NOT DESIGNATED FOR PUBLICATION
No. 119,884
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
FRANCIS JOSEPH SMITH,
Appellant,
v.
STATE OF KANSAS,
Appellee.
MEMORANDUM OPINION
Appeal from Bourbon District Court; MARK ALAN WARD, judge. Opinion filed December 18,
2020. Affirmed.
Gerald E. Wells, of Jerry Wells Attorney-at-Law, of Lawrence, for appellant.
Kurtis Wiard, assistant solicitor general, and Derek Schmidt, attorney general, for appellee.
Before ATCHESON, P.J., WARNER, J., and WALKER, S.J.
PER CURIAM: Francis Joseph Smith appeals from the Bourbon County District
Court's order denying his motion for habeas corpus relief after an evidentiary hearing at
which he and the lawyer representing him during the criminal trial testified. At that trial,
a jury convicted Smith of four felony sex crimes, including two Jessica's Law offenses,
and two related misdemeanors. We find no error in the district court's ruling and,
therefore, affirm.
1
FACTUAL AND PROCEDURAL HISTORY
We do not recount the evidence from the 2009 trial in detail. Those details may be
found in the Kansas Supreme Court's opinion affirming Smith's convictions in the direct
criminal case. State v. Smith, 299 Kan. 962, 964-69, 327 P.3d 441 (2014). Smith paid a
13-year-old girl and a 15-year-old girl to pose in bikinis for a set of photographs he took
at his home. Smith knew the girls and had interacted with them before the photo session.
During the session, Smith occasionally touched the girls ostensibly to adjust their
swimwear for the next series of photos. For some of the photos, he asked the girls to kiss
or fondle each other. Throughout the session, the girls wore the bikinis. As we understand
the evidence, the photographs were sexually provocative but not legally obscene.
The State charged Smith with aggravated indecent liberties with a child and
aggravated indecent solicitation of a child with respect to the younger girl, which were
off-grid Jessica's Law crimes because of her age. The State charged Smith with indecent
liberties with a child and indecent solicitation of a child with respect to the older girl;
those were on-grid guidelines crimes because the girl was between 14 and 16 years old.
The State also charged two misdemeanor counts of contributing to the misconduct of a
minor. The theory of the prosecution was that Smith touched the children and had them
touch each other for his or their sexual gratification. The photography was, strictly
speaking, not directly relevant to the elements of the crimes.
During the trial, the district court allowed the State to admit evidence that Smith
had pleaded guilty about 15 years earlier to sex crimes against an underage girl as bearing
on his criminal intent in the 2009 case. Similarly, the district court admitted pornography
law enforcement officers seized from Smith's home. Some of the materials graphically
depicted sex acts involving female minors or models who looked underage and, thus,
were different from the photographs Smith took. The titles of those materials were, in a
word, salacious. The jury convicted Smith as charged. At a later hearing, the district court
2
imposed consecutive life sentences on Smith for the Jessica's Law crimes with concurrent
sentences on the remaining convictions and various other conditions. The Jessica's Law
sentences left Smith first eligible for parole after serving 80 years.
As we indicated, Smith appealed directly to the Kansas Supreme Court. A divided
court affirmed the convictions with a majority finding the admission of the pornography
to be harmless error. Three justices would have found the error sufficiently prejudicial to
warrant reversal of the convictions and would have granted Smith a new trial. 299 Kan. at
976-78 (majority); 299 Kan. at 987-89 (dissent). The court vacated several aspects of
Smith's sentences but left intact the controlling life terms and his actuarily unattainable
parole eligibility. On remand, the district court resentenced Smith. He did not appeal
from the resentencing.
In 2015, Smith filed his motion for habeas corpus relief under K.S.A. 60-1507.
The district court appointed a lawyer to represent Smith and conducted an evidentiary
hearing about a year later. In his motion, Smith raised an array of claims ostensibly based
on the inadequate representation his former lawyer provided leading up to and during the
criminal trial. Those issues were narrowed and consolidated in advance of the evidentiary
hearing. As we indicated, both Smith and his trial lawyer testified. The district court held
the hearing record open at the request of Smith's appointed lawyer because he was trying
to locate documents showing Smith's work schedule as an over-the-road trucker. In early
January 2017, the lawyer informed the district court the documents could not be found, so
the record should be considered complete. The district court promptly filed a 12-page
journal entry and order denying the 60-1507 motion. Smith has appealed, and that is what
we now have in front of us.
3
LEGAL ANALYSIS
In this appeal, Smith raises both substantive and procedural challenges to the
district court's ruling denying his 60-1507 motion. After outlining our standard of review
and the legal principles governing habeas corpus proceedings, we turn to the substantive
issues and then address the procedural issues.
A district court has three options in considering a 60-1507 motion. The district
court may summarily deny the motion without appointing a lawyer or holding a hearing
based solely on a review of the motion and the record in the underlying criminal case.
Alternatively, the district court may appoint a lawyer and either conduct a preliminary
inquiry to determine whether to hold a full evidentiary hearing or simply jump to a full
hearing. Sola-Morales v. State, 300 Kan. 875, 881, 335 P.3d 1162 (2014). When we
review the denial of a 60-1507 motion after a full evidentiary hearing, as we do here, we
accept the district court's findings of fact to the extent they are supported with substantial
competent evidence. But we exercise unlimited review of the determinative legal issues.
Bellamy v. State, 285 Kan. 346, 355, 172 P.3d 10 (2007).
To prevail on an ineffective assistance claim, the movant must show both that his
or her legal representation "fell below an objective standard of reasonableness"
guaranteed by the right to counsel in the Sixth Amendment to the United States
Constitution and that absent the substandard lawyering there is "a reasonable probability"
the outcome in the criminal case would have been different. Strickland v. Washington,
466 U.S. 668, 687-88, 694, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984); Sola-Morales, 300
Kan. at 882; see Chamberlain v. State, 236 Kan. 650, Syl. ¶¶ 3, 4, 694 P.2d 468 (1985)
(stating and adopting Strickland test for ineffective assistance). Reasonable representation
demands that degree of "skill and knowledge as will render the trial a reliable adversarial
testing process." Strickland, 466 U.S. at 688. A reasonable probability of a different
outcome "undermine[s] confidence" in the result and marks the criminal proceeding as
4
fundamentally unfair. 466 U.S. at 694. The movant, then, must prove both
constitutionally inadequate representation and sufficient prejudice attributable to that
representation to materially question the resulting convictions.
As the United States Supreme Court and the Kansas Supreme Court have stressed,
review of the representation should be deferential, and any hindsight criticism should be
tempered, lest the evaluation of a lawyer's performance be unduly colored by a lack of
success—notwithstanding demonstrable competence. See Strickland, 466 U.S. at 689-90;
Holmes v. State, 292 Kan. 271, 275, 252 P.3d 573 (2011). Rarely should a lawyer's
representation be considered substandard when he or she investigates the client's
circumstances and then makes a deliberate strategic choice among arguably suitable
options. Strickland, 466 U.S. at 690-91. Whether a lawyer had made reasoned strategic
decisions bears on the competence component of the Strickland test.
Regardless of the inadequacy of legal representation, a 60-1507 motion fails if the
movant cannot establish substantial prejudice. And the district court properly may deny a
motion that falters on the prejudice component of the Strickland test without assessing
the sufficiency of the representation. Strickland, 466 U.S. at 697 ("If it is easier to dispose
of an ineffectiveness claim on the ground of lack of sufficient prejudice, which we expect
will often be so, that course should be followed."); see Edgar v. State, 294 Kan. 828, 843-
44, 283 P.3d 152 (2012); Oliver v. State, No. 106,532, 2013 WL 2395273, at *5 (Kan.
App. 2013) (unpublished opinion). In other words, even assuming a criminal defendant's
legal representation fell below the Sixth Amendment standard, he or she is not entitled to
habeas corpus relief if the result would have been no different with competent counsel.
In general, the courts look at a lawyer's overall performance in representing a
criminal defendant in determining whether the Sixth Amendment right to counsel has
been satisfied, meaning that a minor mistake or even a number of minor mistakes may
not breach that duty. See Harrington v. Richter, 562 U.S. 86, 110-11, 131 S. Ct. 770, 178
5
L. Ed. 2d 624 (2011); Kimmelman v. Morrison, 477 U.S. 365, 386, 106 S. Ct. 2574, 91 L.
Ed. 2d 305 (1986); Bland v. Hardy, 672 F.3d 445, 450 (7th Cir. 2012) ("[T]he question
under Strickland is not whether the lawyer made a mistake, even a serious one; it is
whether the lawyer's overall performance was professionally competent."). But a single
error causing sufficiently substantial legal harm to the defendant to call into question an
adverse outcome at trial or on appeal will suffice. See Miller v. State, 298 Kan. 921, 938-
39, 318 P.3d 155 (2014).
Given those principles, we now look at the substantive aspects of Smith's
representation in the criminal case he contends the district court failed to correctly assess
as constitutionally inadequate and prejudicial when it denied his 60-1507 motion.
Smith contends his trial lawyer was ineffective for failing to obtain employment
records showing Smith had been out of town driving a truck for several weeks leading up
to the photo session with the two girls. He says those records and his absence would
undercut aspects of the girls' accounts about meeting with him to arrange the session or to
acquire the swimsuits. The district court found no constitutional deficiency in the trial
lawyer's representation on this score. At the 60-1507 hearing, Smith agreed that before
trial he did not discuss with his lawyer that he had been on the road or that logs and other
employment documents would corroborate his being out of town.
The point warrants no relief in this collateral attack on the criminal convictions for
several reasons. First, we doubt a trial lawyer typically would be ineffective for failing to
explore a circumstance like Smith being out of town before the alleged criminal conduct,
especially when the client doesn't share that information. It is one thing to fail to
investigate potential alibi witnesses when a criminal defendant contends he or she did not
commit the crime and was elsewhere at the time. It is something else again for a lawyer
to leave unexplored a defendant's whereabouts before the alleged crime absent some
indication from the client as to how the information might be potentially relevant. Here,
6
of course, the photo session itself was undisputed, after all, law enforcement officers had
the photographs.
Even if we indulged the supposition that the trial lawyer was constitutionally
deficient in failing to obtain the employment records, Smith hasn't satisfied the prejudice
component of the Strickland test. First, of course, he has never produced the records to
establish what they would have shown. Again, indulging an assumption the records
would demonstrate what Smith contends, we do not see that they would have materially
affected the outcome of the trial. At best, they would have shown the girls to have been
mistaken about the time sequence of events leading up to the photo session. Those sorts
of mistakes don't undermine the girls' accounts about how Smith may have adjusted their
bikinis or otherwise touched them during the photo session. Likewise, the photos
corroborate the girls' accounts that Smith had them kiss and otherwise touch each other in
sexually suggestive ways.
Smith, nonetheless, argues the evidence would have been significant and
characterizes the split decision of the Kansas Supreme Court affirming the convictions as
illustrating major weaknesses in the prosecution's case. But the argument misses the point
of the dissent. The dissenters found the pornography seized from Smith's home and
admitted at trial to be so corrosive and unduly prejudicial, especially given the State's
theory of the case, that Smith did not receive a fair trial. Smith, 299 Kan. at 987. That
evidence, however, had no bearing whatsoever on the girls' credibility. And Smith's
argument belies the majority's conclusion that the admission of the pornography
amounted to harmless error precisely because of the other (and proper) evidence of
Smith's guilt, including his earlier conviction for sexually assaulting a girl. 299 Kan. at
978.
We mention that in his 60-1507 motion and to some extent at the hearing, Smith
submitted that peripheral discrepancies in the girls' versions of the events rendered their
7
trial testimony perjurious. (There were minor differences between each girl's account
given during the law enforcement investigation and her trial testimony. And the trial
testimony from the girls did not perfectly match.) Smith then spun various theories off
that premise, suggesting his trial lawyer should have sought a court order excluding the
testimony as perjurious and suggesting the prosecutor engaged in misconduct by
suborning perjury to convict him. The entire line of argument is faulty: Inconsistencies
in factual accounts either from a single witness or across witnesses testifying to the same
event do not establish perjury. Without evidence demonstrating a witness' intent to
fabricate, they are no more than examples of the common fragility of human perception
and recollection. In short, discrepancies in testimony are the everyday stuff of litigation
and jury trials. At the 60-1507 hearing, Smith's trial lawyer testified he saw nothing to
suggest either girl committed perjury, so he made no such claims or objections. On
appeal, Smith does not reprise his arguments premised on purported perjury.
Smith next contends his trial lawyer was constitutionally ineffective for not
presenting evidence Smith is gay and, therefore, would not have had the requisite sexual
interest in touching the girls or watching them touch each other to be guilty of the felony
charges. The jury was aware of Smith's statement to law enforcement officers that he was
a homosexual and had sexual interests that did not involve underage girls. At the 60-1507
hearing, Smith's trial lawyer testified that he made a calculated tactical decision to avoid
emphasizing sexual orientation as a defense. The lawyer explained that Smith's earlier
conviction substantially undermined such a defense and emphasizing Smith's
homosexuality would only invite the prosecutor to highlight that conviction as a
counterpoint. This is the type of studied litigation strategy that Strickland protects in a
habeas corpus challenge. The district court correctly declined to grant relief on this issue.
Smith further contends his trial lawyer failed to present mitigating evidence at
sentencing. At the 60-1507 hearing, Smith testified that he believed friends of his would
have provided statements attesting to his good character and requesting leniency from the
8
district court. At the hearing, the lawyer did not specifically address mitigation evidence
from friends and associates of Smith. But the argument fails because Smith did not
present any such character witnesses during the 60-1507 hearing or otherwise offer
evidence as to what they might have said at his sentencing. Without that sort of factual
predicate, Smith cannot demonstrate prejudice satisfying the second part of the Strickland
test.
Smith's trial lawyer testified that he did not have a psychosexual evaluation of
Smith done for purposes of sentencing in light of the past conviction. Given that rather
damning criminal history, the lawyer concluded an expert evaluation would be unhelpful.
The decision to forgo a clinical evaluation also entails a tactical call sheltered under
Strickland.
We now turn to Smith's procedural complaints about the district court's handling
of the 60-1507 motion. Smith makes two arguments we find both diffuse and
unpersuasive.
First, Smith chides the district court for stating in its written ruling that unspecified
claims in the 60-1507 motion were or could have been presented in the direct appeal of
the criminal case and, therefore, should not be considered in a collateral habeas corpus
proceeding. The district court correctly stated that a 60-1507 motion cannot simply
extend or repeat a direct criminal appeal. See State v. Kelly, 291 Kan. 868, 872, 248 P.3d
1282 (2011). To avert that bar, the movant must show exceptional circumstances
establishing why an issue had not been litigated in the direct criminal case. Bledsoe v.
State, 283 Kan. 81, 88-89, 150 P.3d 868 (2007); Bruner v. State, 277 Kan. 603, 607, 88
P.3d 214 (2004). Smith, however, contends the journal entry is deficient because it does
not state with particularly what points in the 60-1507 motion were precluded for that
reason. We are not persuaded a remand is in order.
9
A district court must make findings of fact and conclusions of law in ruling on a
60-1507 motion, as provided in Supreme Court Rule 183 (2020 Kan. S. Ct. R. 223). Here,
the district court technically made a finding; it is, however, sufficiently general that it
crosses the threshold of vague, although stopping well short of inscrutable. Smith did not
ask for a clarified finding from the district court, and the failure arguably forecloses his
procedural complaint here, since our review has not been stymied. See State v. Moncla,
269 Kan. 61, 65, 4 P.3d 618 (2000) (remand required only when inadequate findings in
60-1507 proceeding preclude appellate review); State v. Reed, 50 Kan. App. 2d 1133,
1139, 336 P.3d 912 (2014).
In his appellate brief, Smith presumably could have identified those issues by
comparing the issues the district court expressly addressed in its journal entry with those
issues he outlined in his 60-1507 motion and chose to pursue at the evidentiary hearing.
Smith has not flagged any of those issues as warranting our review on the merits. We are
not disposed to send this matter back to the district court for what would appear to be an
empty exercise to enumerate those claims when Smith has not argued any of them would
afford him substantive relief.
Finally, Smith repackages this argument as a constitutional due process claim by
suggesting the district court's journal entry somehow failed to provide him a meaningful
opportunity to be heard. We gather he believes we cannot exercise full appellate review,
but we have already explained why we can and have.
Smith also contends the district court's decision to close the evidentiary record
when the lawyer handling the 60-1507 motion informed the district court the employment
records could not be located amounted to a due process violation. Smith fails to frame a
due process violation in that the district court afforded him additional time to obtain the
records. And he doesn't show how even more time would have led to a different result,
i.e., the records could have been found. The district court was not constitutionally
10
obligated to continue the proceedings indefinitely, especially when Smith's lawyer
reported having taken steps to secure those records without success.
Affirmed.
11