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ADVANCE SHEET HEADNOTE
June 1, 2021
2021 CO 37
No. 21SA146, In re Interrogatories on Senate Bill 21-247 Submitted by the
Colorado General Assembly—Questions Submitted by the Legislature—
Apportionment—Separation of Powers.
The supreme court exercises its original jurisdiction to review
interrogatories propounded by the General Assembly regarding the
constitutionality of proposed Senate Bill 21-247. The interrogatories ask
(1) whether the General Assembly can add and amend various terms to the
Colorado Revised Statutes instructing the independent redistricting commissions
established under article V, sections 44 to 48.4 of the Colorado Constitution to take
certain actions to account for census data delays, and (2) whether the General
Assembly can require courts to apply a “substantial compliance” standard in any
legal action challenging the redistricting commissions’ compliance with the
technical, but not substantive, requirements of article V, sections 44 to 48.4.
The supreme court answers both interrogatories in the negative. First, while
nothing in the constitution forbids the commissions from taking the actions
suggested by Senate Bill 21-247, the independent commissions were established
by voters specifically to remove authority from the General Assembly over the
redistricting process. Thus, the General Assembly does not have the authority to
direct the independent commissions to interpret constitutional terms a certain way
or to take any action beyond what article V, sections 44 to 48.4 already require.
Second, the General Assembly does not have the authority to define the standard
that applies to constitutional challenges; that power lies within the sole province
of the judiciary. Accordingly, the supreme court concludes that Senate Bill 21-247
would be unconstitutional if enacted.
The Supreme Court of the State of Colorado
2 East 14th Avenue • Denver, Colorado 80203
2021 CO 37
Supreme Court Case No. 21SA146
Original Proceeding Pursuant to Article VI, Section 3 of the
Constitution of the State of Colorado
In Re: Interrogatories on Senate Bill 21-247 Submitted by the Colorado
General Assembly
General Assembly’s Interrogatories Answered
en banc
June 1, 2021
Attorneys for the Colorado General Assembly:
Westfall Law, LLC
Richard A. Westfall
Denver, Colorado
Attorneys for the Governor and Attorney General:
Philip J. Weiser, Attorney General
Natalie Hanlon Leh, Chief Deputy Attorney General
Eric R. Olson, Solicitor General
Kurtis T. Morrison, Deputy Attorney General
Michael McMaster, Assistant Solicitor General
Lauren Davison, Assistant Attorney General
Denver, Colorado
Attorneys for the Colorado Secretary of State:
Philip J. Weiser, Attorney General
Leeann Morrill, First Assistant Attorney General
Grant T. Sullivan, Assistant Solicitor General
Peter G. Baumann, Campaign Finance Enforcement Fellow
Denver, Colorado
Attorneys for Colorado Independent Congressional Redistricting Commission:
Wheeler Trigg O’Donnell LLP
Frederick R. Yarger
Meghan Frei Berglind
Denver, Colorado
Achieve Law Group
Jerome DeHerrera
Luis A. Corchado
Denver, Colorado
Attorneys for Colorado Independent Legislative Redistricting Commission:
Law Office of Richard C. Kaufman PC, Inc.
Richard Kaufman
Centennial, Colorado
Peters Schulte Odil & Wallshein LLC
Timothy R. Odil
Loveland, Colorado
JUSTICE MÁRQUEZ delivered the Opinion of the Court.
2
JUSTICE HOOD dissents, and JUSTICE GABRIEL joins in the dissent.
3
¶1 For the last several decades, Colorado’s decennial redistricting process has
been a tumultuous, politically fraught, and notoriously litigious affair.1 Seeking a
new approach, Colorado voters in 2018 passed Amendments Y and Z,
amendments to the state constitution that vest the authority to draw congressional
and legislative districts with new, independent commissions made up of ordinary
voters. Colo. Const. art. V, §§ 44 to 48.4. The Amendments lay out instructions for
how the commissions should draw district maps, including criteria to be
considered in determining boundaries and detailed timetables that require public
feedback and judicial review of the final plans.
¶2 The cascading deadlines set out in Amendments Y and Z were based on a
crucial assumption: that the United States Census Bureau would release its
decennial census data in a timely fashion, as required by federal law. Delays
caused by the ongoing COVID-19 pandemic, however, mean that the Census
Bureau is operating months behind schedule this year and has yet to release crucial
1 See, e.g., Lucas v. Forty-Fourth Gen. Assembly of State of Colo., 377 U.S. 713 (1964);
Carstens v. Lamm, 543 F. Supp. 68 (D. Colo. 1982); Beauprez v. Avalos, 42 P.3d 642
(Colo. 2002); People ex rel. Salazar v. Davidson, 79 P.3d 1221 (Colo. 2003); Keller v.
Davidson, 299 F. Supp. 2d 1171 (D. Colo. 2004); Lance v. Davidson, 379 F. Supp. 2d
1117 (D. Colo. 2005), vacated and remanded by Lance v. Dennis, 546 U.S. 459 (2006);
Lance v. Dennis, 444 F. Supp. 2d 1149 (D. Colo. 2006), vacated and remanded by
Lance v. Coffman, 549 U.S. 437 (2007); Lance v. Coffman, No. 03-cv-02452, 2007 WL
915497 (D. Colo. Mar. 23, 2007); Hall v. Moreno, 2012 CO 14, 270 P.3d 961.
4
redistricting data to which the redistricting commissions expected to already have
access. This delay has thrown into question the feasibility of complying with the
timelines established by Amendments Y and Z.
¶3 To address the resulting uncertainty, the General Assembly introduced
Senate Bill 21-247 (“SB 21-247”). Among other things, the bill would amend a
recently enacted statutory definition of “necessary census data” to allow the
commissions’ work to move forward based on preliminary census data and any
other state or federal demographic data the commissions see fit to consult. The
bill would also require the final plans submitted to this court for review to be based
on the more complete redistricting data that the Census Bureau is expected to
release later this year and would require the commissions to hold an additional
public hearing after that data is incorporated into the plans. Finally, the bill would
require a reviewing court to apply a “substantial compliance” standard to any
legal challenges that may be brought alleging a failure to comply with the
technical—but not substantive—requirements of Amendments Y and Z.
¶4 Recognizing that there are important questions as to the constitutionality of
SB 21-247, the General Assembly petitioned this court to exercise its original
jurisdiction under article VI, section 3 of the Colorado Constitution to answer the
following interrogatories:
1. Are the provisions of Senate Bill 21-247, which amend the
statutory definition of “necessary census data,” establish statutory
5
authority for nonpartisan staff to use that data for the preliminary
plans, and confirm in statute that the staff plans which provide the
basis for action by the commission must be based on final census
data, constitutional in allowing the commissions to perform their
constitutional responsibilities in accordance with sections 44 to
48.4 of article V of the state constitution following the 2020 federal
census?
2. Is the provision of Senate Bill 21-247 that directs a court to apply
the standard of substantial compliance when adjudicating a legal
proceeding that challenges the lack of compliance with the
technical requirements for the redistricting process established in
the state constitution and related statutes, such as the timing of this
court’s review of a commission’s first approved map or a staff map
when the commission is unable to adopt a plan by the deadline to
do so, constitutional?
¶5 We accepted jurisdiction and now answer both questions in the negative.
Amendments Y and Z do not require the exclusive use of final census data as the
commissions and their nonpartisan staff begin their work. The commissions are
thus free to consult other reliable sources of population data, such as preliminary
census data and interim data from the Census Bureau’s American Community
Survey.
¶6 However, the General Assembly does not have the power to compel the
independent commissions or their nonpartisan staff to consider a particular source
of population data or take any action beyond what Amendments Y and Z already
require. The Amendments were expressly intended to remove the General
Assembly from the redistricting process, instead vesting all authority to draw
district maps with independent commissions. Under this new scheme, the
6
General Assembly has a discrete and limited role in appropriating funds for the
commissions and nominating a limited number of applicants for consideration as
commission members. See Colo. Const. art. V, §§ 44.1, 44.2, 47, 48. But nothing in
the Amendments authorizes the General Assembly to enact implementing
legislation or take actions that would otherwise curtail the commissions’
constitutionally mandated independence. Accordingly, insofar as SB 21-247
attempts to direct the actions of the commissions and their nonpartisan staff, it
would be unconstitutional if enacted.
¶7 The General Assembly likewise lacks the inherent power to dictate what
standard a court should apply when determining compliance with the technical
provisions of Amendments Y and Z; that task lies within the sole province of the
courts. Thus, while this court could certainly adopt such a standard, the provision
of SB 21-247 directing courts to apply a “substantial compliance” standard to these
constitutional provisions would be unconstitutional if enacted.
¶8 In so answering, we do not mean to suggest that the General Assembly had
any nefarious intent in proposing SB 21-247. The legislation was the product of
broad, bipartisan support and by all accounts appears to be a well-intentioned
attempt to help the redistricting commissions handle the unforeseen delay in the
release of census data. But however benign the General Assembly’s motives may
be, upholding the General Assembly’s incursion into the domains of both the
7
independent redistricting commissions and the judiciary here would set a
troubling precedent and run contrary to voter intent in enacting Amendments Y
and Z as well as our constitutional system of separation of powers. Accordingly,
we answer both of the General Assembly’s interrogatories in the negative.
I. Background
A. Colorado’s Redistricting History
¶9 Redistricting “has had a checkered history in Colorado.” People ex rel.
Salazar v. Davidson, 79 P.3d 1221, 1225 (Colo. 2003). Our original 1876 constitution
vested the General Assembly with authority to create both congressional and
legislative districts. See Colo. Const. art. V, § 44 (1876) (“When a new
apportionment shall be made by Congress the General Assembly shall divide the
State into Congressional districts accordingly.”); id. § 47 (“Senatorial and
Representative districts may be altered from time to time, as public convenience
may require.”). However, for years, the General Assembly failed to redistrict even
after the population had grown and the state had received additional
congressional seats, resulting in “grossly disproportionate” districts in which
“urban areas were systematically underrepresented.” Salazar, 79 P.3d at 1225–26.
¶10 This state of affairs ended after the U.S. Supreme Court ordered Colorado
to comply with the “one-person, one vote” principle. See Lucas v. Forty-Fourth Gen.
Assembly of State of Colo., 377 U.S. 713, 739 (1964). Lucas “ushered in a new era,”
8
after which it became clear that the state “must redistrict both its legislative and
congressional seats after every new census.” Salazar, 79 P.3d at 1226.
¶11 Two years after the announcement of Lucas, the voters of Colorado passed
an initiative vesting the power to conduct legislative redistricting for state House
and Senate districts in a commission made up of members of the legislative,
executive, and judicial departments. See Colo. Const. art. V, § 48 (1967). The
authority to draw congressional district boundaries, however, remained in the
hands of the General Assembly. And while the constitution provided the
legislative redistricting commission with procedural steps and substantive criteria
to guide its redistricting process, see Colo. Const. art. V, §§ 46, 47 (2017), the
General Assembly was simply instructed to “divide the state into as many
congressional districts as there are representatives in congress apportioned to this
state by the congress of the United States for the election of one representative to
congress from each district,” id. § 44 (2017).
¶12 Notwithstanding this broad grant of authority, the General Assembly failed
to produce a constitutional redistricting plan in three of the last four redistricting
cycles. See Hall v. Moreno, 2012 CO 14, ¶ 4, 270 P.3d 961, 964; Beauprez v. Avalos,
42 P.3d 642, 645–46 (Colo. 2002); Carstens v. Lamm, 543 F. Supp. 68, 71–72 (D. Colo.
1982). Thus, our courts were repeatedly visited by the “unwelcome obligation” of
judicial redistricting, Hall, ¶ 2, 270 P.3d at 963 (quoting Connor v. Finch, 431 U.S.
9
407, 415 (1977)), which “forces the apolitical judiciary to engage in an inherently
political undertaking,” id. at ¶ 5, 270 P.3d at 964.
B. Amendments Y and Z
¶13 All of this changed in 2018. That year, pursuant to article XIX, section 2 of
the Colorado Constitution, a unanimous General Assembly submitted two
referred measures to the voters proposing constitutional amendments that would
remove the redistricting authority from the General Assembly and the tri-branch
commission and place it, instead, in the hands of the new Independent
Congressional Redistricting Commission and the Independent Legislative
Redistricting Commission, both made up of ordinary voters.2 See SCR 18-004,
SCR 18-005; see also Chris Bianchi, Bye, Bye, Gerrymandering? Inside Amendments Y
and Z, Westword (Oct. 15, 2018), https://www.westword.com/news/inside-
amendments-y-and-z-which-try-to-eliminate-gerrymandering-in-colorado
-10885833. The Amendments, which were listed on voters’ ballots as
Amendments Y and Z, were designed to:
2The “Elections Clause” of the U.S. Constitution provides: “The Times, Places and
Manner of holding Elections for Senators and Representatives, shall be prescribed
in each State by the Legislature thereof.” U.S. Const. art. I, § 4, cl. 1. The U.S.
Supreme Court has clarified that, where a state’s “lawmaking power . . . includes
the initiative process,” the Elections Clause permits the vesting of redistricting
power with independent commissions created by voter initiative. Ariz. State
Legislature v. Ariz. Indep. Redistricting Comm’n, 576 U.S. 787, 793 (2015).
10
• create [independent redistricting commissions], consisting of an
equal number of members from each of the state’s two largest
political parties and unaffiliated voters, to amend and approve . . .
district maps drawn by nonpartisan legislative staff;
• establish a process for selecting commissioners, new requirements
for transparency and ethics, and a procedure for judicial review of
commission maps; and
• establish and prioritize the criteria the commission[s] must use for
adopting the state’s U.S. congressional district [and state
legislative district] map[s].
Legis. Council, Colo. Gen. Assembly, Rsch. Pub. No. 702-2, 2018 State Ballot
Information Booklet 8 (2018) (the “Blue Book”); see also id. at 23 (substantially similar
description for Amendment Z). Both the “Arguments For” and “Arguments
Against” the measures in the Blue Book highlighted the fact that the Amendments
sought to “transfer[] the legislature’s role [in the redistricting process] to . . .
independent commission[s].” Id. at 10; see also id. at 11 (arguing that, because it
would put the redistricting power in the hands of “unelected commissioners,”
rather than “state legislators,” Amendment Y “takes accountability out of the
redistricting process”); id. at 25 (noting approvingly that Amendment Z “keep[s]
political parties and politicians . . . from controlling the redistricting process”); id.
at 26 (arguing that Amendment Z “reduces accountability” because commissions
“are not even accountable to elected officials”). In short, Amendments Y and Z
sought to limit the influence of partisan politics over redistricting and make the
process more transparent and inclusive. Voters approved both measures by
11
overwhelming margins. See Colo. Sec’y of State, 2018 Abstract of Votes Cast 67, 69
(2018), https://www.sos.state.co.us/pubs/elections/Results/2018/
2018GeneralCertAndResults.pdf [https://perma.cc/WXC5-3JPV].
¶14 Now codified as article V, sections 44 to 48.4 of the Colorado Constitution,3
Amendments Y and Z set out substantive criteria for the redistricting maps,
requiring, among other things, that the final maps represent “a good-faith effort”
to achieve “population equality between districts,” id. §§ 44.3(1)(a), 48.1(1)(a);
preserve “communities of interest” as much as is reasonably possible, id.
§§ 44.3(2)(a), 48.1(2)(a); maximize politically competitive districts, id. §§ 44.3(3)(a),
48.1(3)(a); not be drawn for the purpose of protecting any political party or
candidate, id. §§ 44.3(4)(a), 48.1(4)(a); and not “dilut[e] the impact of [any] racial
or language minority group’s electoral influence,” id. §§ 44.3(4)(b), 48.1(4)(b).
¶15 In addition to these substantive criteria, the Amendments provide detailed
instructions for the selection, composition, and operation of the independent
commissions. The two commissions—one tasked with dividing the state into
3 Amendment Y, which is concerned with the congressional redistricting
commission, is codified as article V, sections 44 to 44.6. Amendment Z, which is
concerned with the state legislative redistricting commission, is codified as
article V, sections 45 to 48.4. Because the Amendments are nearly identical in both
content and structure, we discuss their provisions together throughout, noting
differences between the two where appropriate.
12
federal congressional districts and the other tasked with dividing the state into
legislative districts for the state House of Representatives and Senate—are each
composed of twelve voters, selected and appointed according to the criteria laid
out in article V, sections 44.1 and 47, respectively. The commissions are assisted
by nonpartisan staff appointed by the director of research of the Legislative
Council and the director of the Office of Legislative Legal Services, nonpartisan
offices within the General Assembly. See id. §§ 44.2(1)(b), 48(1)(b). The
commissions are free to adopt their own rules governing administration and
operation, id. §§ 44.2(1)(e), 48(1)(e), but must follow certain constitutionally
mandated procedures relating to public involvement in the redistricting process,
id. §§ 44.2(3), 48(3), and submission of the final plan to this court for review, id.
§§ 44.2(2), 48(2). The commissioners and nonpartisan staff are also bound by
ethical requirements designed to “ensure transparency in the redistricting
process.” Id. §§ 44.2(4), 48(4).
¶16 Finally, and pertinent here, Amendments Y and Z set out a detailed timeline
for the redistricting process, with benchmarks and deadlines for the commissions,
13
their nonpartisan staff, and this court.4 The process begins in March of the
redistricting year when the Governor convenes the commissions. See id.
§ 44.2(1)(a) (congressional restricting commission must convene no later than
March 15); id. § 48(1)(a) (legislative redistricting commission must convene no
later than March 30). Once nonpartisan staff are appointed, they begin by creating
a “preliminary plan” for consideration by each of the commissions. See id.
§§ 44.4(1), 48.2(1). These plans must be presented and published “no earlier than
thirty days and no later than forty-five days after the commission[s] ha[ve]
convened or the necessary census data are available, whichever is later.” Id.
(emphasis added). Notably, for our purposes, the term “necessary census data” is
not defined anywhere within Amendments Y or Z.5
¶17 After preliminary plans are published, the commissions must hold hearings
on the plans throughout the state, id. §§ 44.2(3), 48(3), which must conclude no
later than July 7, id. § 44.4(2); id. § 48.2(2) (July 21 for the legislative commission).
Following the conclusion of these public hearings, the nonpartisan staff must
4 For the sake of simplicity, we primarily refer to the deadlines for the
congressional redistricting commission, noting parenthetically when those
deadlines differ for the legislative redistricting commission.
5The term “necessary census data” appears to have been carried over from a
previous version of article V, section 48, governing the operation of the earlier tri-
branch reapportionment commission. See Colo. Const. art. V, § 48(1)(e) (2017).
14
prepare, present, and publish at least three “staff plans” in accordance with a
timetable established by their respective commission. See id. §§ 44.4(3), 48.2(3).
Any time after the first staff plan is presented, but no later than September 1, the
commissions must adopt one of the staff plans as the “final plan,” which must then
be submitted to this court for review. Id. § 44.4(5); id. § 48.2(5) (September 15 for
the legislative commission).6 If, for any reason, one of the commissions fails to
adopt a final plan by the September deadline, the nonpartisan staff must submit
an unamended version of their third staff plan to this court for review. Id.
§§ 44.4(6), 48.2(6).7
¶18 Once a final plan has been submitted to this court, we must determine
whether the plan complies with the criteria set out in article V, sections 44.3 and
48.1. See id. §§ 44.5(1), 48.3(1). By November 1, this court must approve the plan
unless we find that the commission—or, if the commission failed to timely submit
a final plan, the nonpartisan staff—abused its discretion in applying or failing to
6If one of the commissions decides on a final plan before the nonpartisan staff has
completed all three staff plans, the nonpartisan staff is not required to produce
additional staff plans for that commission. Id. §§ 44.4(5)(a), 48.2(5)(a).
7The commissions may adjust the deadlines for the preliminary and staff plans if
“conditions outside of the commission’s control require such an adjustment to
ensure adopting a final plan” by the September deadline. Id. §§ 44.4(5)(c),
48.2(5)(c).
15
apply the specified criteria. Id. § 44.5(2), (4)(a); id. § 48.3(2), (4)(a) (November 15
for the legislative commission). If this court finds an abuse of discretion and rejects
the submitted plan, the commission has twelve days to hold hearings and adopt a
new plan that resolves any defects in the original plan. Id. §§ 44.5(4)(b), 48.3(4)(b).8
By no later than December 15, this court must approve “a plan”—be it the first
revised plan or a subsequent revised plan, if necessary—and order that the plan
be filed with the Secretary of State. Id. § 44.5(5); id. § 48.3(5) (December 29 for the
legislative redistricting plan).
C. Census Data Delays
¶19 The redistricting process, both before and after the adoption of
Amendments Y and Z, has always hinged on population data drawn from the
decennial census. The U.S. Constitution requires that the federal government
conduct a census every ten years. See U.S. Const. art. I, § 2, cl. 3. To fulfill this
obligation, federal law tasks the United States Census Bureau with taking a
“census of population as of the first day of April” once every ten years. 13 U.S.C.
§ 141(a) (2018). By December 31 of the census year, the Census Bureau must report
a tabulation of the total population by state—commonly referred to as
8 If the commission fails to adopt a new plan within twelve days, the nonpartisan
staff is given an additional three days to formulate a new plan to submit to this
court to review. Id. §§ 44.5(4)(c), 48.3(4)(c).
16
“apportionment data”—to be used in determining how many representatives in
Congress will be apportioned to each state. Id. § 141(b). Then, by the following
April 1, the Census Bureau must release to the states more detailed redistricting
data—often referred to as “Pub. L. 94-171 data”—to be used in drawing
congressional district maps. Id. § 141(c).
¶20 As with many things, the ongoing COVID-19 pandemic threw a wrench in
this process, delaying data collection and processing for the 2020 census. As a
result, the apportionment data that should have been reported by December 31,
2020, was not released until April 26, 2021. See 2020 Census Apportionment Results
Delivered to the President, U.S. Census Bureau (Apr. 26, 2021),
https://www.census.gov/newsroom/press-releases/2021/2020-census-
apportionment-results.html [https://perma.cc/NZQ2-MZUF]. The figures
released on April 26 show that Colorado will gain an additional, eighth seat in the
U.S. House of Representatives starting with the 2022 election due to the state’s
population growth since the 2010 census. Id. However, the Pub. L. 94-171 data
that normally would be used to draw new district maps will not be delivered until
August 16, 2021, more than four months after the April 1, 2021 deadline
contemplated by federal law. Id. But even this data may be of limited use: The
Census Bureau will be releasing data in a “legacy format” in August—that is, raw
data in an older format without tables or a user-friendly system for data access.
17
See U.S. Census Bureau Statement on Release of Legacy Format Summary Redistricting
Data File, U.S. Census Bureau (Mar. 15, 2021), https://www.census.gov/
newsroom/press-releases/2021/statement-legacy-format-redistricting.html
[https://perma.cc/5YGF-5F5A].9 States will likely have to wait until September
30, 2021 to access tabulated, user-friendly redistricting data. Id.
¶21 The timelines set out in Amendments Y and Z were designed to align with
the release of data from the federal decennial census. See, e.g., Colo. Const. art. V,
§§ 44.1(1), 47(1) (“After each federal decennial census of the United States, the
members of the commission shall be appointed and convened as prescribed in this
section.” (emphasis added)). But the delay of the 2020 census data makes it
difficult for the commissions to both make use of the up-to-date census data and
submit plans within the constitutionally mandated timelines. Tabulated data may
not be released until September 30, past the deadlines for submission of final plans
to this court. And even assuming the commissions are able to use the legacy
format data released on August 16, they will have only a few weeks after that to
9The Census Bureau acknowledges that “most states lack the capacity or resources
to tabulate the data from these summary files on their own,” but nevertheless
decided to release legacy format data earlier to give states the opportunity to use
an outside vendor to process the data for a quicker turnaround. Id.
18
incorporate that data, receive public input, and submit final plans to this court.10
Any delay in the submission and approval of final maps could derail a host of
other deadlines that must be met before the 2022 elections. See generally Colo. Sec’y
of State, 2022 Election Calendar (2021), https://www.sos.state.co.us/pubs/
elections/calendars/2022ElectionCalendar.pdf [https://perma.cc/YHG2-M2KZ]
(listing deadlines for the 2022 election calendar).
D. SB 21-247
¶22 To address the impact of delayed census data on the redistricting process,
members of the General Assembly proposed SB 21-247. The bill seeks to address
the delay in two ways. First, the bill would amend and supplement various
provisions of the recently enacted section 2-2-902, C.R.S. (2020).11 The statutory
definition of “necessary census data” in section 2-2-902 would be amended to
include, for the 2021 redistricting year only, population estimates from the census
10Despite these setbacks, the commissions have done an admirable job of setting
about their constitutionally mandated tasks, holding dozens of meetings and
conducting public outreach. See generally Colorado Independent Redistricting
Commission, https://redistricting.colorado.gov [https://perma.cc/PC53-5UFB].
Counsel for both commissions assured this court at oral argument that the
commissions are endeavoring to create and submit constitutionally compliant
plans by their respective September final-plan deadlines.
11Section 2-2-902 was added to the Colorado revised statutes last year following
the enactment of the “Colorado Accurate Residence for Redistricting Act.” See
ch. 38, sec. 1, § 2-2-902, 2020 Colo. Sess. Laws 122, 122.
19
apportionment data as well as other non-census sources. And a new statutory
term, “final census data,” would be added and defined to include, for the 2021
redistricting year only, both the legacy and tabulated Pub. L. 94-171 data. The
amended provisions of section 2-2-902 further instruct the commissions and their
nonpartisan staff as to how and when to release plans using final census data,
including a new requirement that the commissions hold at least one public hearing
after receiving final census data.
¶23 Second, SB 21-247 adds a new section to the Colorado Revised Statutes,
section 2-2-903, which would require a reviewing court to apply a “substantial
compliance” standard to the technical provisions of the Amendments:
In any legal proceeding challenging compliance by the commissions,
the Colorado Supreme Court, or nonpartisan staff with the technical
rather than substantive provisions that implement the redistricting
processes established in the Colorado constitution and related
statutes, a court shall adjudicate such dispute with a view to
ascertaining whether there was substantial compliance with the
requirements of such constitutional or statutory provisions.
(Emphasis added.)
¶24 SB 21-247 was introduced in the Senate on April 16, 2021, and was passed
on third reading on April 26, 2021. The bill was passed by the House of
Representatives on second reading on May 4, 2021, and currently awaits final
passage by the House of Representatives. Recognizing that the bill raises a number
of novel questions as to the interpretation of Amendments Y and Z and the
20
operation of the newly formed independent redistricting commissions, the
General Assembly petitioned this court to answer interrogatories before passing
the final bill. We accepted the petition and now exercise our jurisdiction to answer
the questions posed by the General Assembly.
II. Jurisdiction
¶25 Under our state constitution “[t]he supreme court shall give its opinion
upon important questions upon solemn occasions when required by the governor,
the senate, or the house of representatives.” Colo. Const. art. VI, § 3.12 It is the sole
province of this court to decide whether a question is sufficiently “important” and
arises from an appropriately “solemn occasion” so as to justify the exercise of our
original jurisdiction under article VI, section 3. In re Interrogatory on House Joint
Resol. 20-1006, 2020 CO 23, ¶ 26, __ P.3d __. And while it may be “‘impossible to
state any absolute rule’ for determining the importance and solemnity of a given
12 Colorado is one of only eight states in which the supreme court is
constitutionally authorized to issue advisory opinions on questions presented to
it by the governor or the legislature. In re Hickenlooper, 2013 CO 62, ¶ 35, 312 P.3d
153, 160 (Márquez, J., dissenting). The other seven states are Florida, Maine,
Massachusetts, Michigan, New Hampshire, Rhode Island, and South Dakota. See
Me. Const. art. VI, § 3; Mass. Const. pt. 2, ch. 3, art. 2; Mich. Const. art. 3, § 8; N.H.
Const. pt. 2, art. 74; R.I. Const. art. 10, § 3; see also Fla. Const. art. 4, § 1(c) (advisory
opinions can only be requested by the governor, not the legislature); S.D. Const.
art. V, § 5 (same). Additionally, two states have statutory provisions allowing
advisory opinions. See Ala. Code § 12-2-10 (2021); Del. Code Ann. tit. 10, § 141
(2021).
21
question,” this court’s past decisions provide a few broad guidelines to help us in
making that determination. Id. (quoting In re Hickenlooper, 2013 CO 62, ¶ 7,
312 P.3d 153, 156).
¶26 First, we have held that questions posed by the legislature “must be
connected with pending legislation and must concern either the constitutionality
of the legislation or matters connected to the constitutionality of the legislation
concerning purely public rights.” In re Submission of Interrogatories on House
Bill 99-1325, 979 P.2d 549, 554 (Colo. 1999). In keeping with this limitation, we
generally avoid answering “questions affecting private or corporate rights”
through the interrogatory process. In re Lieutenant Governorship, 129 P. 811, 814
(Colo. 1913).
¶27 Second, we generally decline to answer questions “that call for ‘hasty
consideration’ rather than the thorough analysis the interrogatories require.” In re
Interrogatory on House Joint Resol. 20-1006, ¶ 27 (quoting In re House Bill No. 1503 of
Forty-Sixth Gen. Assembly, 428 P.2d 75, 77 (Colo. 1967)). To this end, we favor
accepting jurisdiction over interrogatories that present “narrow question[s]” that
“principally requir[e] us to construe” legal provisions, as opposed to questions
that require “underlying factual determinations.” In re Interrogatory on House
Bill 21-1164, 2021 CO 34, ¶¶ 26, 29, __ P.3d __.
22
¶28 Finally, we have declined in the past to answer questions that can be
addressed “through ordinary judicial proceedings.” In re Senate Resol. Relating to
Senate Bill No. 65, 21 P. 478, 480 (Colo. 1889).
¶29 We conclude that the interrogatories before us present important questions
upon a solemn occasion. The work of the independent redistricting commissions
is a matter of “great public importance involving the fundamental rights of
Colorado citizens to vote for their representatives.” Salazar, 79 P.3d at 1224. The
purely legal questions presented deal with concrete issues affecting these
fundamental public rights, and thus may be appropriately reviewed through the
interrogatory process. And given that article V, sections 44.5 and 48.3 task this
court with reviewing and approving the commissions’ final plans, there is no
alternative or “ordinary” judicial process through which these questions can be
readily addressed—it is ultimately the responsibility of this court to ensure
compliance with the processes and standards set out in Amendments Y and Z.13
13 The congressional redistricting commission has urged this court to decline
answering the second interrogatory on the grounds that the question is unripe.
But we have never before applied the justiciability doctrine of ripeness to petitions
invoking our advisory power pursuant to article VI, section 3 of the Colorado
Constitution. None of the cases cited by the commission suggest otherwise;
instead, they represent instances in which this court declined to answer
interrogatories due to unresolved issues of fact. See, e.g., In re Interrogatories of Colo.
Senate of Fifty-First Gen. Assembly, Senate Resol. No. 5, 578 P.2d 216, 217 (Colo. 1978)
23
Accordingly, we exercise our original jurisdiction and answer the interrogatories
presented by the General Assembly.
III. Standard of Review
¶30 When construing a constitutional amendment, we seek to determine and
effectuate the will of the voters in adopting the measure. In re Interrogatory on
House Bill 21-1164, ¶ 31. To accomplish this, we begin with the plain language of
the provision, giving terms their ordinary meanings. Id. We may also “consider
other relevant materials such as the ‘Blue Book,’ an analysis of ballot proposals
prepared by the Legislative Council.” Lobato v. State, 218 P.3d 358, 375 (Colo.
2009). We endeavor to avoid a “narrow or technical reading of language contained
in an initiated constitutional amendment if to do such would defeat the intent of
the people.” Zaner v. City of Brighton, 917 P.2d 280, 283 (Colo. 1996). And
whenever possible, we seek to avoid interpretations that would produce absurd
or unreasonable results. In re Interrogatory on House Bill 21-1164, ¶ 31.
¶31 When interpreting a statute, we generally begin with the presumption that
the act is “constitutional, and a party asserting that a statute is unconstitutional
has the burden of proving that assertion beyond a reasonable doubt.” Zaner,
(noting that an interrogatory could not be answered “in the absence of resolution
of . . . issues of fact”). No such resolution of factual issues is necessary to answer
the second interrogatory presented.
24
917 P.2d at 286. However, “[n]o such presumption of constitutionality arises when
we are asked by the General Assembly to address the constitutionality of
legislation that has not yet been passed by both houses of the General Assembly.”
Submission of Interrogatories on Senate Bill 93-74, 852 P.2d 1, 5 n.4 (Colo. 1993).
¶32 In examining the interaction between a challenged statute and a
constitutional amendment, our inquiry focuses on whether the two provisions
necessarily conflict. See In re Interrogatories Propounded by Senate Concerning House
Bill 1078, 536 P.2d 308, 313 (Colo. 1975) (“The test for the existence of a conflict is:
Does one authorize what the other forbids or forbid what the other authorizes?”).
Thus, we have held that “legislation that furthers the purpose of . . . constitutional
provisions or facilitates their enforcement is permissible.” Zaner, 917 P.2d at 286.
By contrast, “legislation which directly or indirectly impairs, limits or destroys
rights granted by . . . constitutional provisions is not permissible.” Id.
IV. Analysis
¶33 We begin by reviewing what is and isn’t required of redistricting plans
under Amendments Y and Z, ultimately concluding that the Amendments do not
require the exclusive use of final census data when creating preliminary and staff
plans. See Colo. Const. art. V §§ 44.4, 48.2. The commissions and their nonpartisan
staff are thus free to consult other reliable sources of population data, such as the
preliminary census data released on April 26 and interim data from the Census
25
Bureau’s American Community Survey, so long as the resulting final plans
submitted to this court for review conform with the criteria set out in article V,
sections 44.3 and 48.1.
¶34 We next determine that, in light of the commissions’ independent
constitutional authority and purposefully independent design, coupled with the
limited role carved out for the legislature, the General Assembly does not have the
authority to compel the commissions or their nonpartisan staff to take any action
beyond what Amendments Y and Z already require. Thus, to the extent that
SB 21-247 attempts to direct the actions of the commissions and their nonpartisan
staff, it would be unconstitutional if enacted.
¶35 Finally, we conclude that the General Assembly lacks the authority to
dictate the standard a court should apply when reviewing compliance with
constitutional provisions such as those found in Amendments Y and Z.
Accordingly, the portion of SB 21-247 that would require a reviewing court to
apply a “substantial compliance” standard for compliance with the technical
provisions of Amendments Y and Z would be unconstitutional if enacted.
A. Amendments Y and Z Do Not Require the Exclusive
Use of Final Census Data in Creating Preliminary and Staff
Plans
¶36 As described above, Amendments Y and Z lay out admirably detailed
guidelines for the operation of the commissions as well as criteria related to the
26
substantive requirements that the final redistricting plans must meet. None of
these guidelines or criteria, however, require that the commissions refer wholly or
exclusively to Pub. L. 94-171 data produced by the Census Bureau. Indeed, some
other types of data and testimony presumably must be heard by the commissions
to determine the existence of and relevant boundaries for different “communities
of interest.” See Colo. Const. art. V, §§ 44.3(2)(a), 48.1(2)(a) (requiring that the final
plans “preserve whole communities of interest” to the extent possible); id.
§§ 44(3)(b)(I), 46(3)(b)(I) (defining “community of interest” as any group that
“shares one or more substantial interests that may be the subject of . . . legislative
action” and “is composed of a reasonably proximate population”). The same is
likely true for evidence necessary to “maximize the number of politically
competitive districts.” See id. §§ 44.3(3)(a), 48.1(3)(a).
¶37 The phrase “census data” is mentioned only once in each Amendment, and
then only in reference to a deadline for preliminary plans. See id. §§ 44.4(1), 48.2(1)
(requiring preliminary plans to be “presented and published no earlier than thirty
days and no later than forty-five days after the commission has convened or the
necessary census data are available, whichever is later” (emphasis added)). Moreover,
this particular deadline is not carved in stone—each commission has the power to
adjust the date “if conditions outside of the commission’s control require such an
adjustment.” Id. §§ 44.4(5)(c), 48.2(5)(c). Thus, the phrase “necessary census data”
27
operates not as a substantive requirement for the final plans, but rather as a
shorthand to tie the redistricting timeline to the April 1 date by which federal law
demands that the Census Bureau release Pub. L. 94-171 data. See 13 U.S.C.
§ 141(c).
¶38 Finally, reading the phrase “necessary census data” to establish a
requirement that the commissions consider only Pub. L. 94-171 data would defeat
the intent of the voters who adopted Amendments Y and Z. Viewing the
Amendments as a whole, the preliminary and staff plans serve two primary
purposes. First, they serve as “rough drafts” for the final plans, giving the
commissions starting points from which to work. Second, and more importantly,
release of the preliminary and staff plans allows for public input into the
redistricting process. See, e.g., Colo. Const. art. V, §§ 44.4(1), 48.2(1) (allowing any
member of the public to submit comments on the preliminary plans and requiring
nonpartisan staff to explain how they intend to address those comments).
Imposing a requirement that the commissions wait to create such plans until
Pub. L. 94-171 data is available would limit the opportunity for public input and
make it harder for the public “to be heard as redistricting maps are drawn.” Id.
§§ 44(1)(f), 46(1)(f).
¶39 To be sure, in a normal year, it would be preferable for the preliminary and
staff plans to be based on the detailed Pub. L. 94-171 data timely provided by the
28
Census Bureau. But the text of Amendments Y and Z does not require the
exclusive use of such data in the creation of those plans, and we decline to read
such a requirement into the Amendments when doing so would frustrate the
intent of the voters and produce absurd results in light of this year’s census data
delays.14
B. The General Assembly Cannot Assert Control Over the
Independent Commissions or Their Nonpartisan Staff
¶40 SB 21-247 seeks to direct the actions of the redistricting commissions and
their nonpartisan staff by demanding, for example, that they “shall” use
Pub. L. 94-171 data to prepare staff plans and “shall” conduct an additional
hearing after taking account of such data. Less explicitly, the bill seeks to direct
the actions of the commissions by defining the phrases “necessary census data”
and “final census data.” We conclude, however, that the General Assembly lacks
the authority to direct the actions or operation of the redistricting commissions
and their nonpartisan staff.
14The final plans that the commissions submit to this court must be the result of
“a good-faith effort to achieve . . . population equality between districts . . . as
required by the constitution of the United States.” Id. § 44.3(1)(a); see also id.
§ 48.1(1)(a) (requiring that, for legislative districts, there be no more than “five
percent deviation between the most populous and the least populous district in
each house”). Counsel for both commissions have assured the court that, to
comply with these requirements, the commissions intend to use Pub. L. 94-171
data for the final plans.
29
¶41 Under our constitution, the General Assembly is vested with the legislative
power of the state. Colo. Const. art. V, § 1(1). This power, however, is not
absolute. One important limitation on the General Assembly’s legislative
authority is the people’s reserved right of initiative. See id. § 1(2). The people may
exercise this right to enact constitutional amendments limiting the authority of the
General Assembly or vesting certain powers with independent constitutional
bodies. See Developmental Pathways v. Ritter, 178 P.3d 524, 533 (Colo. 2008) (“The
concepts of initiative power and self-execution are premised on a similar intent to
remove certain provisions from the reach of the legislature.”). Thus, when the
voters establish an independent constitutional body via initiative with the intent
of divesting the General Assembly of authority, the General Assembly’s power
with regard to that independent body “derives exclusively from [the] Amendment
. . . itself.” Colo. Ethics Watch v. Indep. Ethics Comm’n, 2016 CO 21, ¶ 11, 369 P.3d
270, 272; see also Yenter v. Baker, 248 P.2d 311, 316 (Colo. 1952) (“[W]here, as here,
the legislature is divested of all discretionary authority . . . , the legislature may
not make any other limitation than that provided in the Constitution.”). Put
differently, any power that the General Assembly asserts over a constitutionally
created independent commission that was expressly designed to divest the
legislature of authority must derive from the amendment that created the
commission, not the constitution’s general grant of legislative authority.
30
¶42 The plain language of Amendments Y and Z make clear that the voters
intended to create independent redistricting commissions; indeed, the
Amendments use the term “independent” several times in describing the nature
of the commissions. See Colo. Const. art. V, §§ 44(1)(b), (2), (3)(a), 46(1)(b), (2),
(3)(a); cf. Yenter, 248 P.2d at 314 (quoting Black’s Law Dictionary for the notion that
“independent” means “not subject to control, restriction, modification, or
limitation from a given outside source”). Moreover, the Amendments contain
provisions intended to ensure that independence. See, e.g., id. § 44.2(4)(b)(I)(C)
(“Except for public input and comment, nonpartisan staff shall not have any
communications about the content or development of any plan outside of public
hearings with anyone except other staff members.”).15
¶43 The Amendments also give the commissions and their staff sole
constitutional authority to conduct all of the key tasks in the redistricting process.
The commissions and their staff, not the General Assembly, are tasked with
15The General Assembly, Governor, and Secretary of State focus largely on the
anti-gerrymandering purpose of Amendments Y and Z without tethering that
purpose to the independence of the commissions. But the voters expressly
determined that the “public’s interest in prohibiting political gerrymandering is
best achieved by creating . . . new and independent commission[s].” Colo. Const.
art. V, §§ 44(1)(b), 46(1)(b) (emphasis added). To allow the General Assembly to
curtail the commissions’ independence would thus impair the very mechanism
that voters sought to use to fulfill the Amendments’ anti-gerrymandering purpose.
31
“acquir[ing] and prepar[ing] all necessary resources” for the redistricting process,
id. §§ 44.2(1)(b), 48(1)(b); creating preliminary plans, id. §§ 44.4(1)(b), 48.2(1)(b);
developing “standards, guidelines, or methodologies” for the development of staff
plans, id. §§ 44.4(3), 48.2(3); adjusting deadlines if necessary, id. §§ 44.4(5)(c),
48.2(5)(c); and adopting a final plan to submit to this court for review, id.
§§ 44.4(5)(a)–(b), 48.2(5)(a)–(b). By contrast, the General Assembly is assigned
only three discrete tasks pertinent to the redistricting process: setting
compensation for panelists who assist in selecting commissioners, id. §§ 44.1(5)(c),
47(5)(c); appropriating “sufficient funds” for commission expenses, id.
§§ 44.2(1)(d), 48(1)(d); and providing a per diem allowance for members of the
commissions, id.
¶44 Together, these provisions “evince[] an intent by Colorado voters to have
the Commission[s] interpret and enforce the Amendment[s’] provisions, separate
and distinct from the General Assembly.” Developmental Pathways, 178 P.3d at 532.
This intent was made explicit in the 2018 Blue Book, which explained that
“Amendment Y limits the role of partisan politics in the congressional redistricting
process by transferring the legislature’s role to an independent commission.” Blue Book,
supra at 10 (emphasis added); see also id. at 25, 26 (similar statements regarding the
effect of Amendment Z). The voters thus clearly intended to put the redistricting
process “beyond the power of the legislature.” Yenter, 248 P.2d at 314.
32
¶45 The General Assembly’s arguments to the contrary are unavailing. First,
while Amendments Y and Z contemplate that the General Assembly will
appropriate funds for the redistricting process, they do not envision a broader,
“continued role for the General Assembly” in the redistricting process. Quite the
opposite. See Developmental Pathways, 178 P.3d at 532 (noting that the General
Assembly is tasked with appropriating funds for the Ethics Commission but
nevertheless concluding that “the nature of the Amendment suggests that the
voters wanted to minimize legislative involvement”).
¶46 The limited role assigned to the General Assembly in Amendments Y and Z
stands in contrast to many other constitutional provisions. For example, article V,
section 1(9) of the Colorado Constitution—the provision at the core of this court’s
analysis in Zaner, 917 P.2d at 285–86, and In re House Bill 1078, 536 P.2d at
314—expressly affords a role for the General Assembly to enact legislation
prescribing “the manner of exercising [the powers of initiative and referendum].”
Similarly, the constitutional amendments establishing the Independent Ethics
Commission expressly invite the General Assembly to enact implementing
legislation. Colo. Const. art. XXIX, § 9 (“Legislation may be enacted to facilitate
the operation of this article . . . .”). The medical marijuana amendment likewise
envisioned implementing legislation. Colo. Const. art. XVIII, § 14(8) (stating that
the General Assembly “shall define such terms and enact such legislation as may
33
be necessary for implementation of” the medical marijuana amendment). By
contrast, Amendments Y and Z do not contemplate a role for the General
Assembly to direct the independent commissions’ work or to define constitutional
terms like “necessary census data.” Accordingly, “[i]t does not lie within the
power of the General Assembly to place limitation or qualification upon” such
constitutional terms. Sunray Mid-Continent Oil Co. v. State, 368 P.2d 563, 566 (Colo.
1961).
¶47 Second, to the extent that the General Assembly argues that it must act to
check potential abuses of the commissions’ broad authority, we are unconvinced.
It is the role of this court to determine whether the commissions have abused their
discretion in applying the substantive criteria required of the final plans. See Colo.
Const. art. V, §§ 44.5(2), 48.3(2). Moreover, the final plans must comply with “one
person, one vote” and other federal constitutional requirements of redistricting
plans. See generally Evenwel v. Abbott, 577 U.S. 937 (2016) (discussing the demands
of the “one person, one vote” doctrine). These checks, coupled with the
purposefully independent and nonpartisan design of the commissions, see Colo.
Const. art. V, §§ 44.1, 47, are sufficient to ensure that the commissions do not abuse
the substantial authority granted to them under Amendments Y and Z.
¶48 Finally, SB 21-247 cannot be justified on the grounds that it furthers the
purposes of Amendments Y and Z. It may be the case that the underlying actions
34
that SB 21-247 directs the commissions to take would be consonant with the
purposes of Amendments Y and Z. But the very act of directing the commissions
“impairs” and “limits” the constitutionally mandated independence of the
commissions. See Zaner, 917 P.2d at 286.
¶49 Accordingly, to the extent that SB 21-247 attempts to direct the actions of the
redistricting commissions or their nonpartisan staff, it would be unconstitutional
if enacted.16
C. The General Assembly Cannot Define the Standard that
a Court Applies When Reviewing Compliance with the
Technical Provisions of Amendments Y and Z
¶50 In addition to attempting to direct the actions of the redistricting
commissions, SB 21-247 seeks to direct courts, instructing that “[i]n any legal
proceeding challenging compliance” with the “technical rather than substantive
provisions” of Amendments Y and Z, a court must apply a “substantial
compliance” standard. Again, however, we determine that the General Assembly
lacks the authority to make such a demand.
16Given that the interrogatories before us pertain only to the constitutionality of
SB 21-247, we decline to opine on the constitutionality of any other legislation
directing the operations of the independent redistricting commissions or their
nonpartisan staff.
35
¶51 As noted, the General Assembly is vested with the legislative power of the
state. Colo. Const. art. V, § 1(1). In exercising that power, the legislature has
instructed the judiciary how best to discern legislative intent when interpreting
statutes. See, e.g., §§ 2-4-201 to -216, C.R.S. (2020) (providing general rules for
construction of statutes). Similarly, the General Assembly has provided in some
instances that a “substantial compliance” standard should be applied to certain
statutory claims. See, e.g., § 1-1-103(3), C.R.S. (2020); § 8-47-104, C.R.S. (2020);
§ 15-2.5-304, C.R.S. (2020); § 31-12-107(1)(g), C.R.S. (2020).
¶52 But whatever the General Assembly’s power to establish the standard for
compliance with its own enactments, such power does not extend to constitutional
provisions. Interpreting the constitution—a task that encompasses the decision of
what standard to apply to a given constitutional claim—“is, and has always been,
a judicial function.” In re Interrogatories Concerning House Bill 1078, 536 P.2d at 316
(citing Marbury v. Madison, 5 U.S. 137 (1803)); see also Colo. Gen. Assembly v. Lamm,
704 P.2d 1371, 1379 (Colo. 1985) (noting that “interpretation of the constitution” is
“a function at the very core of the judicial role”). Accordingly, because the power
to define the standard applicable to a constitutional claim is vested in the courts,
see Colo. Const. art. VI, § 1, the General Assembly may not constitutionally
exercise that power, Colo. Const. art. III (“[N]o person or collection of persons
charged with the exercise of powers properly belonging to one of these
36
departments shall exercise any power properly belonging to either of the others,
except as in this Constitution expressly directed or permitted.”).
¶53 The General Assembly asserts that this cannot be so because it has already
provided in a different statute that a “substantial compliance” standard should
apply to claims relating to article X, section 20 of the Colorado Constitution. See
§ 1-7-907, C.R.S. (2020). But the General Assembly enacted that statutory provision
only after this court established substantial compliance as the applicable standard
for such claims in Bickel v. City of Boulder, 885 P.2d 215, 227 (Colo. 1994).17
Section 1-7-907 simply codified this court’s holding, and its enactment does not
stem from a broader authority to define the standard applicable to constitutional
claims.
¶54 To be clear: This court could—and very well might—apply a “substantial
compliance” standard to challenges alleging that the commissions failed to comply
with non-substantive provisions of Amendments Y and Z. But see Colo. Const.
art. V, §§ 44.5(2)–(3), 48.3(2)–(3) (specifying that an “abuse of discretion” standard
applies in our review as to whether the commission complied with the specified
17As we have recognized elsewhere, “the rule of substantial compliance is firmly
grounded in prior decisions of this court.” Meyer v. Lamm, 846 P.2d 862, 875 (Colo.
1993). We have always applied that standard of our own accord, not on the
suggestion of the General Assembly. See id. 875–76 (collecting cases).
37
substantive criteria). But the General Assembly does not have the power to require
this court or any other court to apply such a standard to a constitutional claim.
Accordingly, the provision of SB 21-247 requiring courts to apply a “substantial
compliance” standard to claims alleging violations of procedures laid out in
Amendments Y and Z would be unconstitutional if enacted.
V. Conclusion
¶55 The provisions of SB 21-247 that seek to direct the operation of the
independent redistricting commissions and their nonpartisan staff would violate
article V, sections 44 to 48.4 of the Colorado Constitution if enacted. And the
provision of SB 21-247 that seeks to define the standard that courts should apply
to determine compliance with Amendments Y and Z would violate article III and
article VI, section 1 of the Colorado Constitution if enacted. Accordingly, we
answer both of the General Assembly’s questions in the negative.
JUSTICE HOOD dissents, and JUSTICE GABRIEL joins in the dissent.
38
JUSTICE HOOD, dissenting.
¶56 I respectfully dissent from the majority’s response to the first interrogatory,
which I would answer in the affirmative. I join the majority’s response to the
second interrogatory.
¶57 The majority makes several indisputable points: (1) while our constitution
vests the General Assembly with legislative authority, the people retain the power
of initiative, maj. op. ¶ 41; (2) the people may use their initiative power to create
an independent constitutional body, id.; (3) Colorado’s redistricting process has
been a partisan, litigious mess for years, see id. at ¶¶ 1, 12; and (4) the people
overwhelmingly approved Amendments Y and Z to try to clean up that mess by
transferring redistricting authority to the commissions, id. at ¶ 13. I quarrel with
none of this.
¶58 Where I do part company with the majority is over what role, if any, remains
for our state’s elected representatives to facilitate the efforts of the redistricting
commissions by addressing matters as to which Amendments Y and Z are silent.
The majority says this: “[A]ny power that the General Assembly asserts over a
constitutionally created independent commission that was expressly designed to
divest the legislature of authority must derive from the amendment that created
the commission, not the constitution’s general grant of legislative authority.” Id.
at ¶ 41. As the majority sees it, this means that the General Assembly can do no
1
more than what Amendments Y and Z explicitly say it can do—pay the bills. Id.
at ¶ 43.
¶59 It reaches this conclusion even though nothing in Amendments Y and Z
explicitly prohibits the General Assembly from enacting the policies of SB 21-247.
See Colo. Const. art. V, §§ 44–48.4. And even though the COVID-19 pandemic
“threw a wrench,” maj. op. ¶ 20, into a new, and thus completely untested,
redistricting process right before the looming 2022 election cycle.
¶60 The majority arrives at this troubling result because it misinterprets our
precedent. Most significantly, it gets the presumption about the legislature’s
residual authority exactly backwards: Rather than focusing on the General
Assembly’s broad plenary authority to legislate, which requires us to presume that
the legislature can act unless the constitution explicitly says that it cannot, the
majority limits the General Assembly to only that which the Amendments
expressly permit. This is new ground.
¶61 To understand how this is new, it is helpful to examine the backdrop against
which this debate occurs:
The people of Colorado, in adopting the state constitution, created the
General Assembly and vested it with plenary power to adopt general
laws, subject only to the restraints and limitations of the state and
federal constitutions. The General Assembly, therefore, may enact any
law not expressly or inferentially prohibited by the constitution of the
state or of the nation.
2
People in Int. of Y.D.M., 593 P.2d 1356, 1359 (Colo. 1979) (emphasis added) (citations
omitted). So, we start with the premise that our duly elected representatives may
exercise their constitutional prerogative to legislate unless the constitution says
otherwise.
¶62 This court has long said that the General Assembly may supplement the
dictates of the state constitution so long as its actions “further[] the purpose of,”
“or facilitate[] . . . enforcement” of, constitutional provisions; conversely, the
legislature may not “impair[], limit[] or destroy[]” rights granted by those
constitutional provisions. Zaner v. City of Brighton, 917 P.2d 280, 286 (Colo. 1996);
accord Yenter v. Baker, 248 P.2d 311, 316 (Colo. 1952) (“Where the legislature is
vested with power, subject to limitation, it has authority to make any restriction
not less than that named in such limitation; but where [the statute and constitution
directly conflict], . . . the legislature may not make any other limitation than that
provided in the Constitution.”).
¶63 As the majority tells us, “In examining the interaction between a challenged
statute and a constitutional amendment, our inquiry focuses on whether the two
provisions necessarily conflict.” Maj. op. ¶ 32. “The test for the existence of a
conflict is: Does one authorize what the other forbids or forbid what the other
3
authorizes?” Id. (quoting In re Interrogatories Propounded by Senate Concerning
House Bill 1078, 536 P.2d 308, 313 (Colo. 1975)).1
¶64 But as soon as the majority finishes reciting this precedent, it swallows the
rule by proclaiming that “the very act of directing the commissions ‘impairs’ and
‘limits’ the[ir] constitutionally mandated independence.” Id. ¶ 48 (quoting Zaner,
917 P.2d at 286). Surely, this proves too much. If any direction is invalid, the
legislature is altogether evicted from its historical gap-filling role—evicted in a
way flatly at odds with what we’ve said repeatedly in the past.
¶65 For example, nearly half a century ago, this court addressed two conflicting
voter initiatives and the General Assembly’s tie-breaking statute, which provided,
“in case of adoption of conflicting provisions, the one which receives the greatest
number of affirmative votes shall prevail.” House Bill 1078, 536 P.2d at 314
(quoting § 1-40-113, C.R.S. (1973)). This court held that the statute enhanced,
rather than limited, the right of the people to amend our constitution. Id. In short,
we permitted the General Assembly to supplement the constitutional provision
because the legislation facilitated the operation of the voter-initiative provision.
1Contrary to the majority’s veiled assertion, maj. op. ¶ 46, this framework governs
even when the constitutional amendment at issue is self-executing, see
Developmental Pathways v. Ritter, 178 P.3d 524, 533 (Colo. 2008); Zaner, 917 P.2d at
286.
4
¶66 The majority plots a new course primarily based on two of our cases
addressing the Independent Ethics Commission (“IEC”) created by
Amendment 41. Maj. op. ¶¶ 41, 44.
¶67 In Colorado Ethics Watch v. Independent Ethics Commission, 2016 CO 21, ¶ 12,
369 P.3d 270, 272, we concluded that Amendment 41 allows legislation creating
judicial review of the IEC’s enforcement decisions but not its nonenforcement
decisions. Although we said that “any authority that the General Assembly may
exercise regarding IEC’s operations derives exclusively from Amendment 41
itself,” id. at ¶ 11, 369 P.3d at 272, we cited no legal authority and did not discuss
our conflicting precedents—things you might expect if we were announcing an
exception to a fundamental constitutional principle.
¶68 Indeed, our statement wasn’t even necessary to the resolution of that case.
Judicial review of nonenforcement decisions was unconstitutional—not because
the General Assembly’s authority to direct the operations of an independent
commission must come from the establishing constitutional amendment—but
because Amendment 41 explicitly prohibited legislation that “limits or restricts”
the IEC’s powers. Id. at ¶ 12, 369 P.3d at 272 (alterations omitted) (quoting Colo.
Const. art. XXIX, § 9). Judicial review of nonenforcement decisions limited the IEC
because Amendment 41 expressly invited penalty-setting legislation in the
enforcement context, implying that legislation about nonenforcement decisions
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was prohibited. Id. (“[B]ecause Amendment 41 only permits the legislature to act
with respect to IEC’s enforcement actions, the General Assembly cannot
constitutionally enact legislation pertaining to any IEC decisions that do not
involve enforcing penalties.”). Perhaps most importantly for our purposes, we
held that the General Assembly could provide for judicial review of enforcement
decisions even though Amendment 41 says nothing about judicial review at all.
See id. at ¶¶ 8, 12, 14, 369 P.3d at 272–73.
¶69 The second IEC case is Developmental Pathways v. Ritter, 178 P.3d 524, 526
(Colo. 2008), involving a constitutional challenge to the gift ban under
Amendment 41. True, we said that “[t]he concepts of initiative power and self-
execution are premised on a similar intent to remove certain provisions from the
reach of the legislature.” Id. at 533. But closer inspection of this opinion reveals
that this court never intended to banish the legislature altogether. Although we
found Amendment 41 to be self-executing, and thus beyond the reach of “the
normal legislative process,” we noted that the “legislature may implement or
facilitate a self-executing amendment.” Id.
¶70 Neither of these opinions purported to wholly deprive the General
Assembly of its plenary authority to legislate, even when faced with an
independent commission. On the contrary, they simply reiterate that the General
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Assembly cannot undermine the provisions giving life to the independent
commission. In sum: no conflict, no problem.
¶71 And I see no conflict here. The purpose of Amendments Y and Z was to end
the “practice of political gerrymandering, whereby . . . districts are purposefully
drawn to favor one political party or incumbent politician over another.” Colo.
Const. art. V, §§ 44(1)(a), 46(1)(a). To that end, the Amendments reassigned the
General Assembly’s power to “draw maps” to the commissions. Id. §§ 44(1)(b),
46(1)(b); see also Legis. Council, Colo. Gen. Assembly, Rsch. Pub. No. 702-2, 2018
State Ballot Information Booklet 8 (2018) (the “Blue Book”) (“Amendment Y transfers
the authority to draw congressional district maps from the state legislature to a
newly created Independent Congressional Redistricting Commission . . . .”); Blue
Book, supra, at 23 (“Amendment Z replaces the reapportionment commission with
the Independent Legislative Redistricting Commission . . . , which is charged with
drawing the state’s legislative districts.”).
¶72 SB 21-247 doesn’t interfere with the commissions’ exclusive line-drawing
power; it simply tells them to look at certain high-quality federal data about who
lives where while they’re drawing lines around us. Specifically, the bill provides
that, for this round of redistricting, the commissions must draft preliminary plans
using the Census Bureau’s apportionment (total population) data plus other data
selected by the commissions from governmental sources, and that the staff plans
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must reflect final census data, which, for this year only, includes the untabulated
version of the Pub. L. 94-171 data expected to be released in August.
¶73 So, SB 21-247 isn’t the first stop down the slippery slope back to
gerrymandering. It is a guardrail that guarantees that the commissions will use
apolitical data about where we live when they exercise their discretion to sort us
into districts of equal population size that preserve compact communities of
interest and that maximize political competition. See Colo. Const. art. V, §§ 44.3,
48.1. Requiring the commissions to use a specific source of neutral demographic
data does not at all infringe on the commissions’ autonomy during the line-
drawing process.
¶74 Of course, my conclusion would be different if the General Assembly sought
to require the use of data provided by a political party or another partisan entity.
That would conflict with the Amendments’ anti-gerrymandering purpose.
¶75 Similarly, it would be unconstitutional for the General Assembly to directly
contradict anything that’s spelled out in the Amendments, such as the criteria the
commission must use in drawing maps. But neither the Amendments nor the Blue
Book say where the commissions should get their demographic data before they
carve up the state.
¶76 If anything, the Amendments imply that census data is exactly what the
commissions should be looking at. Both commissions’ deadlines for their
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preliminary maps are a function, in part, of when “the necessary census data are
available.” Id. §§ 44.4(1), 48.2(1); see also id. §§ 44(3)(c), 46(3)(c) (“‘Race’ or ‘racial’
means a category of race or ethnic origin documented in the federal decennial
census.”); id. §§ 44.1(1), 47(1) (“After each federal decennial census of the United
States, the members of the commission shall be appointed and convened . . . .”).
¶77 The Independent Congressional Redistricting Commission concedes that,
for the congressional redistricting process, Amendment Y’s “precise mathematical
population equality” requirement, see id. § 44.3(1)(a), “requires that the
Commission’s final plan be based on the final 2020 redistricting-level census data.”
Given that admission, I don’t see how the provisions of SB 21-247 requiring the
use of that same data could conflict with Amendment Y.
¶78 Nor does the provision requiring at least one public hearing on a map based
on final census data conflict with the Amendments. Another purpose of the
Amendments is to “provide[] the public with the ability to be heard as redistricting
maps are drawn.” Id. §§ 44(1)(f), 46(1)(f). As such, “[t]he commission[s] must, to
the maximum extent practicable, provide opportunities for Colorado residents to
present testimony at hearings held throughout the state.” Id. §§ 44.2(3)(b), 48(3)(b).
Since the commissions plan to use final census data for their final plans, maj. op.
¶ 39 n.14, requiring a single public hearing after that data is plugged in would
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facilitate the Amendments by giving the public the opportunity to weigh in on
something closer to the final maps despite the chaos of the pandemic.
¶79 So, SB 21-247 fills gaps in the Amendments without undermining the
commissions’ power to independently draw Colorado’s political maps. For
decades, we have permitted such complementary gap-filling by the legislature.
That should hold true again today.
¶80 I join the majority’s response to the second interrogatory but respectfully
dissent from its response to the first, which I would instead answer in the
affirmative.
I am authorized to state that JUSTICE GABRIEL joins in this dissent.
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