PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 20-6571
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
CHRISTOPHER LANCASTER,
Defendant - Appellant.
Appeal from the United States District Court for the Eastern District of North Carolina, at
Greenville. Malcolm J. Howard, Senior District Judge. (4:09-cr-00019-H-1)
Argued: March 9, 2021 Decided: May 7, 2021
Before WILKINSON, NIEMEYER, and QUATTLEBAUM, Circuit Judges.
Vacated and remanded by published opinion. Judge Niemeyer wrote the opinion, in which
Judge Quattlebaum joined. Judge Wilkinson wrote a separate opinion concurring in the
judgment.
ARGUED: Eric Joseph Brignac, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Raleigh, North Carolina, for Appellant. David A. Bragdon, OFFICE OF THE UNITED
STATES ATTORNEY, Raleigh, North Carolina, for Appellee. ON BRIEF: G. Alan
DuBois, Federal Public Defender, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Raleigh, North Carolina, for Appellant. Robert J. Higdon, Jr., United States Attorney,
Jennifer P. May-Parker, Assistant United States Attorney, OFFICE OF THE UNITED
STATES ATTORNEY, Raleigh, North Carolina, for Appellee.
NIEMEYER, Circuit Judge:
Christopher Lancaster, who was sentenced in 2010 to 180 months’ imprisonment
for conspiracy to traffic in crack cocaine and cocaine powder, filed a motion in February
2020 under the First Step Act of 2018 to have his sentence reduced to the sentence that
would have been imposed had the Fair Sentencing Act of 2010 been in effect at the time
of his offense. The district court denied Lancaster’s motion, concluding on the merits that
it would have imposed the same sentence on him had the Fair Sentencing Act been in effect.
The district court did not, however, “recalculate [Lancaster’s] Guidelines range” in light of
“intervening case law,” United States v. Chambers, 956 F.3d 667, 672 (4th Cir. 2020), and
apparently did not consider the factors in 18 U.S.C. § 3553(a) in light of current
circumstances. Lancaster argues that had the district court conducted that analysis, he
would have received a reduced sentence mainly because he no longer qualifies as a career
offender for purposes of sentencing. We agree with Lancaster that additional analysis was
required and vacate the district court’s order, remanding for further consideration of his
motion.
I
In 2009, Lancaster pleaded guilty to one count of conspiracy to distribute or possess
with intent to distribute 5 kilograms or more of cocaine powder and 50 grams or more of
crack cocaine, in violation of 21 U.S.C. § 846. The mandatory minimum sentence for that
crime was 10 years’ imprisonment. See 21 U.S.C. § 841(b)(1)(A)(iii) (2006). Prior to
sentencing, the Probation Office prepared a presentence investigation report, which stated
2
that Lancaster was responsible for 6,500 grams of cocaine powder and 11,339 grams of
crack cocaine, resulting in a Sentencing Guidelines offense level of 38. The presentence
report stated that Lancaster was also a “career offender,” as defined in U.S.S.G. § 4B1.2,
resulting in an alternative offense level of 37. When Lancaster objected to some drug
quantities attributed to him in the presentence report, the district court sustained the
objection but did not make its own findings as to drug weight. Instead, it opted to calculate
Lancaster’s Guidelines range based on his status as a career offender. This, along with a
3-level reduction for acceptance of responsibility, led to a recommended Guidelines range
of 262 to 367 months’ imprisonment. On January 6, 2010, the court imposed a downward
variance sentence of 180 months’ imprisonment, which Lancaster is now serving.
Later that same year, Congress enacted the Fair Sentencing Act of 2010, which
reduced the sentences for violations of 21 U.S.C. § 841(a) involving crack cocaine and,
derivatively, § 846 for conspiracy to violate § 841(a). Pub. L. No. 111-220, § 2, 124 Stat.
2372 (2010). It did so by raising the quantity of crack cocaine required to trigger
§ 841(b)(1)(A)(iii)’s 10-year mandatory minimum sentence from 50 grams to 280 grams
and the amount required to trigger § 841(b)(1)(B)(iii)’s 5-year mandatory minimum
sentence from 5 grams to 28 grams. Thus, after the Fair Sentencing Act, a violation
involving 50 grams of crack cocaine would trigger § 841(b)(1)(B)(iii)’s 5-year mandatory
minimum sentence.
In 2018, Congress enacted the First Step Act of 2018, § 404 of which made the Fair
Sentencing Act sentence reductions retroactive. Pub L. No. 115-391, § 404, 132 Stat. 5194,
5222 (2018). It did so by authorizing district courts to impose a reduced sentence on
3
specified “covered offenses” as if the Fair Sentencing Act were in effect at the time the
offenses were committed. Id. § 404(b).
Relying on the opportunity provided by the First Step Act, Lancaster filed a motion
in February 2020, requesting that the district court impose a reduced sentence because “he
[was] eligible for relief under Section 404 of the First Step Act.”
After Lancaster filed his motion, the Probation Office prepared a Sentence
Reduction Report, which stated that “the guideline range remains the same and it appears
the court would have imposed the same sentence had the Fair Sentencing Act been in effect
at the time the defendant was sentenced.” Lancaster objected to the report, contending that
the Guidelines range would not be the same because, under current law, he no longer
qualified as a career offender. Thus, he argued, the district court should calculate his
Guidelines range based on drug weight, which, when paired with a variance proportional
to the one that the court applied at his sentencing, would result in a sentence of 103 months’
imprisonment, 77 months shorter than his original sentence of 180 months’ imprisonment.
And because he had already served more than 103 months at the time he filed his motion,
he requested that his sentence be reduced to time served and that he therefore be released.
The district court denied Lancaster’s motion, explaining:
Although the defendant pleaded guilty to a covered offense, the court has
considered the defendant’s motion on the merits and, in its discretion, denies
the motion. Had the Fair Sentencing Act been in effect at the time of his
original sentencing, the court would have imposed the same sentence.
From the district court’s order dated April 21, 2020, Lancaster filed this appeal.
4
II
Lancaster’s 15-year sentence is now over 11 years old, and in furtherance of the
important interest of finality, it generally should not be disturbed. Indeed, 18 U.S.C.
§ 3582(c) provides that a court “may not modify a term of imprisonment once it has been
imposed.” But that provision also contains exceptions, one of which allows a court to
“modify an imposed term of imprisonment to the extent otherwise expressly permitted by
statute.” Id. § 3582(c)(1)(B). And by enactment of the First Step Act of 2018, Congress
provided such an exception, which we now address. See United States v. Wirsing, 943 F.3d
175, 185 (4th Cir. 2019) (holding that § 3582(c)(1)(B) is the appropriate vehicle for
consideration of First Step Act motions).
Section 404 of the First Step Act authorizes district courts to “impose a reduced
sentence” for specific “covered offense[s].” First Step Act, § 404(b), 132 Stat. at 5222.
And the Act defines a covered offense to be “a violation of a Federal criminal statute, the
statutory penalties for which were modified by section 2 or 3 of the Fair Sentencing Act of
2010, that was committed before August 3, 2010.” Id. § 404(a) (citation omitted). Section
2 of the Fair Sentencing Act, in turn, reduced the sentences for trafficking in crack cocaine
by raising the threshold quantity of crack for a 10-year mandatory minimum sentence from
50 grams to 280 grams and the threshold quantity for a 5-year mandatory minimum
sentence from 5 grams to 28 grams. Fair Sentencing Act, § 2, 124 Stat. at 2372; 21 U.S.C.
§§ 841(b)(1)(A)(iii), (b)(1)(B)(iii). Finally, the First Step Act provides that the court “may
. . . impose a reduced sentence as if” § 2 of the Fair Sentencing Act “were in effect at the
5
time the covered offense was committed.” First Step Act, § 404(b), 132 Stat. at 5222. But
the First Step Act makes clear that such a decision is discretionary. Id. § 404(b), (c).
Accordingly, a district court presented with a First Step Act motion to reduce a
sentence must first determine whether the sentence qualifies for reduction — i.e., whether
it is “eligible” for consideration “on the merits.” United States v. Gravatt, 953 F.3d 258,
262 (4th Cir. 2020) (quoting Wirsing, 943 F.3d at 185). This eligibility determination is
not a function of discretion but simply of applying the explicit criteria set forth in the First
Step Act. First, the sentence sought to be reduced must be for a “covered offense” — that
is, “a violation of a Federal criminal statute the statutory penalties for which were modified
by section 2 or 3 of the Fair Sentencing Act of 2010, and that was committed before August
3, 2010.” First Step Act, § 404(a), 132 Stat. at 5222 (citation omitted). We have concluded
that a “covered offense” includes violations under 21 U.S.C. §§ 841(b)(1)(A)(iii),
(b)(1)(B)(iii), and (b)(1)(C). See Wirsing, 943 F.3d at 186; Gravatt, 953 F.3d at 259;
United States v. Woodson, 962 F.3d at 812, 817 (4th Cir. 2020). Second, the motion for a
reduction must be addressed to the court that imposed the subject sentence. First Step Act,
§ 404(b), 132 Stat. at 5222; cf. 28 U.S.C. § 2255(a) (requiring that § 2255 motions
challenging sentences be made to “the court which imposed the sentence”). And third, the
sentence must not have been “previously imposed or previously reduced” under the Fair
Sentencing Act and must not have been the subject of a motion made after enactment of
the First Step Act that was denied “after a complete review of the motion on the merits.”
First Step Act, § 404(c), 132 Stat. at 5222; see also Wirsing, 943 F.3d at 186; Woodson,
962 F.3d at 814.
6
Upon determining that a sentence qualifies for review on the merits, the court is then
given discretion to impose a reduced sentence as if the Fair Sentencing Act were in effect
at the time the covered offense was committed. First Step Act, § 404(b), 132 Stat. at 5222.
The stated policy governing the exercise of this discretion is to bring a sentence that is
qualified for reduction “in line” with a sentence that the court would have imposed under
the Fair Sentencing Act had it been in effect. Chambers, 956 F.3d at 670 (quoting Fact
Sheet, Senate Comm. on the Judiciary, The First Step Act of 2018 (S. 3649) — as
Introduced (Nov. 15, 2018)).
To determine the sentence that the court would have imposed under the Fair
Sentencing Act, the court must engage in a brief analysis that involves the recalculation of
the Sentencing Guidelines in light of “intervening case law,” see Chambers, 956 F.3d at
672; United States v. Collingon, No. 19-6721, __ F.3d __, 2021 WL 1608756, at *5 (4th
Cir. Apr. 26, 2021), and a brief reconsideration of the factors set forth in 18 U.S.C.
§ 3553(a), see Chambers, 956 F.3d at 674; Collington, 2021 WL 1608756, at *5; see also
United States v. White, 984 F.3d 76, 90 (D.C. Cir. 2020) (“Every circuit court that has
examined the issue has held that a district court may, or must, consider the 18 U.S.C.
§ 3553(a) sentencing factors when passing on a motion for relief under section 404 of the
First Step Act”). And in considering the § 3553(a) factors, the court can take into account
a defendant’s conduct after his initial sentencing. See Chambers, 956 F.3d at 674; see also,
e.g., White, 984 F.3d at 90 (same); United States v. Easter, 975 F.3d 318, 327 (3d Cir.
2020) (collecting cases).
7
Engaging in this analysis nonetheless leaves the court with much discretion, and the
analysis is not intended to constitute a plenary resentencing. See Chambers, 956 F.3d at
674; Collington, 2021 WL 1608756, at *5, *7. Moreover, the analysis is not intended to
be a complete or new relitigation of Guidelines issues or the § 3553(a) factors. Rather, the
scope of the analysis is defined by the gaps left from the original sentencing to enable the
court to determine what sentence it would have imposed under the Fair Sentencing Act in
light of intervening circumstances. If, after conducting the analysis, the court determines
that the sentence would not be reduced, then no relief under the First Step Act is indicated.
III
In this case, Lancaster was sentenced for conspiracy to traffic in crack cocaine and
cocaine powder, in violation of 21 U.S.C. § 846, a statute for which sentences were
modified by the Fair Sentencing Act. See Gravatt, 953 F.3d at 259. Lancaster’s violation
of that statute also occurred before August 3, 2010. Further, Lancaster made his motion to
the same court that sentenced him, and this is the first motion that he has made under the
First Step Act. Accordingly, he is eligible for discretionary relief under § 404 of the First
Step Act — i.e., reconsideration of his sentence in light of the Fair Sentencing Act. This
conclusion is not challenged by the parties.
In considering Lancaster’s motion “on the merits,” the district court denied it,
explaining, “Had the Fair Sentencing Act been in effect at the time of his original
sentencing, the court would have imposed the same sentence.” While such a conclusion
might well indicate that no relief should be granted under the First Step Act, it is apparent
8
that in reaching that conclusion, the court did not conduct the appropriate analysis —
understandably, as Chambers and our related cases had not yet been decided. That failure,
however, might now prove to be material.
First, the district court did not recalculate the Guidelines sentencing range in light
of “intervening case law.” See Chambers, 956 F.3d at 672. When the court first sentenced
Lancaster, it sustained his objection to some portion of the amounts of cocaine powder and
crack cocaine attributed to him in the presentence report, and therefore, it elected not to
calculate the Guidelines range based on drug quantity. The court thus made no findings on
drug quantity. Rather, it relied on the fact that Lancaster was a career offender under
U.S.S.G. § 4B1.1 and calculated his Guidelines range on that basis. But since that time,
changes in law indicate that Lancaster cannot now be sentenced as a career offender. The
career-offender enhancement — both in 2009 and now — requires that the “instant offense
of conviction” be, among other things, a “controlled substance offense.” U.S.S.G. § 4B1.1.
While at the time of his sentencing Lancaster’s instant offense — conspiracy to traffic in
crack cocaine and cocaine powder, in violation of 21 U.S.C. § 846 — was considered to
be a controlled substance offense, that is no longer the case. See United States v. Norman,
935 F.3d 232, 237–39 (4th Cir. 2019); see also United States v. Whitley, 737 F. App’x 147,
149 (4th Cir. 2018) (per curiam) (holding that Ҥ 846 conspiracy convictions cannot
support” an “enhanced sentencing as a career offender because they are not categorically
controlled substance offenses” within the meaning of the Guidelines); United States v.
McCollum, 885 F.3d 300, 303 (4th Cir. 2018). Thus, with no basis to apply the career-
offender enhancement or to apply relevant drug quantities — as those were never
9
calculated — the district court was left, when considering Lancaster’s First Step Act
motion, with gaps that needed to be filled to calculate an appropriate Guidelines range. Cf.
United States v. Peters, 843 F.3d 572, 578 (4th Cir. 2016) (noting that “a court deciding a
§ 3582(c)(2) motion may need to identify the attributable drug quantity with more
precision” than at the initial sentencing).
In addition, the district court seemingly did not review the § 3553(a) factors to
determine whether its balancing of the factors was still appropriate in light of intervening
circumstances. See Chambers, 956 F.3d at 674.
In short, to determine whether a sentence under the Fair Sentencing Act would be
the same as the sentence previously imposed — as the district court concluded — the court
would at least have to conduct this brief analysis, which it apparently did not do.
Accordingly, we vacate the district court’s order denying Lancaster’s motion for relief
under the First Step Act and remand for further consideration of his motion in light of this
opinion. We do not, however, suggest any outcome on the merits. That rests in the first
instance with the district court.
VACATED AND REMANDED
10
WILKINSON, Circuit Judge, concurring in the judgment:
I agree that United States v. Chambers, 956 F.3d 667 (4th Cir. 2020), and United
States v. Collington, No. 19-6721, -- F.3d --, 2021 WL 1608756 (4th Cir. Apr. 26, 2021),
together require the application of non-retroactive Guidelines errors in First Step Act
resentencings. The majority follows, as it should, those decisions, and I thus join its
judgment.
Nevertheless, to say that these holdings exacerbate a circuit split greatly understates
the matter. As the Sixth Circuit recently noted, “just one circuit, the Fourth Circuit . . .
require[s] district courts to engage in a plenary resentencing under the First Step Act that
must account for all changes in law since the original sentencing.” United States v.
Maxwell, 991 F.3d 685, 690 (6th Cir. 2021).
Be that as it may, whatever the Fourth Circuit decides is not going to cause the
circuit split to go away. The issue is an altogether serious one in sentencing, and I
respectfully suggest that the sooner the Supreme Court resolves the fractured views
concerning it, the better off we all will be. My colleagues have ably put forward their
understanding of the matter in Chambers and Collington. I respect their view both on its
own terms and as binding circuit precedent, even as I offer this differing perspective.
I.
In United States v. Chambers, 956 F.3d 667 (4th Cir. 2020), this court reversed a
district court that declined to apply a retroactive Guidelines error to an adjusted Guidelines
range in a First Step Act resentencing. Id. at 668–70; see also Pub. L. 115-391, § 404, 132
Stat. 5194, 5222 (2018). Determining the holding of that case should not have required
11
reading between the lines. The court stated it clearly: “[W]e now hold that any Guidelines
error deemed retroactive, such as the error in this case, must be corrected in a First Step
Act resentencing.” Chambers, 956 F.3d at 668. Chambers had three predicate convictions
that rendered him a career offender. But this court’s en banc case of United States v.
Simmons applied retroactively to disqualify two of those predicates. Id. at 669 (citing
Simmons, 649 F.3d 237, 243 (4th Cir. 2011) (en banc); Miller v. United States, 735 F.3d
141, 146 (4th Cir. 2013)). Due to this retroactive error, the Chambers court found that the
defendant could no longer be considered a career offender.
The Guidelines error here differs in kind from the Guidelines error at issue in
Chambers. Finding conspiracy to traffic in crack cocaine and powder cocaine, in violation
of 21 U.S.C. § 846, to be an underlying controlled substance offense for a career offender
enhancement was entirely proper at the time of Lancaster’s sentencing. Maj. Op., ante at
9. Only later was that finding deemed to be erroneous. United States v. Norman, 935 F.3d
232, 237–39 (4th Cir. 2019); United States v. McCollum, 885 F.3d 300, 303 (4th Cir. 2018).
But crucially, the later recharacterization of conspiracy to traffic has never been ruled to
be retroactive. Indeed, no one contends otherwise. Thus we are faced with a significant
difference that separates the Chambers error from the error in this case. The former was
held to be retroactive. The error here has concededly not.
Chambers could easily have been read to appreciate this difference when it
emphasized that the error at issue was retroactive. See Chambers, 956 F.3d at 672–73
(“First and foremost, unlike the Simmons error in this case, the intervening Fifth Circuit
case law that would have removed Hegwood’s career-offender enhancement has not been
12
declared retroactive.”). This respects the Supreme Court’s guidance on retroactivity and
limits the nature of First Step Act proceedings. But a subsequent case, United States v.
Collington, No. 19-6721, -- F.3d --, 2021 WL 1608756 (4th Cir. Apr. 26, 2021), makes that
reading more difficult to sustain. There, we found that a district court was “obligated” to
impose a reduced sentence. Id. at *5, *7. We pronounced that courts within the Fourth
Circuit “must accurately recalculate the Guidelines sentence range” and that First Step Act
resentencings are subject to procedural and substantive reasonableness review. Id.
(emphasis added). In fastening such requirements on district courts, our circuit,
notwithstanding the protestations, has come very close to requiring a plenary resentencing
at a more than ten-year remove from the most relevant evidence.
II.
The courts of appeals now differ dramatically in their approaches to interpreting the
scope of relief available under the First Step Act. In moving beyond Chambers’ nuanced
balance between finality and error correction, our court has departed from the measured
middle of the circuit split to an absolute position quite beyond the First Step Act’s reach.
On one end of this circuit split, the Second, Fifth, Ninth, and Eleventh circuits have
held that § 404(b) of the First Step Act limits district courts to reducing sentences based on
only “the changes mandated by the 2010 Fair Sentencing Act.” See United States v.
Hegwood, 934 F.3d 414, 418 (5th Cir. 2019) (“The district court decides on a new sentence
by placing itself in the time frame of the original sentencing, altering the relevant legal
landscape only by the changes mandated by the 2010 Fair Sentencing Act.”); United States
v. Moore, 975 F.3d 84, 91 (2d Cir. 2020); United States v. Kelley, 962 F.3d 470, 475 (9th
13
Cir. 2020); United States v. Denson, 963 F.3d 1080, 1089 (11th Cir. 2020). By contrast,
other circuits have found that district courts may consider intervening law in a First Step
Act proceeding but are not required to do so. See United States v. Concepcion, 991 F.3d
279, 289–90 (1st Cir. 2021); United States v. Maxwell, 991 F.3d 685, 691 (6th Cir. 2021);
United States v. Shaw, 957 F.3d 734, 742 (7th Cir. 2020); United States v. Brown, 974 F.3d
1137, 1145 (10th Cir. 2020).
I believe that in view of both Chambers and Collington the majority had little choice
but to remand this case. We are all bound to respect and follow precedent with which we
may disagree. But it is still not amiss to note that any holding that the First Step Act
requires courts to take into account all intervening case law isolates our court, pushing it
past every circuit court and beyond the Chambers majority itself. As noted above,
Chambers defensibly situated the Fourth Circuit in one camp of a circuit split because it
required district courts to fix errors that have already been deemed retroactive and did not
require courts to fix non-retroactive errors.
But now we are alone. And whether an error is retroactive or non-retroactive is an
important distinction that we are not at liberty to ignore. See generally Teague v. Lane,
489 U.S. 288 (1989). The distinction runs throughout our legal system. At the most basic
level, Article I places constitutional limitations on Congress’s ability to enact retroactive
legislation. U.S. Const. Art. I, § 9, cl. 3; id. § 10, cl. 1. And one of the rudiments of
statutory interpretation is the presumption against retroactivity, which is guided by
“[e]lementary considerations of fairness.” Landgraf v. USI Film Products, 511 U.S. 244,
265 (1994); cf. Lon L. Fuller, The Morality of Law (1964). The Supreme Court counsels
14
that Congress must “first make its intention clear” to help “ensure that Congress itself has
determined that the benefits of retroactivity outweigh the potential for disruption or
unfairness.” Landgraf, 511 U.S. at 268. Similar considerations take hold in the habeas
context, where the fundamental value of finality is balanced against the need to correct
retroactively the most serious class of legal errors. The application of new, non-retroactive
rules to a final judgment “seriously undermines the principle of finality which is essential
to the operation of our criminal justice system.” Teague, 489 U.S. at 309–10. Yet that is
where I believe we now are.
III.
By authorizing district courts to “impose a reduced sentence as if sections 2 and 3
of the Fair Sentencing Act of 2010 . . . were in effect at the time the covered offense was
committed,” Congress provided courts with discretion over a very narrow field. First Step
Act, § 404(b), 132 Stat. at 5222 (emphasis added) (internal citation omitted). The “as if”
clause denotes that sentencing courts may change only one variable during resentencings:
the corrected drug weights enacted by sections 2 and 3 of the Fair Sentencing Act. See
Kelley, 962 F.3d at 475. The statute does not state that courts may resentence offenders
“‘as if’ every subsequent judicial opinion had been rendered or every subsequent statute
had been enacted.” Id.
In discarding both the “as if” limitation and the retroactivity limitation, and then
compounding the error by transforming a grant of discretion into a mandate, we invite a
host of quandaries. District courts will be flooded with requests to litigate factual disputes
that predate the passage of the 2010 Fair Sentencing Act. For example, the district court
15
in the instant case now faces the daunting task of determining a drug weight from over ten
years ago. See Maj. Op., ante at 3, 9–10. And there will be the added difficulty of
determining what to do with defendants who, unlike Lancaster, failed to object originally
to their Guidelines range based on the drug weight because the career offender
enhancement rendered the drug weight issue moot. Both district courts and our court will
spend years sorting out these and other problems.
Our position portends challenges for prosecutors as well as unintended
consequences for defendants. By requiring rules that are non-retroactive to nonetheless be
applied, prosecutors may seek harsher sentences and drive harder plea bargains as a
protective measure, one that is necessary to guard against ambush from future Guidelines
rulings. In Lancaster’s case, for example, prosecutors might well have moved for an
upward departure based on his extensive criminal history, see USSG § 4A1.3, or insisted
he plead guilty to the substantive distribution charges if they so much as suspected at the
time that his first conspiracy count, at issue here, was in danger of not qualifying as a career
offender predicate in the future.
Of course, the interest in finality is subject to abridgment from the Congress. As
noted above, Chambers could have been reasonably read to apply to retroactive errors,
where the interest in finality has already been disturbed. And no one contests that in
passing the First Step Act, Congress expressly disrupted the principle of finality by
“extend[ing] the cocaine sentencing provisions of the Fair Sentencing Act retroactively.”
Chambers, 956 F.3d at 676 (Rushing, J., dissenting).
16
But we are now extending this principle beyond Congress’s intended scope,
requiring sentences to be subject to changes that no one could have anticipated and that
neither Congress, nor the Sentencing Commission, nor the Supreme Court, nor the Fourth
Circuit has made retroactive. The First Step Act performs a specific remedial function. It
extends the Fair Sentencing Act’s correction of sentencing disparities between crack
cocaine offenses and powder cocaine offenses that so often led to racially discriminatory
sentencing outcomes. United States v. Wirsing, 943 F.3d 175, 176–78 (4th Cir. 2019).
This inequity was the distinct ill that Congress drafted § 404(b) of the First Step Act to
correct. We now stray from this original purpose, using the Act to confer upon courts the
power to encompass all ills the judiciary deems in need of remediation and to dictate to
Congress the reach of Congress’ own enactment.
Collington’s insistence on opening up First Step Act resentencings undoubtedly
reflects an urge for a “more compassionate approach to drug sentencing” in general, rather
than Congress’s tailored legislation on the subject. Collington, 2021 WL 1608756, at *10.
Collington may well of course be right. But not necessarily. Drugs and their attendant ills
may be a prime driver of the distress experienced in communities across our country. See
Stephen J.K. Walters, Baltimore’s Bad Experiment in Law and Disorder, Wash. Post, Apr.
18, 2021, at C4 (“We know that the gangs supplying these products [drugs] often compete
for market share by violent means; their customers sometimes fund their habits with
muggings and assaults.”). Whichever view one may take of what is a difficult matter is a
pure judgment of policy, however, reserved to the legislatures, not the courts.
17
IV.
Opening up an even larger circuit split ensures that arbitrariness shall surround us
on all sides. The arbitrariness results from both time and place. As to time, only certain
defendants will reap the benefit of our holding, compounding the unfairness of this wrong
turn. Section 404 of the First Step Act applies to defendants who committed covered crack
cocaine offenses before August 3, 2010. See § 404(a), 132 Stat. at 5222. Thus defendants
who committed the same offense after August 3, 2010 will not have Lancaster’s
opportunity to relitigate their career offender statuses. This is not criminal justice. It is
arbitrary readjustment, a haphazard windfall for a limited number of crack cocaine
offenders. See Kelley, 962 F.3d at 478 (noting that applying all intervening law to First
Step Act sentence reductions would “put defendants convicted of crack cocaine offenses
in a far better position than defendants convicted of other drug offenses. . . . There is no
indication in the statute that Congress intended this limited class of crack cocaine offenders
to enjoy such a windfall.”).
And that is not all. The arbitrariness relates to place as well as time, because the
First Step Act entrusts resentencing to the court that imposed the original sentence. §
404(b), 132 Stat. at 5222. It is important that the Guidelines remain, as a matter of simple
fairness, as uniform as possible. But the circuit split now magnified means that defendants
in one set of circuits will be sentenced under one set of ground rules, defendants in other
circuits under another set of ground rules, and defendants in our circuit under yet a third
set of criteria. To repeat, arbitrariness now besets us from every angle.
18
V.
Today’s judgment and that of Collington set binding precedent we shall all hereafter
be obliged to follow. But it is still worth saying one final sad farewell to the art of faithful
statutory construction. The consequences of negating congressional intent are by any
measure serious. Our holding continues the trend of dumping untold and unjustifiable
burdens on district courts, which must now conduct new First Step Act resentencings
almost from scratch. It ties up the criminal justice system with these “new” cases and
factual inquiries into matters over ten years old, sinking more and more limited resources
into the past, even as truly new cases continue to pile up at a rapid rate. In the process, it
chisels away the principle of finality, which our highest Court has repeatedly declared a
bedrock of any stable criminal justice system. It introduces arbitrariness and
unpredictability into an area where evenhandedness should be paramount. At this point, it
is impossible to look around and feign surprise that none of our sister circuits have chosen
to travel this road beside us. I would embrace this solitude, if that were the price of
vindicating a proper interpretation of the First Step Act. I do concede that solitary journeys
can require courage. I suggest only to our fine court that the wisdom of others sometimes
has its value too.
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