Thompson v. Commissioner

H. OLIVER THOMPSON, PETITIONER, v. COMMISSIONER OF INTERNAL REVENUE, RESPONDENT.
Thompson v. Commissioner
Docket No. 30571.
United States Board of Tax Appeals
17 B.T.A. 987; 1929 BTA LEXIS 2204;
October 17, 1929, Promulgated

*2204 Ground rent received by petitioner from the mayor and city council of Baltimore, Md., the leased land being used by the city for school purposes, held not exempt from Federal income tax.

John Philip Hill, Esq., for the petitioner.
F. Easby-Smith, Esq., for the respondent.

ARUNDELL

*987 The respondent has determined a deficiency in income tax for the year 1924 of $26.21. The petitioner cites as error the action of the respondent in including in gross income the sum of $700 received by petitioner within the taxable year from the mayor and city council of Baltimore, Md., as ground rent on certain property owned by petitioner.

FINDINGS OF FACT.

The petitioner received within the taxable year 1924, $700 under a long-term lease renewable forever, with the mayor and city council of Baltimore. By the terms of the lease the lessee, a political subdivision of the State of Maryland, agreed to pay to the lessor, in two annual installments, a total sum of $700 per year. A school house was built upon the leased property by the municipal authorities, which is now and has been for many years in use for the purpose for which it was constructed. *2205 The lease also contained the following covenants:

The Mayor and City Council of Baltimore, it successors and assigns paying, therefor, to the said Elizabeth Oliver, her personal representatives and assigns, the rent or yearly sum of Seven Hundred Dollars, and that in equal half yearly sums of Three Hundred and Fifty Dollars, each accounting from the day of the date hereof and payable thereafter on the 1st day of May and November in every year during its demise over and above all deductions for taxes and assessments of every kind assessed and levied, or to be assessed and levied thereon hereafter, and on the rent hereby reserved. * * * The Mayor and City Council of Baltimore for itself, its successors and assigns hereby covenants to pay said yearly rent at the period above mentioned for the payment thereof, and also to pay all taxes and assessments of every kind assessed and levied or hereafter to be assessed and levied on the said property, and on the said yearly rent hereby reserved thereon.

OPINION.

ARUNDELL: Petitioner contends that the ground rent received by him from the mayor and city council of Baltimore is exempt from *988 taxation under section 231(b)(4)(A) *2206 of the Revenue Act of 1924, which provides as follows:

(b) The term "gross income" does not include the following items, which shall be exempt from taxation under this title:

* * *

(4) Interest upon (A) the obligations of a State, Territory, or any political subdivision thereof, * * *

It is argued that the ground rent arises from an obligation of a political subdivision of a State to pay for the use of land, and that this ground rent is in the nature of interest and as such is exempt from taxation under the above quoted provisions of the Act. The lease itself designates the amount to be paid as rent and not interest, and having in mind the recognized distinction between the terms rent and interest we can not believe that Congress used the term interest as inclusive of the term rent.

Interest is a "consideration paid for the use of money or for forbearance in demanding it when due." .

Rent is a sum stipulated to be paid for the use and enjoyment of land. The occupation of the land is the consideration for the rent. In re Roth & Appel, 104 C.C.A. 649; *2207 .

See, also, the definitions in Webster's New International Dictionary. Moreover, leases such as we have here are regarded by the courts of Maryland as establishing the relation of landlord and tenant and the obligation of the lessee is spoken of as rent. ; ; ; ; . But even though the annual payment required under the lease can be considered as in the nature of interest, it is still not interest upon an "obligation" within the meaning of the Revenue Act, but would rather fall within the principles laid down in , holding that interest due from the United States Government to railroads on the use of property during the period of Federal control is not interest on "obligations of the United States" as that term is used in the statute.

The further argument of petitioner is that the tax asserted by the respondent will hamper the local government in its efforts to obtain as low a rent as possible on*2208 its use of school lands, and, hence, is an interference with the exercise by the State of its sovereign powers and functions. On this point are cited a number of cases on the well established doctrine of exemption of each government, and its instrumentalities, from taxation by the other and which is set forth in , in these words:

*989 As the States cannot tax the powers, the operations, or the property of the United States, nor the means which they employ to carry their powers into execution, so it has been held that the United States have no power under the Constitution to tax either the instrumentalities or the property of a State.

For a full discussion of many of the cases involving this principle of exemption see . Only a few cases, those which are most nearly in point, need discussion here. , presented the question of the right of the State of Oklahoma to tax as a part of the property of the oil company a lease on tax-exempt Osage Indians lands, which lease*2209 the oil company had acquired by assignment. The court held the tax invalid, saying:

A tax upon the leases is a tax upon the power to make them, and could be used to destroy the power to make them.

This quotation followed a reference to , in which the State had attempted to collect a tax from the company, measured by its revenues from coal removed from the land of Indian wards of the United States under a lease made pursuant to an act of Congress. The tax was held invalid on the ground that the company was an instrumentality through which the United States was carrying out a duty to its wards. , holds invalid a State tax imposed on net income derived from operations under a lease of restricted Indian lands. The decision was put upon the same ground as the Choctaw & Gulf case, namely, that the operator of the leased land was an agency through which the United States was performing a duty to its wards.

In each of these cases it will be noted that there was involved a lease which was "the instrument which the government has chosen to use in fulfilling*2210 its task of developing to the fullest the lands and resources of its wards," , and "a tax upon the leases is a tax upon the power to make them," . In the present case the lease to which the mayor and city council of Baltimore were parties was not founded upon any obligation such as rested upon the United States in the Indian lease cases above set out; nor is the tax asserted, even if it is on the power to make leases, invalid, as it is not asserted against the mayor and city council of Baltimore, but against the lessor, who clearly can not be said to have been performing any governmental function.

It must also be borne in mind that under the common law the lessor and lessee each has a separate estate in the land. ; . In the latter case the opinion reads in part:

*990 As long as different interests may exist in the same land, we think it plain that an exemption granted to the owner of the land in fee does not extend to an exemption*2211 from taxation of an interest in the same land, granted by an owner of the fee to another person as a lessee for a term of years. The two interests are totally distinct, and the exemption of the one from taxation plainly does not thereby exempt the other.

Petitioner further calls attention to the clause of the lease providing that the rent covenanted to be paid is to be paid "over and above all deductions for taxes and assessments" and the provision whereby the mayor and city council covenant "to pay all taxes and assessments * * * on the said property and on the said yearly rent hereby reserved thereon." Petitioner argues that under these provisions he can require the mayor and city council to reimburse him for the amount of the deficiency asserted, and, therefore, the effect of sustaining the deficiency in tax will be to compel the City of Baltimore to pay an increased amount for the use of the land. It is a sufficient answer to this to say that these provisions of the lease amount to no more than to put the rent on a sliding scale. The respondent is not asserting a tax against the City of Baltimore and if the city reimburses the lessor for the taxes he is required to pay, it*2212 is not paying a tax, but merely meeting a contract obligation.

Judgment will be entered for the respondent.