the following week
without an attorney. The IJ began by asking her about the status
of her legal representation:
IMMIGRATION JUDGE5
Okay. All right, ma'am, have you been
able to find an attorney to help you on your
case?
HERNANDEZ
Yes, I have one.
IMMIGRATION JUDGE
What's your attorney's name?
HERNANDEZ
Her name is Laura. She was here. I had a
hearing here.
IMMIGRATION JUDGE
Okay, she was only representing you for
your bond request. Have you been able to find
someone for your removal proceedings?
HERNANDEZ
An attorney?
IMMIGRATION JUDGE
Yes.
HERNANDEZ
Yes.
IMMIGRATION JUDGE
Who?
HERNANDEZ
The same attorney.
5 Throughout this opinion, the headings introducing each
person's remarks, quoted from the administrative hearing
transcripts, have been shortened for conciseness.
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After confirming that the attorney's entry of appearance was
limited to the bond hearing and that no other attorney had entered
an appearance for the removal proceedings, the IJ informed
Hernandez that she would have to "speak for [her]self and represent
[her]self" that day.
The IJ proceeded to read Hernandez the allegations in
the Notice to Appear. Following the reading, Hernandez admitted
that she is not a United States citizen, that she is a native and
citizen of El Salvador, and that she entered the United States
without being admitted or paroled. The IJ therefore found
Hernandez removable as charged under section 212(a)(6)(A)(i) of
the Immigration and Nationality Act ("INA"), 8 U.S.C.
§ 1182(a)(6)(A)(i), for entering the United States without
inspection. The subject of the hearing then shifted to relief
from removal. In response to questions from the IJ, Hernandez
testified that she was afraid of "[t]he gang" in El Salvador. The
IJ determined that she might be eligible for withholding of removal
or CAT relief -- he noted that "asylum is one-year barred"6 -- and
instructed that Hernandez receive a Form I-589, the application
for relief from removal.7 He told Hernandez that her next hearing
6
Subject to a few limited exceptions, an asylum applicant
must generally file her claim within one year of entering the
United States. See 8 U.S.C. § 1158(a)(2)(B).
7
The I-589 is the application for asylum, withholding of
removal, and CAT relief. Even though the one-year filing bar
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would be in eight days, on November 2, and that she must "fill out
the application completely in English" before then. He also told
her that, if she found a lawyer before the hearing, she should
tell the lawyer to enter an appearance as soon as possible.
On Friday, November 2, Hernandez again appeared without
counsel. When the IJ inquired about the status of Hernandez's
legal representation, she asked for time to find a new lawyer:
[T]he attorney that represented me on my first
- on my first hearing, she called me and asked
me if she was going to continue to represent
me. I said yes, and then she just called me
this past Monday telling me that she couldn't
represent me anymore. So we've been calling to
other attorneys. They say that they cannot
take my case from one day to another, so they
asked me to ask the judge if they could give
me another day for them to review my file to
see if they can take my case.
Without asking any further questions about Hernandez's efforts to
find a new lawyer or acknowledging her request for more time, the
IJ told Hernandez that she would "have to speak for [her]self and
represent [her]self." The IJ then questioned Hernandez about her
application for relief from removal:
IMMIGRATION JUDGE
All right, about a week ago I gave you an
application for asylum and asylum-like relief
to file today. Do you have that application
today?
precluded Hernandez from applying for asylum (absent a showing
that she qualified for an exception) the IJ referred to her
application for relief from removal as her "asylum application"
throughout the proceedings, presumably for the sake of simplicity.
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HERNANDEZ
Well, I do have the application, but I
haven't been able to file it because I asked
somebody if they could help me to file it, and
they said no because it was too complicated.
And then I thought that my attorney was going
to file it for me, but then she said she
couldn't take my case. So I have it, but it's
not filled out.
IMMIGRATION JUDGE
Do you still want to apply for asylum?
HERNANDEZ
Yes.
IMMIGRATION JUDGE
Then why didn't you fill out the
application pursuant to my instructions?
HERNANDEZ
Well, the problem is that I can't write
in English and I can't read it, so I couldn't
fill it out.
To give Hernandez more time to fill out the application, the IJ
set another hearing for November 8. He instructed Hernandez to
"fill out th[e] application completely in English, consistent with
[his] orders," and told her that if she failed to file her
application on the morning of the next hearing, he might "deem
[her] application . . . abandoned."
The following Thursday, November 8, Hernandez appeared
in immigration court for the fourth time, again without a lawyer.
When the IJ asked Hernandez whether she had been able to find an
attorney, Hernandez responded that her bond attorney had called
her two days earlier to get her permission to turn over her case
file to a new attorney. Hernandez told the IJ that she expected
the new attorney to visit her at the Strafford County Jail either
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that day or the following day. The IJ told Hernandez that she
would have to "speak for [her]self and represent [her]self" because
she was "only consulting with an attorney" and no lawyer had
entered an appearance.
The IJ then turned to the matter of Hernandez's
application for relief from removal, asking whether she had filled
out the form, as he had instructed her to do. Hernandez explained
that someone at the jail had helped her fill out two pages of the
paperwork and she gave the completed pages to the IJ. But the
person who helped Hernandez had completed the wrong pages.
IMMIGRATION JUDGE
All right, ma'am. I don't see your asylum
application in here. I do note that at the
last hearing, I personally gave you the asylum
application. Why don't I have it today?
HERNANDEZ
The girl who filled out the two papers,
she told me that was for asylum.
IMMIGRATION JUDGE
You have to listen to my instructions.
Do you understand me?
HERNANDEZ
Yes.
IMMIGRATION JUDGE
I have a statement from you. Does this
relate to your fear of return?
HERNANDEZ
Yes. I told her.
The IJ gave Hernandez another copy of the I-589 and told her that
he was going to schedule a final hearing for November 16, at which
time she would be expected to provide the completed application,
as well as testimony and evidence. The attorney for DHS objected
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to the continuance and asked the IJ to consider Hernandez's
application for relief from removal abandoned. The IJ declined to
do so; instead, he described to Hernandez the kinds of evidence
she might want to present at her final merits hearing.8
The next day, the new lawyer Hernandez had told the IJ
about visited Hernandez and agreed to represent her. But the
attorney did not accompany Hernandez to the November 16 hearing
because she was still waiting for Hernandez's bond attorney to
turn over her file. At the beginning of the hearing, after
submitting the completed I-589, Hernandez asked the IJ for a
continuance to allow her new attorney to be present. The DHS
attorney stated that the agency would agree to the continuance "if
the next date was for the hearing and not for attorney prep," but
also remarked that such a purpose would be difficult to guarantee.
The IJ agreed with the latter observation, denied Hernandez's
request for a continuance, and told Hernandez that she would have
to "speak for [her]self and represent [her]self" once again. In
his oral order, the IJ explained that "[t]he respondent has been
given over five weeks to find an attorney of her choice, [and]
especially where the respondent is detained the court finds the
8 The IJ told Hernandez that she should be prepared to present
witnesses, plus documents "such as police reports, conviction
records, restraining orders, country conditions evidence, school
records, medical records, property records, or any statements or
affidavits from any family, friends, relatives or any other person
who knows why you fear return to El Salvador."
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respondent has failed to show any good cause to continue this
matter any further."9 The IJ proceeded to conduct Hernandez's
merits hearing on her application for withholding of removal and
CAT relief.
B. Hernandez's Claims for Relief from Removal
Responding to questions by the IJ, Hernandez testified
that she was afraid to go back to El Salvador because she had been
threatened by the 18th Street Gang. She explained that her brother
was recruited to join the 18th Street Gang when he was thirteen
years old and that he worked for the gang until he was arrested
and sent to prison at age eighteen. With her brother no longer
available, the gang pressured Hernandez to take over the work he
had been doing. She refused, angering the gang. Hernandez went
to her brother in prison and told him that gang members had been
insisting that she work for them. When Hernandez's brother tried
to intervene on her behalf, gang members beat him.
Gang members also went to Hernandez's aunt's house and
told her that, if Hernandez did not do what the gang asked, her
9 The Executive Office for Immigration Review (EOIR) issues
administrative guidance regarding the agency's priorities and
goals for the adjudication of immigration court cases. EOIR, "Case
Priorities and Immigration Court Performance Measures," at 1 (Jan.
17, 2018), available at https://www.justice.gov/eoir/page/file/
1026721/download. "EOIR has always designated detained cases as
priorities for completion" and thus immigration judges are
expected to complete cases involving detained individuals
"expeditiously and without undue delay." Id. at 2.
- 12 -
aunt would "find [Hernandez's] head in a river or a mountain."
The IJ asked whether this was something that happened only to
Hernandez and her family or whether it happened "across [her]
neighborhood." Hernandez responded: "It was just my family. And
it all happened because my brother joined the gang because once
one family member joins the gang then they want the whole family
to be involved." Hernandez testified that she did not report the
threats to the police because she knew that, if she did, the gang
members "were going to find out because they always find out when
you accuse them. And if they find out that's when they send
someone and that's when you get killed."
Hernandez also testified that she had suffered physical
abuse at the hands of her ex-partner, with whom she has two
children, but that she does not fear that he would harm her if she
returned to El Salvador. She was able to leave him after the
police arrested him and put a restraining order in place, and they
had lived apart for seven years before she left the country. The
IJ asked Hernandez why she believed that the police or the
government could not protect her from the gangs in El Salvador
when the police had protected her from her ex-partner. Hernandez
responded that "it's different with the gangs" because "over there
they're afraid of the gangs."
At the conclusion of the hearing, the IJ delivered an
oral decision. As an initial matter, the IJ determined that
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Hernandez was ineligible for asylum because she had neither filed
her application within one year of entering the United States nor
demonstrated circumstances that would qualify her for an exception
to the one-year bar. In the alternative, even assuming that
Hernandez's application was timely, the IJ found that she had not
met the requirements for asylum and thus did not meet the stricter
standards for withholding of removal and CAT relief. Specifically,
although the IJ found Hernandez credible, he concluded that she
failed to demonstrate that her familial connection to her brother
was "one central reason" that the gang singled her out and that,
instead, the gang targeted Hernandez because they wanted to
increase their ranks. In reaching that conclusion, the IJ
erroneously found that Hernandez had testified "that her neighbors
and others were often recruited for . . . similar reasons," when
in fact her testimony was that only her family was targeted. The
IJ also concluded that the police would have protected Hernandez
from the gang if she had reported the threats because the police
had protected her from her ex-partner in the past.
C. Appeal to the BIA
With the assistance of her new lawyer, Hernandez timely
appealed the IJ's decision to the BIA. She also filed a motion to
reopen and remand to the immigration court for a new hearing to
pursue her claims with the assistance of her lawyer. Hernandez
argued that the IJ erred by denying her final request for a
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continuance. She relied on In re C-B-, 25 I. & N. Dec. 888 (BIA
2012), the leading BIA decision on the statutory right to counsel,
and cited the right-to-counsel statute, INA § 292, 8 U.S.C. § 1362.
She also pointed to factors that bear upon whether an individual
has been given adequate time to find counsel, including detention
status and English proficiency.10
The BIA affirmed the IJ's denial of Hernandez's request
for a continuance, explaining that Hernandez "did not demonstrate
'good cause' for a continuance," nor "prejudice or a due process
violation." As to "good cause," the BIA explained that "[t]he
Immigration Judge declined to grant [Hernandez's] motion for
continuance after considering that he had already granted her five
continuances to afford her time to obtain counsel and to complete
her asylum application." The BIA further noted that "[o]n the day
of [Hernandez's] merits hearing, [Hernandez] stated she had an
attorney, but she did not submit an entry of appearance form for
this attorney." The BIA concluded that Hernandez "did not make a
10 After oral argument, the government filed a letter under
Federal Rule of Appellate Procedure 28(j) attempting to raise for
the first time an argument that we lack jurisdiction because
Hernandez failed to exhaust her right to counsel claim before the
BIA. Rule 28(j) enables a party to apprise the court of "pertinent
and significant" legal authority that comes to its attention "after
oral argument but before decision," Fed. R. App. P. 28(j), not to
introduce new arguments that the party failed to raise in its
brief, see Ruskai v. Pistole, 775 F.3d 61, 66-67 (1st Cir. 2014).
In any event, the government's argument is meritless. It is clear
that Hernandez raised the right to counsel issue before the BIA.
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persuasive showing of good cause for her requested continuance
considering the number of continuances she received for th[e]
express purpose" of "obtain[ing] counsel." As to the prejudice
analysis, the BIA found that Hernandez
was provided a reasonable opportunity to
present testimony, documents and arguments in
support of her applications for relief and
protection, and there is no indication that
the Immigration Judge's actions amount to a
violation of due process. Moreover, the facts
[Hernandez] alleges on appeal with the
assistance of counsel pertaining to her claims
are essentially the same as those she
testified to before the Immigration Judge pro
se. Additionally, . . . based on
[Hernandez's] testimony and other evidence in
the record, [Hernandez] has not met her burden
to establish her eligibility for the relief
requested and thus, she is unable to
demonstrate prejudice.
(internal citations omitted).
Hernandez also challenged the IJ's denial of her claims
for relief from removal. The BIA affirmed the IJ's determination
that Hernandez's asylum application was untimely, as well as his
alternative findings that Hernandez failed to prove both that the
government of El Salvador is unable or unwilling to protect her
and that her membership in a particular social group was one
central reason for her alleged persecution.11 Hernandez timely
filed a petition for review of the BIA's decision.
11 Though the BIA recognized that the IJ's factual finding
that Hernandez's neighbors were also targeted by the gang was
erroneous, it concluded that the error was harmless.
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II.
Federal law guarantees individuals in removal
proceedings the right to be represented by the counsel of their
choice at no cost to the government. 8 U.S.C. §§ 1362,
1229a(b)(4)(A). Hernandez argues that the IJ violated her
statutory right to counsel by denying her request for a continuance
and requiring her to represent herself.
A. Standard of Review
We ordinarily review an IJ's denial of a continuance for
abuse of discretion. See, e.g., Alsamhouri v. Gonzales, 484 F.3d
117, 122 (1st Cir. 2007). But a request for a continuance to
permit the respondent to secure her statutory right to counsel is
not the ordinary continuance request. Indeed, the BIA recognizes
this distinction.
Regulations provide generally that an IJ may grant a
respondent's request to continue a hearing "for good cause shown."
8 C.F.R. §§ 1003.29, 1240.6. The BIA applies this "good cause"
standard when evaluating IJs' denials of continuances in many
circumstances. See, e.g., In re Villarreal-Zuniga, 23 I. & N.
Dec. 886, 887, 891-92 (BIA 2006) (respondent sought continuance to
apply for adjustment of status, i.e., collateral relief). But the
BIA has applied a different standard to determine whether the
continuance that a respondent seeks is necessary to ensure that
she is not deprived of the right to retain counsel, to which she
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is entitled by statute. Indeed, the BIA has held that, absent an
express waiver of the right to counsel, the IJ "must grant a
reasonable and realistic period of time to provide a fair
opportunity for a respondent to seek, speak with, and retain
counsel." In re C-B-, 25 I. & N. Dec. at 889 (emphasis added).
Applying that standard in In re C-B-, moreover, the BIA found that
the IJ's denial of a continuance to allow the respondent to retain
counsel resulted in a denial of the respondent's statutory right
to counsel, sustained the appeal, and remanded for further
proceedings. Id. at 890, 892. Nor does the government dispute
that a respondent will have been deprived of the statutory right
to counsel if she is denied the time and opportunity to retain an
attorney that In re C-B- requires.
In this case, however, the BIA used the "good cause"
standard, instead of the standard from In re C-B-, to evaluate
whether Hernandez was entitled to the continuance at issue.
Notably, none of the cases that the BIA cited in applying that
standard involved requests for continuances to seek counsel. See
In re L-A-B-R, 27 I. & N. Dec. 405, 406 (U.S. Att'y Gen. 2018)
(continuances in consolidated cases sought to pursue collateral
relief); In re Villarreal-Zuniga, 23 I. & N. Dec. at 887
(continuance sought to pursue collateral relief); In re Perez-
Andrade, 19 I. & N. Dec. 433, 434 (BIA 1987) (continuance sought
by counsel when respondents did not appear for scheduled hearing);
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In re Sibrun, 18 I. & N. Dec. 354, 355-56 (BIA 1983) (continuance
sought by counsel to allow more time to gather and present
evidence).
The BIA's decision is far from clear in explaining the
reasons that the BIA did not apply the In re C-B- standard to
assess Hernandez's last continuance request. But, regardless, we
must still decide whether the IJ's denial of Hernandez's last
request for a continuance to find a lawyer, given this record,
resulted in a denial of her statutory right to counsel. We are
bound, as is the BIA, to apply that statutory requirement. Thus,
we must ask, even though the BIA did not, whether the IJ afforded
Hernandez "a reasonable and realistic period of time to provide a
fair opportunity" for her to secure counsel. See In re C-B-, 25
I. & N. Dec. at 889.
The statutory right to counsel is a fundamental
procedural protection worthy of particular vigilance. In what we
think is a useful analogy, we have determined that a due process
claim in the immigration context presents a legal question subject
to de novo review. See Toribio-Chavez v. Holder, 611 F.3d 57, 62
(1st Cir. 2010). We likewise conclude that Hernandez's claim that
she was denied her statutory right to counsel presents a legal
question warranting plenary review. Accord Montes-Lopez v.
Holder, 694 F.3d 1085, 1088 (9th Cir. 2012) ("[W]hether the IJ's
denial of a continuance violated Petitioner's statutory right to
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counsel . . . is a question of law which we review de novo.");12
see also David Hausman & Jayashri Srikantiah, Time, Due Process,
and Representation: An Empirical and Legal Analysis of
Continuances in Immigration Court, 84 Fordham L. Rev. 1823, 1842
(2016) (arguing that "the denial of a continuance to seek
representation should be reviewed de novo"); cf. Leslie v. Attorney
Gen. of U.S., 611 F.3d 171, 175 (3d Cir. 2010) (reviewing de novo
whether IJ's failure to comply with a regulation was grounds for
a new removal hearing).
B. Analysis
1. Denial of the Right to Counsel
The government asserts that the IJ granted Hernandez
"five continuances" that spanned "over a month" for the sole
purpose of allowing her to obtain counsel. This description of
the relevant time period is inaccurate. The record reveals that
Hernandez had only fourteen business days to find a lawyer after
12
Two courts have treated denials of continuances implicating
the right to counsel in immigration cases as ordinary continuance
cases, without considering whether a different standard is
warranted. Mendoza-Garcia v. Barr, 918 F.3d 498, 505 (6th Cir.
2019) (reviewing denial of continuance that implicated right to
counsel for abuse of discretion); Castaneda-Delgado v. INS, 525
F.2d 1295, 1300 (7th Cir. 1975) (same). Another court employed
abuse of discretion review because the petitioner's counsel
"stated at oral argument that in order for [the petitioner's] right
to counsel to have been violated, the immigration judge must have
abused his discretion by denying the continuance request." Ponce-
Leiva v. Ashcroft, 331 F.3d 369, 375 (3d Cir. 2003) (emphasis
omitted).
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she understood that she needed a new one. Hernandez's original
attorney had entered a limited appearance for the custody and bond
proceedings, which are "separate and apart from" removal
proceedings, 8 C.F.R. § 1003.19(d), and the IJ found no indication,
at the October 25 hearing, that the bond attorney had ever intended
to continue representing Hernandez after the bond hearing. Thus,
with respect to the removal proceedings, Hernandez had not actually
had "the privilege of being represented . . . by such counsel,
authorized to practice in such proceedings, as [s]he shall choose,"
8 U.S.C. § 1362; see also id. § 1229a(b)(4)(A), at the point at
which she sought the continuance at issue here. Until October 29,
Hernandez had the mistaken belief that her bond attorney continued
to represent her. Therefore, the relevant period is only the time
between October 29 and Hernandez's merits hearing on November 16.
See Mendoza-Garcia v. Barr, 918 F.3d 498, 506 (6th Cir. 2019)
(holding that the "reasonable and realistic period" of time for
petitioner to find an attorney commenced "after he knew that his
retained counsel would no longer be representing him").
Additionally, the continuances granted on November 2 and
November 8, as the IJ made clear, were for the purpose of allowing
Hernandez time to fill out the asylum application and gather
evidence for her merits hearing and not to secure a lawyer to
represent her. Thus, while she attempted to secure a lawyer during
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that time, Hernandez also had to struggle on her own with the
paperwork required to pursue her claims for relief.
Importantly, Hernandez was detained throughout her
removal proceedings. Unsurprisingly, data shows that detention
significantly decreases the ability of respondents in immigration
proceedings to obtain counsel. See Ingrid V. Eagly & Steven
Shafer, A National Study of Access to Counsel in Immigration Court,
164 U. Pa. L. Rev. 1, 32 (2015) (concluding that, nationally,
people in removal proceedings who are not detained are nearly five
times more likely to obtain counsel than those who are detained).
Detainees' access to phone calls and visits is generally limited,
which hampers their ability to contact and meet with prospective
lawyers.13 See Michael Kaufman, Detention, Due Process, and the
Right to Counsel in Removal Proceedings, 4 Stan. J. C.R. & C.L.
113, 127 (2008).
In addition to the constraints imposed by detention,
Hernandez does not speak, read, or write English. A language
13 The detention of immigrants seeking relief from removal
creates a tension between the administrative guidance applicable
to detained immigrants and the statutory right to counsel. As
noted, EOIR requires IJs to process cases where the respondent is
detained "expeditiously." EOIR, "Case Priorities and Immigration
Court Performance Measures," supra, note 9, at 2. But those are
the very same individuals who will find it more difficult to obtain
counsel -- a privilege guaranteed to them under federal law, see
8 U.S.C. §§ 1362, 1229a(b)(4)(A) -- and thus will likely require
more time to do so.
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barrier is apt to further complicate the process of contacting
prospective attorneys. See Castaneda-Delgado v. INS, 525 F.2d
1295, 1299 (7th Cir. 1975) (considering inability to speak English
among circumstances that would lead to "difficulty in obtaining an
attorney").
Despite the challenges she faced, the hearing
transcripts reveal that Hernandez wanted the help of a lawyer and
diligently sought representation. On Friday, November 2,
Hernandez told the IJ that she had been making calls to attorneys
since discovering on Monday of that week (October 29) that her
bond attorney would no longer represent her. By the next hearing,
on November 8, Hernandez had given her bond attorney permission to
give her "documents" to a new attorney, who planned to visit her
either that day or the next day. A week later, by the time of the
November 16 merits hearing, Hernandez had retained the new lawyer.
Her success within this timeframe reflects as much diligence as
could reasonably be expected in her circumstances. The IJ did not
conclude otherwise. He did not suggest that Hernandez was acting
in bad faith or attempting to game the system by asking for more
time to find a lawyer, and nothing in the record indicates such
motivation.
For the IJ on the day of Hernandez's merits hearing --
the most critical stage of the proceeding -- to cut off Hernandez's
access to an attorney whom she had just retained after much effort
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makes no sense. Although the IJ reasoned that Hernandez "ha[d]
been given over five weeks to find an attorney of her choice,"
that characterization, as we have explained, is inaccurate, given
Hernandez's mistaken understanding of the scope of her bond
attorney's representation. But even if we accept the relevance of
that five-week time frame, there was no justification for the IJ's
denial of an additional continuance to allow the attorney now
representing Hernandez to be present at a rescheduled merits
hearing when she had used those five weeks to do exactly what the
IJ said she should have been doing -- obtain an attorney.
Moreover, the government did not object to Hernandez's final
request for a continuance. Accordingly, we readily conclude that
the IJ, by denying this request, failed to "meaningfully
effectuate" the statutory right to counsel. See In re C-B-, 25 I.
& N. Dec. at 889.
2. Prejudice
We have not decided in this circuit whether a petitioner
who was improperly denied counsel in immigration proceedings must
demonstrate that the denial resulted in prejudice. Other circuits
are split on the issue.14 The majority approach does not require
14
Five circuits do not require a showing of prejudice, while
four do. Compare Montes-Lopez, 694 F.3d at 1093-94 (showing of
prejudice not required); Leslie, 611 F.3d at 182 (same); Montilla
v. INS, 926 F.2d 162, 169 (2d Cir. 1991) (same); Castaneda-Delgado,
525 F.2d at 1302 (same); and Cheung v. INS, 418 F.2d 460, 464-65
(D.C. Cir. 1969) (same), with Njoroge v. Holder, 753 F.3d 809, 812
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a showing of prejudice, reasoning that a denial of counsel so
fundamentally affects a proceeding that prejudice may be assumed.
See, e.g., Montes-Lopez, 694 F.3d at 1092 ("[D]enial of counsel
more fundamentally affects the whole of a proceeding than
ineffective assistance of counsel."); Castaneda-Delgado, 525 F.2d
at 1302 ("The deportation proceedings . . . were tainted from their
roots. We refuse to indulge in nice calculations as to the amount
of prejudice flowing from the denial [of counsel], or to apply a
harmless error test." (internal quotation marks omitted)). And In
re C-B- indicates that for a denial of the statutory right to
counsel, as opposed to the denial of a continuance unrelated to
the statutory right to counsel, a petitioner may not need to show
prejudice. In any event, insofar as there is a requirement to
show prejudice, the record inescapably shows that Hernandez was
prejudiced by the denial of her statutory right to counsel.
When faced with a constitutional due process claim in
the immigration context, we ask whether the procedure at issue "is
likely to have affected the outcome of the proceedings" as a
condition of relief. Pulisir v. Mukasey, 524 F.3d 302, 311 (1st
Cir. 2008). Neither the BIA opinion nor the government, in its
briefing to us, indicates that the prejudice showing for the
(8th Cir. 2014) (showing of prejudice required); Ogbemudia v. INS,
988 F.2d 595, 598 (5th Cir. 1993) (same); Farrokhi v. INS, 900
F.2d 697, 702 (4th Cir. 1990) (same); and Michelson v. INS, 897
F.2d 465, 468 (10th Cir. 1990) (same).
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violation of the statutory right to counsel differs from the
prejudice showing in the context of a due process violation. Thus,
while we are not conducting a constitutional due process analysis,
we proceed under that framework and consider whether the IJ's
denial of Hernandez's statutory right to counsel likely affected
the outcome of the proceedings. That prejudice inquiry necessarily
requires speculation about what would have happened if counsel had
been present. Here, there are critical points in the proceeding
where the assistance of an attorney likely would have changed the
outcome.
In Hernandez's appeal to the BIA with the assistance of
counsel, she argued that the INTERPOL Red Notice identifying her
as a gang member constitutes "changed circumstances" under 8 C.F.R.
§ 1208.4(a)(4)(i) that exempt her from the one-year filing bar for
asylum. Relying on the State Department's 2017 Human Rights Report
for El Salvador, Hernandez asserted that the unfounded allegation
that she is a gang member would subject her to persecution by the
El Salvadoran government because the police target suspected gang
members for arrest, detention, and extrajudicial killings. The
BIA suggested that Hernandez had waived the argument because she
failed to raise it before the IJ and, in the alternative, summarily
concluded that Hernandez "has not shown that the issuance of an
arrest warrant to investigate gang-related activity, which [she]
is charged with, constitutes changed circumstances that materially
- 26 -
affect her eligibility for asylum." That Hernandez raised this
argument before the BIA when she was represented, but did not do
so before the IJ when proceeding pro se, highlights the difference
that the assistance of a lawyer can make.
Also, a lawyer likely would have corrected the IJ's
erroneous factual finding in his oral ruling that contributed to
his adverse nexus determination. As the BIA recognized, "the
Immigration Judge clearly erred in finding that [Hernandez]
testified that her 'neighbors and others were often recruited [by
the gang] for similar reasons.'" In fact, she testified that it
was "just [her] family" that had been threatened and that it
happened because her "brother joined the gang" and "once one family
member joins the gang then they want the whole family to be
involved." Though an attorney would object to that kind of error
in an oral decision, Hernandez understandably did not do so. A
litigant proceeding pro se may not know that she may object, or
may be intimidated by the prospect of challenging a judge.
That the BIA affirmed the IJ's nexus finding despite
recognizing the IJ's factual error does not affect our assessment
of whether an attorney likely would have changed the outcome in
the proceedings before the IJ. The BIA reviews findings of fact
by an IJ for clear error. 8 C.F.R. § 1003.1(d)(3)(i). Here, the
BIA "discern[ed] no clear error" in the IJ's nexus finding because
it concluded that there was "insufficient evidence" in the record
- 27 -
to show that Hernandez's relationship to her brother was "at least
one central reason" the gang targeted her. But the record in this
case was undeveloped precisely because Hernandez lacked counsel.
Hernandez testified only when responding to questions from the IJ,
and the IJ asked only three questions specifically related to
nexus. An attorney certainly would have focused more attention on
this crucial part of Hernandez's claim. We easily see a likelihood
that the IJ could have reached a different conclusion on nexus
based on a different, fully developed record.
Finally, a lawyer would have marshaled the existing
evidence and adduced additional evidence to support Hernandez's
testimony that the government of El Salvador would not protect her
from the gang. Hernandez testified that, even though she had been
protected from her abusive ex-partner, "it's different with the
gangs" because the police are afraid of them. On appeal, with the
assistance of counsel, Hernandez highlighted the fact that
portions of the State Department's 2017 Human Rights Report are
consistent with her testimony. If Hernandez had been represented
at her merits hearing, her attorney likely would have drawn that
important connection, adduced other country condition evidence to
support Hernandez's testimony and, as Hernandez argues, elicited
more detailed testimony about the reasons Hernandez believes the
El Salvadoran government would not be able to protect her.
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In short, in light of this prejudice analysis, we
conclude that the assistance of a lawyer likely would have affected
the outcome of Hernandez's removal proceedings. We therefore grant
the petition for review, vacate the order of the BIA, and remand
for further proceedings consistent with this decision.
So ordered.
- Concurring Opinion Follows -
- 29 -
LIPEZ, Circuit Judge, concurring. As the panel opinion
notes, the circuits are split on the question of whether a
petitioner must show prejudice to prevail on a claim that her
statutory right to counsel was denied. The five circuits in the
majority recognize that representation by counsel in immigration
proceedings is a statutory right of such significance that a denial
of the right requires no showing of prejudice. By contrast, the
four circuits in the minority treat a denial of the statutory right
to counsel as one type of Fifth Amendment due process violation,
which typically requires a showing of prejudice. I write
separately to explain my view that we should join the majority of
circuits by holding that a showing of prejudice is not required to
succeed on a claim asserting a denial of the statutory right to
counsel.
Courts have long recognized that a "denial of the Sixth
Amendment right to counsel is so inherently prejudicial that there
is no room for the harmless error doctrine." Castaneda-Delgado v.
INS, 525 F.2d 1295, 1300 (7th Cir. 1975); see also Cheung v. INS,
418 F.2d 460, 464 (D.C. Cir. 1969). Whereas "[a] criminal
defendant who alleges ineffective assistance of counsel must
generally show prejudice," a defendant who was denied access to
counsel need not because a "denial of counsel more fundamentally
affects the whole of a proceeding than ineffective assistance of
counsel." Montes-Lopez v. Holder, 694 F.3d 1085, 1092 (9th Cir.
- 30 -
2012); see also Castaneda-Delgado, 525 F.2d at 1301 ("When no
lawyer appears to represent the defendant, and his request for
legal representation is wholly denied, the proceedings are tainted
from their roots, and there is no room for 'nice calculations as
to the amount of prejudice' flowing from the denial." (quoting
United States v. Robinson, 502 F.2d 894, 896 (7th Cir. 1974))).
Although there is no Sixth Amendment right to counsel in
immigration proceedings, Avelar Gonzalez v. Whitaker, 908 F.3d
820, 828 (1st Cir. 2018), removal hearings, like criminal trials,
are "fraught with serious consequences." Castaneda-Delgado, 525
F.2d at 1301; see also Leslie v. Att'y Gen. of U.S., 611 F.3d 171,
181 (3d Cir. 2010) ("The right to counsel is a particularly
important procedural safeguard because of the grave consequences
of removal."). Thus, the rationales that support the conclusion
that a criminal defendant who has been denied counsel need not
show prejudice are no less true in the immigration context. See
Montes-Lopez, 694 F.3d at 1092-93; Castaneda-Delgado, 525 F.2d at
1302; Cheung, 418 F.2d at 464.15 Indeed, requiring a showing of
15The Second Circuit and Third Circuit take a different approach
to reach the no-prejudice rule, relying upon the principle of
administrative law that an agency's noncompliance with its own
regulations can be "so serious as to be reversible error without
a showing of prejudice." Leslie, 611 F.3d at 178-79 (discussing
United States ex rel. Accardi v. Shaughnessy, 347 U.S. 260 (1954))
(also discussing Am. Farm Lines v. Black Ball Freight Serv., 397
U.S. 532 (1970), for contrary proposition); see also Montilla v.
INS, 926 F.2d 162, 168-69 (2d Cir. 1991) (same).
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prejudice when a respondent has been denied access to counsel runs
counter to the basic notion that the assistance of counsel in
adversary proceedings is essential. See United States v. Cronic,
466 U.S. 648, 659 (1984).
As the Ninth Circuit observed, and as this case
illustrates, "the absence of counsel can change [a respondent's]
strategic decisions, prevent him or her from making potentially-
meritorious legal arguments, and limit the evidence the
[respondent] is able to include in the record." Montes-Lopez, 694
F.3d at 1092. In immigration proceedings, just as in criminal
proceedings, prejudice from a denial of counsel is so likely "that
case-by-case inquiry into prejudice is not worth the cost."
Strickland v. Washington, 466 U.S. 668, 692 (1984); accord Mickens
v. Taylor, 535 U.S. 162, 166 (2002).
The circuits that do require a showing of prejudice
provide no compelling explanation for their position. Indeed, the
decisions of those circuits do not engage with the principles of
law underlying the majority view that a showing of prejudice should
not be necessary in the right-to-counsel context. Instead, they
examine alleged violations of the right to counsel more generically
as a matter of procedural due process, thereby failing to recognize
the distinctive nature of the statutory right to counsel, with its
Sixth Amendment antecedents. See Njoroge v. Holder, 753 F.3d 809,
811 (8th Cir. 2014) ("In certain circumstances, depriving an alien
- 32 -
of the right to counsel may rise to the level of a [Fifth Amendment]
due process violation." (quoting Al Khouri v. Ashcroft, 362 F.3d
461, 464 (8th Cir. 2004)); see also Ogbemudia v. INS, 988 F.2d
595, 598 (5th Cir. 1993); Farrokhi v. INS, 900 F.2d 697, 701-02
(4th Cir. 1990); Michelson v. INS, 897 F.2d 465, 468 (10th Cir.
1990).
Importantly, the BIA itself does not require a showing
of prejudice when there is a denial of the statutory right to
counsel. In In re C-B-, 25 I. & N. Dec. 888 (BIA 2012), the right-
to-counsel continuance case discussed in the panel opinion, the
BIA sustained the respondent's appeal based on a denial of the
statutory right to counsel without a prejudice finding, id. at
890, 892. Yet, inexplicably, the BIA's decision on Hernandez's
appeal in this case relies on In re Villarreal-Zuniga, 23 I. & N.
Dec. 886 (BIA 2006), for the proposition that "[a] decision to
deny a motion for continuance will not be reversed unless the
[respondent] establishes that the denial caused her actual
prejudice and harm, and materially affected the outcome of her
case." In my view, this insistence on a prejudice showing when
the statutory right to counsel was at stake was another legal error
by the BIA.
Given the fundamental importance of the statutory right
to counsel in immigration proceedings, and given the absence of
any requirement to show prejudice by the BIA in its own statutory
- 33 -
right to counsel case law, I see no reason to defer a decision to
join the majority of circuits in concluding that no showing of
prejudice is required when a petitioner establishes a denial of
the statutory right to counsel.
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