FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT February 18, 2021
_________________________________
Christopher M. Wolpert
Clerk of Court
RODOLFO RIVERA, JR.,
Plaintiff - Appellant,
v. No. 20-1133
(D.C. No. 1:17-CV-01667-KMT)
OFFICER JOHN GRANILLO, (D. Colo.)
CSPD 3876,
Defendant - Appellee.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before MATHESON, BALDOCK, and CARSON, Circuit Judges.
_________________________________
Proceeding under 42 U.S.C. § 1983, Rodolfo Rivera, Jr., brought claims
against Colorado Springs police officer John Granillo for malicious prosecution and
excessive force. The district court resolved both claims in Granillo’s favor.
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
*
After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
I. BACKGROUND & PROCEDURAL HISTORY
Granillo arrested Rivera on suspicion of assault and harassment. After
booking Rivera in jail, Granillo filled out a probable cause affidavit in support of the
arrest, which a local judge reviewed and approved. Rivera spent five days in pretrial
detention. He eventually went to trial and the jury acquitted.
Following acquittal, Rivera filed this civil suit, alleging that Granillo lacked
probable cause to arrest him (malicious prosecution) and failed to heed his
complaints that the handcuffs were painfully tight (excessive force). The district
court found that probable cause to arrest was evident as a matter of law on the
documents Rivera attached to the complaint, and so dismissed the malicious
prosecution claim under Fed. R. Civ. P. 12(b)(6).1 The district court allowed the
excessive force claim to go to discovery.
Following discovery, Granillo moved for summary judgment, asserting both
non-liability and qualified immunity. The district court found that the undisputed
facts showed Granillo did not wait too long after Rivera’s complaints of pain before
removing the handcuffs. The court accordingly granted Granillo’s motion and
entered final judgment against Rivera.
We provide additional details as they become relevant to the various issues
discussed below.
1
The district court also dismissed a claim for gender discrimination. Rivera
does not challenge this dismissal on appeal.
2
II. ANALYSIS
Rivera challenges the district court’s dismissal of his malicious prosecution
claim and its grant of summary judgment on his excessive force claim. We review
both challenges de novo. See Schneider v. City of Grand Junction Police Dep’t,
717 F.3d 760, 766 (10th Cir. 2013) (summary judgment); Janke v. Price, 43 F.3d
1390, 1391 (10th Cir. 1994) (dismissal for failure to state a claim).
A. Malicious Prosecution
The government violates a person’s Fourth Amendment right to be free from
unreasonable seizures when “legal process result[s] in pretrial detention unsupported
by probable cause.” Manuel v. City of Joliet, 137 S. Ct. 911, 919 (2017). Our circuit
refers to this claim as “malicious prosecution,” and holds that the plaintiff must
prove, among other things, that “no probable cause supported the original arrest,
continued confinement, or prosecution.” Sanchez v. Hartley, 810 F.3d 750, 754 n.1
(10th Cir. 2016) (internal quotation marks omitted).
The legal process at issue here was the local judge’s approval of Granillo’s
probable cause affidavit, thus requiring Rivera to remain in detention until he could
post bond. Although that judge found probable cause, Rivera can nonetheless prove
the no-probable-cause element of his claim by demonstrating that Granillo misled the
judge into finding probable cause through deliberately false statements or material
omissions. See Taylor v. Meacham, 82 F.3d 1556, 1562 (10th Cir. 1996). When
faced with such a claim, the reviewing court’s task is to reconstruct the affidavit as it
3
should have been (omitting falsities and inserting material omissions) and then
decide whether the affidavit still shows probable cause. Id.
In this light, we first summarize the affidavit. We then turn to Rivera’s claims
that Granillo omitted or misrepresented material facts.
1. The Probable Cause Affidavit
The affidavit tells substantially the following story. On the night of October
30, 2015, Granillo was dispatched to a particular residence based on “a reported
domestic disturbance.” R. vol. 1 at 26. There he met a woman named Janet Miller.
Miller said that she and Rivera—whom she described as her boyfriend—got into a
prolonged argument the night before (i.e., October 29). During the argument, Rivera
“kept repeating the statement, ‘You’re not answering the question.’” Id. Eventually
Rivera “punched [Miller] with a closed fist using his right hand striking her in the
left upper rib area below her breasts.” Id. “[T]his caused her pain as she shouted out
in pain[,] ‘Ow.’” Id. Sometime after this, they went to sleep. “Miller stated she did
not call police during this incident and did not know why . . . .” Id. at 27.
According to Miller, the fight briefly resumed the next morning and Rivera
stated, “I didn’t hit you, I just touched you, do you want me to really hit you so you
can compare them[?]” Id. at 26 (internal quotation marks omitted). Then, when
Rivera returned home that evening, “she asked him to leave.” Id. at 27. Rivera
“immediately went to his bedroom stating he wanted to be left alone to go to sleep.”
Id. Miller again asked Rivera to leave, and Rivera again stated he wanted to be left
4
alone, after which he closed the door to the bedroom. That’s when Miller called 911,
leading to Granillo’s dispatch.
Granillo “did not notice any marks on Ms. Miller’s body in the area she
described she was hit, but photographed it.” Id. He then spoke with Miller’s adult
son, who said he was in his own bedroom the previous night, across the hall from
where the fight took place. “[H]e could hear Mr. Rivera repeating the same question
over and over as if trying to get an answer that he wanted.” Id. He also “heard his
mother scream out ‘Ow’ as if some type of physical altercation had occurred.” Id.
Finally, Granillo spoke with Rivera, whose story about what happened since he
returned home that night was essentially the same as Miller’s (i.e., she asked him to
leave but he just wanted to go to bed). As for the previous night’s fight, Rivera
“stated there was no incident and there was nothing to be talked about.” Id.
Ultimately, Granillo decided he had probable cause to arrest for third-degree
assault and harassment.2
2. Alleged Material Omissions
Rivera alleges that Granillo was aware of additional facts that he should have
included in the warrant affidavit, specifically:
At around the same time Miller called 911, Rivera also called 911.
2
Colorado defines third-degree assault as “knowingly or recklessly caus[ing]
bodily injury to another person,” Colo. Rev. Stat. § 18-3-204(1)(a), where bodily
injury means, among other things, “physical pain,” id. § 18-1-901(3)(c). Colorado
defines harassment, in this context, as “[s]trik[ing], shov[ing], kick[ing], or otherwise
touch[ing] a person or subject[ing] him to physical contact,” if done “with intent to
harass, annoy, or alarm another person.” Id. § 18-9-111(1)(a).
5
Although he “did not want the police to come,” he nonetheless reported
that Miller was “barging [into his] room and saying she wanted him
out.” R. vol. 1 at 35.
Rivera had been “generally cooperative” on the night of October 30,
according to Granillo’s testimony during Rivera’s criminal trial. Id.
at 68.
These omissions relate entirely to the night of October 30. They are irrelevant
to whether Granillo had probable cause to arrest Rivera for actions allegedly taken
the previous night (October 29). Thus, they do not affect the probable cause
analysis.3
Rivera further argues that Granillo failed to emphasize Miller’s primary
motive: “she called the police so she could have [him] removed from the residence.”
Id. at 36. This is important, says Rivera, because Miller supposedly said nothing
about the previous night’s assault until after Granillo told Miller that Rivera “had
legal standing to be at the residence” (i.e., the police could not remove him as a
trespasser). Aplt. Opening Br. at 5. Thus, Miller had a reason to fabricate the
assault, as an alternate means of convincing the police to remove Rivera, yet Granillo
never pointed this out to the reviewing judge.
3
Rivera also claims that the warrant affidavit falsely “states that the incident
took place on 30 Oct 15.” Aplt. Opening Br. at 23. But the warrant affidavit
consistently distinguishes between the alleged October 29 fight culminating in a
punch to Miller’s ribs and the October 30 verbal disagreement that prompted Miller
to call 911. See R. vol. 1 at 26–27.
6
This argument fails for lack of evidence. To be sure, Granillo’s police report,
but not his affidavit, recounts that he “advised [Miller] that [he] was unable to have
Mr. Rivera removed from the home because he had been at the residence for
approximately 7–9 years,” and he “explained to [her] about the protection order and
eviction processes.” R. vol. 1 at 38. However, the police report places this event as
the last thing Granillo says to Miller—well after she describes the assault, after
Granillo speaks with Miller’s son, and after Granillo contacts Rivera and places him
in the police cruiser. See id. at 35–38. The only evidence Rivera cites to challenge
this timeline is a contentious deposition exchange in which Rivera elicits Granillo’s
agreement that, according to the police report, Miller first described the previous
night’s event as a “verbal altercation,” with no mention of physical contact. See R.
vol. 4 at 58–62 (quoting R. vol. 1 at 35). Whatever the value of this concession, the
next paragraph of Granillo’s police report contains Miller’s account of the punch to
her ribs. See R. vol. 1 at 36. And, again, Granillo says nothing about Rivera’s right
to remain in the residence until well after this. Id. at 38. So Rivera has no evidence
that the timeline is any different than what Granillo’s police report reflects.
Even if Rivera had evidence of his alternate timeline, Granillo would still have
possessed probable cause. Granillo spoke with Miller’s son who claimed to have
overheard the argument. He generally corroborated her story, including hearing an
exclamation of pain consistent with being struck. Rivera nowhere argues that
Granillo had reason to doubt the son’s account.
7
“[P]robable cause is a matter of probabilities and common sense conclusions,
not certainties.” United States v. Martin, 613 F.3d 1295, 1302 (10th Cir. 2010)
(brackets in original; internal quotation marks omitted). And Granillo needed only
“arguable probable cause,” given his assertion of qualified immunity. Stonecipher v.
Valles, 759 F.3d 1134, 1141 (10th Cir. 2014) (internal quotation marks omitted). He
had at least that much, even if Miller never told her story of the assault until after he
told her he could not remove Rivera for trespassing.
In sum, Rivera fails to point us to any falsity within or material omission from
the warrant affidavit that would have vitiated probable cause. The district court
correctly dismissed Rivera’s malicious prosecution claim because it was clear on the
face of the pleadings that probable cause existed, thus defeating a necessary element
of the claim.
B. Excessive Force
“In some circumstances, unduly tight handcuffing can constitute excessive
force where a plaintiff alleges some actual injury from the handcuffing and alleges
that an officer ignored a plaintiff’s timely complaints (or was otherwise made aware)
that the handcuffs were too tight.” Cortez v. McCauley, 478 F.3d 1108, 1129
(10th Cir. 2007) (en banc).
In this regard, the timeline is important. Granillo arrived at the residence
shared by Rivera and Miller, heard Miller’s accusations and Rivera’s response, and
Granillo’s sergeant directed him to cuff Rivera and place him in the back of the
police cruiser. Granillo carried out this directive at 11:43 PM. He checked the
8
handcuffs for tightness by ensuring there was a finger’s width of space between the
handcuffs and Rivera’s wrists. He then went back inside the residence to continue
his interviews, while Rivera sat by himself in the police cruiser.4 This is when
Rivera began to feel pain from the handcuffs.
At 12:15 AM, Granillo returned to the police cruiser and announced that
Rivera was under arrest. Around this time, Rivera complained about the handcuff
pain, but Granillo chose to drive Rivera to the nearest substation before removing the
cuffs. The parties dispute the amount of time it took to reach the substation—we
address below whether Rivera raises a genuine dispute. Regardless, not long after
arriving at the substation, Granillo removed the handcuffs.5
The district court focused on the length of time between Rivera’s first
complaint to Granillo and the moment Granillo removed the handcuffs. Rivera
argues, however, that the court must look at the entire time he was in handcuffs, and
4
Granillo says “there was a small amount of water in the deep part of the seat”
in which he placed Rivera. R. vol. 1 at 38. Rivera claimed below (and continues to
insist on appeal) that this liquid was urine, not water, but he has pointed us to no
evidence that the liquid was urine, nor even explained in argument why he believes
as much. We therefore disregard the allegation.
5
In the district court, Rivera claimed that Granillo—just before removing the
handcuffs—unnecessarily pulled Rivera’s cuffed hands upward, above shoulder
level, causing great pain. The district court’s summary judgment order does not
address this accusation. Although Rivera mentions this incident in his opening brief,
see Aplt. Opening Br. at 4, 11, he fails to present any argument for reversal based on
it. In particular, he fails to demonstrate that the summary judgment record contains
enough evidence to establish a genuine dispute of material fact. “Arguments
inadequately briefed in the opening brief,” like this one, “are waived.” Adler v. Wal-
Mart Stores, Inc., 144 F.3d 664, 679 (10th Cir. 1998).
9
particularly account for the fact that Granillo checked the handcuffs for tightness in a
manner supposedly contrary to his own expert’s recommendations. If Rivera means
to say that improper handcuffing technique can substitute for being “made aware . . .
that the handcuffs were too tight,” Cortez, 478 F.3d at 1129, he makes no attempt to
satisfy his qualified immunity burden of showing that this was clearly established law
at the time Granillo acted, see Ashcroft v. al-Kidd, 563 U.S. 731, 735 (2011)
(“Qualified immunity shields federal and state officials from money damages unless
a plaintiff pleads facts showing (1) that the official violated a statutory or
constitutional right, and (2) that the right was clearly established at the time of the
challenged conduct.” (internal quotation marks omitted)). In any event, Granillo’s
expert did not opine that Granillo used an improper tightness-checking technique.
The expert said that he could not tell from Granillo’s description of the event whether
Granillo used proper technique. See R. vol. 4 at 212, ¶ 3. Rivera therefore fails to
show an entitlement to a trial on this question.
The remaining question is whether Granillo “ignored [Rivera’s] timely
complaints . . . that the handcuffs were too tight.” Cortez, 478 F.3d at 1129. The
answer turns on four sub-questions.
First, when did Rivera complain to Granillo? The district court found that he
“did not complain . . . until [Granillo] got back into [the] patrol car and put the car
into gear to go to the . . . substation.” R. vol. 4 at 309. In the district court, Rivera
suggested that it happened earlier, but Rivera now says he “concurs with” this
10
finding. Aplt. Reply Br. at 3–4. The district court therefore correctly identified the
starting point of the analysis.
Second, with what words, or in what manner, did Rivera complain? In his
summary judgment motion, Granillo asserted that Rivera “complained of wrist pain,”
and “made his complaint in a conversational manner.” R. vol. 2 at 5, ¶ 12.6 Rivera
did not contest this assertion. See R. vol. 4 at 12, ¶ 12. Thus, the district court
properly found that Granillo’s story was undisputed on this point.
Third, what did Granillo do after Rivera complained? Rivera says that
Granillo “started going fast when I complained to him.” R. vol. 2 at 42. Although
there does not appear to be any dispute about this, we will assume it is the version of
the facts most favorable to Rivera. We further note that Granillo explained his
decision to keep going, rather to stop and re-check the cuffs, as a question of safety,
given that it was nighttime and he was unassisted. Rivera offered no evidence or
argument that these were improper considerations.
Fourth, how long did the trip to the substation take? In the district court,
Granillo said twelve minutes. Rivera responded that “the trip took more than 12
minutes,” R. vol. 4 at 11, but went on to argue and cite evidence concerning the total
6
Rivera asserts that Granillo’s summary judgment affidavit was a “sham
affidavit” as compared to his testimony at Rivera’s criminal trial, see Aplt. Opening
Br. at 25–26, but Rivera never argued as much to the district court. “A federal
appellate court, as a general rule, will not reverse a judgment on the basis of issues
not presented below.” Petrini v. Howard, 918 F.2d 1482, 1483 n.4 (10th Cir. 1990)
(per curiam). Rivera gives us no reason to depart from this general rule, so we do not
address his sham affidavit argument.
11
amount of time he spent in handcuffs. Rivera never supported his assertion that the
drive to the substation took longer than twelve minutes. See Fed. R. Civ. P.
56(c)(1)(A) (“A party asserting that a fact cannot be or is genuinely disputed must
support the assertion by . . . citing to particular parts of materials in the record
. . . .”). The district court therefore did not err in finding this portion of Granillo’s
account undisputed.
On the undisputed facts, or those taken in the light most favorable to Rivera,
we agree with the district court that Granillo did not “ignore[] a . . . complaint[] . . .
that the handcuffs were too tight.” Cortez, 478 F.3d at 1129. Under the
circumstances, moreover, it was reasonable as a matter of law for Granillo to wait the
relatively short amount of time it would take to get to the substation—an amount of
time compressed by Granillo’s choice to drive faster—before removing the cuffs.
Summary judgment for Granillo was therefore appropriate.7
C. Attorneys’ Fees
Rivera argues that the district court erroneously awarded Granillo his
attorneys’ fees. We find no such award in the record. Rather, the district court
7
Although Rivera focuses on unduly tight handcuffing, he occasionally inserts
language seemingly asserting that handcuffing alone amounted to excessive force
under the circumstances. See Aplt. Opening Br. at 17, 19–20; Aplt. Reply Br. at 10–
11. If Rivera indeed means to argue as much, he fails in his qualified immunity
burden to identify case law clearly establishing that handcuffing can be
constitutionally excessive even when not painful. Cf. Mglej v. Gardner, 974 F.3d
1151, 1166 (10th Cir. 2020) (“Mglej has failed to identify any relevant case law
clearly establishing that Deputy Gardner violated the Fourth Amendment just by
handcuffing [him]. . . . In fact, relevant case law generally suggests the contrary.”).
12
awarded Granillo his costs. But Rivera’s attorneys’ fees argument is not a misnamed
attack on costs. See Aplt. Opening Br. at 28 (invoking the “American Rule” and
“Lodestar approach”). Because the district court made no fee award, this argument is
moot.
III. CONCLUSION
We affirm the district court’s judgment.
Entered for the Court
Joel M. Carson III
Circuit Judge
13