RENDERED: APRIL 2, 2021; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2018-CA-0363-MR
ADAM HALE, AS NEXT FRIEND OF
BRAYDEN HALE APPELLANT
APPEAL FROM FAYETTE CIRCUIT COURT
v. HONORABLE PAMELA R. GOODWINE, JUDGE
ACTION NO. 16-CI-00356
O’CHARLEY’S RESTAURANT PROPERTIES, LLC APPELLEE
AND NO. 2018-CA-0367-MR
O’CHARLEY’S RESTAURANT PROPERTIES, LLC CROSS-APPELLANT
CROSS-APPEAL FROM FAYETTE CIRCUIT COURT
v. HONORABLE PAMELA R. GOODWINE, JUDGE
ACTION NO. 16-CI-00356
JESSICA HALE CROSS-APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CLAYTON, CHIEF JUDGE; JONES AND L. THOMPSON, JUDGES.
JONES, JUDGE: Appellant, Adam Hale, as next friend of Brayden Hale,
(hereinafter referred to as “the Hales”), brings this appeal from an order of the
Fayette Circuit Court granting summary judgment in favor of O’Charley’s
Restaurant Properties, LLC (“O’Charley’s”). Following a review of the record and
applicable law, we affirm.1
I. BACKGROUND
On August 3, 2015, Adam Hale, his wife, Jessica, and their five-year-
old-son, Brayden, had lunch together at an O’Charley’s restaurant in Lexington,
Kentucky. After the family finished eating, Brayden accompanied Jessica to the
women’s restroom. When the two were finished inside the restroom, Jessica
pulled the door towards her and walked out. Brayden followed behind his mother.
As the door closed, Jessica had her back to both the door and Brayden. Once the
door closed, Jessica heard her son scream and turned around. Jessica saw Brayden
standing outside the restroom door, holding his left hand, which was bleeding
1
Because we have determined that the circuit court properly granted summary judgment to
O’Charley’s, it is not necessary for us to consider O’Charley’s cross-appeal.
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profusely. Adam, who was seated at the table, heard his son scream and went to
see what was wrong. Adam also observed his son standing outside of the women’s
restroom door with a bloodied left hand. A small part of Brayden’s left ring
fingertip had been severed by the door. The severed fingertip was located above
the middle hinge of the door.2 Brayden was never able to clearly articulate to his
parents how his finger came to be trapped in the door, and neither Adam, Jessica,
nor anyone else inside the restaurant saw the accident happen.
Brayden was transported to a local hospital where he received
medical care. Medical personnel attempted to reattach Brayden’s fingertip;
ultimately, however, the reattachment process was not a success. Eventually,
Brayden had surgery to place a small skin graft over the location where the
fingertip was severed. Dr. Michael Lynch testified that Brayden had a partial
amputation with about a centimeter or a centimeter and a half of the pad side of
Brayden’s left ring finger being cut off. The severed portion consisted of skin and
tissue; it did not include the joint, bone, or the fingernail.
On February 1, 2016, acting on Brayden’s behalf, the Hales filed suit
against O’Charley’s in Fayette Circuit Court. The action was premised on various
2
Specifically, Adam testified in his deposition that when he went to investigate why his son
screamed out, he saw the tip of Brayden’s finger in the hinge side of the door exterior, more than
halfway up the door and above the middle hinge.
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theories of liability, including res ipsa loquitur and common law negligence.3 As
the case progressed, the Hales identified O’Charley’s negligence as installing a
door mechanism that closed too fast. According to the Hales, the door closure at
issue was defective because it allowed the door to shut in 3.174 seconds instead of
five to seven seconds. Prior to trial, after a period of discovery, O’Charley’s filed
a motion for summary judgment asserting that the Hales had failed to come
forward with facts necessary to prove that the speed of the door closing mechanism
actually caused Brayden’s injury. O’Charley’s pointed out that while the Hales’s
expert, David Johnson, opined that the door closed too quickly, he could not say
that a slower closing door would have prevented the injury.4 Mr. Johnson admitted
during his deposition that he did not know how Brayden’s finger came to be caught
in the door hinge in the first instance or whether Brayden was more than three
seconds behind his mother. All Mr. Johnson could say is that the door closure
speed was not compliant with standards established by the Americans with
Disabilities Act, (“ADA”), as adopted by Kentucky in KRS5 198B.260(2). After
briefing and a hearing, the circuit court entered an order granting summary
judgment in favor of O’Charley’s.
3
The Hales have abandoned their claim of negligence per se, which was premised on an alleged
violation of the Americans with Disabilities Act.
4
Mr. Johnson was identified as a certified safety professional.
5
Kentucky Revised Statutes.
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This appeal followed.
II. STANDARD OF REVIEW
“[S]ummary judgment is to be cautiously applied and should not be
used as a substitute for trial” unless “there is no legitimate claim under the law and
it would be impossible to assert one given the facts.” Steelvest, Inc. v. Scansteel
Serv. Ctr., Inc., 807 S.W.2d 476, 483 (Ky. 1991); Shelton v. Kentucky Easter Seals
Soc’y, Inc., 413 S.W.3d 901, 916 (Ky. 2013), as corrected (Nov. 25, 2013). A
motion for summary judgment should be granted “[o]nly when it appears
impossible for the nonmoving party to produce evidence at trial warranting a
judgment in his favor” even when the evidence is viewed in the light most
favorable to him. Steelvest, 807 S.W.2d at 482; Shelton, 413 S.W.3d at 905. To
survive a properly supported summary judgment motion, the opposing party must
have presented “at least some affirmative evidence showing that there is a genuine
issue of material fact for trial.” Steelvest, 807 S.W.2d at 482; see also Neal v.
Welker, 426 S.W.2d 476, 479 (Ky. 1968) (“When the moving party has presented
evidence showing that . . . there is no genuine issue of any material fact, it becomes
incumbent upon the adverse party to counter that evidentiary showing by some
form of evidentiary material reflecting that there is a genuine issue pertaining to a
material fact.”).
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“The standard of review on appeal of a summary judgment is whether
the trial court correctly found that there were no genuine issues as to any material
fact and that the moving party was entitled to judgment as a matter of law.” Scifres
v. Kraft, 916 S.W.2d 779, 781 (Ky. App. 1996) (citing CR6 56.03). Because there
are no factual findings at issue, the appellate court may review that trial court’s
decision de novo. Shelton, 413 S.W.3d at 905.
III. ANALYSIS
A. Res Ipsa Loquitur
Res ipsa loquitur is a Latin term which means “[t]he thing speaks for
itself.” DAVID J. LEIBSON, 13 KY. PRAC. TORT LAW § 10:23 (2018 ed.). It is an
evidentiary doctrine which allows the inference of negligence on the part of the
defendant and, if forceful enough, creates a rebuttable presumption of negligence.
Sadr v. Hager Beauty Sch., Inc., 723 S.W.2d 886, 887 (Ky. App. 1987).
[R]eliance upon the doctrine of res ipsa loquitur is
predicated upon a showing that (1) the defendant had full
control of the instrumentality which caused the injury;
(2) the accident could not have happened if those having
control had not been negligent; and (3) the plaintiff’s
injury resulted from the accident.
6
Kentucky Rules of Civil Procedure.
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Id. (citations omitted). However, even if all three elements are met, a claim
premised on res ipsa loquitur may be overcome if there is a showing that the injury
was caused by the plaintiff’s own voluntary action. Id.
There is no question that Brayden suffered an injury due to his finger
becoming lodged in the closed door and neither party asserts that an injury did not
result from the accident. Therefore, we will not address the third element of res
ipsa loquitur as it is not contested. The issues raised by the parties on appeal relate
to the first and second prongs of res ipsa loquitur. We will address each in turn.
Foremost, res ipsa loquitur requires a showing that the defendant had
full control of the instrument that caused the injury. The Hales argue this element
is met because O’Charley’s had exclusive control over the door and the door
stopping mechanism in their restaurant. The fact that O’Charley’s installed the
door and stopping mechanisms in its restaurant, however, does not mean at the
time of injury the door was in O’Charley’s exclusive control. This case is
analogous to Ryan v. Fast Lane, Inc., 360 S.W.3d 787, 790 (Ky. App. 2012). The
appellant in Ryan was pumping gas at a Fast Lane station. She alleged that the gas
pump continued to dispense gas even when no pressure was being applied causing
gas to spray in her eye. Like the Hales, the appellant in Ryan argued that the trial
court erred in granting summary judgment because it did not apply the res ipsa
loquitur doctrine. We disagreed that the doctrine was applicable even though the
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gas station installed the pump. We explained that the doctrine could not apply
because the appellant was actively in control of the pump at the time of her injury.
Id.
We recognize that there is a difference between passive use and active
control. A patron’s passive use of an item does not relinquish the defendant’s
absolute control. See J.C. Penney Co. v. Livingston, 271 S.W.2d 906, 907-08 (Ky.
1954) (holding that an escalator was under the control of the defendant when a
small child riding the elevator with his sister got his hand lodged between the
escalator’s step). Rather, exclusive control is lost when an item is actively being
operated by the patron. See Ryan, 350 S.W.3d at 790. When Jessica physically
took over operation of the door, i.e., opening and closing the door, O’Charley’s no
longer retained exclusive control. At the point Jessica began her operation of the
door, she was in control of the door’s basic operation, while O’Charley’s only
retained control of the door’s initial installation and repair, if necessary. Absent
exclusive control, the first element required under res ipsa loquitur is not met.
Second, a finding under res ipsa loquitur requires evidence that the
injury could not have happened if the party in control was not negligent. Res ipsa
loquitur applies only where the thing shown speaks of negligence of the defendant
and not merely the occurrence of an accident. Helton v. Forest Park Baptist
Church, 589 S.W.2d 217, 219 (Ky. App. 1979). The doctrine does not apply
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where the existence of the negligent acts is not more reasonably probable and
where the proof of occurrence, without more, leaves the matter resting only to
conjecture. Schroerlucke v. McDaniel Funeral Home, Inc., 291 S.W.2d 6 (Ky.
1956).
The Hales rely on the opinion of their safety expert, Mr. Johnson, that
the door closed too quickly. While this may be this case, no proof was offered that
the accident was actually caused by the speed of the door. This is not a case where
Brayden was hit on the back by the door, where the door knocked him down to the
ground as he was still in the process of exiting it, or even where his finger was
caught between the wall and the outside facing of the door. Brayden’s fingertip
was located in the hinge of the door. And, no one could explain how his finger
came to be in that location. Even Mr. Johnson could not explain how Brayden’s
finger came to be that location or even if a slower closing door would have
prevented the accident. It is just as likely that the accident would have still
occurred even if the door had been a slower closing one. As such, we agree with
the circuit court that res ipsa loquitur is not applicable in this case. See Harris v.
Thompson, 497 S.W.2d 422, 431 (Ky. 1973); Savill v. Hodges, 460 S.W.2d 828,
829 (Ky. 1970).7
7
While we have not located any Kentucky authority factually on point, other jurisdictions have
rejected the application of res ipsa loquitur in factually analogous cases. See Dillon K. v.
Northern Blvd. 4818, LLC, 77 N.Y.S.3d 69, 70 (N.Y. App. Div. 2018) (“Plaintiffs failed to raise
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B. Common Law Negligence
In Kentucky, a claim under common law negligence must satisfy the
following elements: (1) a duty was owed to the plaintiff by the defendant; (2) the
duty was breached; (3) there was a resulting injury to the plaintiff; (4) legal
causation exists between the defendant’s breach and the plaintiff’s injury; and (5)
damages. Wright v. House of Imports, Inc., 381 S.W.3d 209, 213 (Ky. 2012). If
any one element fails, then, as a matter of law, the claim in its entirety must also
fail. Mullins v. Commonwealth Life Ins. Co., 839 S.W.2d 245, 247 (Ky. 1992).
The parties’ arguments to us concern whether summary judgment was
properly granted with respect to causation. “Causation consists of two distinct
components: ‘but-for’ causation, also referred to as causation in fact, and
proximate causation.” Patton v. Bickford, 529 S.W.3d 717, 730 (Ky. 2016). “But-
for causation requires the existence of a direct, distinct, and identifiable nexus
an issue of fact. Plaintiffs’ argument that the doctrine of res ipsa loquitur applies to this case is
unpersuasive, since [their] version of the incident does not rule out the possibility that the injury
[infant’s finger being smashed in parking garage door] was caused by infant plaintiff’s own
voluntary actions[.]’”); Massey on Behalf of Massey v. Schwegmann Giant Super Markets, Inc.,
557 So. 2d 280, 283 (La. Ct. App. 1990) (“A conclusion could reasonably be drawn that the
plaintiff’s injured finger was due to his own actions in opening the freezer door and allowing it
to close on his finger . . . this is not a proper case for the application of the doctrine of res ipsa
loquitur.”); Harvey v. Racetrac Petroleum, Inc., No. 3:07-CV-1828-D, 2009 WL 577605, at *2,
n.4 (N.D. Tex. Mar. 6, 2009) (“Here, the character of the accident (a child getting his finger
caught in a closing door) is the type of accident that could ordinarily occur in the absence of
negligence on the part of the door owner. Moreover, at the time of the accident, the allegedly
defective door was at least partly, if not entirely, under the control of Demetrice.”); Parker v.
Felcor Lodging Tr., Inc., No. 1:08-CV-3644-RWS, 2010 WL 3717308, at *1 (N.D. Ga. Sept. 14,
2010) (holding res ipsa loquitur did not apply against hotel where fingertip severed by door was
found on the room side of the door where the hinges connected to the door to the frame).
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between the defendant’s breach of duty (negligence) and the plaintiff’s damages
such that the event would not have occurred ‘but for’ the defendant’s negligent or
wrongful conduct in breach of a duty.” Id. “Proximate causation captures the
notion that, although conduct in breach of an established duty may be an actual
but-for cause of the plaintiffs damages, it is nevertheless too attenuated from the
damages in time, place, or foreseeability to reasonably impose liability upon the
defendant.” Id. at 731.
The Hales contend that there is an issue of material fact as to the cause
of Brayden’s injury. In support of this theory, the Hales cite to Bailey v. North
American Refractories Company, where this Court held that there is an issue of
material fact when competing expert testimony has been produced providing two
theories of causation. 95 S.W.3d 868, 873 (Ky. App. 2001). In such an instance,
we agree, the question of causation becomes a question of fact, best left for the
jury. The problem in this case, however, is not a disagreement between experts or
even fact witnesses regarding how the injury occurred. The record is devoid of any
evidence regarding how the accident occurred. Mr. Johnson, the Hales’s expert,
opined that the door closed too quickly. However, he admitted that he could not
say whether a slower closing door would have prevented the accident because he
did not know how Brayden’s finger came to be located in the door hinge.
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In the ordinary use of a door, a person does not need to place his
fingers near the hinge side of the door. Additionally, even had the door taken
longer to close, the pinch point would have happened much quicker and with much
greater force on the hinge side than on the latch side of the door, making it likely
the injury still would have occurred. Therefore, it is reasonable to conclude the
door’s closing speed was not the legal cause of Brayden’s injury. Absent legal
cause, there is no actionable claim for negligence. As such, the circuit court did
not err in granting summary judgment in favor of O’Charley’s.8
Our conclusion that the circuit court properly granted summary
judgment in favor of O’Charley’s renders any remaining issues, including those
raised by the cross-appeal, moot.
IV. CONCLUSION
For the reasons set forth above, we affirm the Fayette Circuit Court.
ALL CONCUR.
8
See Ray v. GPR Hosp., LLC, No. 1:14-CV-1309-CC, 2015 WL 12683828, at *5 (N.D. Ga.
Sept. 30, 2015) (“In this case, assuming arguendo that Defendant had actual or constructive
notice that the door in question was closing too quickly and required an adjustment, the defective
condition of the door was not the proximate cause of Charles Ray’s injury.”); Beman v. Kmart
Corp., 501 S.E.2d 580, 582 (Ga. Ct. App. 1998).
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BRIEFS FOR APPELLANT ADAM BRIEF FOR APPELLEE/CROSS-
HALE: APPELLANT O’CHARLEY’S
RESTAURANT PROPERTIES, LLC:
Justin S. Peterson
Laraclay Parker Susan L. Maines
Lexington, Kentucky Lexington, Kentucky
BRIEF FOR CROSS-APPELLEE
JESSICA HALE:
Justin S. Peterson
Laraclay Parker
Lexington, Kentucky
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