NONPRECEDENTIAL DISPOSITION
To be cited only in accordance with Fed. R. App. P. 32.1
United States Court of Appeals
For the Seventh Circuit
Chicago, Illinois 60604
Submitted October 15, 2020*
Decided October 16, 2020
Before
JOEL M. FLAUM, Circuit Judge
ILANA DIAMOND ROVNER, Circuit Judge
MICHAEL Y. SCUDDER, Circuit Judge
No. 19-3548
RICKEY J. HARRIS III, Appeal from the United States District
Plaintiff-Appellant, Court for the Eastern District of Wisconsin.
v. No. 18-C-813
ANTHONY EMANUELE and William C. Griesbach,
MICHAEL ZETTING, Judge.
Defendants-Appellees.
ORDER
This is an appeal from a district court’s discretionary refusal to reopen a case. In
2018, Rickey Harris sued officers who had allegedly strip-searched him. During
discovery, counsel for the defendants tried unsuccessfully to locate Harris, who had not
updated his address, as the district court had three times ordered him to do or risk
dismissal. The court later dismissed Harris’s suit sua sponte for failure to prosecute and
* We have agreed to decide the case without oral argument because the briefs and
record adequately present the facts and legal arguments, and oral argument would not
significantly aid the court. See FED. R. APP. P. 34(a)(2)(C).
No. 19-3548 Page 2
comply with those orders. Seven months later, Harris unsuccessfully moved to vacate
that judgment. He argued that a fire at his home ten months earlier had prevented him
from receiving mail there. But the district court permissibly decided that Harris had not
adequately explained his failure to update his address after the fire, so we affirm.
After Harris filed this suit under 42 U.S.C. § 1983 in May 2018, the district court
issued several orders. First, within the first four months, it twice screened the
complaint. See 28 U.S.C. § 1915A(a). In the two screening orders, the court warned
Harris that he must notify the court of any change of address and that failing to do so
could result in dismissal for failure to prosecute. In November, the court ordered the
parties to complete discovery in ninety days (by February 2019). The scheduling order
reiterated that the plaintiff must provide his current address or risk dismissal.
The district court eventually dismissed the case. Near the end of discovery, the
defendants moved to extend it, stating that for three weeks defense counsel had been
unable to locate Harris to serve him with discovery. They explained that mail sent to
Harris’s address on file at the court was returned undeliverable, public databases had
yielded no new address, and Harris had not served any discovery with a return
address. The defendants also asked the court to order Harris to update his address,
adding that if he failed to do so, then it could dismiss the case for failure to prosecute. A
few days later, the court dismissed the case for failure to prosecute and comply with
court orders. See FED. R. CIV. P. 41(b). It pointed out that it had previously ordered
Harris to notify it of any change in his address and warned him that it could dismiss his
case if he failed to do so, yet Harris had nonetheless failed to comply. The clerk mailed a
copy of the dismissal order to Harris’s address on file, but it was returned as
undeliverable.
Seven months after dismissal, Harris unsuccessfully asked the court to reopen
his case. In a three-sentence letter, he asserted that after late-December 2018 he “was
unable to receive any mail at the last current address on record due to a crisis at that
location all [his] belongings were damaged due to a fire.” The court construed this letter
as a motion to vacate the judgment under FED. RULE CIV. P. 60(b) and set a briefing
schedule for a response and reply. The clerk mailed the briefing schedule to Harris, but
the mail was again returned undeliverable because Harris had yet to update his
address; he did so seven weeks after moving to reopen. The defendants responded that
reopening the case was not justified. They argued that, while the fire may have
prevented Harris from receiving mail at his old address, it did not prevent him from
giving a new address. And, they added, reopening the case would prejudice them
No. 19-3548 Page 3
because one of the officers named in the complaint no longer works at the jail and might
be difficult to locate. Harris did not reply. The district court denied the motion to
vacate, finding that Harris had not shown that his omissions were due to “excusable
neglect.” See FED. R. CIV. P. 60(b)(1).
On appeal, Harris contends that the district court should have reinstated his case.
He views his failure to update his address timely as excusable neglect arising from the
extraordinary, uncontrollable fire at his home. Two parts of Rule 60(b) might apply:
First, Rule 60(b)(1) applies if the moving party has shown “excusable neglect.” Whether
an omission is “excusable” under Rule 60(b)(1) depends on “the danger of prejudice to
the [non-moving party], the length of the delay and its potential impact on judicial
proceedings, the reason for the delay, including whether it was within the reasonable
control of the movant, and whether the movant acted in good faith.” Pioneer Inv. Servs.
v. Brunswick Assocs. Ltd. P'ship, 507 U.S. 380, 395 (1993). Second, Rule 60(b)(6) covers
“any other reason that justifies relief.” This catch-all provision applies only in
“extraordinary circumstances.” Gonzalez v. Crosby, 545 U.S. 524, 535 (2005) (citing
Ackermann v. United States, 340 U.S. 193, 199 (1950)). A refusal to grant Rule 60(b) relief
is reviewed under an “extremely deferential” abuse-of-discretion standard. Eskridge v.
Cook Cty., 577 F.3d 806, 809 (7th Cir. 2009) (quoting Easley v. Kirmsee, 382 F.3d 693, 697
(7th Cir. 2004)).
We accept that the fire that damaged Harris’s belongings was an extraordinary
event, but for three reasons the district court nonetheless did not abuse its discretion in
declining to reopen the case. First, Harris gave the district court no reason why he could
not have updated his address after the fire. We take him at his word that, because of the
fire in December, he could not receive the discovery requests or the dismissal order at
his address on file. But Harris had received the three earlier orders from the court
requiring that, if his address on file was no longer valid, he had to notify the court. And
he did not. We may also assume (although Harris did not say so to the district court)
that shortly after the fire he needed to attend to matters reasonably more urgent than
the orders to update his address, so a brief delay in updating his address would have
been excusable. But Harris gave the court no reason for waiting nine months after the
fire to tell it about the fire—and then another seven weeks to update his address.
Harris responds—for the first time on appeal—that he was homeless after the fire
and had no address to provide. He did not include this information in his motion to
reopen, and, as we mentioned, he never replied to the defendants’ opposition to that
motion. Because he never asserted these facts to the district court, we may not consider
No. 19-3548 Page 4
them on appeal. See Hernandez v. HCH Miller Park Joint Venture, 418 F.3d 732, 736
(7th Cir. 2005). In any case, even if Harris had no new mailing address after the fire, he
should have told the court that his old address was no longer valid. But he did not.
Second, Harris’s inability to receive mail did not relieve him of his obligation to
monitor the court’s docket and thereby respond promptly to the dismissal of his case.
See Shaffer v. Lashbrook, 962 F.3d 313, 317 (7th Cir. 2020) (failure to check docket for over
six months is not excusable neglect, despite inability to receive mail). By occasionally
contacting the court to check the docket after the fire, he could have learned of the
dismissal and moved to reopen the case sooner. But he gave the court no reason why
fire damage to his belongings stopped him from checking the docket for seven months.
Third, the district court could reasonably have decided that refusing to vacate its
sanction of dismissal was proper because lesser sanctions would have been ineffective.
We urge courts to consider imposing lesser sanctions before dismissing a case for
failure to prosecute. See Johnson v. Chicago Bd. of Educ., 718 F.3d 731, 733 (7th Cir. 2013).
But here the district court could permissibly conclude that warnings and fines were
futile. After all, Harris did not just fail to notify the court promptly after the fire about
the invalidity of his address, despite orders to do so. Even the dismissal itself did not
elicit swift compliance, for Harris delayed seven more weeks after learning of the
dismissal and moving to reopen before he told the court that his old address was
invalid. Fines would also not remedy possible harm to defendants or the court because
Harris is indigent, as he could not prepay the filing fee. See Donelson v. Hardy, 931 F.3d
565, 569–70 (7th Cir. 2019) (where warnings and fines are ineffective, dismissal is a
permissible sanction).
We end by emphasizing the limited scope of our review. We are not reviewing
the validity of the underlying dismissal for a failure to prosecute. Such dismissals are
warranted “only in extreme situations, where there is a clear record of delay or
contumacious conduct, or when other less drastic sanctions have proven unavailable.”
Dunphy v. McKee, 134 F.3d 1297, 1299–1300 (7th Cir. 1998) (quoting In re Bluestein & Co.,
68 F.3d 1022, 1025 (7th Cir. 1995)). And we discourage sua sponte dismissals for failure
to prosecute unless the court has warned the plaintiff that the objectionable conduct, if
unabated, will result in dismissal. Ball v. City of Chicago, 2 F.3d 752, 755–56 (7th Cir
1993). (The warning need not be “formalized in a rule to show cause” but should be
more individualized than generic orders for all litigants. See id.) But Harris did not
appeal the underlying dismissal, as he might have done had he monitored the docket.
So we do not apply the norms that would govern a direct appeal and do not decide
No. 19-3548 Page 5
whether the underlying dismissal was proper. As we have explained, under our
extremely deferential review of post-judgment motions, Harris did not explain his
failure to update the court in a way that required it to reinstate Harris’s case.
AFFIRMED