Constitution Pub. Co. v. Commissioner

CONSTITUTION PUBLISHING COMPANY, PETITIONER, v. COMMISSIONER OF INTERNAL REVENUE, RESPONDENT.
Constitution Pub. Co. v. Commissioner
Docket No. 34159.
United States Board of Tax Appeals
22 B.T.A. 426; 1931 BTA LEXIS 2122;
February 27, 1931, Promulgated

*2122 A consent in writing signed by the taxpayer and the Commissioner "for the year 1922, seven months ended July 31," is effectual for extending the time for assessment for the calendar year 1922.

W. A. Sutherland, Esq., Joseph B. Brennan, Esq., and L. L. Davis, C.P.A., for the petitioner.
L. W. Creason, Esq., for the respondent.

TRAMMELL

*426 This is a proceeding for the redetermination of a deficiency in income tax for the calendar year 1922 in the amount of $670.38. The only assignment of error is that the assessment of the deficiency was barred at the time of the mailing of the notice of deficiency on November 22, 1927.

FINDINGS OF FACT.

The petitioner is a corporation with its principal office in Atlanta, Ga. The income tax return for the calendar year 1922 was filed on June 15, 1923. The following instrument was signed September 29, 1926:

ATLANTA, GA., Sept. 29, 1926.

In pursuance of the provisions of existing Internal Revenue Laws the Constitution Publishing Company, a taxpayer of Atlanta, Ga., and the Commissioner of Internal Revenue hereby waive the time prescribed by law for making any assessment of the amount of*2123 income, excess-profits, or war-profits taxes due under any return made by or on behalf of said taxpayer for the year 1922, seven months ended July 31, under existing revenue acts, or under prior revenue acts.

This waiver of the time for making any assessment as aforesaid shall remain in effect until December 31, 1927, and shall then expire except that if a notice of a deficiency in tax is sent to said taxpayer by registered mail before said date and (1) no appeal is filed therefrom with the United States Board of Tax Appeals then said date shall be extended sixty days or (2) if an appeal is filed with said Board then said date shall be extended by the number of days between the date of mailing of said notice of deficiency and the date of final decision by said Board.

(Signed) CONSTITUTION PUBLISHING COMPANY,

Taxpayer.

By CLARK HOWELL, General Manager.

D. H. BLAIR, Commissioner.

[SEAL.]

Attest:

J. STOW, Secretary.

[SEAL.]

*427 The notice of deficiency for the calendar year 1922 was mailed on November 22, 1927. The books of account of the petitioner were always kept on the calendar year basis and its income tax returns were filed on the*2124 same basis, and there was no change for the year 1922.

An internal revenue agent made an examination of the books and records of the petitioner for the year 1922. The petitioner received a copy of the revenue agent's report and adjustments therein were discussed with the officers of the petitioner corporation. No question was raised with respect to the taxable period. On September 28 or 29, 1926, the same revenue agent who had made the examination of the books and records prepared and presented to the petitioner for signature the above quoted waiver, which was duly signed by the petitioner and returned. The revenue agent who prepared the above consent in writing inadvertently inserted "seven months ended July 31," in error, as that clause was intended by him to be inserted in a waiver form prepared for a different taxpayer.

OPINION.

TRAMMELL: The petitioner contends that the consent in writing which extends the time for making assessment of the amount of income or profits taxes due under any return "for the year 1922, seven months ended July 31," is not sufficient to extend the time for assessing the tax for the calendar year 1922, which is the period involved in this*2125 proceeding.

The expression "for the year 1922" and the expression "seven months ended July 31" are conflicting. The "year 1922" without any qualification, can be taken as meaning the calendar year. If either expression were used alone the meaning would be clear enough and it would not be necessary to resort to the usual rules of statutory construction of a doubtful or ambiguous instrument. When the two expressions are used together the instrument is ambiguous. If the expression had been "seven months ended July 31, 1922," or the "taxable year 1922, seven months ended July 31," we might well conclude that the period stated in the instrument was only the short period and not the calendar year and that the parties by mutual mistake had included the wrong period in the waiver. It might be reasonable to conclude that the period ended July 31, 1922, was referred to in the waiver.

The question here is whether the instrument contains a mistake of expression as to the period, both parties intending something else, that is, whether the instrument embraced terms not intended by the parties and does not contain their true meaning and intention, or *428 whether the expressions*2126 used are merely ambiguous and are subject to the rules of construction for ambiguous instruments. If the language used were clear and without ambiguity and referred to the period "ended July 31, 1922," we can not resort to any rules of construction to give the waiver a different meaning, regardless of the intention of the parties. We are without power of a court of equity and we can not substitute another consent for that expressed by the parties. We can not reform the instrument, although both parties intended something else. On the other hand, if the expression used and the language of the instrument is merely ambiguous, the rules of construction with respect to doubtful or ambiguous contracts or documents are applicable here. Upon this ground we have the right and it is our duty to determine what period the parties intended by the expression used. An instrument is clearly ambiguous and is open to construction when its words, taken literally, lead to absurdity or have no meaning or when two meanings could be given. The "year 1922" and "seven months ended July 31" are inconsistent with each other and both expressions as used in this instrument can not be given full effect. *2127 One party to it says that it refers to one period and the other party contends that it refers to another, or is a nullity on account of its uncertainty. It is a primary rule of construction of documents that the Court must if possible ascertain and give effect to the mutual intention of the parties and in doing this greater regard is to be had to the clear intent of the parties than to any particular words which they may have used in the expression of their intent. See ; ; 57 C.C.A. 635. The intention of the parties is to be collected and determined from the entire instrument and not merely from detached portions. The instrument in this case provides for an extension of time for the "assessment of the amount of income, excess-profits or war-profits taxes due under any return made by or on behalf of said taxpayer * * *." We must consider this expression in connection with the period set out. Both parties to the instrument understood that the return had been filed for the calendar year 1922.

*2128 It is also a rule of construction that where particular words in an instrument are susceptible of two meanings, one of which will uphold the contract and render it valid, and the other of which will destory or render it invalid, the former construction will be adopted so as to uphold the contract. ; ; .

Another rule of construction well recognized is that if no meaning can be given to a ward or expression from the connection in which it is used, or if it is inconsistent with other expressed provisions of *429 the instrument, on examination of the whole instrument such word or term may be treated as mere surplusage. .

In this instrument the words "seven months ended July 31" when used in connection with the previous expression "for the year 1922," considered with the fact that the expressions were used in connection with the return already filed, which was for the calendar year 1922, are inconsistent with the former expressions.

In construing*2129 the instrument so as to arrive at the intention of the parties we must do so in the light of the circumstances surrounding the parties when the instrument was executed. We should place ourselves, as nearly as may be, in the situation of the parties so as to view the circumstances as they viewed them and in doing so we are better enabled to judge of the meaning of the language used. When we do this there can be no doubt in our mind that the parties intended a waiver for the calendar year 1922. That was clearly the period for which the parties, both the taxpayer and the Commissioner, had in mind to extend the period.

It is also to be observed in this case that, after the execution of the waiver, both the parties apparently construed it as extending the time for the calendar year 1922. The Commissioner clearly relied upon this waiver as being sufficient to extend the time. Considering all the facts and circumstances, we are of the opinion that the waiver was for the calendar year 1922.

The petitioner also raised the question that there is no testimony to show that the Commissioner either signed the waiver in person or authorized any one in his behalf to sign it. The instrument, *2130 however, appears regular on its face, with the Commissioner's signature thereon. Apparently this signature was placed there not by the Commissioner personally, as it bears initials below the signature. However, there is a presumption that the signature was placed there by some one having authority to do it. The waiver appears upon its face to be properly executed and if it is not, the taxpayer should have introduced some evidence to the contrary. Until the contrary appears, a waiver which is regular on its face, bearing the signature of the proper parties, will be accepted and considered of legal and binding effect. ; ; ; .

In view of the foregoing, it is our opinion that the statute of limitations has not run. The case will be restored to the calendar for hearing on the merits in due course.

Reviewed by the Board.

VAN FOSSAN dissents.