State v. Hopkins

Becker, A.C.J.

—Under former RCW 46.61.5055(1) (1998), a person convicted for the first time of driving while under the influence must “be punished” by a driver’s license suspension or revocation of either 90 days or one year, depending on the person’s alcohol concentration. Because the length of the revocation increases upon a finding that the level is 0.15 or greater, that finding is for the jury to make. In this case the sentence included a one-year revocation, based on a finding made by the judge. The sentence must be reversed.

On January 25, 1999, a Washington State Patrol officer arrested Kathryn Hopkins on suspicion of driving under the influence. She failed field sobriety tests. A breath alcohol test produced two readings averaging .157.

The State charged Hopkins with the crime of driving a motor vehicle with a breath alcohol content of .08 or greater, contrary to RCW 46.61.502 and .506. Hopkins, age 31, had no record of prior offenses. If convicted, she faced varying penalties depending on her alcohol concentration, according to the statutory penalty schedule in effect at the time she committed the offense.1 The threshold for conviction was a finding that her alcohol concentration was at least .08. That finding would bring with it imprisonment of at least 1 day; a fine of at least $350; and driver’s license suspension of 90 days. A finding that Hopkins’ alcohol concentration was at *561least 0.15 would increase the minimum jail time and fine to two days and $500, and increase the mandatory license revocation to one year.2 Hopkins offered to plead guilty to an alcohol level between .08 and 0.15, but the State refused. Because of the greater penalties involved where the alcohol measurement is 0.15 or greater, Hopkins elected to proceed to a jury trial.

At trial, Hopkins attempted to introduce expert testimony showing the margin of error of the DataMaster breath testing machine to be 10 percent. Such a margin of error would mean that Hopkins’ actual alcohol level could have been as high as .172 or as low as .141. The trial court excluded this testimony after deciding that the issue of whether the alcohol concentration was at least 0.15 was for the judge to decide at sentencing, not for the jury. Hopkins proposed jury instructions and a special interrogatory that would have allowed the jury to determine whether or not her alcohol measurement was below 0.15. The court refused these submissions, and instead instructed the jury in such a manner as to require a guilty verdict if they found her alcohol concentration was at least .08.

The jury convicted Hopkins. At sentencing, the trial judge considered the testimony about the DataMaster’s margin of error. But, persuaded that the particular machine used in Hopkins’ case was extremely accurate, the judge determined by a preponderance of the evidence that Hopkins’ alcohol concentration was at least 0.15.

The judge entered a form “Order of Judgment and Sentence for the Crime of: Driving Under the Influence,” and checked a box for “.15 or >” instead of the box for “.08 - .14.” The sentence imposed one year in jail, with all but two days suspended; and a $5,000 fine, with all but $925 suspended. The judge checked a box marked “Other,” and wrote, “Revocation of license for one year.”3

*562Hopkins appealed to the superior court, contending that the issue of over or under 0.15 should have been submitted to the jury. The superior court concluded that the judge properly determined the issue because it was relevant only to sentencing. This court granted Hopkins’ motion for discretionary review.* *4

Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the statutory maximum must be submitted to a jury and proved beyond a reasonable doubt. Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000); State v. Gore, 143 Wn. 2d 288, 312, 21 P.3d 262 (2001). Hopkins contends her sentence is invalid under Apprendi.

Apprendi applies to any situation in which a sentencing factor, other than a prior conviction, will increase the defendant’s sentence beyond the statutory maximum for the crime. In Apprendi, the trial judge accepted the defendant’s plea of guilty to charges based on his shooting into the home of an African-American family that had recently moved into an all-white neighborhood. The judge found by a preponderance of the evidence that the crime was motivated by racial bias, and was therefore subject to enhancement under a separate hate crime law. The enhanced sentence imposed was 12 years for a second degree offense that would have ordinarily carried a maximum 10-year term of imprisonment. The Supreme Court found the procedure to be a violation of due process, and also “an unacceptable departure from the jury tradition that is an indispensable part of our criminal justice system.” Apprendi, 530 U.S. at 497.

The State argues that this case is governed not by Apprendi, but rather by McMillan v. Pennsylvania, 477 U.S. 79, 106 S. Ct. 2411, 91 L. Ed. 2d 67 (1986). Apprendi *563distinguished but did not overrule the holding of McMillan: Facts that increase a defendant’s sentence are properly found by a judge, so long as the resulting sentence is not “more severe than the statutory maximum for the offense established by the jury’s verdict.” Apprendi, 530 U.S. at 487 n.13. In McMillan, the court upheld a statute that required the sentencing judge to impose a mandatory minimum penalty of five years imprisonment if the defendant visibly possessed a firearm in the course of committing a specified felony. The mandatory minimum “neither alters the maximum penalty for the crime committed nor creates a separate offense calling for a separate penalty.” McMillan, 477 U.S. at 87-88. The statute “operates solely to limit the sentencing court’s discretion in selecting a penalty within the range already available to it without the special finding of visible possession of a firearm.” McMillan, 477 U.S. at 88.

In this case, the trial court sentenced Hopkins under former RCW 46.61.5055(1), the penalty schedule for the crime of driving under the influence. If jail time and fines were the only penalties involved in this statutory scheme, there would be no Apprendi issue. This is because the statutory maximum penalty of one year in jail and a $5,000 fine remain unchanged regardless of a defendant’s alcohol concentration; only the minimums vary. But in addition to facing jail time and fines, a defendant convicted of driving under the influence also faces a mandatory loss of driving privileges, and the period increases from 90 days to one year if the person’s alcohol concentration is at least 0.15:

(l)Aperson who is convicted of a violation of RCW 46.61.502 or 46.61.504 and who has no prior offense within seven years shall be punished as follows:
(a) In the case of a person whose alcohol concentration was less than 0.15, or for whom for reasons other than the person’s refusal to take a test offered pursuant to RCW 46.20.308 there is no test result indicating the person’s alcohol concentration:
(i) By imprisonment for not less than one day nor more than one year. . . . and
(ii) By a fine of not less than three hundred fifty dollars nor more than five thousand dollars. . . . and
*564(iii) By suspension of the offender’s license or permit to drive, or suspension of any nonresident privilege to drive, for a period of ninety days: The period of license, permit, or privilege suspension may not be suspended. The court shall notify the department of licensing of the conviction, and upon receiving notification of the conviction the department shall suspend the offender’s license, permit, or privilege; or
(b) In the case of a person whose alcohol concentration was at least 0.15, or for whom by reason of the person’s refusal to take a test offered pursuant to RCW 46.20.308 there is no test result indicating the person’s alcohol concentration:
(i) By imprisonment for not less than two days nor more than one year. . . . and
(ii) By a fine of not less than five hundred dollars nor more than five thousand dollars. . . . and
(iii) By revocation of the offender’s license or permit to drive, or suspension of any nonresident privilege to drive, for a period of one year. The period of license, permit, or privilege suspension may not be suspended. The court shall notify the department of licensing of the conviction, and upon receiving notification of the conviction the department shall suspend the offender’s license, permit, or privilege ....

Former RCW 46.61.5055 (1998) (emphasis added). The question is whether the increase in the maximum length of the license suspension is an increase in the maximum penalty for the crime for purposes of Apprendi.

The State argues that the revocation of Hopkins’ license does not trigger an Apprendi analysis because revocation is a civil penalty. Whether a particular statutorily defined penalty is civil or criminal is largely a matter of statutory construction. United States v. Ward, 448 U.S. 242, 248, 100 S. Ct. 2636, 65 L. Ed. 2d 742 (1980); Winchester v. Stein, 135 Wn.2d 835, 846, 959 P.2d 1077 (1998). Where a statute is plain and unambiguous, the court’s inquiry must end, for a statute’s meaning must be derived from the wording of the statute itself. State v. Von Thiele, 47 Wn. App. 558, 562, 736 P.2d 297 (1987); Enter. Leasing, Inc. v. City of Tacoma, 139 Wn.2d 546, 552, 988 P.2d 961 (1999).

*565 The statute in question, former RCW 46.61-.5055(1), lists license revocation along with jail time and a fine after the words “shall be punished as follows.” We find this to be a plain and unambiguous statement that license revocation, as accomplished under this statute, is intended as a criminal penalty.

A recent amendment to RCW 46.61.5055, effective July 25, 1999, has changed the statute so that the license suspension provisions no longer follow the words, “shall be punished as follows.” See RCW 46.61.5055(1). Instead, the provisions for license suspension are found in a separate subsection. See RCW 46.61.5055(6). The State asks us to regard the amendment as a clarification, indicating that the license revocation provisions in the former statute were not intended to be penal in nature. See, e.g., State v. Hendricks, 103 Wn. App. 728, 14 R3d 811 (2000) (where an original enactment was ambiguous and a clarifying amendment contravenes no judicial construction of the original statute, the amendment may be deemed curative, remedial, and applied retroactively). But because the language of the former statute (“shall be punished as follows”) is unambiguous, there is nothing to clarify.

The State contends that it is inconsistent with precedent to characterize license revocation as a criminal penalty. A long line of Washington cases holds that revocation of a driver’s license is a remedial civil sanction, designed solely for the protection of the public in the use of highways. The State particularly cites State v. McClendon, 131 Wn.2d 853, 868, 935 P.2d 1334 (1997); State v. Scheffel, 82 Wn.2d 872, 879, 514 P.2d 1052 (1973), appeal dismissed, 416 U.S. 964 (1974); and State v. Williams, 85 Wn. App. 271, 277, 932 P.2d 665 (1997). As the court observed in McClendon, “administrative licensing proceedings in this state have long been considered remedial, and not punitive.” McClendon, 131 Wn.2d at 868.

In McClendon, the State had initiated two distinct proceedings against the driver as the result of a breath test *566registering above the threshold for drunk driving. First, the Department of Licensing imposed a five-year requirement to drive with a probationary license. This was followed by a criminal proceeding on a citation charging the driver with a violation of RCW 46.61.502. The lower court concluded that both actions led to punishment and accordingly dismissed the criminal charge as a violation of double jeopardy. The Supreme Court reversed. “We conclude that administrative issuance of probationary licenses is not punishment under the double jeopardy clause.” McClendon, 131 Wn.2d at 869. See also Williams, 85 Wn. App. at 277 (Department of Licensing revocation of driver’s license pursuant to implied consent statute, RCW 46.20.308, was not penal in nature and therefore did not violate double jeopardy where driver had already been punished in federal court). In Scheffel, the license revocation proceeding occurred in superior court, under a former version of the habitual traffic offenders act, chapter 46.65 RCW. But the only factual determination called for was whether the defendant had previously been convicted of three specified offenses, and the sole purpose of the proceeding was to revoke the defendant’s license. Scheffel, 82 Wn.2d at 877-79. The Supreme Court held that the license revocation that occurred in this proceeding was not penal in nature, and did not constitute multiple punishments for the three underlying offenses.

These cases show only that license revocation is a civil sanction when it is imposed as the result of an administrative proceeding, or as the result of a proceeding undertaken for the sole purpose of restricting a person’s privilege to drive. They do not hold that license revocation is inherently a civil sanction.

The State argues that a license revocation, when imposed as part of a sentence for a conviction of driving under the influence, is actually an administrative sanction. This is so, the State argues, because the statute directs the court to notify the Department of Licensing of the conviction. The Department then suspends the offender’s license. Former RCW 46.61.5055(l)(a)(iii) and (l)(b)(iii). But as is apparent *567from the judgment entered in this case, the trial judge — not the Department — decides that the license should be revoked. That the Department carries out the decision does not alter the punitive character of the sanction.

License revocation is an administrative sanction when imposed by the Department under the implied consent statute. The Department revokes the driver’s license upon receiving the arresting officer’s sworn report about the results of the breath test. RCW 46.20.308(6)(e). The driver’s recourse is an administrative hearing. See RCW 46.20-.308(7), (8), and (9). See also RCW 46.20.3101 (prescribing length of revocations imposed by the Department). But the administrative proceeding under RCW 46.20.308 is separate and distinct from the criminal prosecution arising from the same arrest. Each proceeding can lead to license revocation.5 It is thus possible for an offender such as Hopkins to have her license revoked twice as the result of the same breath test. Precedent requires only that the administrative revocation be regarded as a civil penalty.

Because of the statute’s unambiguous language (“shall be punished as follows”), we conclude that a license revocation imposed as part of a sentence under former RCW 46.61-.5055 is a penalty for the crime of driving under the influence.

The State also argues that the statute does not prescribe a maximum period of license revocation. The Ninth Circuit, following Apprendi, has rejected a similar argument advanced by the government in United States v. Nordby, 225 F.3d 1053 (9th Cir. 2000).

The investigation in that case showed Nordby to be a participant in a marijuana growing operation in Humboldt County, California. The State charged him with conspiracy to possess and manufacture marijuana with intent to distribute it, in violation of 21 U.S.C. § 841. That statute *568defines the offense in subsection (a) by making it unlawful to possess and manufacture marijuana with intent to distribute. The trial court, in accordance with circuit precedent holding that Congress did not intend drug quantity to be an element of the crime, instructed the jury that it need not determine the exact amount of marijuana attributable to Nordby’s conduct. The government was required only to prove “a measurable or detectable amount” beyond a reasonable doubt. Nordby, 225 F.3d at 1056.

The statute governing Nordby’s case sets forth penalties in subsection (b). If the violation involves 1,000 or more marijuana plants, the maximum penalty is life imprisonment. 21 U.S.C. § 841(b)(1)(A)(vii). But if the number involved is 50 plants or less, the maximum penalty is only five years. 21 U.S.C. § 841(b)(1)(D). At sentencing, Nordby hotly disputed the government’s attempt to attribute more than 1,000 plants to him. The court, however, found by a preponderance that he was responsible for 1,000 plants or more, and sentenced him to the mandatory minimum of 10 years. The Court of Appeals, following Apprendi, reversed and in doing so overruled its own prior precedent. “We reject the argument that § 841 contains no ‘prescribed statutory maximum,’ and that therefore Apprendi does not apply to Nordby’s case. Apprendi makes clear that the ‘prescribed statutory maximum’ refers simply to the punishment to which the defendant is exposed solely under the facts found by the jury.” Nordby, 225 F.3d at 1059. The court found that “the only sentence under § 841 justifiable under the facts as found by the jury would be a sentence (and possible fine) of not more than five years applicable to possession of less than 50 marijuana plants.” Nordby, 225 F.3d at 1059.

Following the reasoning in Nordby, we hold that the statute applied in this case does prescribe a statutory maximum penalty. For a convicted defendant with no prior offenses and an alcohol concentration below 0.15, a license revocation of 90 days is the prescribed statutory maximum. The only pertinent fact found by the jury was that Hopkins’ *569alcohol concentration was at least .08. Thus, the only license revocation justifiable under the facts found by the jury was for a period of 90 days. The statute progresses up to a mandatory revocation period of four years for a three-time offender who has an alcohol concentration of 0.15 or greater. The progressively longer license revocation periods have the effect of defining different degrees of the crime of driving under the influence.

The State further argues that we should be hesitant to find Apprendi triggered in this case because our Supreme Court underscored the narrowness of the Apprendi holding in State v. Gore, 143 Wn. 2d 288, 311-15, 21 P.3d 262 (2001). In Gore, a jury convicted the defendant of first degree rape. The trial court imposed a sentence that was within the statutory maximum, but greater than the presumptive sentence range established for first degree rape by legislative sentencing guidelines. As required by the Sentencing Reform Act of 1981, the trial court supported the exceptional sentence with findings of fact showing Gore’s crime to be “more egregious than typical” for a first degree rape. See State v. Jacobson, 92 Wn. App. 958, 965, 965 P.2d 1140 (1998). The Supreme Court held that “the factual determinations that support exceptional sentences upward fall within the McMillan type of case and not the Apprendi type.” Gore, 143 Wn. 2d at 314. Facts supporting an exceptional sentence “neither increase the maximum sentence nor define a separate offense calling for a separate penalty.” Gore, 143 Wn. 2d at 314. Such facts do not have to be submitted to a jury or proved beyond a reasonable doubt. Gore, 143 Wn. 2d at 315.

Here, the fact that the defendant’s alcohol level was 0.15 or over defined a separate offense. As was the case in Nordby, it increased the penalty above the statutory maximum justified by the jury’s findings. Thus, Gore identifies no limitation on Apprendi’s holding that is relevant here.

*570To repeat the essential holding of Apprendi: other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the statutory maximum must be submitted to a jury and proved beyond a reasonable doubt. The relevant inquiry “is one not of form, but of effect — does the required finding expose the defendant to a greater punishment than that authorized by the jury’s guilty verdict?” Apprendi, 530 U.S. at 494. The jury’s verdict in this case, based on a finding of an alcohol concentration of at least .08, authorized a license revocation of only 90 days. It took an additional finding that her alcohol concentration was 0.15 or above to expose Hopkins to a license revocation of one year. That critical factual issue should have been submitted to the jury. See Apprendi, 530 U.S. at 477. Because it was not, including a one-year license revocation in Hopkins’ sentence was error.

The remedy requested by Hopkins is reduction of the license revocation period to 90 days. We agree this is appropriate relief. See, e.g., State v. Thanh Dong Tang, 77 Wn. App. 644, 650-51, 893 P.2d 646, review denied, 127 Wn.2d 1017 (1995); State v. May, 68 Wn. App. 491, 498 n.6, 843 P.2d 1102 (1993).

Reversed and remanded for resentencing.

Cox, J., concurs.

It is the law in effect at the time a criminal offense is actually committed that controls disposition of the case. State v. Schmidt, 143 Wn.2d 658, 673-74, 23 P.3d 462 (2001). The statute in effect when Hopkins committed her offense will be referred to as former RCW 46.61.5055. It was effective until July 25, 1999, when it was replaced by the current version of the statute, Laws or 1999, ch. 274, § 6.

Former RCW 46.61.5055(1).

The sentence also allowed Hopkins to serve 30 days electronic home monitoring in lieu of the mandatory 2 days of imprisonment; and ordered her to refrain *562from criminal violations and alcohol related infractions, obtain an alcohol evaluation, and attend a driving under the influence victim’s panel.

Hopkins raised several other issues in her motion for discretionary review, but as they were not included in the order granting discretionary review, we do not address them.

The lower court’s findings of fact quoted in McClendon show how one arrest for a single incident of driving while under the influence leads to both administrative and criminal consequences that proceed simultaneously along two separate tracks. McClendon, 131 Wn.2d at 857.