Case: 20-10080 Document: 00515661304 Page: 1 Date Filed: 12/04/2020
United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
FILED
December 4, 2020
No. 20-10080 Lyle W. Cayce
Clerk
Alfredo Valencia,
Plaintiff—Appellant,
versus
Cory Davis,
Defendant—Appellee.
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 1:19-CV-17
Before Owen, Chief Judge, and King and Engelhardt, Circuit Judges.
Per Curiam:*
Plaintiff-Appellant, Alfredo Valencia, sued defendant-appellee,
Officer Cory Davis, pursuant to 42 U.S.C. § 1983. Valencia contends that
Davis used excessive force against him in violation of the Fourth Amendment
of the U.S. Constitution. The district court granted summary judgment in
Davis’s favor on the basis of qualified immunity. The court also granted
*
Pursuant to 5th Circuit Rule 47.5, the court has determined that this
opinion should not be published and is not precedent except under the limited
circumstances set forth in 5th Circuit Rule 47.5.4.
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Davis’s motion to strike Valencia’s expert report evaluating the
reasonableness of the force used. Valencia appeals both decisions. We
AFFIRM.
I.
Just before midnight on March 16, 2017, officers of the Abilene Police
Department (“APD”) were dispatched to a bar fight at the Longbranch
Saloon in Abilene, Texas. The 911 call from the location advised that one of
the individuals involved in the fight had “said he has a gun.” Accordingly,
the dispatcher included the code “T32” on the callsheet, which is the “ten-
code” for “Subject with a Gun.”
Officers who arrived on the scene encountered “a bald, Hispanic
male, with blood on his face, wearing no shirt.” This individual was later
identified as Alfredo Valencia. Valencia got into a tan Tahoe and failed to
comply with an officer’s order to “stop” before leaving the scene. One
officer on the scene, Catherine Mason, voiced information about the fleeing
Tahoe over the APD’s “PD1” radio channel. She stated “they possibly have
ten thirty-two.” Mason further stated “just ten-zero”—the code for “Use
Caution.”
While officers were responding to the call at the Saloon, APD officers
Cory Davis, Brandon Scott, and Brady Broyles were working together
clearing a nearby business. Officer Scott heard the PD1 dispatch radio alert
regarding a fight at the Saloon and Officer Mason’s additional report
regarding the Tahoe leaving the scene and the possible T32. As Davis was
tuned to dispatch channel “PD2” instead of PD1, it was Officer Scott who
relayed the information “that there was a call up the street involving a fight
and a gun.” The officers then saw the reported vehicle traveling at a high rate
of speed. The officers got into their patrol cars and pursued the subject
vehicle.
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The subsequent events were captured by the dashcam video recorder
in Davis’s car. Because of the report of the suspect’s “involvement in a fight
and possession of a firearm,” the officers conducted a “high risk ‘felony
stop,’” meaning they had their firearms drawn. Officers Davis and Scott
were positioned on the driver side of the vehicle, while Officer Broyles was
on the passenger side. Davis issued a command for Valencia to “roll your
window down.” After approximately seventeen seconds, Valencia complied.
Officer Scott then commanded, “driver drop the keys out the window.”
After Valencia extended a single hand holding his keys out the window, Scott
repeatedly commanded him to place both hands out the window before
Valencia complied. Scott again commanded Valencia to “drop the keys,” to
which Valencia complied.
Scott next ordered Valencia to open the car door from the outside, to
which he initially complied before placing his hands back inside the vehicle
and out of the officers’ lines of sight. In response, Scott repeatedly
commanded Valencia to get his hands out of the vehicle. Scott and Davis both
reported that Valencia was making “furtive movements” where his hands
could not be seen. In a subsequent affidavit, Valencia stated that, during the
stop, he “did not hear [the officer] say to put both hands out of the window
and thought [he] had complied by putting the keys out of the window.” 1
Valencia then exited the vehicle while officers continued to command
him to raise his hands. 2 Valencia turned around to face the vehicle and placed
1
Valencia did not address his failure to keep both hands outside of the vehicle after
complying with the order to drop the keys but merely stated that “I heard the officers tell
me to get out of the car, so I opened the car door and got out of the car.”
2
At that point, because of Valencia’s failure to follow instructions, Davis warned
him to “follow instructions or you’ll get bit by a dog.” Though it cannot be discerned in
the video, Valencia reportedly responded “send that f*ing dog.”
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his hands on the roof of the car. Valencia was not wearing a shirt but was
“wearing blue jean pants with multiple pockets around his waistline.” Blood
was also visible on his face. One of the officers commanded him to “keep
your hands up and back towards me.” Valencia later stated that he did not
hear this command.
At the same time, Davis reported that he “could hear officer Broyles
issuing multiple commands to the passenger of the vehicle”—Valencia’s
girlfriend, Amanda Camacho. Officer Broyles reportedly ordered the
passenger “to not get out of the car.” However, the passenger “did not obey
[his] commands and suddenly exited the vehicle.” Broyles stated that,
“[b]ecause of the immediate risk to officer safety involved in this stop, I . . .
immediately subdued the passenger when she exited the vehicle in violation
of my commands and put her in handcuffs.” As Davis later testified, the
passenger exiting the vehicle “caused a . . . more dynamic situation for—and
unsafe situation for other officers.”
The video then clearly shows that Valencia dropped his right hand off
the roof of the vehicle and towards his side. Valencia then returned the hand
to the roof of the car. The entire sequence took seconds to elapse. Valencia
explains that he was “distracted when I heard [Amanda] make a noise, and I
lowered my right arm from the roof of the car for a second.” Valencia claims
that he “never reached for my pocket or my waistline.” However, Davis
perceived Valencia to “suddenly drop his right hand toward his waistline.”
Davis then made the “split second determination to holster my firearm . . .
and [run] toward [Valencia].” 3 Mere seconds after Valencia dropped his arm,
3
Davis later stated that he believed Valencia “could be reaching for the reported
gun concealed somewhere in his pants or around his waistline” and “thought this
presented an immediate risk of serious physical harm to my own personal safety and the
safety of my colleagues.”
4
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Davis can be seen sprinting toward him before pinning him against the car.
Valencia was then taken to the ground and handcuffed. Officers searched the
vehicle and Valencia, but found no firearm.
Valencia later stated that, as a result of the impact, he suffered a
dislocated shoulder and a Bankart Labral tear, which required surgery. He
further explained that he was “trying my best to follow the instructions they
gave me, but it was difficult to hear the officers clearly due to multiple officers
yelling at the same time.”
On February 4, 2019, Valencia filed suit against Officer Davis
pursuant to 42 U.S.C. § 1983, alleging excessive use of force in violation of
the Fourth Amendment. Davis filed a motion for summary judgment
asserting the defense of qualified immunity on May 24, 2019. In response to
exhibits filed with Valencia’s response to the motion, Davis filed a Motion to
Exclude Expert Testimony and Strike Plaintiff’s Expert Witness.
On January 13, 2020, the district court granted Davis’s motion for
summary judgment and his motion to exclude the expert’s testimony. First,
the court granted the motion to exclude “for the reasons argued therein and
because the expert’s testimony is irrelevant to the adjudication of the
qualified immunity analysis in light of the comprehensive video footage
entered into the record.” The court then addressed both the force used to
take Valencia to the ground and the force used to pick him up. The court first
held that Davis’s use of force in subduing Valencia “was not objectively
unreasonable or excessive in light of the circumstances known to the officer
at that time.” The court also rejected Valencia’s claims pertaining to the
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force used to lift him off the ground. 4 The district court thus held that Davis
was entitled to qualified immunity.
Valencia now appeals the district court’s grant of qualified immunity
with regard to his Fourth Amendment claim related to the force used to take
him to the ground and the granting of Davis’s motion to exclude Valencia’s
expert witness.
II.
We review the district court’s grant of summary judgment de novo,
applying the same standards as the district court. Mason v. Lafayette City-Par.
Consol. Gov’t, 806 F.3d 268, 274 (5th Cir. 2015). “We are not limited to the
district court’s reasons for its grant of summary judgment and may affirm the
district court’s summary judgment on any ground raised below and
supported by the record.” Lincoln v. Scott, 887 F.3d 190, 195 (5th Cir. 2018).
Summary judgment is appropriate when “the movant shows that
there is no genuine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.” Id. “Only disputes over facts that might
affect the outcome of the suit under the governing law will properly preclude
the entry of summary judgment. Factual disputes that are irrelevant or
unnecessary will not be counted.” Lewis v. Sec’y of Public Safety and Corr.,
870 F.3d 365, 369 n.10 (5th Cir. 2017) (quoting Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248 (1986)).
In addition, where there is video capturing the events in question and
4
In his briefing, Valencia addresses only the district court’s decision granting
qualified immunity on his excessive force claim regarding the force used to take him to the
ground and does not address his other claim regarding the force used to lift him from the
ground. See United States v. Scroggins, 599 F.3d 433, 446–47 (5th Cir. 2010) (a party waives
an argument that is not adequately briefed on appeal).
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“opposing parties tell two different stories, one of which is blatantly
contradicted by the record, so that no reasonable jury could believe it, a court
should not adopt that version of the facts for purposes of ruling on a motion
for summary judgment.” Scott v. Harris, 550 U.S. 372, 380 (2007); see also
Garza v. Briones, 943 F.3d 740, 744 (5th Cir. 2019) (“We need not accept a
plaintiff’s version of the facts for purposes of [QI] when it is blatantly
contradicted and utterly discredited by video recordings.”) (citation
omitted).
To establish excessive force in violation of the Fourth Amendment, a
plaintiff must demonstrate: “(1) injury, (2) which resulted directly and only
from a use of force that was clearly excessive, and (3) the excessiveness of
which was clearly unreasonable.” Deville v. Marcantel, 567 F.3d 156, 167 (5th
Cir. 2009) (citation omitted). “Excessive force claims are necessarily fact-
intensive; whether the force used is ‘excessive’ or ‘unreasonable’ depends
on ‘the facts and circumstances of each particular case.’” Id. (quoting
Graham v. Connor, 490 U.S. 386, 396 (1989)). The evaluation of
reasonableness under the Fourth Amendment therefore “requires careful
attention to the facts and circumstances of each particular case,” including
consideration of the following factors: “the severity of the crime at issue,
whether the suspect poses an immediate threat to the safety of the officers or
others, and whether he is actively resisting arrest or attempting to evade
arrest by flight.” Graham, 490 U.S. at 396.
III.
On appeal, Valencia argues that the evidence establishes that Davis
was not justified in using force because Valencia presented no immediate
threat or, alternatively, that genuine issues of material fact precluded the
district court’s grant of summary judgment. Valencia contends that “the
right to be free from this form of excessive force was clearly established.”
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Valencia also argues that the district court erred in excluding his expert
report. We address each argument in turn.
A. Qualified Immunity
“‘A good-faith assertion of qualified immunity alters the usual
summary judgment burden of proof,’ shifting it to the plaintiff to show that
the defense is not available.” Cass v. City of Abilene, 814 F.3d 721, 728 (5th
Cir. 2016) (quoting Trent v. Wade, 776 F.3d 368, 376 (5th Cir. 2015)). “The
plaintiff must rebut the defense by establishing that the official’s allegedly
wrongful conduct violated clearly established law and that genuine issues of
material fact exist regarding the reasonableness of the official’s conduct.”
King v. Handorf, 821 F.3d 650, 654 (5th Cir. 2016) (citation omitted).
“[O]fficers are entitled to qualified immunity under [42 U.S.C.]
§ 1983 unless (1) they violated a federal statutory or constitutional right, and
(2) the unlawfulness of their conduct was ‘clearly established at the time.’”
District of Columbia v. Wesby, 138 S. Ct. 577, 589 (2018) (quoting Reichle v.
Howards, 566 U.S. 658, 664 (2012)). We are permitted to exercise our
discretion “in deciding which of the two prongs of the qualified immunity
analysis should be addressed first in light of the circumstances in the
particular case at hand.” Ontiveros v. City of Rosenberg, Tex., 564 F.3d 379,
382 (5th Cir. 2009) (quoting Pearson v. Callahan, 555 U.S. 223, 236 (2009)).
We exercise that discretion in this case to address step two first. 5
At step two of the qualified immunity analysis, “[i]t is the plaintiff’s
burden to find a case in his favor that does not define the law at a ‘high level
5
The district court briefly addressed step two of the qualified immunity analysis
and found that Valencia had alleged a violation of a clearly established right. For the reasons
that follow, we disagree. See Lincoln, 887 F.3d at 195 (“We are not limited to the district
court’s reasons for its grant of summary judgment and may affirm the district court’s
summary judgment on any ground raised below and supported by the record.”).
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of generality.’” Vann v. City of Southaven, 884 F.3d 307, 310 (5th Cir. 2018)
(quoting Cass, 814 F.3d at 732–33). Rather, “[c]learly established law is
determined by controlling authority—or a robust consensus of persuasive
authority—that defines the contours of the right in question with a high
degree of particularity.” Delaughter v. Woodall, 909 F.3d 130, 139 (5th Cir.
2018) (citation omitted).
For example, the plaintiff’s burden at step two is not satisfied by
broadly stating that “citizens are protected against unjustified, excessive
police force.” Cass, 814 F.3d at 732; see also City of Escondido, Cal. v. Emmons,
139 S. Ct. 500, 503 (2019) (“The Court of Appeals should have asked
whether clearly established law prohibited the officers from stopping and
taking down a man in these circumstances[,] [i]nstead [of] saying only that
the ‘right to be free of excessive force’ was clearly established.”); Ashcroft v.
al-Kidd, 563 U.S. 731, 742 (2011) (“The general proposition . . . that an
unreasonable search or seizure violates the Fourth Amendment is of little
help in determining whether the violative nature of particular conduct is
clearly established.”).
In this case, Valencia claims that the law is “clearly established that
an officer who immediately resorts to physical force rather than continuing
negotiations with a person who is not fleeing, poses no danger, and who is not
engaged in active resistance violates an arrestee’s constitutional rights.”
However, the trio of cases that he cites in support of this proposition are
easily distinguishable and do not clearly establish a Fourth Amendment
violation in this case.
First, in Bush v. Strain, we recognized a Fourth Amendment violation
for excessive force where the officer “should have known that he could not
forcefully slam [the suspect’s] face into a vehicle while she was restrained
and subdued.” 513 F.3d 492, 502 (5th Cir. 2008). By contrast, Valencia had
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not been “restrained and subdued” at the time Davis used force. See, e.g.,
Robles v. Ciarletta, 797 F. App’x 821, 826 (5th Cir. 2019) (distinguishing Bush
because “the determinative fact in Bush—that she was already subdued—is
absent here”); Bailey v. Preston, 702 F. App’x 210, 214 (5th Cir. 2017)
(distinguishing Bush because no force was used “once [the defendant] was
handcuffed”).
Second, in Cooper v. Brown, we held that “permitting a dog to continue
biting a compliant and non-threatening arrestee is objectively unreasonable.”
844 F.3d 517, 524 (5th Cir. 2016). In sharp contrast to the instant matter, the
officers in Cooper “had no reason to think that [the suspect] posed an
immediate threat.” Id. at 525. In particular, the suspect in Cooper was “not
suspected of committing a violent offense” and the officer “knew he had no
weapon.” Id. at 522–23. In this case, it cannot be disputed that Davis was
aware that Valencia had been involved in a bar fight and had been informed
that he was possibly armed. See Garza, 943F.3d at 745 (“[W]e look at the
case from the perspective of a reasonable officer on the scene . . . and
consider[ ] only the facts that were knowable to the defendant officers at the
time.”) (citations omitted); see, e.g., Shumpert v. City of Tupelo, 905 F.3d 310,
323 (5th Cir. 2018) (distinguishing Cooper in part because the officer “did not
know whether [the suspect] was armed”). Indeed, these facts are entirely
consistent with Davis’s decision to conduct a “felony stop.” Accordingly,
Cooper does not clearly establish a constitutional violation in this case.
Third, in Hanks v. Rogers, we held that, “[w]here . . . an individual
stopped for a minor traffic offense offers, at most, passive resistance and
presents no threat or flight risk, abrupt application of physical force rather
than continued verbal negotiating (which may include threats of force) is
clearly unreasonable and excessive.” 853 F.3d 738, 748 (5th Cir. 2017). In
this case, Valencia was not stopped for a minor traffic offense. Rather, he was
suspected of being involved in a bar fight and possibly armed. See Robles, 797
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F. App’x at 828 (distinguishing Hanks “because the underlying crime was
not a minor traffic offense but an act of violence”). Accordingly, Hanks does
not clearly establish a Fourth Amendment violation in this context.
Valencia also includes citations to cases in which we have held that the
use of force was unreasonable where the plaintiff “committed no crime,
posed no threat to anyone’s safety, and did not resist the officers or fail to
comply with a command,” Newman v. Guedry, 703 F.3d 757, 764 (5th Cir.
2012), or was “stopped for a minor traffic violation” and was not “suspected
of a serious crime,” Deville, 567 F.3d at 167. For the reasons stated above,
these cases are also distinguishable.
Nor is this an “an obvious case,” in which the Graham factors “can
‘clearly establish’ the answer, even without a body of relevant case law.”
Brosseau v. Haugen, 543 U.S. 194, 199 (2004). First, as discussed above, the
record establishes that Davis had reason to suspect that Valencia had been
involved in a serious offense. 6 Moreover, courts have consistently held that
the use of force is “not unreasonable when an officer would have reason to
believe the suspect poses a threat of serious harm to the officer or others.”
Salazar–Limon v. City of Hous., 826 F.3d 272, 278 (5th Cir. 2016) (quoting
omitted). Accordingly, we have affirmed the use of even deadly force where
the suspect reached toward his waist in such a way that the officer perceived
“to be consistent with a suspect retrieving a weapon.” Id. at 275; see also Loch
v. City of Litchfield, 689 F.3d 961, 967 (8th Cir. 2012) (finding use of force
reasonable where officer had been told suspect had a gun and suspect moved
6
Valencia contends that a “bar fight” is not a serious offense. However, Davis
points out that, under Texas law, an aggravated assault occurs when the actor “causes
serious bodily injury to another . . . or . . . uses or exhibits a deadly weapon during the
commission of the assault.” Tex. Penal Code § 22.02(a)(1)–(2). Accordingly,
considering the “facts that were knowable” to Davis, he had reason to suspect Valencia
had been involved in a serious offense. Garza, 943 F.3d at 745 (citations omitted).
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a hand toward his side); Anderson v. Russell, 247 F.3d 125, 130–31 (4th Cir.
2001) (finding use of force reasonable where officer was informed suspect
was armed, perceived a bulge near waistband, and suspect suddenly lowered
his hands). We conclude that this is not an “obvious case” of excessive force
such that the Graham factors can establish a violation “even without a body
of relevant case law.” Brosseau, 543 U.S. at 199.
Assuming arguendo that Davis’s actions amounted to a constitutional
violation, we find that Valencia failed to meet his burden of showing that such
a violation was clearly established. Davis is thus entitled to qualified
immunity.
B. Expert Report
Valencia argues that the district court erred in excluding the expert
testimony filed with his response to the motion for summary judgment.
Valencia’s expert, Craig R. Miller, a retired police officer and former Chief
of Police for the Dallas Independent School District Police Department,
opined that Davis’s actions “were not reasonable, appropriate, or consistent
with nationally accepted standards under these circumstances.” The district
court granted Davis’s motion to strike this testimony “for the reasons argued
therein and because the expert’s testimony is irrelevant to the adjudication
of the qualified immunity analysis in light of the comprehensive video footage
entered into the record.” Davis contends, inter alia, that Miller’s report
provides improper legal conclusions, is prejudicial and irrelevant, and offers
conclusions that are unsupported by factual analysis.
“We review the trial court’s evidentiary rulings for abuse of
discretion.” Novick v. Shipcom Wireless, Inc., 946 F.3d 735, 739 (5th Cir.
2020) (citing U.S. Bank Nat’l Ass’n v. Verizon Commc’ns, Inc., 761 F.3d 409,
430 (5th Cir. 2014)). “A trial court abuses its discretion when its ruling is
based on an erroneous view of the law or a clearly erroneous assessment of
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the evidence.” United States v. Kinchen, 729 F.3d 466, 470–71 (5th Cir. 2013)
(citation omitted). “[E]ven if an abuse of discretion is found, we will only
reverse and remand if the error affected the substantial rights of the
complaining party.” Novick, 946 F.3d at 739 (citing Carlson v. Bioremedi
Therapeutic Sys., Inc., 822 F.3d 194, 199, 202 (5th Cir. 2016)).
In his report, Miller offers two opinions. First, he states that the “use
of force applied by Officer Davis against Mr. Valencia in this arrest situation
was unreasonable and unnecessary.” “Experts cannot ‘render conclusions
of law’ or provide opinions on legal issues.” Renfroe v. Parker, 974 F.3d 594,
598 (5th Cir. 2020). “Reasonableness under the Fourth Amendment or Due
Process Clause is a legal conclusion.” Id. (citation omitted). We have thus
affirmed the exclusion of expert reports where, as here, they opine that a
defendant’s use of force was “unnecessary and objectively unreasonable”
based on “well-established law enforcement use of force training and
standards.” Id. 7
Miller next opines that “Officer Davis was not in immediate harm or
fear for his life.” He bases this opinion in large part on the fact that Davis
testified that he was aware Valencia did not have a gun in his hand when
Davis charged him. However, courts generally do not require an officer to
“wait until he sets eyes upon the weapon” before using even deadly force to
protect himself. Thompson v. Hubbard, 257 F.3d 896, 899 (8th Cir. 2001); see
also Salazar–Limon, 826 F.3d at 279 n.6 (“[W]e have never required officers
to wait until a defendant turns towards them, with weapon in hand, before
7
Valencia attempts to rescue Miller’s expert report by arguing that it analyzes
Davis’s “conduct as it related to the established standards of police conduct” rather than
the Fourth Amendment. As detailed above, we have nonetheless affirmed the exclusion of
expert reports that opine as to the reasonableness of force as compared to “well-established
law enforcement use of force training and standards.” Renfroe, 974 F.3d at 598.
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applying deadly force to ensure their safety.”). As we have previously stated,
the fact that a suspect “was actually unarmed” is “irrelevant” if the officer
reasonably believed that he was armed. Reese v. Anderson, 926 F.2d 494, 501
(5th Cir. 1991). Accordingly, to the extent Miller states that Davis was not in
“fear for his life” because Valencia did not have a gun in his hand, the district
court did not abuse its discretion by excluding his testimony. See Bocanegra v.
Vicmar Servs., Inc., 320 F.3d 581, 584 (5th Cir. 2003) (“[E]xpert testimony
must be relevant . . . in the sense that the expert’s proposed opinion would
assist the trier of fact to understand or determine a fact in issue.”).
We thus find that the district court did not abuse its discretion in
excluding Valencia’s expert report.
IV.
Based on the foregoing, we AFFIRM.
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