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[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-17478
________________________
D.C. Docket No. 2:11-cv-00325-WBH
DAVID SCOTT FRANKS,
Petitioner - Appellant,
versus
GDCP WARDEN,
Respondent - Appellee.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
________________________
(September 16, 2020)
Before WILLIAM PRYOR, Chief Judge, NEWSOM and MARCUS, Circuit
Judges.
MARCUS, Circuit Judge:
Petitioner David Scott Franks was sentenced to death in Georgia for the
murder of Debbie Wilson. Because the facts surrounding the crime were
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especially heinous, including two other homicides and the almost fatal attacks on
two young children, his trial counsel relied on residual doubt at sentencing. Franks
argued in Georgia’s state courts that his counsel were constitutionally ineffective at
sentencing because they relied on residual doubt and because they failed to
investigate and present additional mitigating evidence concerning Franks’s
childhood, substance abuse, and cognitive deficits. The state habeas court
concluded that his attorneys were not ineffective and that Franks was not
prejudiced by the failure to introduce what it characterized as weak additional
mitigating evidence. The federal district court, in turn, determined that the state
court’s decisions were neither contrary to nor an unreasonable application of
clearly established federal law, nor were they based on an unreasonable
determination of the facts, and denied Franks’s § 2254 petition. We agree and
affirm its judgment.
I.
In the early morning hours of August 5, 1994, David Martin and Clinton
Wilson arrived at David Franks’s pawn shop in Bremen, Georgia. Like so many of
these cases, the details of what transpired between the three men that morning
remain murky. But we know that the encounter ended in brutality: Franks shot
Martin and Wilson execution-style with a nine-millimeter pistol. A medical
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examiner concluded from the trajectory of the bullet wounds that the men had been
shot from behind while lying face down on the floor.
David Franks fled the scene in Wilson’s white cube van. He drove nearly
two hours away to Wilson’s home in Gainesville, Georgia, where Franks believed
Wilson had hidden tens of thousands of dollars in cash. Franks was friendly with
Wilson and knew his wife and kids -- Franks had even vacationed with the couple.
So when he arrived at the Wilson home, Clinton Wilson’s nine-year-old daughter
Jessica answered the door and allowed Franks to come in. Franks told Clinton’s
wife Debbie that he was looking for Clinton, despite knowing that Clinton Wilson
lay dead in Bremen. At around 1:30 p.m., Debbie telephoned David Martin’s wife,
explained that “the other David” was looking for Clinton, and asked if Martin’s
wife had seen him.
In an apparent bid to get young Jessica out of the house, Franks told Debbie
he wanted to go fishing with Brian, the Wilsons’ thirteen-year-old son, who was at
a neighbor’s home. Debbie sent Jessica to tell Brian. With Jessica out of the
house, Franks pulled a gun on Debbie and forced her to an upstairs bedroom,
where he knew Clinton kept a safe. After taking money from the safe, Franks
stabbed Debbie, piercing a major artery to her lung. But Debbie did not die just
then. She called 911 and identified her attacker repeatedly as “David Franks,”
telling the 911 operator that he attacked her for money. Paramedics eventually
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arrived to treat Debbie, and she told them the same thing: David Franks attacked
her for money. But Debbie’s blood loss was too severe. Debbie Wilson went into
cardiac arrest and died before reaching the hospital.
After he attacked Debbie, Franks went back downstairs. When the children
returned, he told Jessica to go outside to the van to get a briefcase for him and told
Brian to get his fishing gear. As Brian was getting his fishing rod, and with Jessica
out of the house again, Franks attacked thirteen-year-old Brian from behind,
stabbed him in the chest and stomach, and slashed his throat at least twice. Brian
fought back and cut Franks on his left arm. The injuries Brian sustained were
profound: a five- to six-inch-deep stab wound in the right side of his chest just
below the nipple, which penetrated the diaphragm into the abdominal cavity,
damaging his lung, diaphragm, and liver; and a wound that penetrated his neck
through to the base of his tongue, necessitating the use of a feeding tube for ten
days.
Franks left Brian and then targeted nine-year-old Jessica, whom he stabbed
in the chest as she came back into the house. Both children survived and escaped
to a neighbor’s house. They told the neighbor that their father’s friend “David
Franks” -- whom they physically described -- had attacked them and that he was
driving their father’s white cube van. At the hospital later, both children picked
Franks from a photo lineup.
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Franks fled his second crime scene in the white cube van, abandoned it, and
traveled on foot to a nearby house, where he stole clothing and another car, a
Mazda 626. He drove the Mazda to a casino in Biloxi, Mississippi, where he
gambled for three days using the pseudonym “Ty Dare.” He then traveled to
Mobile, Alabama and checked into a Red Roof Inn. A Mobile police officer
spotted the Mazda in the motel parking lot and called for a tactical team. Franks
saw the police activity on his way back to the motel and fled once more.
After evading police at the motel, Franks invaded the home of Carrie and
Willie Cooper. Carrie was 76 years old; Willie was 82, had mobility difficulties,
and used a motorized chair to get around. Franks held the couple hostage with no
water in their sweltering garage from mid-morning until late in the afternoon, at
one point nailing shut a side door to the garage, locking the two inside. The
Coopers’ daughter, Linda Goodwin, became concerned when she couldn’t reach
her parents by telephone and went to check on them. Franks then took Goodwin,
her husband, and their son hostage too, threatening them with a gun. He finally
stole the family’s car, but not before ripping all of the telephone lines from the
walls of the home.
The police eventually apprehended Franks at his sister’s home after his
brother-in-law turned him in. When he was arrested, Franks had a .22 caliber
derringer and a bandaged cut on his left arm. Before his arrest, he told his brother-
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in-law that the pawn-shop victims had promised to come up with $100,000 to buy
drugs. When they didn’t have the money, Franks made them lie down on the floor
and shot them. Franks told his brother-in-law that Martin and Wilson “got what
they deserved.”
Franks was charged in Haralson County, Georgia for the murders of Clinton
Wilson and David Martin; he was also charged in Hall County for the offenses that
occurred at the Wilsons’ home, including the murder of Debbie Wilson. A Hall
County jury convicted Franks of malice murder, armed robbery, aggravated
battery, cruelty to a child, aggravated assault, burglary, and theft by taking. The
trial court sentenced Franks to imprisonment for 20 years for armed robbery, 20
years for each of two counts of aggravated battery, 20 years for burglary, and 10
years for theft, with the sentences to run consecutively. Following the penalty
phase, the jury unanimously recommended that Franks be executed; the trial court
agreed and sentenced Franks to death for the malice murder of Debbie Wilson.
Because he was convicted and sentenced to death in Hall County, Franks was
never tried for the murders of Clinton Wilson and David Martin in Haralson
County.
After initial motions for a new trial had been litigated and denied but before
the case had been appealed, the state trial court granted Franks’s trial counsel’s
motions to withdraw. The court explained that by doing so it would permit the
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issue of ineffectiveness of trial counsel to be raised before direct appeal. The
following month, the state trial court appointed replacement counsel, who sought a
new trial alleging, among other things, constitutionally ineffective assistance of
trial counsel.
The state trial court denied that motion, and Franks’s convictions and
sentence were affirmed on direct appeal. See Franks v. State, 599 S.E.2d 134 (Ga.
2004), cert. denied, 543 U.S. 1058, reh’g denied, 544 U.S. 914 (2005). The
Georgia Supreme Court denied the ineffectiveness claim because Franks’s new
counsel “presented no competent evidence of what a more thorough mitigation
investigation would have uncovered,” offering only a summary of Franks’s life
that was neither offered into evidence nor supported by competent testimony. Id.
at 148. Put another way, Franks’s appellate counsel failed to properly present the
claim that trial counsel denied him the effective assistance of counsel.
Franks then filed a petition for a writ of habeas corpus in Butts County
Superior Court. Relevant to the claim now before us, Franks argued that his trial
counsel were constitutionally ineffective for failing to investigate and present
additional mitigating evidence about Franks’s difficult childhood and abusive
father, his substance abuse, his cognitive deficits and mental illness, and for relying
instead on a theory of residual doubt. Moreover, he claimed his appellate counsel
were ineffective for failing to properly raise that claim. Following an extensive
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evidentiary hearing, the state habeas court denied Franks collateral relief. See
Franks v. Hall, No. 2005-V-1070 (Butts Cty. Super. Ct. Apr. 27, 2010). The court
concluded that Franks’s claim concerning ineffectiveness of trial counsel could not
be reviewed either because of res judicata or procedural default. Id. at 12. It
noted, however, that Franks’s claim about appellate counsel’s ineffectiveness was
properly presented and that, in the course of reviewing it, the court would
necessarily have to examine trial counsel’s performance as well. Ultimately, the
state habeas court concluded that because trial counsel were not ineffective,
appellate counsel were not deficient, nor was Franks prejudiced by their failure to
challenge trial counsel’s mitigation investigation and presentation.
Franks next set his sights on federal court, filing this § 2254 petition in the
United States District Court for the Northern District of Georgia. Like the state
habeas court, the district court examined whether Franks’s trial counsel were
constitutionally ineffective on the theory that if trial counsel were not ineffective,
appellate counsel could not have been ineffective either for failing to raise a claim
about trial counsel’s performance. Applying the deference mandated by the
Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”), the district
court concluded that none of the state habeas court’s factual findings were
unreasonable in light of the evidence presented, and none of its conclusions of law
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were contrary to or involved an unreasonable application of clearly established
federal law.
We granted a certificate of appealability limited to one claim:
Whether appellate counsel provided ineffective assistance in violation
of the Sixth Amendment to the United States Constitution by failing
to present evidence to support the claim that trial counsel was
ineffective in violation of the Sixth Amendment to the United States
Constitution when at the penalty phase of trial, it failed to conduct a
reasonable mitigation investigation and failed to uncover and present
mitigation evidence.
The only claim properly before us, then, is whether Franks’s appellate
counsel were ineffective in presenting his claim of ineffectiveness of trial counsel
at the penalty phase. Because his appellate counsel did not properly present the
ineffective assistance of trial counsel in the motion for a new trial, and because the
state habeas court concluded it was bound by res judicata or procedural default on
claims related to the ineffectiveness of trial counsel, that claim, as a procedural
matter, is unexhausted in state court. However, we have repeatedly held that if a
particular claim itself is without merit, “any deficiencies of [appellate] counsel in
failing to raise or adequately pursue” it “cannot constitute ineffective assistance of
counsel.” Owen v. Sec’y for Dep’t of Corr., 568 F.3d 894, 915 (11th Cir. 2009).
“In other words, whether appellate counsel failed to properly challenge trial
counsel’s mitigation inquiry focuses on essentially the same corpus of evidence
and the same legal questions underlying trial counsel’s effectiveness -- which
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strategies did trial counsel pursue, were those strategies reasonable under the
circumstances, and what kinds of penalty-phase evidence was developed, or could
reasonably have been developed.” Ferrell v. Hall, 640 F.3d 1199, 1225 (11th Cir.
2011).
Thus, we, like the state habeas court and the district court too, consider
whether Franks’s trial counsel were constitutionally ineffective. Since Franks’s
claim that his trial counsel were constitutionally ineffective is without merit --
particularly when measured against AEDPA deference, and particularly after the
state habeas court held a lengthy evidentiary hearing and made extensive findings
on the reasonableness of trial counsel’s strategic choices and on prejudice -- we
have no occasion to evaluate the performance of his appellate counsel directly. His
appellate counsel could not have been constitutionally ineffective by failing to
present a meritless claim.
II.
“We review de novo a district court’s grant or denial of a habeas corpus
petition.” McNair v. Campbell, 416 F.3d 1291, 1297 (11th Cir. 2005). Because
Franks filed his federal habeas petition after April 24, 1996, this case is governed
by AEDPA. “Under AEDPA, if a state court has adjudicated the merits of a claim
-- as the state court did here -- we cannot grant habeas relief unless the state court’s
decision ‘was contrary to, or involved an unreasonable application of, clearly
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established Federal law, as determined by the Supreme Court of the United States,’
or ‘was based on an unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.’” Kilgore v. Sec’y, Fla. Dep’t of
Corr., 805 F.3d 1301, 1309 (11th Cir. 2015) (quoting 28 U.S.C. § 2254(d)).
“Under § 2254(d)(1)’s ‘contrary to’ clause, we grant relief only ‘if the state
court arrives at a conclusion opposite to that reached by [the Supreme] Court on a
question of law or if the state court decides a case differently than [the Supreme
Court] has on a set of materially indistinguishable facts.’” Jones v. GDCP
Warden, 753 F.3d 1171, 1182 (11th Cir. 2014) (alterations in original) (quoting
Williams v. Taylor, 529 U.S. 362, 413 (2000)). “Under § 2254(d)(1)’s
‘unreasonable application’ clause, we grant relief only ‘if the state court identifies
the correct governing legal principle from [the Supreme] Court’s decisions but
unreasonably applies that principle to the facts of the prisoner’s case.’” Id.
(alteration in original) (quoting Williams, 529 U.S. at 413).
The second prong of § 2254(d) -- that an adjudication resulted in a decision
that was based on an unreasonable determination of the facts in light of the
evidence presented in the state-court proceeding -- “requires that we accord the
state trial court substantial deference.” Brumfield v. Cain, 576 U.S. 305, 314
(2015). “If ‘[r]easonable minds reviewing the record might disagree about the
finding in question, on habeas review that does not suffice to supersede the trial
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court’s . . . determination.’” Id. (alteration and ellipsis in original) (quoting Wood
v. Allen, 558 U.S. 290, 301 (2010)). Indeed, on AEDPA review, “a determination
of a factual issue made by a State court shall be presumed to be correct” -- a
presumption that the petitioner carries the burden of rebutting “by clear and
convincing evidence.” 28 U.S.C. § 2254(e)(1).
III.
To properly analyze the state habeas court’s findings of fact and conclusions
of law concerning the effectiveness of Franks’s trial counsel -- and thus whether
his appellate counsel could have been ineffective for failing to support the claim --
we detail the guilt-phase and sentencing-phase strategy and presentation made by
Franks’s trial counsel. Although the guilt-phase performance of trial counsel is not
before us, the guilt-phase presentation is critical to understanding trial counsel’s
mitigation strategy, which focused primarily on the theory of residual doubt.
It is undeniable that Franks’s trial counsel faced overwhelming evidence of
their client’s guilt. In addition to Debbie Wilson’s 911 calls and the Wilson
children’s positive identification of Franks as their attacker, two firefighters
responding to Debbie Wilson’s 911 calls observed a man matching Franks’s
description driving away from the Wilsons’ home in the white cube van. Police
found the abandoned van about nine miles away from the Wilson home, along with
a bloodstained shirt Franks had been seen wearing that day, a knife, and what was
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later identified as Franks’s blood on the left armrest of the vehicle. The Wilson
children testified at trial; they recounted the brutal attacks and identified Franks as
their assailant. And testing of two bloodstains in the Wilsons’ home confirmed the
presence of Franks’s DNA.
Franks’s defense was that other men had murdered Debbie, and that the
attacks on the children, if he did them, were the result of coercion. Testifying on
his own behalf, Franks told the jury that he had set up a drug deal between Clinton
Wilson and members of a criminal organization -- the “Dixie Organization.”
Franks said he had been drinking and using crank (a methamphetamine) with
Wilson the previous night; the two picked up David Martin, and at around 4 a.m.
the three of them went to eat at a truck stop diner. Franks went to sleep for a few
hours at his girlfriend’s mother’s house, and then met Wilson and Martin at his
pawn shop in Bremen -- one of two pawn shops Franks owned -- in the morning.
Franks claimed that four men from the Dixie Organization arrived at the pawn
shop, and Franks went to a convenience store to buy a soda and talk to his
girlfriend. Franks said that when he returned, Wilson and the Dixie Organization
men were arguing because Wilson had not produced the cash required for a
planned drug deal. Franks claimed that the men pressed them for the money; they
also threatened to kill Franks’s mother. The men forced Martin, Wilson, and
Franks to lie face down on the floor; they then shot Martin and Wilson with a gun
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the men had found in Franks’s briefcase in his pawn shop. All the while Franks
was “begging for [his] life.”
The four men then tied up Franks with flex cuffs and placed him in Wilson’s
van. They drove Franks to Wilson’s home and told him go inside and make sure
that they could get in. After Franks talked with Debbie Wilson for a while, two of
the men came into the home and told Debbie that her husband owed them money.
Franks testified that he tried to distract the Wilson children. Franks claimed that he
saw one of the men (Reece) stab Debbie in the back after taking her upstairs to the
safe. Franks said that the next thing he remembered was seeing lights and hearing
sirens. He could not remember the attacks on the children. He fled the scene
because he feared the Dixie Organization; he did not go to the police immediately
because “[t]hese people [were] very well connected in all areas, and [he] didn’t
trust the police or anyone else at that time.”
Franks could not recall many details of the days following the triple
homicide, but he remembered gambling in Biloxi and abandoning his belongings at
the Red Roof Inn in Mobile when he saw police cars outside the motel. He also
admitted to the encounter with the Coopers. He said that he first tried to buy the
Coopers’ truck but, when they refused, he forced the couple into their garage and
nailed the door shut. He then stole their daughter’s car to get away yet again.
Eventually, he went to his sister’s home and remembered meeting his brother-in-
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law, Wayne McConathy, though he claimed not to recall what he told McConathy.
When asked why he went to a casino in Biloxi and why he used the name Ty Dare,
Franks offered only that perhaps the casino presented familiar surroundings, and
that he was scared to use his own name.
Finally, his counsel asked: “David, you’ve seen the evidence regarding the
slashing of the two kids, you’ve seen the pictures, you’ve heard their testimony.
Are you telling this jury that you didn’t do that?” Franks responded, “All I can say
is I just don’t remember that. . . . I’m just saying I don’t remember it. I don’t
remember that event.”
Franks’s counsel presented several other pieces of evidence to support his
account that four men from the Dixie Organization were involved and had
murdered Debbie Wilson. One witness (Annie Carlisle), who was driving by
Franks’s pawn shop on the morning of the murders, saw four men drive into the
parking lot, exit their car, and push three other men through the door of the pawn
shop. Moreover, telephone records revealed that a phone call was placed from
Franks’s pawn shop in Bremen to the Wilson home two hours away in Gainesville
at 1:54 p.m. on the day of the crimes. Because the state’s timeline put Franks at
the Wilson home by 1:30 p.m., defense counsel argued this phone call
demonstrated that others were involved in the crimes. His counsel also
emphasized the difference between the crime scene found at the pawn shop in
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Haralson County and the scene at the Wilson home in Hall County. The pawn
shop killings were methodical, gang-like executions, but the Hall County crimes
were frenzied. Defense counsel also argued that Debbie Wilson’s 911 calls
strongly suggested other people were involved because Debbie Wilson told the 911
dispatcher three times that “they’re hurting my kids.” The defense also presented
evidence that the crime scenes may have been contaminated, important evidence
not preserved, and certain items not tested, suggesting that the police failed to
exhaust the search for other suspects. Among other things, the investigators failed
to identify fingerprints found on beer cans recovered from the pawn shop and
failed to even so much as investigate tire tracks left at the Wilson home on the day
of the crimes.
At the penalty phase, the state’s aggravation case grew still stronger. Debbie
Wilson’s family testified about the impact her death had on all of them and the
impact the attacks had on the children. A firearms examiner said that the bullets at
the Haralson County crime scene matched Franks’s gun recovered from the Red
Roof Inn. Two Haralson County Sheriff’s Department officers recounted Franks’s
attempted jail escape after he was finally arrested for the crimes, explaining that he
shattered a jail window with a screwdriver. Further, Carrie Cooper and her
daughter testified about being held hostage and threatened by Franks.
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Franks’s counsel primarily relied on residual doubt -- a doubt they attempted
to create during the guilt phase. But they also presented significant mitigation
testimony from eight family members: Jane Mashburn (Franks’s aunt), Susan
McConathy (Franks’s sister), Nancy Rowell (Franks’s ex-wife), Calvin Franks
(Franks’s brother), Mildred Rowell (Franks’s ex-mother-in-law), Lynette
Dickinson (Franks’s second wife), Patty Murch (Franks’s cousin), and Doris
Franks (Franks’s mother). Mashburn testified to David Franks’s good character
and explained that his father was “a severe alcoholic” who physically abused
David’s mother. Nancy and Mildred Rowell, McConathy, Dickinson, Murch, and
Doris Franks each similarly testified about David’s good character. All of this
good character evidence supported residual doubt: David had never been known to
be violent and each account of his decency was designed to sow more doubt in the
jurors’ minds that Franks went into a violent frenzy.
The defense did not rely solely on good character. Counsel also introduced
some mitigating evidence about David’s troubled childhood. David’s older
brother, Calvin Franks, testified that “David’s childhood was not exactly a ros[y]
one.” He described their dysfunctional childhood this way:
We came from a violent family, and our dad, as has already been
stated, he was very much so an alcoholic, an unreasonable man that
you could not talk to, you couldn’t have friends over, at any -- I used
to sleep with a knife in the head of my bed, I was afraid of my dad. I
was afraid he would come in and kill me when I was a child. I’ve had
conflicts with my dad telling him that he would not do my younger
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brother as he did myself. My mother is a very religious woman. She
-- to the point I’ve seen her do without food for days fasting and
praying. My sister is likewise. We were, if you’ll pardon the
expression, we were very much black and white. One side of my
family was -- would die before they would tell you a lie, and the other
side of my family was the devil himself. So there was a lot of
confusion growing up. I’ve even seen -- there was a time when my
mom and David was sitting on the couch and my dad shot right
between them while they were sitting on the couch, it came so close to
my mom’s leg it actually burnt her leg. If we were a family today
they would take David and I and my sister away from my mom and
dad and give us to somebody else . . . .
In closing argument at the penalty phase, the prosecutor detailed the
aggravating circumstances, highlighting the terror and torture of Brian and Jessica
Wilson, orphaned, hospitalized, and fearful for their lives as David Franks eluded
law enforcement after the crimes, and the horror experienced by Debbie Wilson,
who lay dying while hearing the attacks on her children. Franks’s counsel
countered with residual doubt, telling the jury, “I submit to you that one of the
factors that you need to consider here is the proof in the case, and whether
questions will come zinging back to you when you’re in that quiet place alone with
your thoughts and you say what if? What if? Or why?” His counsel detailed holes
in the state’s case -- including the unidentified fingerprints, tire tracks at the scene
that were never tested, and Franks’s behavior fleeing the scene onto the street
rather than running into the nearby woods -- as well as evidence supporting
David’s account that other men were involved in the homicide, such as the
testimony of Annie Carlisle. Ultimately, he asked the jury to “sprinkle mercy”
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rather than “revenge and vengeance” into their deliberations and concluded: “I beg
you ladies and gentlemen, don’t kill that man.”
The jury unanimously recommended that Franks be sentenced to death for
the murder of Debbie Wilson. It found five statutory aggravating factors beyond a
reasonable doubt: (1) the murder of Debbie Wilson was committed while Franks
was engaged in the commission of the aggravated battery of Brian Wilson, Ga.
Code Ann. § 17-10-30(b)(2); (2) the murder of Debbie Wilson was committed
while Franks was engaged in the commission of the aggravated battery of Jessica
Wilson, id.; (3) the murder was committed while Franks was engaged in the
commission of an armed robbery, id.; (4) Franks committed the murder for the
purpose of receiving money or any other thing of monetary value, id. § 17-10-
30(b)(4); and (5) the murder was outrageously or wantonly vile, horrible, or
inhuman, in that it involved depravity of mind and torture, id. § 17-10-30(b)(7).
Franks now says his trial counsel were ineffective at the penalty phase
because they relied on a residual doubt defense, and because they failed to
investigate and present additional details about David’s difficult childhood,
substance abuse, and cognitive deficits. After a three-day evidentiary hearing, the
state court denied Franks’s habeas petition. The court found that “trial counsel
made a reasonable, strategic decision to present character evidence and a residual
doubt theory at the sentencing phase of trial,” and that this strategic decision was
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supported by a reasonable investigation that included extensive interviews with
Franks’s family and friends, and the examination of “possible mental health
history, dependency issues and other extenuating factors.” Particularly, the court
concluded that “trial counsel made a reasonable, strategic decision to focus on
residual doubt as their mitigation theory after a thorough investigation of ‘law and
facts.’” The state habeas court reviewed the additional mitigating evidence
introduced collaterally -- evidence we detail in Section IV below -- and concluded
both that counsel made a reasonable strategic choice not to present it and that the
evidence was weak and would have had little mitigating value. Thus, Franks was
not prejudiced by the choice to omit it. The district court, in turn, concluded that
the state habeas court’s denial of the petition was neither contrary to nor an
unreasonable application of clearly established Supreme Court law, nor were any
of its factual findings unreasonable in light of the evidence presented.
IV.
Under Strickland v. Washington, 466 U.S. 668 (1984), a petitioner must
show that his counsel’s performance was constitutionally deficient -- that his
counsel “made errors so serious that counsel was not functioning as the ‘counsel’
guaranteed the defendant by the Sixth Amendment” -- and that the deficient
performance prejudiced the defendant, depriving him of a “fair trial, a trial whose
result is reliable.” Id. at 687. Simple mistakes or strategic errors are not enough,
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nor are serious errors if, absent those errors, there is no “reasonable probability”
that the outcome would have been different. Id. at 694. “A reasonable probability
is a probability sufficient to undermine confidence in the outcome” -- in this case, a
probability sufficient to undermine confidence that the jury would have
recommended death. Id.
In other words, Franks must show that: (1) “counsel’s representation fell
below an objective standard of reasonableness,” and (2) “there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Id. at 688, 694; accord Knowles v.
Mirzayance, 556 U.S. 111, 124 (2009); Wiggins v. Smith, 539 U.S. 510, 521
(2003); Williams, 529 U.S. at 390; Darden v. Wainwright, 477 U.S. 168, 184
(1986). The failure to meet either Strickland prong is fatal to the claim.
A. Franks’s Trial Counsel’s Performance Was Not Constitutionally
Deficient.
“Judicial scrutiny of counsel’s performance must be highly deferential.”
Strickland, 466 U.S. at 689. We apply a “strong presumption” that counsel
performed competently and ask only whether any “identified acts or omissions
were outside the wide range of professionally competent assistance.” Id. at 689–
90. And our review under AEDPA is doubly deferential: we extend deference both
to the trial counsel’s choices and to the state court’s assessment of their
reasonableness. “The pivotal question is whether the state court’s application of
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the Strickland standard was unreasonable,” which is “different from asking
whether defense counsel’s performance fell below Strickland’s standard.”
Harrington v. Richter, 562 U.S. 86, 101 (2011). Indeed, “evaluating whether a rule
application was unreasonable requires considering the rule’s specificity. The more
general the rule, the more leeway courts have in reaching outcomes in case-by-case
determinations.” Yarborough v. Alvarado, 541 U.S. 652, 664 (2004). Because
Strickland allows for a range of strategic choices by trial counsel, so too is there
considerable leeway for state courts to determine the reasonableness of those
choices. “A state court’s determination that a claim lacks merit precludes federal
habeas relief so long as ‘fairminded jurists could disagree’ on the correctness of the
state court’s decision.” Harrington, 562 U.S. at 101 (quoting Yarborough, 541
U.S. at 664). For Franks to prevail, then, he would have to show that no
reasonable jurist could find that his counsel’s performance fell within the wide
range of reasonable professional conduct.
“The question of whether an attorney’s actions were actually the product of
a tactical or strategic decision is an issue of fact, and a state court’s decision
concerning that issue is presumptively correct.” Provenzano v. Singletary, 148
F.3d 1327, 1330 (11th Cir. 1998). On the other hand, “the question of whether the
strategic or tactical decision is reasonable enough to fall within the wide range of
professional competence is an issue of law not one of fact.” Id. If fairminded
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jurists could disagree as to whether trial counsel’s strategic choices were
reasonable, a petitioner is not entitled to federal habeas relief. Moreover,
“[s]trategic choices made after thorough investigation of law and facts relevant to
plausible options are virtually unchallengeable.” Knowles, 556 U.S. at 124
(quotation omitted); see also Nance v. Warden, Ga. Diagnostic Prison, 922 F.3d
1298, 1302 (11th Cir. 2019) (“It is especially difficult to succeed with an
ineffective assistance claim questioning the strategic decisions of trial counsel who
were informed of the available evidence.”). When trial counsel fails to discover
mitigating evidence, we ask whether the decision not to investigate further was
reasonable. Strickland, 466 U.S. at 690–91 (“[S]trategic choices made after less
than complete investigation are reasonable precisely to the extent that reasonable
professional judgments support the limitations on investigation. In other words,
counsel has a duty to make reasonable investigations or to make a reasonable
decision that makes particular investigations unnecessary.”); see also Wiggins, 539
U.S. at 527–28 (finding ineffective assistance because “counsel chose to abandon
their investigation at an unreasonable juncture, making a fully informed decision
with respect to sentencing strategy impossible”). 1
1
We note at the outset that Franks had experienced trial counsel who each had at least some
familiarity with death penalty cases in particular. “When courts are examining the performance
of an experienced trial counsel, the presumption that his conduct was reasonable is even
stronger.” Chandler v. United States, 218 F.3d 1305, 1316 (11th Cir. 2000) (en banc); see also
Spaziano v. Singletary, 36 F.3d 1028, 1040 (11th Cir. 1994) (“[T]he more experienced an
attorney is, the more likely it is that his decision to rely on his own experience and judgment in
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1. Reliance on Residual Doubt
Franks first says it was constitutionally deficient for his counsel to rely on
residual doubt at sentencing, despite the overwhelming evidence of Franks’s guilt.
Defense counsel testified both at the hearing on the motion for a new trial and at
the collateral state habeas hearing that residual doubt was a strategic choice.
Counsel didn’t mince words about the defense thinking: “our theory on sentencing
was you can put in whatever you want, strong about David or weak about David
personally,” but “[g]iven these sets of facts and given what happened to the
children, if you’re unable to point out residual doubt, you’re going to lose the
penalty phase.”
Franks says the state habeas court’s conclusion about residual doubt was
contrary to or an unreasonable application of clearly established federal law. We
are unpersuaded. “We have said before that focusing on acquittal at trial and then
on residual doubt at sentencing (instead of other forms of mitigation) can be
reasonable.” Chandler, 218 F.3d at 1320. It is true that we have also said this is
rejecting a defense without substantial investigation was reasonable under the circumstances.”
(quotation omitted)). Experienced litigators Stanley Robbins and Joseph Homans, aided by
investigator Andrew Pennington, represented Franks at trial. Robbins and Homans had each
been practicing law for more than a decade. Robbins had tried over one hundred felony criminal
cases and had been involved in multiple death penalty cases, though he had never tried one.
Homans had worked in the district attorney’s office for several years and had defended a number
of murder trials as appointed defense counsel. Homans had tried one death penalty case, which
resulted in acquittal and did not proceed to the penalty phase, but he had “fully participated” in
preparation for sentencing.
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especially so when the evidence of guilt is not overwhelming. But the brutal and
aggravated nature of this crime -- particularly the attacks on Debbie Wilson and
her two young children, following on the heels of the double homicide at the pawn
shop -- could lead a reasonable attorney to conclude that without residual doubt, a
life sentence would be difficult to sustain. Moreover, the story Franks told at trial
was supported by some additional evidence: Carlisle’s testimony that at the pawn
shop she saw four men push three others inside; the phone call from the pawn shop
at the time of the crimes in Gainesville; Debbie Wilson’s frantic calls to the 911
operator when she exclaimed three times that “they’re hurting my kids”;
additional, unidentified fingerprints at the crime scenes; and the disparity between
the calculated, gang-like killings in Bremen and the frenzied crime scene at the
Wilsons’ home. Given the horrific facts surrounding these crimes and the
availability of some extrinsic evidence supporting Franks’s account, a reasonable
jurist could conclude that a reasonable lawyer could have performed the way
Franks’s trial counsel performed.
2. Cognitive Deficits
Franks argues next that it was unreasonable for trial counsel to neither hire a
mental health expert nor present mitigating mental health evidence at sentencing.
In preparation for sentencing, defense counsel hired a well-known and experienced
mitigation investigator, Andrew Pennington, who had been a police officer and
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worked with one of Franks’s attorneys in a previous death penalty case.
Pennington interviewed Franks and his family extensively; he was never given any
indication that Franks’s mental health required further investigation. Indeed, the
state habeas court found that the defense team went “very in depth” with Franks’s
mother concerning his childhood and spoke “very frequently” with his aunt, Jane
Mashburn. The state habeas court found that “[t]rial counsel were not given the
names of any treating doctors or hospitals,” that their investigator “did not come
across any relevant medical records during his investigation,” and that neither
Franks’s family nor Franks himself ever gave any indication that there were any
mental health issues. The state habeas court also found that “trial counsel made the
determination not to hire a mental health expert to evaluate [Franks] prior to trial
as they concluded, after a thorough investigation, that they did not have a good
faith basis to request such an evaluation.” 2 The court concluded that trial counsel
2
Franks’s counsel also testified, however, that they chose not to retain a mental health expert
because they believed they could not make an ex parte request for funds and thus would
necessarily alert the state to a mental health evaluation, thereby allowing the state to hire a
mental health expert of its own. On direct review, the Georgia Supreme Court determined this
was an “erroneous impression” on the part of Franks’s counsel -- that is, it was legal error to
believe they could not request funds on an ex parte basis and to believe seeking a mental health
evaluation would automatically open the door to an opposing state expert. Franks, 599 S.E.2d at
148. Franks says that the state habeas court ignored this mistake of law, and that it was contrary
to or an unreasonable application of clearly established law to fail to conclude that the legal error
by Franks’s counsel constituted deficient performance. The problem with Franks’s argument is
that his trial counsel gave multiple sufficient and alternative bases on which they made the
decision to forego a mental health evaluation -- the most important of which was that their
investigation revealed no need for one. Franks has not shown by clear and convincing evidence
that the state habeas court’s factual finding that Franks’s counsel decided not to seek a mental
health evaluation because they believed there was no good-faith basis to do so was erroneous.
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were not deficient (and Franks was not prejudiced) by the failure to investigate and
present mitigating mental health evidence. That conclusion was neither contrary to
nor an unreasonable application of clearly established Supreme Court law, nor was
it based on an unreasonable determination of the facts in light of the evidence
presented.
First, “[t]he reasonableness of counsel’s actions may be determined or
substantially influenced by the defendant’s own statements or actions . . . . In
particular, what investigation decisions are reasonable depends critically on such
information.” Strickland, 466 U.S. at 691. Counsel “is not required to seek an
independent evaluation when the defendant does not display strong evidence of
mental problems.” Holladay v. Haley, 209 F.3d 1243, 1250 (11th Cir. 2000).
Franks claims that his counsel overlooked red flags -- his inconsistent
statements about the crime and failing grades in his school records -- that should
have alerted them to the need for neuropsychological testing. He argues that his
inconsistent statements about the crimes to his defense team indicated that his
memory was impaired, that he was dissociating, or that there was some other
mental health issue that necessitated an evaluation by and the presentation of an
expert.
But trial counsel did, in fact, address the gaps in Franks’s memory at trial
through the presentation of an expert witness. Since Franks was going to testify
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and there were gaps in his memory, the defense consulted and ultimately called a
psychiatrist, Dr. John Connell, in the middle of the trial. Dr. Connell testified that
Franks had some features of post-traumatic stress disorder (“PTSD”), explaining
that individuals will often repress memories of traumatic events and be unable to
recall certain things, but that other aspects of the traumatic experience, like the
Dixie Organization threatening to kill his mother, would stick in his mind. Dr.
Connell opined that PTSD symptoms like these “would be hard to fake.” His
testimony supported the defense theory that Franks had not committed any of the
murders and that, even if he had harmed the children, which he did not recall, he
did so under duress or coercion. Franks’s counsel asked Dr. Connell whether he
would “expect that somebody who is in a [traumatic situation] could be made to do
something they knew was wrong?” Connell responded, “Balancing that with what
could occur on the other side if they didn’t do something, it could happen, yes.”
Franks now also claims that his failing grades in school should have alerted
the defense team to the need for a mental health expert. School records indicate
that Franks repeated the second and third grades, and that he never progressed past
the sixth. The state habeas court found that Franks’s mother gave the school
records to the defense team, but that they discounted the records because they saw
nothing remarkable in them.
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We have found deficient performance where trial counsel failed to
investigate mental health issues that were “overt and fairly apparent to anyone who
cared to look closely.” Ferrell, 640 F.3d at 1228. But Franks’s inconsistent
statements and school records, particularly in light of the defense team’s extensive
interviews with Franks and his family that indicated that there were no significant
cognitive deficits or other mental health issues worth pursuing, do not rise to that
level. In fact, the red flags in his apparent memory lapses were addressed in the
evaluation and testimony of Dr. Connell. And as the state court noted about the
school records, “by the time of [Franks’s] trial, [he] had owned two separate
businesses and had never been diagnosed or even treated for any mental health
issues.” We cannot say that the state court’s determination that counsel made a
reasonable, strategic use of mental health evidence at trial after thorough
investigation was contrary to or an unreasonable application of clearly established
Supreme Court law.
3. Franks’s Childhood and Substance Abuse
Franks further argues that his trial lawyers were constitutionally ineffective
because they failed to present a more detailed account of his difficult childhood
and substance abuse. Counsel knew about Franks’s abusive father and long history
of substance abuse, and they presented some of both themes at trial. Franks
himself testified that he was using methamphetamines at the time of the crimes,
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and his brother, Calvin Franks, testified in some detail that their father terrorized
the family. Collaterally, Homans explained that he made a strategic choice not to
focus on Franks’s childhood and drug abuse because of his familiarity with Hall
County juries and his belief that such a mitigation strategy “was not going to be a
winning hand.” Homans explained, “some of the jurors during jury selection had
made a point of, you know, of somebody commits murder I don’t want to hear a
sob story about their childhood. And that’s the kind of thing you get from some of
our jurors at home, and so we told [the family] we’ve got to be careful about trying
to blame something for the conduct, we just need to show this is out of character.”3
The state habeas court concluded that “trial counsel made a reasonable,
strategic decision not to focus on [Franks]’s drug use as a mitigating factor at
trial.” As we’ve repeatedly said, “reasonably competent counsel may not present
such evidence because a detailed account of a defendant’s alcohol and drug abuse
is invariably a ‘two-edged sword.’” Stewart v. Sec’y, Dep’t of Corr., 476 F.3d
1193, 1217 (11th Cir. 2007) (quoting Housel v. Head, 238 F.3d 1289, 1296 (11th
Cir. 2001)). “Rarely, if ever, will evidence of a long history of alcohol and drug
abuse be so powerful that every objectively reasonable lawyer who had the
3
As Franks concedes, at least one venire member indicated that she would not be sympathetic to
mitigating evidence about a troubled childhood: “I don’t believe there are many excuses for
taking another person’s life, I would say self-defense, accident, that’s about it. I can’t imagine
many mitigating circumstances like I had an unhappy childhood so I turned out bad so I killed
somebody. I don’t -- I would not be very sympathetic in that regard.” It was not an
unreasonable determination of the facts for the state habeas court to credit Homan’s testimony.
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evidence would have used it.” Id. Applying the second layer of AEDPA
deference owed to the state court, we conclude that its determination was not an
unreasonable determination of the facts in light of the evidence presented, nor was
it contrary to or an unreasonable application of clearly established federal law.
B. Franks Suffered No Prejudice as a Result of Any Alleged Deficiency in
his Counsel’s Performance.
Perhaps even more clearly, the state court’s determination that Franks
suffered no prejudice on account of any alleged deficiencies in the performance of
his counsel was neither contrary to nor an unreasonable application of clearly
established law, nor was it based on an unreasonable determination of the facts in
light of the evidence presented. To show prejudice,
it must be established that, but for counsel’s unprofessional
performance, there is a reasonable probability the result of the
proceeding would have been different. See Strickland, 466 U.S. at
694. “It is not enough for the [petitioner] to show the errors had some
conceivable effect on the outcome of the proceeding . . . ,” because
“[v]irtually every act or omission of counsel would meet that test.”
Id. at 693. Nevertheless, a petitioner “need not show that counsel’s
deficient conduct more likely than not altered the outcome in the
case.” Id. at 693. Rather, where, as here, a petitioner challenges a
death sentence, “the question is whether there is a reasonable
probability that, absent the errors, the sentencer . . . would have
concluded that the balance of aggravating and mitigating
circumstances did not warrant death.” Id. at 695.
Putman v. Head, 268 F.3d 1223, 1248 (11th Cir. 2001) (alterations and ellipses in
original); see also Ferguson v. Sec’y for Dep’t of Corr., 580 F.3d 1183, 1198–99
(11th Cir. 2009) (noting that Strickland asks if a different result is “reasonably
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probable,” not if it is “possible” (emphases omitted)). Thus, “[i]n assessing
prejudice, we reweigh the evidence in aggravation against the totality of available
mitigating evidence.” Wiggins, 539 U.S. at 534 (emphasis added). We examine
all of the good and all of the bad, what was presented during the trial and what was
offered later, collaterally. The question is whether, “viewed as a whole and
cumulative of mitigation evidence presented originally,” there is “‘a reasonable
probability that the result of the sentencing proceeding would have been different’
if competent counsel had presented and explained the significance of all the
available evidence.” Williams, 529 U.S. at 399. In determining whether a
reasonable probability of a different outcome exists -- that is, a probability
sufficient to undermine confidence in the outcome -- we presume a reasonable
decisionmaker. See Nix v. Whiteside, 475 U.S. 157, 175 (1986) (“[I]n judging
prejudice and the likelihood of a different outcome, ‘a defendant has no entitlement
to the luck of a lawless decisionmaker.’” (alteration adopted) (quoting Strickland,
466 U.S. at 695)).
We start with what is indisputable: the aggravating factors were very
powerful. Franks shot two people execution style over drug money in his pawn
shop; he drove hours away to attack the wife and two children of one of his
victims, abusing the family’s trust to gain entry into their home in order to rob the
family safe; he stabbed Debbie Wilson and left her to helplessly hear his brutal
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attacks on her young children; he attacked a thirteen-year-old and a nine-year old;
he evaded law enforcement for nine days; he held an elderly couple hostage in
their sweltering garage; he showed little remorse when he told his brother-in-law
that his pawn-shop victims “got what they deserved”; and when he was finally
apprehended, he attempted to escape from jail. The weak mitigation evidence
about Franks’s abusive childhood, substance abuse, and cognitive deficits
presented collaterally does not create a reasonable probability of a different
outcome. And most significantly, the state habeas court’s determination that there
was no prejudice was neither contrary to nor an unreasonable application of clearly
established Supreme Court law, nor was it based on an unreasonable determination
of the facts in light of the evidence presented.
1. Cognitive Deficits
For starters, even if Franks’s counsel had discovered and presented the
evidence of cognitive deficits proffered in the postconviction hearing, that
evidence was, as the state habeas court determined, equivocal. We detail the
postconviction cognitive evidence in order to properly evaluate whether, when
coupled with other, additional mitigating evidence, it would have raised a
reasonable probability that the jury would have recommended life, not death. The
evidence included the testimony of Franks’s mother Doris, school and medical
records from Franks’s adolescence and early adulthood, and the expert testimony
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of Dr. Daniel Grant, a board-certified neuropsychologist and forensic examiner,
and Dr. Todd Antin, a psychiatrist specializing in forensic and addiction
psychiatry.
Doris Franks testified that she was sick for the duration of her pregnancy
with David, that she lacked prenatal care, and that he was born with hepatitis. The
state habeas court found, however, that Franks’s “childhood medical records
establish that the pediatrician who examined [him] noted [Franks’s] mother’s
pregnancy . . . was ‘normal’; that [Franks] weighed eight pounds at birth; and his
condition at birth was ‘good.’” Doris said David was frequently sick throughout
childhood, and at nine months nearly died from a high fever, which caused him to
lose his sight in one eye. David also suffered a head injury at age four but did not
black out or lose consciousness during the episode. As reflected in his elementary
school records, David had difficulty in school, and he was held back in the second
and third grades. Doris testified that she had not seen the records before David’s
habeas counsel showed them to her, and that she was unaware that her son was
struggling to that degree in school.
Dr. Daniel Grant evaluated Franks’s medical records, performed a complete
neuropsychological evaluation, and concluded that Franks suffers cognitive deficits
that “could be” linked to traumatic brain injury. Dr. Grant identified cognitive
deficits in executive functioning characterized by difficulty with complex tasks,
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planning, organizing, shifting between tasks, conceptualizing situations and tasks,
and problem solving. Franks also exhibited perseveration and inflexibility. But
Franks also obtained a full-scale IQ score of 96, placing him within the average
range of intelligence. Notably, Dr. Grant testified that the cognitive deficits were
not “glaring,” “not the kind of thing that makes attorneys hearts palpitate”: “there’s
nothing that really stands out glaring, huge, you know, it’s subtleties.”
Dr. Grant posited that traumatic brain injury “could” explain the cognitive
deficits. Franks’s medical records following a car accident at age eighteen indicate
a primary diagnosis of “closed head trauma” and describe a seizure Franks suffered
at the hospital following the accident. A CAT scan at the time of the accident,
however, showed no significant lesions, and an EEG came back normal. Dr. Grant
explained that a head injury, combined with loss of consciousness and a seizure,
could indicate “ongoing abnormal activity in the brain.” He explained that it’s not
unusual for CAT scans to show no significant damage, and that a normal CAT scan
“doesn’t mean that there was no residual results.” But the state habeas court found
that Grant’s testimony was weak and equivocal, and that Franks had not been
prejudiced by the failure to introduce it.
Dr. Todd Antin likewise evaluated Franks and agreed that Franks exhibits
cognitive deficits that could be linked to brain injury. The state habeas court noted
that Dr. Antin performed no independent medical testing but instead relied on the
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tests conducted by Dr. Grant, met with Franks one time, and did not attempt to
make any diagnosis of Franks. Dr. Antin also reviewed school and medical
records and testimony about Franks’s background. Dr. Antin posited that having
sustained a severe fever at nine months, and having been in a car accident at
eighteen, might have caused brain damage, and that could explain Franks’s
cognitive deficits. But Antin’s expert report mentioned Franks’s head injuries only
in passing and did not discuss brain damage extensively, suggesting only that these
incidents may have been a contributing factor, along with substance abuse and
childhood trauma, to his cognitive deficits as an adult. Antin also testified that he
could “pretty accurately say [Franks is] not mentally retarded” and “wasn’t insane
at the time of the crime,” but that his early illness could have affected his brain
development, leading to “problems with thinking, with decision making, with
planning, with behavior.” Ultimately, the state habeas court found Dr. Antin’s
testimony weak and concluded that Franks had not been prejudiced by the failure
to present it.
We have found prejudice in two ineffectiveness cases relating to organic
brain damage, but in both cases, the evidence was unequivocal and powerfully
contextualized otherwise inexplicable crimes. See Jefferson v. GDCP Warden,
941 F.3d 452 (11th Cir. 2019); Ferrell v. Hall, 640 F.3d 1199 (11th Cir. 2011).
Jefferson beat a coworker to death after the two went on a fishing trip, but the jury
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never heard “the most powerful explanation for an otherwise inexplicable crime”:
that Jefferson suffered organic brain damage after being struck in the head and
dragged by an automobile when he was just two years old, resulting in chronic
headaches, blackout spells that may have been petit mal seizures, and frontal lobe
and neurological damage “which likely caused diminished impulse control,
irritability and short-temperedness, intermittent outbursts of rage, impaired
judgment, and an inability to foresee the consequences of his actions.” Jefferson,
941 F.3d at 456–57, 469. Eric Ferrell executed his 72-year-old grandmother and
fifteen-year-old cousin before walking up the street to his mother’s house to fix a
cup of hot chocolate and watch television. Ferrell, 640 F.3d at 1204, 1207.
Similarly, the jury never heard unequivocal expert testimony that Ferrell suffered
from a seizure disorder (even suffering one in front of defense counsel at a
charging conference), hallucinations, borderline mental retardation, and organic
brain damage, including frontal lobe dysfunction characterized by “impaired
insight and learning abilities” and tendencies toward “impulsive and explosive
behaviors.” Id. at 1206, 1213–14.
In Franks’s case, by contrast, the expert testimony was far more equivocal.
Dr. Grant said repeatedly that Franks’s cognitive deficits were not “glaring” --
“nothing that really stands out glaring, huge”; only “subtleties.” Moreover,
Franks’s background and the facts of the case powerfully undercut the equivocal
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expert testimony about Franks’s cognitive deficits -- specifically that he suffered
from impaired executive functioning, which manifested as an inability to plan or
foresee the consequences of his actions. Franks, of course, demonstrated the
capacity to function at a high level. For one thing, he owned and operated two
pawnbroker businesses. For another, the facts surrounding Franks’s extended
crime spree reveal a person who acted with presence of mind and foresight -- as the
state habeas judge found -- rather than an individual driven primarily by impulse.
After murdering Wilson and Martin gangland style in his pawn shop, he drove two
hours across the state to rob Wilson’s safe. He had the presence of mind to trick
Jessica Wilson into letting him into the home. He had the foresight to bring flex
ties with him with the intent of immobilizing Debbie Wilson. He had the presence
of mind to send the Wilson children out of the house separately to isolate his
victims as he attacked each of them. He knew enough to ditch Wilson’s van and
steal clothing and another vehicle in furtherance of his escape from the crime
scene. He had the presence of mind to use a pseudonym as he gambled over the
course of several days. He managed to evade capture at the Red Roof Inn and then
hold up the Coopers in an attempt to steal their truck, ultimately taking their
daughter’s car instead. And he had the presence of mind to rip the telephone lines
out of the walls at the Cooper home, again in order to elude capture. Indeed, he
was careful enough to elude law enforcement for nine days and nearly succeeded
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in a jail escape. This evidence substantially undermined the equivocal expert
testimony about Franks’s “subtle” cognitive deficits. It was not unreasonable for
the state habeas court to conclude that Franks suffered no prejudice on account of
an alleged failure to introduce relatively weak evidence suggesting his inability to
plan and impulsivity.
2. Childhood and Substance Abuse
Nor was the Petitioner prejudiced by any alleged failure to introduce
additional evidence about his tumultuous childhood and drug abuse. For one thing,
this testimony was at least partly cumulative. As we’ve noted, Franks’s older
brother Calvin testified at the penalty phase that their father was an alcoholic and
that Calvin slept with a knife near his bed because he lived in fear of their father.
Calvin also detailed abuse suffered by David, recounting one of the more vivid
episodes that Doris Franks testified to at the postconviction hearing -- when
David’s father, Charles Franks, shot a gun between her and David while they were
sitting on a couch.
Doris Franks added collaterally that David’s father was delusional, erratic,
and abusive. His behavior was punctuated by the threatening use of a firearm,
which he carried around the house at all times and would sometimes shoot
randomly outside the home. He once grabbed David’s older brother Calvin by the
arm and told him he would “blow [his] brains out,” dragging him outside and
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shooting at him and at a neighbor who came out to investigate the commotion.
Charles would sometimes tell Doris and David that they “would make pretty
corpses.”
Doris offered only two new, isolated instances of physical abuse -- one when
Charles kicked David, and one when Charles “jumped on” David but David
managed to get away. But, as the state habeas court noted, Doris had previously
denied that Charles physically abused David, which was documented in
Pennington’s contemporaneous notes. Moreover, Franks’s aunt, Jane Mashburn,
told appellate counsel that she had never heard David say he was afraid of his
father. The state habeas court also cited Franks’s Department of Corrections file
that indicated Franks said he was not physically or emotionally abused as a child.
The state court also determined that given the passage of time between the
Petitioner’s childhood and the murders, “it is likely that Petitioner’s childhood
would have received little, if any, mitigating weight.” And at least some of
Charles’s abusive behavior -- and his family’s fear -- was presented during
Calvin’s penalty-phase testimony. Again, it was not unreasonable for the state
habeas court to conclude that the failure to introduce the additional collateral
evidence did not prejudice Franks, particularly when weighed against the truly
horrific nature of the crimes and the many aggravating circumstances.
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Collaterally, the primary evidence regarding Franks’s substance abuse came
from Dr. Antin. Antin testified that David has a long history of substance abuse,
likely linked to a genetic predisposition, and that chronic substance abuse affects
neurological development in the areas of memory, intelligence, behavior, and
cognition. Dr. Antin opined that because of his drug use at the time of the crimes,
Franks was “in a very frenzied and maniacal and paranoid state” and was acting
impulsively. Although evidence of substance abuse may be mitigating, it is
“invariably a ‘two-edged sword’” and “may have the counterproductive effect of
alienating the jury.” Stewart, 476 F.3d at 1217 (quoting Housel, 238 F.3d at 1296).
This is especially so where the primary mitigation theory is residual doubt. As the
state habeas court noted, evidence of Franks’s “drug use, difficult childhood and
learning disability, in addition to being weak mitigating evidence, may have eroded
any residual doubt if trial counsel had focused on those issues.”
Ultimately, weighing the weak mitigating evidence offered collaterally,
along with the mitigating evidence presented at trial, against the parade of
aggravating factors -- all of the good and all of the bad, all of the old and all of the
new -- does not create a reasonable probability of a different outcome. It does not
undermine our confidence that the jury would have sentenced Franks to death, let
alone lead us to conclude that the state court’s determination about prejudice was
contrary to or amounted to an unreasonable application of clearly established law.
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The Petitioner cites to three Supreme Court cases finding prejudice as a
result of counsel’s failure to offer mitigating evidence, but in each of the cases the
disparity between what was presented at trial and what was offered collaterally was
vast. In other words, the balance between the aggravating and mitigating evidence
at trial and in postconviction proceedings shifted enormously, so much so as to
have profoundly altered each of the defendants’ sentencing profiles. In Wiggins v.
Smith, for example, trial counsel introduced no evidence about Wiggins’s tragic
life history, which the postconviction record demonstrated was marked by “severe
privation and abuse in the first six years of his life while in the custody of his
alcoholic, absentee mother,” followed by “physical torment, sexual molestation,
and repeated rape during his subsequent years in foster care.” 539 U.S. at 535. In
Williams v. Taylor, trial counsel put on almost no mitigation case, calling
witnesses who testified only generally that Williams was a “nice boy” and not
violent, while the postconviction evidence “dramatically described mistreatment,
abuse, and neglect during his early childhood” and also contained testimony “that
he was ‘borderline mentally retarded,’ had suffered repeated head injuries, and
might have mental impairments organic in origin.” 529 U.S. at 369–70. In Porter
v. McCollum, trial counsel put on nothing in mitigation except “inconsistent
testimony about Porter’s behavior when intoxicated and testimony that Porter had a
good relationship with his son,” while the postconviction record revealed a
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severely abusive childhood, including routinely witnessing his father beating his
mother, as well as being the repeated target himself of his father’s violence, along
with a heroic and decorated record of military service that left him with post-
traumatic stress disorder and brain damage. 558 U.S. 30, 32–36 (2009) (per
curiam).
In sharp contrast, the weak mitigating evidence about Franks’s childhood
and substance abuse presented collaterally would barely have altered his
sentencing profile. And there is no reasonable probability, after reweighing the
aggravating and mitigating evidence, of a different outcome. The state court’s
determination that Franks suffered no prejudice from the omission of this evidence
or from his counsel’s primary reliance on residual doubt is neither contrary to nor
an unreasonable application of clearly established Supreme Court law, nor was it
based on an unreasonable determination of the facts in light of the evidence
presented.
We, therefore, AFFIRM the district court’s denial of Franks’s § 2254
habeas petition.
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