Prutton v. Baumgart

2020 IL App (2d) 190346
No. 2-19-0346
Opinion filed June 11, 2020

IN THE

APPELLATE COURT OF ILLINOIS

SECOND DISTRICT

SHERRI PRUTTON, Individually and as ) Appeal from the Circuit Court
Mother and Next Friend of Alexis V., a ) of De Kalb County.
Minor, )
)
Plaintiff-Appellant, )
)
v. ) No. 14-L-34
)
JOSEPH R. BAUMGART, )
PAULA HOBSON, KISHWAUKEE )
COMMUNITY HOSPITAL, and )
NORTHERN ILLINOIS FERTIILTY, S.C., )
)
Defendants )
) Honorable
(Kishwaukee Community Hospital, Defendant- ) William P. Brady,
Appellee). ) Judge, Presiding.

JUSTICE BRIDGES delivered the judgment of the court, with opinion.
Justices McLaren and Hutchinson concurred in the judgment and opinion.

OPINION

¶ 1 Plaintiff, Sherri Prutton, individually and as mother and next friend of Alexis V., a minor,

appeals from the trial court’s grant of summary judgment in favor of Kishwaukee Community

Hospital (Kishwaukee). Plaintiff argues that the trial court erred in ruling that Dr. Paula Hobson

was not acting as Kishwaukee’s apparent agent when Hobson oversaw Prutton’s labor and

performed the delivery of Alexis at Kishwaukee. During the delivery, Alexis had a shoulder
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dystocia that resulted in a brachial plexus injury, causing nerve damage that affected the use of her

right arm. We affirm.

¶2 I. BACKGROUND

¶ 3 On April 25, 2014, plaintiff filed a five-count complaint against Hobson, Kishwaukee,

Northern Illinois Fertility, S.C. (NIF), and Dr. Joseph R. Baumgart. Plaintiff alleged that she was

admitted to Kishwaukee on October 20, 2010, and that its agents and employees provided care and

treatment to her during the labor and delivery of Alexis. She alleged that Kishwaukee had medical

personnel acting as apparent agents of the hospital and that no one informed plaintiff that they

were not Kishwaukee employees.

¶ 4 In the count directed solely against Kishwaukee,1 plaintiff alleged, among other things, that

Hobson was an apparent agent of Kishwaukee; that Hobson was negligent in her delivery

techniques, causing Alexis to sustain significant, permanent injuries to her brachial plexus; and

that Kishwaukee was vicariously liable for the injuries.

¶ 5 On January 26, 2015, the trial court entered an order granting plaintiff’s request to voluntarily

dismiss Baumgart.

¶ 6 Plaintiff’s discovery deposition was taken on August 5, 2015; we summarize her testimony.

Plaintiff was born in July 1971. In addition to Alexis, plaintiff had two other daughters, born in

1995 and 1997 at Kishwaukee, when plaintiff was under the care of Dr. Emile Hirsch. Plaintiff

found out that she was pregnant with Alexis in January 2010, but Hirsch had moved out of state

by that time. Plaintiff contacted her insurance carrier about her treatment options, and she

1 Plaintiff also included a count against all defendants, under the Family Expense Act (750

ILCS 65/15 (West 2010)), alleging that she had and would continue to incur costs in caring for

Alexis.

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specifically requested a doctor who delivered at Kishwaukee. She wanted to give birth at

Kishwaukee because she had gone there for medical care as a child and for the birth of her other

children and was comfortable there. It was also near her home. Before the pregnancy with Alexis,

plaintiff had seen television and billboard advertising for Kishwaukee.

¶ 7 Plaintiff was advised that NIF accepted her insurance, so she went there for her prenatal care.

NIF was in a building across the street from Kishwaukee. Plaintiff mostly saw Baumgart, but she

also saw Hobson two or three times because Baumgart had told her that Hobson would deliver the

baby if he was unavailable. Hobson did in fact turn out to be the delivering physician. Plaintiff

thought that both doctors worked for Kishwaukee, because she “knew that [they] would be

delivering” there. Neither doctor specifically told her that they did not work for Kishwaukee.

¶ 8 Plaintiff went into labor on October 20, 2010. She was admitted to Kishwaukee and taken to

the delivery room at about 6 p.m. At about 8:15 p.m., she signed two informed consent forms,

namely a patient authorization record and a consent for obstetrical services. Alexis was born on

October 21, 2010, at 2:29 a.m.

¶ 9 The patient authorization record contained eight subsections, one of which was -entitled

“PHYSICIAN SERVICES.” (Emphasis in original.) This subsection stated:

“I understand that I am financially responsible for the professional services of

radiologist(s), pathologist(s), cardiologist(s), anesthesiologist(s), and other physician

charges which are not billed by the hospital. Physicians providing care are independent

contractors and are not employees or agents of KCH/VWCH. I hereby authorize my third

party payor to directly pay the above named parties or their service corporation. I hereby

authorize release of information requested by insurance/billing agencies to the above

named parties.” (Emphasis in original.)

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Plaintiff signed her initials after this subsection, and signed the signature line at the bottom of the

document. At her deposition, plaintiff testified that she could understand the paragraph “now.”

¶ 10 The second consent form stated that it was for “obstetrical delivery” and contained eight

bulleted paragraphs on the first of two pages. The sixth paragraph stated, “I understand that the

physicians who participate in the procedure (for example: surgeon, assistants, anesthesiologist,

obstetrician, pathologist, and the like) are independent practitioners and are not employees or

agents of Kishwaukee Community Hospital.” On the second page, above the signature line, the

form stated:

“My signature below constitutes my acknowledgement that:

1. I have read, understand, and agree to the foregoing items.

2. The proposed operation/procedure has been satisfactorily explained to

me and I have all of the information I desire, and all of my questions have been

answered.

3. I hereby give my authorization and consent. (Emphasis in original.)”

Plaintiff signed the signature line below this disclaimer. At her deposition, plaintiff testified that

she could “basically understand” the sixth paragraph from the consent form and the sentence from

the above-quoted paragraph stating that she had read, understood, and agreed to the foregoing

items.

¶ 11 Hobson was deposed on November 17, 2015. As relevant here, she testified that she worked for

NIF from September 2009 to May 2012. NIF was an independent practice that Baumgart owned and

managed. Hobson worked there pursuant to a physician independent- contractor agreement.

During the delivery, Hobson wore hospital scrubs that were marked “Kishwaukee Hospital” “[i]n

the back where the tag” was, but nowhere else.

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¶ 12 In its response to requests to admit, Kishwaukee admitted that Hobson was displayed on the

hospital’s website in 2009 and 2010 and that the website did not specifically state that she was not

a hospital employee. Kishwaukee also admitted the genuineness of five print advertisements

relating to Hobson that it distributed, disseminated, or published to the public. A press release

dated October 14, 2009, had the title “Kish Hospital Welcomes New Doctors” and listed Hobson,

among others. It stated that she had “recently joined the medical staff” and was practicing with

Baumgart at NIF. A second advertisement stated that Kishwaukee was “pleased to welcome”

Hobson, who had “joined the medical staff” and was practicing with Baumgart of NIF. It listed

NIF’s contact information. A third advertisement had similar content but also contained a large

photograph of Hobson.

¶ 13 On November 8, 2018, Kishwaukee filed a motion for summary judgment. We summarize

Kishwaukee’s argument as relevant for this appeal. There was no evidence that Hobson committed

acts creating the appearance of apparent agency or that Kishwaukee acquiesced to any such acts

or representations. In other words, plaintiff failed to demonstrate that Kishwaukee acted in a

manner that would lead a reasonable person to conclude that Hobson was its agent. Plaintiff,

through her insurance company, selected NIF as a practice and Baumgart and Hobson as her

doctors, when she found out that she was pregnant. NIF’s office was not located within

Kishwaukee. During plaintiff’s prenatal care, Baumgart referred her to the maternal fetal medicine

department of Rockford Memorial Hospital, which was also an entity distinct from Kishwaukee.

Furthermore, Hobson and Kishwaukee affirmatively communicated to plaintiff that Hobson was

not an agent of Kishwaukee, through the informed consent forms.

¶ 14 In plaintiff’s response to Kishwaukee’s motion for summary judgment, she did not oppose

summary judgment as to the allegations of nursing negligence and actual agency. On the subject

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of Hobson’s apparent agency, she argued that Kishwaukee’s advertising about Hobson created a

genuine question of material fact about whether Kishwaukee “held out” Hobson as an employee.

Plaintiff argued that the consent forms were not dispositive of the issue, because she signed the

forms about two hours after being admitted to the hospital―while she was in labor-- and the

forms were ambiguous and confusing. Finally, plaintiff argued that she relied on Kishwaukee’s

services for labor and delivery care rather than on the services of Hobson or any other particular

physician.

¶ 15 Plaintiff attached to her response an affidavit in which she stated, among other things, that

she chose Kishwaukee as the place to deliver Alexis and therefore requested a doctor who

delivered babies there. She believed that both Baumgart and Hobson were Kishwaukee employees.

None of the Kishwaukee advertisements that she had seen before becoming pregnant with Alexis

stated that the doctors there were not employed by the hospital. The “general theme” of the

advertisements “was that Kishwaukee Community Hospital provided high quality, full service

medical care to the community and that the doctors there had great expertise.” She chose

Kishwaukee based on her prior experiences there and its reputation.

¶ 16 Kishwaukee filed a reply to plaintiff’s response, and the parties argued the summary judgment

motion at a hearing on February 27, 2019. On that date, the trial court granted the motion in favor of

Kishwaukee as to actual agency.

¶ 17 The trial court issued its ruling on the question of apparent agency on April 3, 2019, stating

as follows. The seminal case on the issue of whether a hospital was liable under the doctrine of

apparent agency was Gilbert v. Sycamore Municipal Hospital, 156 Ill. 2d 511 (1993). That case

stated that the plaintiff had to show that (1) the hospital or its agent acted in a manner that would

lead a reasonable person to conclude that the allegedly negligent individual was an employee or

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agent of the hospital; (2) if the agent’s acts created the appearance of authority, the hospital had

knowledge of the acts or acquiesced in them; and (3) the plaintiff acted in reliance on theconduct

of the hospital or its agent consistent with ordinary care and prudence.

¶ 18 The trial court concluded that plaintiff met her burden for the first factor, in that Kishwaukee’s

advertising using Hobson’s biographical data and her likeness could lead a reasonable person to

believe that there was an employment relationship between Kishwaukee and Hobson. However,

the third factor was “complicated” because it raised the question of how plaintiff could rely on the

advertising when the consent form specifically said that the doctors were not employees. The trial

court considered other factors to determine whether they supported or rebutted reliance on

Kishwaukee’s “other conduct,” namely that (1) plaintiff was directed to Hobson by her insurer

rather than by Kishwaukee; (2) her physician appointments were away from the hospital, though in

close proximity; (3) the allegedly negligent physician was someone plaintiff had met with

throughout her pregnancy and not just at the hospital; (4) the consent forms were written in plain

language and were signed by plaintiff, and the patient authorization record further stated in bold-

face print that physicians were independent practitioners and not employees and it required her

initials after the paragraph; (5) plaintiff’s desire to deliver at Kishwaukee was based on her prior

positive experiences there rather than any overt action by the hospital to draw her there; (6) there

was no evidence that plaintiff saw the ads relating to Hobson; (7) the ads plaintiff did see

represented Kishwaukee as a full-service facility; (8) plaintiff’s statement in her affidavit that she

believed that Baumgart and Hobson were Kishwaukee employees was based on her request to her

insurer to deliver at Kishwaukee, not on any conduct by the hospital; and (9) the fact that the consent

forms were signed two hours after plaintiff was admitted to the hospital, and while she was in labor,

might affect the knowing and voluntary nature of the consent.

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¶ 19 The trial court concluded:

“A cursory or in-depth exam of these factors coupled with the important factor of

a signed consent can only lead to the legal conclusion that the plaintiff has not met her

burden as to actual reliance on the hospital’s conduct and, therefore, the motion for

summary judgment by Kishwaukee is granted.

I should add one other factor that I considered. Cases where consent was not found

to bar a finding of apparent agency dealt with doctors first met at the hospital and not

chosen by the patient.

At the end of the day that’s the key element. This is not somebody that she only

saw at the hospital. She saw away from the hospital. The other cases that were all cited

even though some of the doctors were their private physicians, their private physicians

were referring them to doctors at the hospital for treatment, and that’s not the case here.

The person she saw outside the hospital is the same person she saw at the hospital.

Therefore, I think that the consent form does bar her action for apparent agency.”

¶ 20 The trial court included in its order a finding under Illinois Supreme Court Rule 304(a) (eff.

Mar. 8, 2016) that there was no just reason to delay the appeal or enforcement of the order. Plaintiff

timely appealed. The claims against Hobson and NIF remain pending in the trial court.

¶ 21 II. ANALYSIS

¶ 22 On appeal, plaintiff challenges the trial court’s grant of summary judgment for Kishwaukee

on the issue of Hobson’s apparent agency. Summary judgment is appropriate only where the

pleadings, depositions, admissions, and affidavits on file, when viewed in the light most favorable

to the nonmoving party, show that there is no genuine issue of material fact and that the moving

party is entitled to judgment as a matter of law. 735 ILCS 5/2-1005(c) (West 2018). Summary

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judgment is a drastic means to dispose of litigation and should be granted only where the movant’s

right is clear and free from doubt. Yarbrough v. Northwestern Memorial Hospital, 2017 IL 121367,

¶ 79. We review de novo a trial court’s ruling on a motion for summary judgment. Nichols v.

Fahrenkamp, 2019 IL 123990, ¶ 13.

¶ 23 As the trial court discussed, Gilbert is the primary authority on the issue before us. There, our

supreme court noted that, in an effort to compete for health care dollars, modern hospitals use

expensive advertising campaigns to hold themselves out to the public as offering quality health

services. Gilbert, 156 Ill. 2d at 520. The court stated that many patients rely on the hospital’s

reputation and naturally assume that the professionals there are employees, unless the patientsare

otherwise put on notice. Id. at 521. It concluded that a hospital therefore should not always escape

liability simply because the physician rendering the care was an independent contractor. Id. at 522;

see also Yarbrough, 2017 IL 121367, ¶ 40 (“The realities of modern hospital care that informed

our decision [in Gilbert] are even more true today.”).

¶ 24 The supreme court held that, “under the doctrine of apparent authority, a hospital can be held

vicariously liable for the negligent acts of a physician providing care at the hospital, regardless of

whether the physician is an independent contractor, unless the patient knows, or should have

known, that the physician is an independent contractor.” Gilbert, 156 Ill. 2d at 524. As the trial

court pointed out, a plaintiff must show that:

“ ‘(1) the hospital, or its agent, acted in a manner that would lead a reasonable

person to conclude that the individual who was alleged to be negligent was an employee

or agent of the hospital; (2) where the acts of the agent create the appearance of authority,

the plaintiff must also prove that the hospital had knowledge of and acquiesced in them;

and (3) the plaintiff acted in reliance upon the conduct of the hospital or its agent, consistent

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with ordinary care and prudence.’ ” Id. at 525 (quoting Pamperin v. Trinity Memorial

Hospital, 423 N.W.2d 848, 856 (Wis. 1988)).

¶ 25 The first two elements are often grouped together and called the “holding out” factor. Mizyed

v. Palos Community Hospital, 2016 IL App (1st) 142790, ¶ 39; see also Yarbrough, 2017 IL

121367, ¶ 30. A hospital may be deemed to “hold out” an independent contractor as an employee

if it holds itself out as a provider of emergency room care without informing the patient that

independent contractors are performing the care; the hospital need not make an express

representation that the contractor is an employee. Gilbert, 156 Ill. 2d at 525. The third element, of

justifiable reliance, is satisfied if the plaintiff relies on the hospital, rather than a specific physician,

to provide complete emergency room care. Id.

¶ 26 Though Gilbert involved an emergency room setting, its analysis is not limited to such

situations. McIntyre v. Balagani, 2019 IL App (3d) 140543, ¶ 110. Whether an alleged agent was

authorized to act is a question of fact, as is whether a person had notice of the lack of an agent’s

authority,- or was put on notice by the circumstances. Gilbert, 156 Ill. 2d at 524. However, the court

may determine whether an agency relationship exists as a matter of law if only one conclusion can

be drawn from the undisputed facts. Churkey v. Rustia, 329 Ill. App. 3d 239, 242-43 (2002).

¶ 27 Applying these principles to the facts in the case before it, the supreme court in Gilbert

reversed the trial court’s grant of summary judgment in the hospital’s favor, stating that there was

a genuine issue of material fact as to whether the emergency room doctor was an apparent agent

of the hospital. Gilbert, 156 Ill. 2d at 526. The decedent had been assigned the doctor, whom he

had never met before, as opposed to asking for him. Id. Further, the hospital did not inform patients

that the emergency room doctors were independent contractors, and its consent form, which the

decedent signed, stated that he would be treated by “ ‘physicians and employees of the hospital.’ ”

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Id. The supreme court concluded that, at a minimum, reasonable people could draw different

inferences from the facts as to the elements of apparent agency, making summary judgment

inappropriate. Id.

¶ 28 In this case, plaintiff first argues that she met her burden on the “holding out” factor of the

Gilbert analysis. She points to her deposition testimony and the statements in her affidavit that,

before she became pregnant with Alexis, she saw Kishwaukee’s advertisements, the general theme

of which was that Kishwaukee provided high-quality, full-service medical care and that its doctors

had great expertise. Plaintiff highlights that the trial court found that she had met her burden on

this factor, stating that Kishwaukee’s advertisements using Hobson’s biographical data and

likeness could lead a reasonable person to conclude that the two parties had an employer-employee

relationship.

¶ 29 Plaintiff argues that the trial court’s reasoning was correct on this point. She cites McCorry

v. Evangelical Hospitals Corp., 331 Ill. App. 3d 668, 671 (2002), in which the hospital’s

advertising stated that its staff included hundreds of highly qualified physicians, whom it referred

to as “ ‘our physicians.’ ” The appellate court reversed the trial court’s grant of summary judgment

in the hospital’s favor on apparent agency, stating that the “evidence could support a finding that

the hospital held itself out as the principal for its agents, including the highly qualified physicians,

who directly provided the advertised health care.” Id. at 672. Plaintiff also cites Spiegelman v.

Victory Memorial Hospital, 392 Ill. App. 3d 826, 841 (2009), where the appellate court agreed

with the plaintiff’s argument that “ ‘[t]he Hospital cannot have it both ways. It cannot advertise it

has the best doctors in the community and then tell a jury that there is no evidence that emergency

department doctors were its employees.’ ” Plaintiff argues that her evidence of Kishwaukee

holding out Hobson as its agent or employee is even stronger than that in the cited cases, because

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Kishwaukee’s advertisements were specific to Hobson herself. She maintains that Hobson also

testified that during the delivery she wore hospital scrubs that had “Kishwaukee Hospital”

identifying marks.

¶ 30 Plaintiff argues that she also met her burden of production on the third, “reliance” element of

the Gilbert analysis in that she relied upon Kishwaukee, rather than a specific physician, to provide

care. Plaintiff argues that it is undisputed that she specifically chose Kishwaukee as the place to

deliver Alexis, because plaintiff had gone there for her childhood medical care and had chosen to

deliver her first two children there. Plaintiff points to her testimony that she contacted her medical

insurer and requested a prenatal doctor who delivered babies at Kishwaukee. Plaintiff asserts that

the trial court misapplied the law on this element in that it focused on a standard akin to detrimental

reliance by concentrating on whether plaintiff relied on Kishwaukee’s advertising. Plaintiff argues

that such a detrimental-reliance analysis was rejected in Gilbert and its progeny. According to

plaintiff, only partial reliance on the hospital when accepting treatment is required to satisfy

Gilbert. See McCorry, 331 Ill. App. 3d at 675.

¶ 31 Plaintiff argues that, when viewed in the light most favorable to her, the other factors that the

trial court considered do not support the conclusion that she failed to meet her burden of production

on the issue of reliance. She maintains that her medical insurer’s involvement in her decision to

use Kishwaukee for Alexis’s delivery did not preclude her from meeting her burden, as reliance

can be established despite a third party directing the plaintiff to the hospital. See Monti

v. Silver Cross Hospital, 262 Ill. App. 3d 503, 507-08 (1994) (although the patient was

unconscious, the people responsible for her, including the paramedics, relied upon the hospital to

provide complete emergency room care); Scardina v. Alexian Brothers Medical Center, 308 Ill.

App. 3d 359, 367-68 (1999) (reliance could be established even though the plaintiff was directed

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to the hospital by his personal physician). Plaintiff argues that she did not select Hobson or even

Baumgart, but, rather, she selected Kishwaukee, which is how she came to see Baumgart. She

relatedly argues that her preexisting relationship with Hobson did not preclude her from meeting

her burden on reliance. See Malanowski v. Jabamoni, 293 Ill. App. 3d 720 (1997) (mere existence

of a regular physician-patient relationship does not preclude a claim that the patient relied on the

hospital). Plaintiff maintains that, therefore, the trial court erred in stating that “[c]ases where

consent was not found to bar a finding of apparent agency dealt with doctors first met at the hospital

and not chosen by the patient.”

¶ 32 Plaintiff argues that, to the extent that the trial court found that the location of her prenatal

visits supported the entry of summary judgment, this should be a question for the jury. She also

argues that the trial court’s statement, that she wanted to deliver at Kishwaukee based on her prior

experience there as opposed to any overt action by the hospital, ignores evidence to the contrary.

Plaintiff points to her testimony that, before becoming pregnant with Alexis, she had seen

advertising for Kishwaukee touting it as a high-quality facility whose doctors had great expertise,-

and that she chose the hospital in part based on its reputation. She argues that whether she saw the

advertisements relating to Hobson is irrelevant. See Spiegelman, 392 Ill. App. 3d at 839-41

(hospital’s advertisements are relevant to the “holding out” factor, even if the plaintiff did not see

them).

¶ 33 Plaintiff discusses the consent forms in depth. She argues that they should be considered in

the context of “holding out” rather than reasonable reliance. See Gilbert, 156 Ill. 2d at 525. She

additionally argues that the existence of an employment disclaimer in a consent form is not

dispositive on this issue. See James v. Ingalls Memorial Hospital, 299 Ill. App. 3d 627, 632 (1998)

(“While we do not hold that the existence of an independent contractor disclaimer in a consent

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form is always dispositive on the issue of ‘holding out,’ it is an important factor to consider.”).

Plaintiff cites Churkey, 329 Ill. App. 3d at 245, where the court stated: “There certainly could be

situations in which a patient signs a consent form containing such a disclaimer but additional facts

exist that would create a triable issue of fact as to whether the hospital held the defendant physician

out as its agent.”

¶ 34 Plaintiff asserts that employee-status disclaimers that are given at the last minute or without

meaningful time have been held to bar a hospital from avoiding the application of apparent

authority. She cites Fragogiannis v. Sisters of St. Francis Health Services, Inc., 2015 IL App (1st)

141788, ¶ 22, where the court stated that “a third party signing a consent form after the negligence

has occurred and after the patient is brain dead would not inform any unsuspecting patient that the

four doctors that treated the individual were independent contractors.” Plaintiff highlights evidence

that, when she signed the consent forms, she had already started receiving labor and delivery care,

including fetal monitoring, evaluation of pain complaints, and preparation for an injection of an

epidural anesthetic for pain. She argues that presenting the consent forms then transformed them

into little more than a contract of adhesion.

¶ 35 Plaintiff further argues that the consent forms were ambiguous and confusing because they

were comprised of multiple parts. Plaintiff cites Schroeder v. Northwest Community Hospital, 371

Ill. App. 3d 584, 587 (2007), where the consent form stated:

“ ‘Your care will be managed by your personal physician or other physicians who

are not employed by Northwest Community Hospital or Northwest Community Day

Surgery Center but have privileges to care for patients at this facility. *** Your physician

may also decide to call in consultants who practice in other specialties and may be involved

in your care. Like your physician, those consultants have privileges to care for patients at

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this facility, but are not employed by Northwest Community Hospital or Northwest

Community Day Surgery Center.’ ” (Emphases in original.)

The plaintiff argued that the consent form was confusing and ambiguous because it could be

reasonably interpreted to mean that his personal physicians were employed by the hospital but that

other unidentified physicians were not. Id. at 589. The appellate court concluded that there were

genuine questions of material fact on the issue of apparent agency such that summary judgment

was inappropriate. Id. at 593-94.

¶ 36 Plaintiff also cites Spiegelman, 392 Ill. App. 3d at 837, where the consent form used a multi-

part format and contained provisions unrelated to the independent-contractor disclaimer. The

signature line was beneath a separate, unrelated paragraph, and immediately before the

■
paragraph containing the disclosure was a paragraph stating: “ ‘I am aware that during my visitto

the Emergency Department of VICTORY MEMORIAL HOSPITAL, hospital employees will

■
attend to my medical needs as may be necessary.’ ” (Emphasis in original.) Id. The court stated

that a jury could infer that the plaintiff was confused as to which doctors were hospital employees

and which were independent contractors. Id.

¶ 37 Plaintiff argues that, similar to the consent form in Spiegelman, the two signature lines were

located immediately below bolded sections that addressed topics wholly unrelated to employment

status. Plaintiff argues that, as in Schroeder and Spiegelman, Kishwaukee’s disclaimer paragraph

was ambiguous because it was buried among multiple paragraphs not pertaining to agency or

employment status. She argues that the disclaimer was also contained in a paragraph whose title

ambiguously referred to “Physician Services,” it was sandwiched between sentences concerning

billing, and it did not have a separate line for her signature or initials directly adjacent to the

statement of disclaimer.

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¶ 38 Plaintiff continues that, unlike in cases upholding summary judgment for hospitals on

apparent agency, the consent form here did not identify Hobson or NIF by name and did not

specifically disclaim an agency relationship with either of them. Plaintiff argues that the trial court

therefore erred in relying on Churkey, 329 Ill. App. 3d at 244, and James, 299 Ill. App. 3d at 629.

She also argues that the disclaimer’s use of the phrase “for example” “creates ambiguity as to

whether the specialties listed therein are independent practitioners in reality or simply in theory.”

See Hammer v. Barth, 2016 IL App (1st) 143066, ¶ 24 (disclaimer was ambiguous where it stated

that “ ‘some or all of the physicians who provide medical services’ ” at the hospital “ ‘are not

employees or agents of the hospital, but rather independent practitioners’ ” and that “ ‘[n]on-

employed physicians may include, but are not limited to, those practicing emergency medicine,

trauma, cardiology, obstetrics, surgery, radiology, anesthesia, pathology and other specialties.’ ”

(Emphases in original.) Plaintiff asserts that Kishwaukee could have clearly and unambiguously

conveyed Hobson’s independent-contractor status in a consent form but failed to do so.

¶ 39 Plaintiff argues that, based on the deficiencies that she has highlighted, a jury could reasonably

find that Kishwaukee did not effectively disclaim an employer-employee relationship with

Hobson, such that the trial court erred in granting Kishwaukee summary judgment on the issue of

apparent agency.

¶ 40 Kishwaukee responds that plaintiff has failed to establish any of Gilbert’s requirements. It

argues that it did not hold out Hobson as its employee but rather its consent forms affirmatively

advised plaintiff to the contrary. Kishwaukee argues that the patient authorization record

emphasized that physician services would be provided by independent contractors, that plaintiff

was required to initial that paragraph, and that she also signed the bottom of the page. Kishwaukee

argues that the consent for obstetrical services contained a similar disclosure and also required

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plaintiff’s signature. Quoting Frezados v. Ingalls Memorial Hospital, 2013 IL App (1st) 121835,

¶ 22, Kishwaukee argues that the forms stated “clearly and concisely that none of the physicians

at [Kishwaukee] are its employees, agents, or apparent agents and are instead independent

contractors.” It maintains that, unlike in Schroeder and Spiegelman, there was no equivocation in

the forms, in that there was no suggestion that some treating physicians might be independent

contractors while others might be hospital employees. Kishwaukee argues that plaintiff

acknowledged that she comprehended the forms by initialing the paragraph about independent

contractors, signing both forms, and stating in her deposition that, when she was deposed, she

understood the relevant paragraphs.

¶ 41 Kishwaukee contends that the consent forms here are analogous to consent forms the appellate

court has found sufficient to support summary judgment in favor of a hospital on an apparent-

agency claim. Kishwaukee cites Wallace v. Alexian Brothers Medical Center, 389 Ill. App. 3d

1081, 1083 (2009), where the consent form stated:

“ ‘I understand that physicians who provide professional services to me such as my

attending physician and consulting physicians, are not the employees or agents ofAlexian

Brothers Medical Center, but they are independent contractors who will be providing their

specialized services on my behalf and as such will be my employees or agents. Alexian

Brothers Medical Center is not responsible for the services these physicians provide. These

physician’s and their employee’s services will be billed separately.’ ”

Kishwaukee further cites Churkey, 329 Ill. App. 3d at 241, where the consent form stated:

“ ‘To provide for specialized services such as Diagnostic Imaging and Anesthesia, Sherman

Hospital has entered into agreements with independent groups of physicians. The

independent groups that contract to provide services to the hospital are: ***

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I understand that Sherman Hospital uses independently contracted physicians and

physician’s [sic] groups to perform specific services such as Anesthesia and Radiological

services for the hospital and its patients. The physicians are not employees of Sherman

Hospital but have been granted privileges to practice at the institution, and if that is the

case, I can expect to receive a separate bill from these physicians or physician groups.’ ”

Last, Kishwaukee cites Lamb-Rosenfeldt v. Burke Medical Group, Ltd., 2012 IL App (1st)

101558, ¶ 4, where the disclaimer stated in part: “ ‘NONE OF THE PHYSICIANS WHO

ATTEND TO ME AT THE HOSPITAL ARE AGENTS OR EMPLOYEES OF THE

HOSPITAL.’ ” Kishwaukee argues that, as in this case, the form in Lamb-Rosenfeldt also

contained multiple parts. Id. ¶ 30.

¶ 42 Kishwaukee asserts that, contrary to plaintiff’s argument, the consent forms did not need to

identify Hobson or NIF by name. Kishwaukee argues that neither Churkey nor James creates such

a requirement and that Frezados, Wallace, and Lamb-Rosenfeldt found sufficient consent forms

that did not identify specific physicians or medical corporations. Kishwaukee argues that the fact

that plaintiff was in labor was not significant, as she was in labor even before arriving, and that

Gilbert speaks only to what the actions of the hospital and physician would have conveyed to a

reasonable person. Kishwaukee also points out that plaintiff signed the forms over six hours before

Alexis was actually born.

¶ 43 Kishwaukee further argues that its advertising did not create a genuine question of material

fact. It contends that the advertising implicates the issue of reasonable reliance and not whether a

hospital has held out a doctor as an employee. Kishwaukee argues that, therefore, there is no need

to engage in this analysis, as plaintiff did not satisfy her burden on the “holding out” factor. It

asserts that McCorry and Spiegelman are distinguishable for this reason, in that the courts there

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did not hold that the consent forms informed the patients of the doctors’ independent contractor

status. Kishwaukee argues that, in Spiegelman, it was only after the court concluded that the

evidence was unclear that it ruled that the plaintiff could introduce evidence of hospital advertising

to prove the reasonable-reliance element of her claim. Kishwaukee maintains that, even if the

advertisements are relevant to the issue of “holding out,” they do not create an ambiguity sufficient

to defeat summary judgment, because they communicated that Hobson had staff privileges at

Kishwaukee but was a private physician affiliated with NIF.

¶ 44 Kishwaukee also argues that the trial court properly concluded that plaintiff could not satisfy

Gilbert’s reasonable-reliance element. Kishwaukee cites York v. Rush-Presbyterian-St. Luke’s

Medical Center, 222 Ill. 2d 147, 193-94 (2006), where the supreme court held that, even if a patient

selects a particular primary physician to perform services, the patient may still reasonably rely on

the hospital to provide the remainder of the necessary support services, and the hospital can be

liable if a supporting physician commits malpractice. Kishwaukee also cites Yarbrough, 2017 IL

121367, ¶ 6, where the plaintiff thought that her clinic was part of Northwestern Memorial Hospital,

because she was told that she would most likely deliver her baby at that hospital. The supreme

court stated that “Gilbert does not suggest that merely granting a physician employed by another

entity hospital staff privileges alone could create an apparent agency relationship.” Id.

¶ 46. Kishwaukee argues that, read together, Gilbert, York, and Yarbrough establish two things:

(1) when a plaintiff chooses to be treated by her personal physician at a hospital, she is relying on

that physician, and not the hospital, for her care, such that a hospital is not responsible for the

physician’s alleged negligence, and (2) granting a physician privileges to practice at a hospital

does not create an apparent-agency relationship.

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¶ 45 Kishwaukee argues that these two considerations show why plaintiff could not have

reasonably relied on the hospital to provide her with obstetrical care. Kishwaukee argues that

plaintiff selected her personal physicians, Baumgart and Hobson, because she wanted to deliver at

Kishwaukee, because the doctors had privileges to practice there, and because her insurance would

cover the services. Kishwaukee maintains that, although plaintiff assumed that her personal

physicians were Kishwaukee employees, Yarbrough shows that a subjective belief cannot satisfy

Gilbert’s reasonable-reliance element. Kishwaukee notes that plaintiff did not arrive at the hospital

for emergency room care or have a physician randomly assigned to her. It argues that, instead,

plaintiff seeks to hold it liable for the alleged negligence of her personally selected private

physician. It argues that plaintiff’s reliance on her physicians is shown by her going to NIF upon

learning of her pregnancy, rather than the hospital; her following her doctor’s instructions,

including testing at Rockford Memorial Hospital; and her understanding and intention that

Baumgart or Hobson would perform the delivery. Kishwaukee argues that the trial court correctly

applied precedent in stating that all cases where consent was found not to be a bar involved doctors

whom the patients first met at the hospital and who were not chosen by them.

¶ 46 In her reply brief, plaintiff argues that, inter alia, in her deposition, she was asked if she

understood the pertinent language at the time of her deposition, as opposed to when she signed the

consent forms. She maintains that there was also a question of fact as to the extent of her

understanding of Hobson’s employment status. Plaintiff further argues that a preexisting

relationship between a doctor and a patient does not bar the patient from proving reliance, as York

and Malanowski show, as well as Williams v. Tissier, 2019 IL App (5th) 180046, a case published

after plaintiff filed her appellant’s brief.

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¶ 47 We conclude that the trial court correctly granted summary judgment in Kishwaukee’s favor.

We first address the parties’ disagreement over whether a hospital’s advertisements go to the

“holding out” factor or to justifiable reliance. In Gilbert, our supreme court stated that the modern

realities of hospital care include that “[h]ospitals increasingly hold themselves out to the public in

expensive advertising campaigns as offering and rendering quality health services.” (Emphases

added.) Gilbert, 156 Ill. 2d at 520 (quoting Kashishian v. Port, 167 Wis. 2d 24, 38 (1992)). Thus,

the supreme court directly stated that a hospital’s advertising is relevant to the question of “holding

out.” See also Hammer, 2016 IL App (1st) 143066, ¶ 26 (advertisements pertain to the “holding

out” factor). Kishwaukee attempts to rely on Spiegelman for the opposite result, but even that case

stated, “In the case sub judice, the advertisements were relevant to the element of holding out—

whether the hospital held itself out as a provider of complete medical care.” Spiegelman, 392 Ill.

App. 3d at 841. That being said, the issue of advertising is not exclusive to the “holding out” factor,

but rather the “advertising materials would go to [both] the elements of ‘holding out’ and justifiable

reliance.” Petrovich v. Shared Health Plan of Illinois, Inc., 296 Ill. App. 3d 849, 860 (1998); see

also Williams, 2019 IL App (5th) 180046, ¶¶ 51, 55 (considering the advertisements in the contexts

of both “holding out” and justifiable reliance).

¶ 48 Looking at the advertisements in this case, we agree with the trial court that Kishwaukee’s

advertising, which specifically mentioned Hobson by name and in some cases included her

photograph, could, if viewed in isolation, create a question of material fact as to whether there was

an employer-employee relationship between the hospital and Hobson. Though Kishwaukee argues

that the advertisements communicated that Hobson was a private physician affiliated with NIF,

the advertisements “welcome” Hobson to the hospital staff, mention her background, and contain

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Kishwaukee’s name and in some cases its logo, all without directly stating that Hobson was an

independent contractor.

¶ 49 While the advertisements contained Kishwaukee’s name and/or logo, plaintiff’s assertion that

the scrubs that Hobson wore during delivery were similarly marked is without merit. Hobson

testified that the scrubs were labeled “Kishwaukee Hospital” “[i]n the back where the tag” was,

but nowhere else. Accordingly, the scrubs do not lend support to plaintiff’s assertion that

Kishwaukee held Hobson out as an employee.

¶ 50 The “holding out” factor also includes consideration of whether the hospital informed the

patient of the physician’s independent-contractor status. Gilbert, 156 Ill. 2d at 525. As plaintiff

recognizes, “the existence of an independent contractor disclaimer in a consent form is [not]

always dispositive on the issue of ‘holding out,’ [but] it is an important factor to consider.” James,

299 Ill. App. 3d at 632.

¶ 51 We reject plaintiff’s argument that the consent forms are meaningless because she signed

them while she was in labor. Indeed, Gilbert and many of its citing cases involved a situation in

which a patient was admitted to an emergency room, which generally means that the patient has a

medical condition requiring emergency treatment. However, the cases still examined the consent

form’s language to determine whether the patient was adequately informed of the physician’s

employment status. See Frezados, 2013 IL App (1st) 121835, ¶ 24 (“Nearly everyone who seeks

emergency treatment is in some physical or emotional distress, and were we to hold that such

distress could operate to nullify provisions in an otherwise duly signed treatment consent form,

hospitals would always be required to proceed to trial on claims of vicarious liability.”). In

Frezados, the appellate court specifically stated that pain did not excuse the plaintiff from reading

the consent form or having someone else sign the consent form if he could not, due to his condition.

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Id. ¶ 24; see also Mizyed, 2016 IL App (1st) 142790, ¶¶ 53-54 (one who signs a document is

charged with knowing its contents, even if the person is illiterate or does not speak English).

Further, as Kishwaukee points out, plaintiff was admitted around 6 p.m. and signed the forms at

about 8 p.m., but Alexis was not born until 2:29 a.m. the following day, meaning that plaintiff was

far from the final stage of labor when she signed the forms. This case is readily distinguishable

from Fragogiannis, 2015 IL App (1st) 141788, ¶ 22, which plaintiff relies on, because there a third

party signed the consent form after the negligence had already occurred and the patient was brain

dead.

¶ 52 We also do not agree with plaintiff that the consent forms were ambiguous and confusing.

The patient authorization record was a single page; the statement that physicians were independent

contractors and not employees or agents of Kishwaukee was in bold type; the form required

plaintiff’s initials after the paragraph that contained this bolded sentence; and plaintiff additionally

signed the bottom of the form. See supra ¶ 10. The consent for obstetrical services was two pages

long and contained bulleted paragraphs, one of which contained the single sentence: “I understand

that the physicians who participate in the procedure (for example: surgeon, assistants,

anesthesiologist, obstetrician, pathologist, and the like) are independent practitioners and are not

employees or agents of Kishwaukee Community Hospital.” Plaintiff signed the signature line of

the second page of the form, below the bolded statement that her signature constituted an

acknowledgement that she had read, understood, and agreed to the foregoing items. See supra ¶ 10.

¶ 53 Schroeder and Spiegelman are readily distinguishable because the consent forms there

were ambiguous and could reasonably be interpreted to mean that the patients might be attended

by physicians who were hospital employees. See supra ¶¶ 36-37. We agree with Kishwaukee that,

unlike in the aforementioned cases, the consent forms here clearly and concisely communicated

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that all of the physicians were independent contractors, similar to the forms in Frezados, Wallace,

Lamb-Rosenfeldt. See also Gore v. Provena Hospital, 2015 IL App (3d) 130446, ¶¶ 9, 28. Contrary

to plaintiff’s argument, the use of the phrase “for example” in the consent for obstetrical services

does not alter this result, as the form unambiguously stated that the physicians who participated in

the procedure were independent contractors, unlike the equivocal language in Hammer, 2016 IL

App (1st) 143066, ¶ 24. See supra ¶ 38.

¶ 54 Finally, we also disagree with plaintiff’s argument that the consent forms were insufficient

because they did not identify Hobson or NIF by name. Notably, in James, 299 Ill. App. 3d at 629,

one of the cases plaintiff relies on for this proposition, the form stated that the “ ‘physicians

associated with SEA and the physicians on staff at this hospital are not employees or agents of the

hospital, but independent medical practitioners.’ ” However, the case never stated that the allegedly

negligent physician was part of the named practice. More significantly, as Kishwaukee highlights,

many cases have found consent forms to be sufficient despite their failure to specifically identify

particular physicians or medical corporations. See supra ¶ 42. That plaintiff might not have

subjectively understood the consent forms does not create a genuine question of material fact, as we

view the issue from the perspective of a reasonable person. See Gilbert, 156 Ill. 2d at 524.

¶ 55 Thus, although Kishwaukee’s advertisements initially could have been seen to create a

genuine question of material fact on the issue of whether Kishwaukee held Hobson out as an

employee or agent, this question is resolved by the signed consent forms, which clearly and

unambiguously informed plaintiff that the physicians at the hospital, which would include Hobson,

were independent contractors. Again, we recognize that the existence of an independent-contractor

disclaimer in a consent form is not always dispositive on the issue of “holding out,” but it remains

an important consideration (James, 299 Ill. App. 3d at 632), which has also been described as

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“ ‘almost conclusive’ in determining whether a hospital should be held liable for the medical

negligence of an independent contractor” (Steele v. Provena Hospitals, 2013 IL App (3d) 110374,

¶ 131 (quoting Thede v. Kapsas, 386 Ill. App. 3d 396, 401 (2008)). Considering the clarity of the

disclaimers here, Kishwaukee’s advertising would not create a genuine question of material fact

on this issue. Plaintiff also does not identify any other circumstance that would. Plaintiff therefore

could not satisfy the “holding out” factor of the Gilbert test, meaning that she could not have been

successful in her efforts to hold Kishwaukee liable for Hobson’s actions, based on apparent agency.

¶ 56 Given our resolution, we need not discuss the third element of the Gilbert test, i.e., justifiable

reliance. See Gore, 2015 IL App (3d) 130446, ¶ 34 (where the plaintiff failed to establish the

“holding out” factor, analysis of the third element of apparent agency was unnecessary); Frezados,

2013 IL App (1st) 121835, ¶ 25 (“Because we conclude that plaintiff has failed to raise a factual

question as to the ‘holding out’ element of his cause of action, we need not determine whether

there is evidence going to show plaintiff’s justifiable reliance.”). We therefore affirm the trial

court’s grant of summary judgment for Kishwaukee on the issue of Hobson’s apparent agency.

¶ 57 III. CONCLUSION

¶ 58 For the reasons stated, we affirm the judgment of the De Kalb County circuit court.

¶ 59 Affirmed.

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No. 2-19-0346

Cite as: Prutton v. Baumgart, 2020 IL App (2d) 190346

Decision Under Review: Appeal from the Circuit Court of De Kalb County, No. 14-L-34;
the Hon. William P. Brady, Judge, presiding.

Attorneys Terrence M. Quinn, of Phillips Law Offices, of Chicago, for
for appellant.
Appellant:

Attorneys Aiju C. Thevatheril, Catherine Basque Weiler, and Laura K.
for Anderson, of Swanson Martin & Bell, LLP, of Chicago, for
Appellee: appellee.

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