United States Court of Appeals
For the Eighth Circuit
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No. 19-2366
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United States of America
lllllllllllllllllllllPlaintiff - Appellee
v.
Montecarlos Marteze Gant, also known as Lucky, also known as Cuzzo
lllllllllllllllllllllDefendant - Appellant
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Appeal from United States District Court
for the Northern District of Iowa - Dubuque
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Submitted: April 13, 2020
Filed: August 28, 2020
[Published]
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Before KELLY, WOLLMAN, and STRAS, Circuit Judges.
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PER CURIAM.
Montecarlos Gant pleaded guilty to one count of being a felon in possession
of a firearm. See 18 U.S.C. §§ 922(g)(1) and 924(a)(2). After he was sentenced, the
Supreme Court decided that, in a prosecution under 18 U.S.C. §§ 922(g) and
924(a)(2), the government must prove “both that the defendant knew he possessed a
firearm and that he knew he belonged to the relevant category of persons barred from
possessing a firearm.” Rehaif v. United States, 139 S. Ct. 2191, 2200 (2019). On
appeal, Gant argues the district court1 erred by accepting his guilty plea without first
determining whether he knew he was a convicted felon as required by Rehaif.
Finding no basis for reversal, we affirm.
I.
On May 22, 2018, the grand jury indicted Gant on one count of being a felon
in possession of a firearm, in violation of 18 U.S.C. §§ 922(g)(1) and 924(a)(2). This
charge stemmed from an incident where Gant attempted to sell a gun with an
obliterated serial number at a gun shop in Dubuque, Iowa. Police eventually seized
a .380 caliber pistol from Gant. The indictment did not allege Gant knew he had a
prior felony conviction at the time he possessed the gun.
Gant filed a notice of intent to plead guilty. At the change-of-plea hearing, the
magistrate judge did not inform Gant that one element of the offense to which he was
pleading guilty was that he knew he was a felon when he possessed the firearm, and
Gant did not admit that this element was established. The magistrate judge
recommended that the district court accept Gant’s guilty plea. Neither party objected
to the recommendation, and the district court accepted the plea.
The court sentenced Gant to 120 months in prison and entered final judgment
on June 20, 2019. The Supreme Court decided Rehaif the next day. On appeal, Gant
argues that his guilty plea violated Federal Rule of Criminal Procedure 11 and was
constitutionally invalid because he was not informed of the additional essential
1
The Honorable Leonard T. Strand, Chief Judge, United States District Court
for the Northern District of Iowa, adopting the report and recommendation of the
Honorable Mark A. Roberts, United States Magistrate Judge for the Northern District
of Iowa.
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element of a § 922(g) offense announced in Rehaif—namely, that he knew he was a
felon when he possessed the firearm at issue.
II.
Gant did not raise these arguments in the district court, so we review for plain
error. See United States v. Jawher, 950 F.3d 576, 579 (8th Cir. 2020). This requires
that Gant show (1) an error, (2) that is plain, and (3) that affects his substantial rights.
United States v. Olano, 507 U.S. 725, 732 (1993). We will exercise our discretion
to correct such an error only if it “seriously affects the fairness, integrity or public
reputation of judicial proceedings.” Id. (cleaned up).
The parties agree that Gant meets the first two elements of plain-error review.
Gant’s plea “is constitutionally invalid because he did not understand the essential
elements of the offense to which he pleaded guilty.” See United States v. Coleman,
961 F.3d 1024, 1027 (8th Cir. 2020). Gant’s plea also violated Rule 11 “because the
district court did not advise him of the knowledge-of-status element established by
Rehaif and did not examine the record to determine whether there was a factual basis
for finding such knowledge.” See id. at 1027–28 (citing Fed. R. Crim. P. 11(b)(1)(G),
(b)(3)). Because we measure whether an error is plain based on the law at the time
of appeal, both errors are plain. See id.
The parties disagree about whether this error affected Gant’s substantial rights
under the third prong of plain-error review. See Olano, 507 U.S. at 732. Gant argues
that “a constitutionally invalid plea affects substantial rights as a per se matter”
because “it is structural error that requires automatic reversal.”2 Alternatively, he
2
Gant concedes that he must satisfy the substantial-rights element of plain-error
review to gain reversal for the Rule 11 errors. See United States v. Dominguez
Benitez, 542 U.S. 74, 83 (2004).
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contends that, if we do not treat the Rehaif error as structural, he can still satisfy his
burden under the substantial-rights prong. Gant points out that he expressed some
confusion about his prior convictions during the Rule 11 hearing. Specifically, he
believed one of his five alleged prior felony convictions was not a felony because he
“didn’t go to prison.”
We previously have held that a “constitutionally invalid plea is not structural
error.” Coleman, 961 F.3d at 1029. Instead, we explained that “even in the context
of a constitutionally invalid plea based on Rehaif, a defendant satisfies plain-error
review only by showing that the error affected his or her substantial rights.” Id. at
1030. This requires that Gant demonstrate “a reasonable probability that, but for the
error, he would not have entered the plea.” Id. (quoting Jawher, 950 F.3d at 579).
Gant has not made this showing. At the change-of-plea hearing, the
government alleged that Gant had sustained five prior felony convictions by the time
he possessed the firearm in this case. Gant admitted that he had been convicted of
three prior felonies but said he did not remember the other two. The court accepted
his guilty plea based on the three felonies he admitted. Portions of the presentence
investigation report, to which Gant did not object, show he was incarcerated for a
term of imprisonment exceeding one year for each of those three felonies. In 2002,
Gant was convicted of aggravated vehicle hijacking and served three years and four
months in prison before he was paroled. In 2011, he was convicted of possession of
marijuana with intent to deliver and served approximately 21 months in prison. And
in 2015, he was again convicted of possession of marijuana with intent to deliver and
served approximately 23 months in prison. In light of his prior history of
incarceration, simply alleging as he does that he “may have believed his convictions
were expunged or his rights restored” is insufficient to show a reasonable probability
that he would not have pleaded guilty but for the Rehaif-based error. See Coleman,
961 F.3d at 1030 (concluding that defendant did not show he would not have pleaded
guilty had he known of Rehaif simply because he “may have believed his prior felony
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convictions were expunged or his rights restored” (cleaned up)); United States v.
Welch, 951 F.3d 901, 907 (8th Cir. 2020) (finding that, following Rehaif, the
defendant could not show his substantial rights were affected because he had
previously “received and served several prison sentences longer than one year for
felony convictions”).
We affirm the district court’s judgment.
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