[J-96-2020] [MO: Baer, J.]
IN THE SUPREME COURT OF PENNSYLVANIA
MIDDLE DISTRICT
PENNSYLVANIA DEMOCRATIC PARTY, : No. 133 MM 2020
NILOFER NINA AHMAD, DANILO :
BURGOS, AUSTIN DAVIS, DWIGHT :
EVANS, ISABELLA FITZGERALD, :
EDWARD GAINEY, MANUEL M. GUZMAN, :
JR., JORDAN A. HARRIS, ARTHUR : SUBMITTED: September 8, 2020
HAYWOOD, MALCOLM KENYATTA, :
PATTY H. KIM, STEPHEN KINSEY, PETER
:
SCHWEYER, SHARIF STREET, AND :
ANTHONY H. WILLIAMS :
:
:
v. :
:
:
KATHY BOOCKVAR, IN HER CAPACITY :
AS SECRETARY OF THE :
COMMONWEALTH OF PENNSYLVANIA; :
ADAMS COUNTY BOARD OF ELECTIONS; :
ALLEGHENY COUNTY BOARD OF :
ELECTIONS; ARMSTRONG COUNTY :
BOARD OF ELECTIONS; BEAVER :
COUNTY BOARD OF ELECTIONS; :
BEDFORD COUNTY BOARD OF :
ELECTIONS; BERKS COUNTY BOARD OF :
ELECTIONS; BLAIR COUNTY BOARD OF :
ELECTIONS; BRADFORD COUNTY :
BOARD OF ELECTIONS; BUCKS COUNTY :
BOARD OF ELECTIONS; BUTLER :
COUNTY BOARD OF ELECTIONS; :
CAMBRIA COUNTY BOARD OF :
ELECTIONS; CAMERON COUNTY BOARD :
OF ELECTIONS; CARBON COUNTY :
BOARD OF ELECTIONS; CENTRE :
COUNTY BOARD OF ELECTIONS; :
CHESTER COUNTY BOARD OF :
ELECTIONS; CLARION COUNTY BOARD :
OF ELECTIONS; CLEARFIELD COUNTY :
BOARD OF ELECTIONS; CLINTON :
COUNTY BOARD OF ELECTIONS; :
COLUMBIA COUNTY BOARD OF :
ELECTIONS; CRAWFORD COUNTY :
BOARD OF ELECTIONS; CUMBERLAND :
COUNTY BOARD OF ELECTIONS; :
DAUPHIN COUNTY BOARD OF :
ELECTIONS; DELAWARE COUNTY :
BOARD OF ELECTIONS; ELK COUNTY :
BOARD OF ELECTIONS; ERIE COUNTY :
BOARD OF ELECTIONS; FAYETTE :
COUNTY BOARD OF ELECTIONS; :
FOREST COUNTY BOARD OF :
ELECTIONS; FRANKLIN COUNTY BOARD :
OF ELECTIONS; FULTON COUNTY :
BOARD OF ELECTIONS; GREENE :
COUNTY BOARD OF ELECTIONS; :
HUNTINGDON COUNTY BOARD OF :
ELECTIONS; INDIANA COUNTY BOARD :
OF ELECTIONS; JEFFERSON COUNTY :
BOARD OF ELECTIONS; JUNIATA :
COUNTY BOARD OF ELECTIONS; :
LACKAWANNA COUNTY BOARD OF :
ELECTIONS; LANCASTER COUNTY :
BOARD OF ELECTIONS; LAWRENCE :
COUNTY BOARD OF ELECTIONS; :
LEBANON COUNTY BOARD OF :
ELECTIONS; LEHIGH COUNTY BOARD :
OF ELECTIONS; LUZERNE COUNTY :
BOARD OF ELECTIONS; LYCOMING :
COUNTY BOARD OF ELECTIONS; :
MCKEAN COUNTY BOARD OF :
ELECTIONS; MERCER COUNTY BOARD :
OF ELECTIONS; MIFFLIN COUNTY :
BOARD OF ELECTIONS; MONROE :
COUNTY BOARD OF ELECTIONS; :
MONTGOMERY COUNTY BOARD OF :
ELECTIONS; MONTOUR COUNTY BOARD :
OF ELECTIONS; NORTHAMPTON :
COUNTY BOARD OF ELECTIONS; :
NORTHUMBERLAND COUNTY BOARD :
OF ELECTIONS; PERRY COUNTY BOARD :
OF ELECTIONS; PHILADELPHIA COUNTY :
BOARD OF ELECTIONS; PIKE COUNTY :
BOARD OF ELECTIONS; POTTER :
COUNTY BOARD OF ELECTIONS; :
SCHUYLKILL COUNTY BOARD OF :
ELECTIONS; SNYDER COUNTY BOARD :
[J-96-2020] [MO: Baer, J.] - 2
OF ELECTIONS; SOMERSET COUNTY :
BOARD OF ELECTIONS; SULLIVAN :
COUNTY BOARD OF ELECTIONS; :
SUSQUEHANNA COUNTY BOARD OF :
ELECTIONS; TIOGA COUNTY BOARD OF :
ELECTIONS; UNION COUNTY BOARD OF :
ELECTIONS; VENANGO COUNTY BOARD :
OF ELECTIONS; WARREN COUNTY :
BOARD OF ELECTIONS; WASHINGTON :
COUNTY BOARD OF ELECTIONS; :
WAYNE COUNTY BOARD OF :
ELECTIONS; WESTMORELAND COUNTY :
BOARD OF ELECTIONS; WYOMING :
COUNTY BOARD OF ELECTIONS; AND :
YORK COUNTY BOARD OF ELECTIONS :
:
:
PETITION OF: KATHY BOOCKVAR, IN :
HER CAPACITY AS SECRETARY OF THE :
COMMONWEALTH OF PENNSYLVANIA :
CONCURRING OPINION
JUSTICE WECHT DECIDED: September 17, 2020
I join the learned Majority’s Opinion in full. “No right is more precious in a free
country than that of having a voice in the election of those who make the laws under
which, as good citizens, we must live. Other rights, even the most basic, are illusory if
the right to vote is undermined.”1 As the Supreme Court of the United States has
explained, the right to vote comprises not just “the right of qualified voters within a state
1 Wesberry v. Sanders, 376 U.S. 1, 17 (1964).
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to cast their ballots,” but also the right “to have their ballots counted.” 2 In our
Commonwealth, the franchise is guaranteed by the Free and Equal Elections Clause of
the Pennsylvania Constitution, which commands: “Elections shall be free and equal; and
no power, civil or military, shall at any time interfere to prevent the free exercise of the
right of suffrage.”3 The history of that clause, which predates the United States
Constitution and has no federal counterpart, evinces the intent of its framers that it be
given “the broadest interpretation, one which governs all aspects of the electoral
process.”4
Expounding upon the contours of the guarantee of free and equal suffrage
contained within the Constitution of Kentucky, which was modeled on our own organic
charter, the Kentucky Supreme Court observed that, “when any substantial number of
legal voters are, from any cause, denied the right to vote, the election is not free and
equal, in the meaning of the Constitution.”5
[T]his constitutional provision admits of no evasions or exceptions. No
amount of good intention or good faith can be allowed to defeat its purpose
or its meaning. When the question arises, the single inquiry will be: Was
the election free and equal, in the sense that no substantial number of
persons entitled to vote and who offered to vote were denied the privilege? 6
2 United States v. Classic, 313 U.S. 299, 314, 315 (1941); accord United States v.
Mosley, 238 U.S. 383, 386 (1915).
3 PA. CONST. art. I, § V.
4 League of Women Voters of Pa. v. Pa., 178 A.3d 737, 809 (Pa. 2018); see Winston
v. Moore, 91 A. 520, 523 (Pa. 1914).
5 Wallbrecht v. Ingram, 175 S.W. 1022, 1026 (Ky. 1915).
6 Id. at 1027.
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Although the conditions that might infringe the franchise are too manifold to enumerate,
when we are satisfied that a violation of the right has occurred or is likely to occur, “our
Court possesses broad authority to craft meaningful remedies when required.”7
“Confidence in the integrity of our electoral processes is essential to the functioning
of our participatory democracy.”8 To that end, we recognized in League of Women Voters
that “[a] broad and robust interpretation” of the Free and Equal Elections Clause could
restore the public’s confidence in the redistricting process by “guard[ing] against the risk
of unfairly rendering votes nugatory.”9 The same easily could be said of an election
scheduled in the wake—or midst—of a natural disaster, civil unrest, or other emergency,
where systemic disruptions in basic government services like mail delivery—upon which
the machinery of our election system relies more than ever with the advent of broad mail-
in voting—can be demonstrated or reasonably anticipated.10 Indeed, the “adverse
consequences” occasioned by a dysfunctional electoral process that threatens to
disenfranchise a broad swath of the electorate are no less pernicious than those of
partisan gerrymandering. Left unabated, each threatens to “discourag[e] voters from
7 League of Women Voters, 178 A.3d at 822 (citing PA. CONST. art. V, §§ 1, 2, 10);
see Reynolds v. Sims, 377 U.S. 533, 566 (1964) (“[A] denial of constitutionally protected
rights demands judicial protection; our oath and our office require no less of us.”).
8 Purcell v. Gonzalez, 549 U.S. 1, 4 (2006) (per curiam).
9 League of Women Voters, 178 A.3d at 814.
10 See In re General Election-1985, 531 A.2d 836, 839 (Pa. Cmwlth. 1987) (“To
permit an election to be conducted where members of the electorate could be deprived
of their opportunity to participate because of circumstances beyond their control . . . would
be inconsistent with the purpose of the election laws.”).
[J-96-2020] [MO: Baer, J.] - 5
participating in the electoral process because they have come to believe” that their vote
will not count through no fault of their own.11
In determining whether present systemic disruptions in government services are
well-documented in this Commonwealth, we need look no further than the recent
Congressional testimony of Postmaster General Louis DeJoy. Appearing before
committees of the United States House and Senate, DeJoy acknowledged that “[a]
substantial portion of [mail] delays are related to COVID.”12 Highlighting the acute effects
of the pandemic on mail delays within Pennsylvania, DeJoy explained:
As the coronavirus cases throughout the country have expanded it has had
an impact on our employee availability. And in the urban areas that are
hotspots—the averages don’t play out what the real picture is like in areas
like Philadelphia, where employee availability is significantly below normal
run rates.13
Lacking any materially contradictory evidence, we have no reason to doubt the accuracy
of DeJoy’s testimony on these points. While the Postal Service may be able to prioritize
election mail to mitigate these concerns, they cannot alter the laws of time and space.
The extraordinary circumstances under which this year’s quadrennial presidential
election must be contested manifestly justify an equitable remedy modifying the received-
11 League of Women Voters, 178 A.3d at 814; cf. Working Families Party v.
Commonwealth, 209 A.3d 270, 306-07 (Pa. 2019) (Wecht, J., concurring and dissenting)
(“The Free and Equal Elections Clause is compromised where the regulatory approach
adopted by the legislature has the well-documented effect of . . . depressing voter
enthusiasm and participation.”).
12 Examining the Finances and Operations of the United States Postal Service During
COVID-19 and Upcoming Elections: Hearing Before the S. Homeland Security Comm.,
116th Cong. (Aug. 21, 2020).
13 Protecting the Timely Delivery of Mail, Medicine, and Mail-in Ballots: Hearing
Before the H. Oversight & Gov’t Reform Comm., 116th Cong. (Aug. 24, 2020).
[J-96-2020] [MO: Baer, J.] - 6
by deadline for absentee and mail-in ballots to account for these exigencies and to ensure
that no unnecessary impediments to each citizen’s exercise of the franchise be interposed
that reasonably can be avoided. Having determined that the convergence of a once-in-
a-century pandemic and unprecedented operational delays in United States Postal
Service delivery capacity threatens to undermine the integrity of our general election, this
force majeure necessitates relief.
I endorse the Majority’s narrowly-tailored remedy, which extends the received-by
deadline by just three days to compensate for projected mail-delivery delays of similar
duration. Extrapolating from the Department of State’s primary election data, that
timeframe should capture the vast majority of late-arriving ballots that were deposited with
the Postal Service on or in the few days before Election Day. That approach also will
minimize the number of voters denied the franchise simply for mailing their votes based
upon long-trusted, but presently unrealistic expectations about the speed of the post,
while minimizing any subsequent delay in the tallying of votes and avoiding any material
disruption to the sequence of events that follow in the weeks following a national election.
While I join the Majority’s resolution of Count III, I do so subject to the belief that it
is limited to the particular concerns litigated and the lack of any proposal regarding a
practicable manner of relieving the problem alleged. In my view, today’s ruling should be
understood to extend no farther than to ballot defects that are capable of objective
assessment pursuant to uniform standards14—a qualification that captures all of the
defects Petitioners seek the opportunity to cure in this case.
14 See PA. CONST. art. VII, § 6 (“All laws regulating the holding of elections by the
citizens . . . shall be uniform throughout the State.”); Kuznik v. Westmoreland Cty. Bd. of
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For example, the failure to “fill out, date and sign the declaration printed on” the
ballot return envelope, as required by 25 P.S. § 3150.16(a), is a deficiency that can be
readily observed. Absent some proof that the enforcement of such a uniform, neutrally
applicable election regulation will result in a constitutionally intolerable ratio of rejected
ballots, I detect no offense to the Free and Equal Elections Clause. Moreover, Petitioners
propose only an amorphous standard that would permit electors to cure “minor” defects
and omissions; they supply no judicially manageable criteria for distinguishing “minor”
defects from “major” ones that could be adopted on a statewide basis, nor do they
propose a process to facilitate the opportunity to cure that they seek that can be
implemented and fairly administered in every voting district in the Commonwealth in the
weeks between now and the general election. So long as the Secretary and the county
boards of elections provide electors with adequate instructions for completing the
declaration of the elector—including conspicuous warnings regarding the consequences
for failing strictly to adhere—pre-deprivation notice is unnecessary.
But I view these issues as distinct from circumstances in which a ballot’s validity
turns on subjective assessments, such as signature mismatches assessed by poll
workers with no training or expertise in matching signatures. The enforcement of such
requirements presents risks of inconsistency and arbitrariness that may implicate
constitutional guarantees not raised in this case, including due process and equal
protection principles. Signature comparison is a process fraught with the risk of error and
Comm’rs, 902 A.2d 476, 490 (Pa. 2006) (“We have held that ‘to be uniform in the
constitutional sense . . . a law [regulating the holding of elections] must treat all persons
in the same circumstances alike.’”) (quoting Kerns v. Kane, 69 A.2d 383, 393 (Pa. 1949)).
[J-96-2020] [MO: Baer, J.] - 8
inconsistent application, especially when conducted by lay people.15 While this case
offers no challenge to such inherently subjective bases for disqualifying ballots, I do not
view today’s Opinion as foreclosing the possibility of relief in a future case seeking the
opportunity to address circumstances in which a subjective, lay assessment of voter
requirements as to which reasonable minds might differ stands between the elector and
the tabulating machine.
We would not write on a blank slate in this regard. These concerns have been
recognized by numerous tribunals in recent years, and various courts have granted relief
on similar grounds, including three federal courts in the last few weeks alone.16 Those
15 Cf. United States v. Starzecpyzel, 880 F.Supp. 1027, 1046 (S.D.N.Y. 1995) (noting
the risk of “natural variations” in handwriting and citing factors such as “disease,
intoxication and the passage of time,” and citing a putative handwriting expert as
observing that “[s]ome people have a lot of individuality present in their writing and other
people do not”).
16 See, e.g., Ariz. Dem. Party v. Hobbs, CV-20-01143-PHX-DLR (D. Ariz. Sept. 10,
2020); Richardson v. Tex. Sec. of State, SA-19-cv-00963-OLG (W.D. Tex. Sept. 8, 2020);
Frederick v. Lawson, 1:19-cv-01959-SEB-MDJ, ___ F. Supp. 3d ___, 2020 WL 4882696
(S.D. Ind. Aug. 20, 2020); see also League of Un. Latin Am. Citizens of Iowa v. Pate, Polk
Cty. CVCV056403, 2018 WL 3946147, at *1 (Iowa Aug. 10, 2018) (enjoining use of
signature-matching provisions in Iowa’s Election Code); Martin v. Kemp, 341 F. Supp. 3d
1326 (N.D. Ga. 2018) (enjoining enforcement of Georgia statute permitting rejection of
absentee ballots and ballot applications due to alleged signature mismatch), emergency
motion for stay of injunction pending appeal denied, Georgia Muslim Voter Project v.
Kemp, 918 F.3d 1262 (11th Cir. 2019); Saucedo v. Gardner, 335 F. Supp. 3d 202, 222
(D. N.H. 2018) (holding that New Hampshire’s signature-match requirement for absentee
ballots was facially unconstitutional under the Fourteenth Amendment); Florida Dem.
Party v. Detzner, 4:16cv607-MW/CAS, 2016 WL 6090943, at *9 (N.D. Fla. Oct. 16, 2016)
(striking down Florida’s mail-in ballot signature match law as violative of the Fourteenth
Amendment); Zessar v. Helander, 05 C 1917, 2006 WL 642646, at *10 (N.D. Ill. 2006)
(finding that the Illinois Election Code provisions requiring signature comparisons on
absentee ballots violated voters’ due process rights); La Follette v. Padilla, CPF-17-
515931, 2018 WL 3953766, at *3 (Cal. Super. Ct. Mar. 5, 2018) (holding that California
Election Code ballot signature-mismatch provision facially violates due process);
cf. Susie Armitage, Handwriting Disputes Cause Headaches for Some Absentee Voters,
ProPublica (Nov. 5, 2018), www.propublica.org/article/handwriting-disputes-cause-
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courts have found that the administrative burden of a notice-and-cure remedy is
outweighed by the threat to the fundamental rights of voters whose ballots otherwise
would not be counted.
While one might hope that the General Assembly would revisit the issue and
consider furnishing such a procedure on its own initiative, this Court has the prerogative
to address this problem if it proves worthy upon closer examination. As a “state court
with the power to assure uniformity,” we have the authority, and indeed the obligation, to
direct the canvassing of absentee and mail-in ballots in a manner that satisfies “the
rudimentary requirements of equal treatment and fundamental fairness” when we find a
palpable failure to meet those constitutional thresholds.17 Regardless, Petitioners do not
bring a discrete challenge to the Commonwealth’s prescribed processes for examining
the validity of signatures on ballot envelopes, so resolution of that question must wait.18
Turning finally to Count IV, I agree wholeheartedly with the Majority’s analysis. I
write separately to underscore that this case illustrates most consequentially the potential
for mischief, albeit well-meaning, when we are called upon to question the “true” meaning
of the General Assembly’s contextually ambiguous use of the word “shall.” In my view,
headaches-for-some-absentee-voters (discussing legal challenges to signature-match
laws).
17 Bush v. Gore, 531 U.S. 98, 109 (2000) (per curiam).
18 During the pendency of this appeal, Secretary Boockvar issued a guidance
document that, in furtherance of “consistency across the 67 counties,” instructs election
officials that “[t]he Pennsylvania Election Code does not authorize the county board of
elections to set aside returned absentee or mail-in ballots based solely on signature
analysis by the county board of elections.” Guidance Concerning Examination of
Absentee and Mail-In Ballot Return Envelopes at 3 (Sept. 11, 2020) www.dos.pa.gov/
VotingElections/OtherServicesEvents/Documents/Examination%20of%20Absentee%20
and%20Mail-In%20Ballot%20Return%20Envelopes.pdf.
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there are times when this Court has done so gratuitously. But far more frequently, this
unfortunate circumstance is foisted upon us by the choices made by the General
Assembly during the often tortuous drafting process,
The difficulty inherent in that enterprise, and concomitantly the risk that we will
misconstrue legislative intent, is clear. In searching for methods to remove the guesswork
from such situations, Pennsylvania courts have labored mightily but in vain to fashion a
coherent organizing principle for determining when the legislature meant “you may” when
it said “you must.”
For example, the Superior Court once suggested that the distinction inheres in “the
effect of non-compliance . . . . A provision is mandatory when failure to follow it renders
the proceedings to which it relates illegal and void; it is directory when the failure to follow
it does not invalidate the proceedings.”19 But where the court considers the
consequences of a failure to perform a task stated in mandatory language, this distinction
is nonsensical: we cannot gauge the effect of non-compliance simply by asking what the
effect of non-compliance is. In Bell v. Powell, we proposed an equally confounding
alternative:
[Shall] may be construed to mean ‘may’ when no right or benefit to any one
depends on its imperative use, when no advantage is lost, when no right is
destroyed, when no benefit is sacrificed, either to the public or to any
individual, by giving it that construction, or when it is absolutely necessary
to prevent irreparable mischief, or to construe a direction so that it shall not
interfere with vested rights, or conflict with the proper exercise of power by
either of the fundamental branches of government . . . .20
19 Borough of Pleasant Hills v. Carroll, 125 A.2d 466, 469 (Pa. Super. 1956) (en
banc) (emphasis in original).
20 Commonwealth ex rel. Bell v. Powell, 94 A. 746, 748 (Pa. 1915) (cleaned up).
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This impenetrable passage suggests nothing to me so much as that we are free to do
whatever we want only when what we do does not matter.
To be sure, there may be value in legislating in both mandatory and directory
terms. But no benefit is served by, nor is there any excuse for, rendering the distinction
opaque with critical omissions, such as the failure to specify a specific consequence for
failing to adhere to a particular mandate—especially where, as in the case of naked
ballots, the legislature did so for closely related, if not constructively identical, correlative
statutory provisions. The General Assembly must endeavor always to distinguish
between what it intends to be mandatory and what directory, in its words or by clear and
necessary inference. When it fails to do so, courts are left to bend unclear texts toward
whatever ends that they believe to be consonant with legislative intent, but with little or
no contemporaneous insight into whether they have done so successfully. When the
General Assembly does not choose its words carefully according to their intended effect,
it leaves courts with no choice but to sharpen what the drafters made dull.
For this Court’s part, if we are to maintain a principled approach to statutory
interpretation that comports with the mandate of our Statutory Construction Act, if we are
to maximize the likelihood that we interpret statutes faithfully to the drafters’ intended
effect, we must read mandatory language as it appears, and we must recognize that a
mandate without consequence is no mandate at all. If the result, at times, is that the
Court imposes a more doctrinaire result than the legislature intended, that body has the
tools at its disposal to ensure that the same mistake does not recur.
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