IN THE COURT OF CRIMINAL APPEALS
OF TEXAS
NO. WR-91,289-01
EX PARTE ROLLIE DARNELL WARFIELD, Applicant
ON APPLICANT’S APPLICATION FOR A WRIT OF HABEAS CORPUS
IN CAUSE NO. W12-51838-V(A) FROM THE 292ND DISTRICT COURT
DALLAS COUNTY
YEARY, J., filed a concurring opinion.
CONCURRING OPINION
In an unpublished, per curiam opinion, the Court grants Applicant relief, in part
based on his claim that his guilty plea was involuntary. For reasons extensively developed
in Judge Keasler’s concurring opinion in Ex parte Saucedo, 576 S.W.3d 712 (Tex. Crim.
App. 2019) (Keasler, J., concurring), I disagree that Applicant’s guilty plea was
involuntary, and I continue to believe that the Court should overrule Ex parte Mable, 443
S.W.3d 129 (Tex. Crim. App. 2014). I nevertheless agree that Applicant is entitled to post-
conviction relief on the ground that he pled guilty to a greater offense than the law will
tolerate, given the undisputed facts. Because my reason for voting to grant Applicant relief
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in this case was not fully explained in Judge Keasler’s concurring opinion in Saucedo, I
write further today to spell out my thoughts about this matter.
BACKGROUND
In 2013, Applicant pled guilty to the offense of fraudulent possession of identifying
information, under Section 32.51(b) of the Texas Penal Code. TEX. PENAL CODE §
32.51(b). He pled guilty to possession of more than ten “items . . . possessed,” making the
degree of offense a second-degree felony. TEX. PENAL CODE § 32.51(c)(3). His punishment
was assessed, accordingly, at nine years in the penitentiary.
In 2015, this Court for the first time construed the statutory phrase “item of . . .
identifying information,” in Section 32.51(b), essentially declaring what the allowable unit
of prosecution is for purposes of determining what level of offense has been committed.
Ex parte Cortez, 469 S.W.3d 593 (Tex. Crim. App. 2015). The parties now agree that the
number of items possessed, as properly calculated under Cortez, was six, not ten, which
made Applicant guilty of no greater than a third-degree felony. TEX. PENAL CODE §
32.51(c)(2). With the consent of the State, the trial court now recommends that we grant
Applicant a new trial.
VOLUNTARINESS OF THE PLEA?
In its order today, the Court grants relief based upon Applicant’s contention that
“his due process [right] was violated and [his] plea was involuntary because he possessed
less than ten pieces of identification, making him guilty only of a lesser offense.” Majority
Opinion at 1. While I agree that “his due process [right] was violated[,]” I disagree that it
is because his “plea was involuntary[.]” That his guilty plea might be involuntary is a notion
that seems to stem from the fact that, at the time he pled, Applicant was unaware that this
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Court would later construe the statute in such a way as to render him guilty only of the
lesser offense. See Cortez, 469 S.W.3d at 603 (explaining how to correctly determine what
constitutes an “item of identifying information”). He thus pled, by this reasoning, in
ignorance of a crucial piece of information that, had he known about, he would surely not
have entered the plea that he did. Although the Court does not say so in its per curiam
opinion today, it takes this notion from Ex parte Mable, 443 S.W.3d 129 (Tex. Crim. App.
2014).
But Mable should be overruled. As Judge Keasler aptly explained in his concurring
opinion in Saucedo, so long as an accused enters a guilty plea with an awareness of what
he does not know, it cannot be said that he pled involuntarily. Saucedo, 576 S.W.3d at 719
(Keasler, J., concurring) (an applicant’s “ignorance of facts he ‘knew . . . he did not know’
should not invalidate his otherwise voluntary decision to plead guilty”) (quoting Ex parte
Palmberg, 491 S.W.3d 804, 810 (Tex. Crim. App. 2016)). Because Mable held otherwise,
it should be abandoned—not propagated, as the Court tacitly continues to do in its holding
today.
DUE PROCESS: GUILTY ONLY OF THE LESSER OFFENSE?
Judge Keasler still believed the Court correctly granted Saucedo relief, however,
based on Saucedo’s alternative due process claim that, as he put it, he was “actually
innocent” of the greater offense for which he had been convicted. Judge Keasler conceded
that this Court had eschewed the nomenclature of “actual innocence” for such a claim
(since, after all, the applicant was still guilty of the lesser-included offense), in State v.
Wilson, 324 S.W.3d 595, 598 (Tex. Crim. App. 2010). But we had nevertheless granted
relief in Wilson on the theory that new facts could establish a due process claim that an
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appellant was “guilty only of” a lesser offense, such that he was “factually ineligible” to
be punished for the greater offense. Saucedo, 576 S.W.3d at 720 (Keasler, J., concurring).
“These are the basic premises,” Judge Keasler observed, “behind a post-conviction claim
of ‘illegal sentence.’” Id.
NEW FACTS?
Of course, our cases require that a bona fide claim of so-called “actual innocence”—
innocence of any crime at all—must include the discovery and presentation of new facts.
Ex parte Brown, 205 S.W.3d 538, 545 (Tex. Crim. App. 2006). And in making his
analogous claim that, if he was not “actually innocent,” then he was at least “guilty only
of” a lesser offense (and was therefore ineligible to be punished for the greater offense),
Saucedo was able to present new facts that showed the validity of his claim.
This case differs from Saucedo in that there are no new facts here. It is just that,
after Cortez, the facts—as we have known them to be from the start—turn out to make
Applicant susceptible to prosecution only for a third-degree felony, not for a second-degree
felony. Should we deny Applicant relief because his claim is based upon a later-made
judicial clarification of the relevant statutory law rather than the discovery of previously
unknown historical facts?
ILLEGAL SENTENCE?
Another way in which this case differs from Saucedo is that Appellant received a
sentence of nine years in the penitentiary, which is within the range of punishment for a
third-degree felony. See TEX. PENAL CODE § 12.34(a) (third-degree felony is punishable
“by imprisonment . . . for any term of not more than 10 years or less than 2 years”). Thus,
the way I see it, and speaking strictly, his sentence is not “illegal” in the sense that would
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support a collateral attack upon his conviction. See Ex parte Pue, 552 S.W.3d 226, 239
(Tex. Crim. App. 2018) (Yeary, J., dissenting) (“I have no quarrel with the notion that an
‘illegal sentence’—that is to say, a sentence that on its face falls outside the range of
punishment authorized by law—should be regarded as cognizable even if complained of
for the first time in post-conviction habeas proceedings.”); Ex parte Rodriguez, 578 S.W.3d
92, 94 (Tex. Crim. App. 2019) (Yeary, J., dissenting) (same). Though nominally convicted
of a second-degree felony, Applicant received a sentence that was at the high end of the
statutory range for a third-degree felony sentence.
WHY IS THIS APPLICANT ENTITLED TO RELIEF?
To sum up: Applicant has not shown that his plea was involuntary; he has not
presented new facts to show he is guilty only of the lesser offense; and his sentence has not
been shown to be illegal, in the sense that it falls outside the lawful range for a third-degree
felony. Why, then, do I still agree with the Court’s bottom line that he should receive relief
on due process grounds in a post-conviction collateral proceeding? The answer lies in what
I have often explained to be my understanding of “actual innocence.”
The Court declares a habeas applicant to be “actually innocent” of the offense for
which he was convicted so long as he can meet the standard for obtaining post-conviction
relief set out in Ex parte Elizondo, 947 S.W.2d 202, 209 (Tex. Crim. App. 1996). That is
to say, he may obtain a new trial if he can show, by clear and convincing evidence, that no
reasonable fact-finder—had it been presented with his new exculpatory evidence in
addition to the evidence that it heard at trial—would have convicted him. Id. I would also
grant relief to any post-conviction applicant who can satisfy the Elizondo standard. But I
would not necessarily call that applicant “actually innocent” in doing so. See Ex parte
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Cacy, 543 S.W.3d 802, 804 (Tex. Crim. App. 2016) (Yeary, J., concurring) (“I would avoid
the label of actual innocence—at least in the absence of evidence that conclusively proves,
not just that a reasonable jury, by clear and convincing evidence, would not have convicted
him, but that the applicant manifestly did not commit the offense.”); Ex parte Chaney, 563
S.W.3d 239 (Tex. Crim. App. 2018) (Yeary, J., concurring) (“The Elizondo standard does
not literally require an applicant to establish that he did not commit the offense for which
he was convicted by any standard whatsoever. Yet, we persist in declaring all applicants
who satisfy only the Elizondo standard ‘actually innocent.’”).
On the other hand, in my view, any applicant who can demonstrate that he is
“actually innocent” in the absolute sense should not be bound by Elizondo’s requirement
of new facts. If the penal provision under which an applicant is convicted is later construed
for the first time in such a way that it manifestly could not support a conviction based upon
the undisputed facts of the case, we should be able to declare the applicant “actually
innocent” of that offense—even for the first time in post-conviction proceedings. Cf. In re
Lester, 602 S.W.3d 469, 475 (Tex. 2020) (“Lester is actually innocent because his wrongful
conviction is based on conduct that was not a crime.”). 1 Granting an applicant relief under
1
The Texas Supreme Court determined that Lester’s conduct was not a crime because, even
before Lester was convicted, this Court had declared the penal provision under which he was
prosecuted to be invalid because it conflicted with the United States Supreme Court’s First
Amendment overbreadth doctrine, in Ex parte Lo, 424 S.W.3d 10 (Tex. Crim. App. 2013). See
Lester, 602 S.W.3d at 475 (“The Court of Criminal Appeals, in granting Lester habeas relief,
determined that Lester’s conviction was ‘not valid’ because the Court had declared the online-
solicitation statute unconstitutional before Lester’s conviction.”). I have often expressed my
dissatisfaction with Lo and its progeny, most recently in Whillhite v. State, 601 S.W.3d 363, 364
(Tex. Crim. App. 2020) (Yeary, J., concurring). And my position regarding that opinion has not
changed. But I generally agree with the sentiment the Texas Supreme Court appears to have
expressed in Lester that a person should be eligible to be declared “actually innocent,” even if he
fails to produce new facts, so long as he can show that, based on the already known, undisputed
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these circumstances would not require a retroactive application of new law: “A first time
interpretation” of a statute, we have said, “even if unanticipated by the parties in the case,
cannot be considered a new rule because, presumably,” it meant what the Court found it to
mean at the time when it was enacted. See Taylor v. State, 10 S.W.3d 673, 681 (Tex. Crim.
App. 2000).
The same principle should hold true even for the applicant who, like in Wilson and
Saucedo, can show that, under the undisputed facts, he was “guilty only of” the lesser
offense under the penal provision as subsequently construed. Under these circumstances,
due process simply will not tolerate the maintenance of a conviction for a greater offense
than the facts could possibly support under the controlling penal statute. For this reason, I
agree that Applicant is entitled to a new trial in this case, though his guilty plea was not
involuntary when made and he has no new facts to support his claim. As our later
construction of the controlling penal statute in Cortez demonstrates, he simply never should
have been convicted of the greater offense in the first place.
FILED February 24, 2021
PUBLISH
facts, he could not legally have been found guilty of the crime for which he was convicted at the
time he was convicted.