Croy v. Commissioner

HOLLIS L. CROY, Petitioner v. COMMISSIONER OF INTERNAL REVENUE, Respondent.
Croy v. Commissioner
Docket No. 26814-82.
United States Tax Court
T.C. Memo 1985-142; 1985 Tax Ct. Memo LEXIS 491; 49 T.C.M. (CCH) 1040; T.C.M. (RIA) 85142;
March 26, 1985.

*491 Petitioner filed an altered Form 1040 on which he categorizes his wages as "Non-taxable receipts." Held, wages are subject to tax; the tampered form was not a return; additions to tax are found; and damages are awarded to the United States.

Hollis L. Croy, pro se.
Mark E. Rizik, for the respondent.

WHITAKER

MEMORANDUM FINDINGS OF FACT AND OPINION

WHITAKER, Judge: This case is before the Court on respondent's Motion for Summary Judgment filed pursuant to Rule 121. 1 Despite a specific order of the Court, petitioner failed to file a response to the instant Motion. At the hearing on the Motion for Summary Judgment said Motion was taken under advisement. For convenience our Findings of Fact and Opinion are combined.

*493 Respondent determined a deficiency in petitioner's Federal income tax for the calendar year 1980 in the amount of $3,869.16. The petition alleges that the Commissioner erred in finding petitioner's wages to be taxable income. The petition also contains other frivolous or meritless contentions. 2

In the Answer, respondent denied the petition allegations and alleged: (1) That petitioner's purported tax return was filed approximately 10 months after the due date and that, therefore, petitioner is liable for an addition to tax of 25 percent of the underpayment pursuant to section 6651(a)(1); and (2) that petitioner is liable for an addition to tax in the amount of $193.46 (i.e., 5 percent of $3,869.16) pursuant to section 6653(a)(1). Respondent also requested that appropriate*494 damages be awarded to the United States under section 6673. Petitioner did not file a reply; therefore, the affirmative allegations in the answer are deemed denied. Rule 37(c).

We must first decide whether any genuine issue of material fact exists to prevent our summary adjudication of the legal issues in controversy. Rule 121. If summary judgment is warranted, we must then decide:

(1) Whether wages earned by petitioner in 1980 are includable in his gross income for that year;

(2) whether petitioner is liable for an addition to tax pursuant to section 6651(a)(1);

(3) whether petitioner is liable for an addition to tax pursuant to section 6653(a); and

(4) whether an award of damages pursuant to section 6673 is merited.

Certain facts are not disputed. The undisputed documents supplied by respondent in an affidavit with exhibits filed in connection with the Motion 3 and the undisputed facts in the pleadings constitute the facts used for the purposes of this decision. Rule 121(b).

*495 Petitioner resided in Dearborn Heights, Michigan, when the petition was filed in this case. During the 1980 taxable year, petitioner was employed by General Motors Corporation and received wages totaling $20,094.58.

Petitioner submitted to the Internal Revenue Service as his 1980 return an official Treasury Form 1040 which he had changed by inserting on line 24 "Non-taxable receipts" and on line 25 "( )." In two places in the left margin of this "form" the word "Income" is replaced by "Receipts." On lines 9, 13, 19 and 21 the word "income" is replaced by "gain" and on line 22 the word "income" is deleted. The tampered form was signed by petitioner and dated February 12, 1982, approximately 10 months after the April 15, 1981 due date. Two memoranda were attached to petitioner's purported 1980 return, one of which was styled "FORM--NON-TAXABLE RECEIPTS:."

On his purported 1980 return, petitioner inserted the amount of $20,094.58 as "Wages, salaries, tips, etc." and attached a Form W-2 reflecting this amount. Petitioner subtracted the identical amount under the heading "Non-taxable*496 receipts." The net effect of these offsetting entries was to create a zero tax liability. Since his employer had withheld against the amounts paid petitioner during 1980, petitioner claimed a refund of $1,719.76.

By letter on Form CSC 8-255-B dated June 18, 1982, respondent informed petitioner that the tampered form was "not acceptable as an income tax return because it does not contain information required by law, and it does not comply with Internal Revenue Code requirements." Since petitioner took no action in response to this letter, respondent issued a statutory notice of deficiency to petitioner wherein his wages were included in taxable income and a deficiency determined.

For taxable years 1978 and 1979, petitioner reported on an official "Treasury Form 1040" wages he received as taxable income and showed the appropriate tax on such income. These returns were timely filed with the appropriate Forms W-2.

The threshold issue is whether a motion for summary judgment is appropriate in this case. We conclude that it is. Rule 121. The summary judgment procedure is available even though there is a dispute under the pleadings if it is shown through materials in the record*497 outside the pleadings that no genuine issue of material fact exists. 4 In passing upon such a motion, the factual materials presented "must be viewed in the light most favorable to the party opposing the motion." ; .

Since respondent is the movant, he has the burden of proving there is no genuine dispute as to any material fact and that a decision may be rendered as a matter of law. There is no dispute between the parties as a factual matter the petitioner received wages during 1980 in the amount of $20,094.58 as reflected on the Form W-2 which he received from his employer. The only justiciable error that petitioner alleges is that such amount is not taxable, a legal issue. Petitioner does not question and thereby concedes the authenticity of respondent's evidence attached as exhibits to the submitted*498 affidavit. The pleadings, summary judgment motion, affidavit, and exhibits establish that there is no genuine issue as to any material fact, and we find that a decision may be rendered as a matter of law.

The burden of proof is upon petitioner with respect to the deficiency set forth in the statutory notice and upon respondent as to the issues raised in the answer. ; Rule 142(a).

Petitioner's frivolous contention that his wages are not taxable has been considered and rejected by this Court in numerous prior cases and merits no further discussion. Section 61; ; ; .

With regard to the addition to tax pursuant to section 6651(a)(1), there is no dispute that the purported return was filed approximately 10 months after the due date. The evidence is clear, and respondent has met his burden of proving that petitioner's actions in this case were deliberate, intentional, and in complete disregard of the statutes and respondent's*499 regulations. Petitioner has not alleged any reasonable cause for his failure timely to file and, thus, an addition to tax pursuant to section 6651(a)(1) is warranted. The addition to tax imposed by section 6651 is computed on the difference between the deficiency and the amount of tax withheld or $2,149.40. . Because petitioner did not timely file a return, and the document filed was approximately 10 months late, petitioner is subject to the maximum addition to tax under this section of 25 percent of this amount or $537.35. 5

In determining petitioner's liability for an addition to tax pursuant to section 6653(a), we note that he has shown that he knew of his reporting duty and how properly to report his income on his 1978 and 1979 tax returns. We conclude that respondent has met his burden of proving that petitioner's underpayment of tax was due*500 to intentional disregard of rules and regulations and that an addition to tax pursuant to section 6653(a) in the amount of $193.46 is due based upon the analysis set forth in , on appeal 6th Cir. September 24, 1984. 6

We come now to the final issue whether damages should be awarded under section 6673 for instituting this proceeding primarily for delay. Petitioner's conduct from the filing of his petition has demonstrated that his principal purpose has been to abuse the resources of this Court in order to delay the inevitable time of reckoning with respondent. For that reason, we award damages to the United States under section 6673 in the amount of $500. We also warn petitioner that we are authorized to impose damages in an amount not in excess of $5,000. 7 Petitioner should bear that fact in mind in connection with any further proceeding which he may institute in this Court.

*501 An appropriate Order and Decision will be entered.


Footnotes

  • 1. All section references are to the Internal Revenue Code of 1954, as amended and in effect during the year in issue, and all rule references are to the Tax Court Rules of Practice and Procedure.

  • 2. For example, petitioner is not entitled to court costs and disbursements which he requests. , affd. without published opinion ; , affd. per curiam , cert. denied .

  • 3. In conjunction with the Motion for Summary Judgment, respondent filed Respondent's Memorandum of Law, an affidavit of Mark E. Rizik, respondent's counsel, who had custody and control over the Commissioner of Internal Revenue's administrative files, and a number of exhibits. These exhibits include: A copy of the statutory notice sent to petitioner for the 1980 tax year; copies of Forms W-2 issued to petitioner for 1978 through 1980; copies of petitioner's returns for 1978 and 1979; a copy of petitioner's purported "return" for 1980; and a copy of a Form CSC 8-255-B letter from respondent to petitioner dated June 18, 1982.Additionally, an affidavit of Marjorie A. Wyman, respondent's employee in charge of the Illegal Tax Protestor Team at the Cincinnati Service Center for the Central Region of the Internal Revenue Service, was filed on Feb. 16, 1984.

  • 4. Such outside materials may consist of affidavits, interrogatories, admissions, documents or other materials which demonstrate the absence of such an issue of fact despite the pleadings. See Note to Rule 121(a), .

  • 5. For the reasons set forth in , on appeal 6th Cir. Sept. 24, 1984, we also find that the purported "return" filed by petitioner was not a return for purposes of sections 6011, 6012, 6072, and 6651(a)(1).

  • 6. This is one of the 23 cases set on this Court's March 5, 1984, trial calendar involving tampered Forms 1040 and referred to in .

  • 7. Section 292 of the Tax Equity and Fiscal Responsibility Act of 1982, Pub. L. 97-248, 96 Stat. 574, increased the amount of damages that may be awarded under section 6673 from $500 to $5,000 for proceedings commenced after December 31, 1982. Section 160 of the Tax Reform Act of 1984, Pub. L. 98-369, 98 Stat. 696, further amended section 6673 to provide for damages up to $5,000 in proceedings pending in this Court after November 15, 1984.