[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
MARCH 6, 2006
No. 05-13576 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 04-00086-CR-FTM-29-SPC
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
GARY MARK HARDING,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(March 6, 2006)
Before CARNES, WILSON and PRYOR, Circuit Judges.
PER CURIAM:
Gary Mark Harding, who pled guilty to possessing child pornography in
violation of 18 U.S.C. § 2252(a)(4) and (b)(2), appeals his 120-month sentence.
He contends that the district court erred in enhancing his sentence based on his
prior convictions for “lewd sexual battery” in Florida state court. Specifically,
Harding argues that (1) his lewd sexual battery convictions were not qualifying
offenses under § 2252(b)(2), and (2) the application of § 2252(b)(2) violated his
Fifth and Sixth Amendment rights, because the Government failed to allege in the
Indictment–and Harding did not admit–the fact of the prior convictions. Finding
no error, we affirm.
I. Qualifying Offense
We review de novo whether Harding’s prior convictions constitute
qualifying offenses under § 2252(b)(2). See United States v. James, 430 F.3d
1150, 1153 (11th Cir. 2005) (reviewing “de novo whether a conviction is a ‘violent
felony’ or a ‘serious drug offense’ within the meaning of [18 U.S.C.] § 924(e)”),
petition for cert. filed, (U.S. Feb. 14, 2006) (No. 05-9264). Generally,
§ 2252(b)(2) provides that a person who, like Harding, violates § 2252(a)(4) “shall
be fined under this title or imprisoned not more than 10 years, or both . . . .”
However, if that person
has a prior conviction under this chapter, chapter 71, chapter 109A, or
chapter 117, or under section 920 of Title 10 (article 120 of the
Uniform Code of Military Justice), or under the laws of any State
relating to aggravated sexual abuse, sexual abuse, or abusive sexual
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conduct involving a minor or ward . . . such person shall be fined
under this title and imprisoned for not less than 10 years nor more
than 20 years.
18 U.S.C. § 2252(b)(2). The application of this enhancement was error, Harding
argues, because his state law convictions for lewd sexual battery are not
necessarily convictions “under the laws of any State relating to aggravated sexual
abuse, sexual abuse, or abusive sexual conduct involving a minor or ward” within
the meaning of § 2252(b)(2). According to Harding, the quoted statutory language
is best understood by turning to 18 U.S.C. § 2243, which criminalizes “[s]exual
abuse of a minor or ward.” Under § 2243(a), the minor being abused must not
only be at least 12 and younger than 16, but must also be “at least four years
younger” than the abuser. 18 U.S.C. § 2243(a). Nothing in the record we are
permitted to consult, Harding argues, establishes that he was at least four years
older than the victim at the time of the lewd sexual battery. We disagree with
Harding’s analysis.
In determining whether a prior conviction is a qualifying offense under
§ 2252(b)(2), a sentencing court is “generally limited to examining the statutory
definition, charging document, written plea agreement, transcript of plea colloquy,
and any explicit factual finding by the trial judge to which the defendant assented.”
Shepard v. United States, 544 U.S. 13, __, 125 S. Ct. 1254, 1257, 161 L. Ed. 2d
3
205 (2005) (applying the rule to the sentencing enhancement contained in 18
U.S.C. § 924(e)); Taylor v. United States, 495 U.S. 575, 602, 110 S. Ct. 2143,
2160, 109 L. Ed. 2d 607 (1990) (in determining whether a prior conviction is a
qualifying offense under § 924(e), sentencing court is prohibited from delving into
particular facts disclosed by the record of conviction, but must normally look only
to the fact of conviction and the statutory definition of the prior offense); United
States v. McCutchen, 419 F.3d 1122, 1128 (10th Cir. 2005) (concluding that the
rule outlined in Shepard “applies to cases . . . involving application of
§ 2252(b)(2)”). Here, the Criminal Information introduced at sentencing charged
Harding with three counts of lewd sexual battery “upon . . . a child under the age of
16 years,” in violation of Fla. Stat. 800.04(3) (1995). Under that provision, a
person who “[c]ommits an act defined as sexual battery under s. 794.011(1)(h)
upon any child under the age of 16 years . . . without committing the crime of
sexual battery, commits a felony of the second degree . . . .” Fla. Stat. § 800.04(3)
(1995). Section 794.011(1)(h) states: “‘Sexual battery’ means oral, anal, or vaginal
penetration by, or union with, the sexual organ of another or the anal or vaginal
penetration of another by any other object; however, sexual battery does not
include an act done for a bona fide medical purpose.” Fla. Stat. 794.011(1)(h)
(1995). Counts One and Three of the Criminal Information charged Harding with
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committing sexual battery on the child “by placing his penis in union with or
penetrating her vagina,” and Count Two charged him with committing sexual
battery “by penetrating her vagina with his finger(s).”
Notwithstanding the foregoing, Harding contends that his convictions under
§ 800.04(3) are not convictions “under the laws of any State relating to aggravated
sexual abuse, sexual abuse, or abusive sexual conduct involving a minor or ward”
under § 2252(b)(2). In order to understand what constitutes “abusive sexual
conduct involving a minor,” Harding argues, we must look to 18 U.S.C. § 2243,
because § 2252(b)(2) “provides no definitions.” Section 2243, entitled “Sexual
abuse of a minor or ward,” makes it a federal crime to engage knowingly in a
sexual act with another person who is (1) at least 12 but younger than 16, and (2)
“at least four years younger than the person so engaging.” 18 U.S.C. § 2243(a).1
Thus, Harding concludes, for his lewd sexual battery convictions to qualify under
§ 2252(b)(2), the minor-victim must have been at least four years younger than
Harding at the time of the conduct underlying the convictions. This age difference
was not established at sentencing, Harding explains, because it was not an essential
element of an offense under § 800.04(3), was not charged in the Criminal
1
Similarly, § 2244, entitled “Abusive sexual contact,” prohibits knowingly engaging in or
causing sexual contact with or by another person if doing so would violate “subsection (a) of section
2243 of this title had the sexual contact been a sexual act . . . .”
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Information, and was not admitted by him.
We reject Harding’s attempt to engraft the requirements of § 2243 on to
§ 2252(b)(2). While § 2243 may “define” the federal crime of “Sexual abuse of a
minor,” it is not a definitional provision applicable to § 2252. See 18 U.S.C.
§ 2243(a). Indeed, § 2252, unlike § 2243, is codified in chapter 110 of Title 18,
Part 1. The definitions applicable to chapter 110 are located in 18 U.S.C. § 2256,
which defines “minor” as “any person under the age of eighteen years,” and
contains no age difference requirement similar to § 2243(a)(2). Thus, Harding’s
approach would create a conflict between the definition of “minor” applicable to
§ 2252 through § 2256, and the definition of minor Harding draws from § 2243,
which refers to a person who is at least 12 but younger than 16 (and at least four
years younger than the abuser). See 18 U.S.C. §§ 2243(a), 2252(b), 2256(1). Such
an interpretation cannot be squared with our obligation to read the statute as a
whole. See Dolan v. United States Postal Serv.,__ U.S.__, __ S. Ct.__, __ L. Ed.
2d __, No. 04-848, slip op. at 4 (Feb. 22, 2006).
Furthermore, § 2252(b)(2) already accounts for prior convictions under
§ 2243 by encompassing “a prior conviction under . . . chapter 109A.” 18 U.S.C.
§ 2252(b)(2). When addressing state law convictions, however, § 2252(b)(2) uses
broader language, reaching any conviction under a state law “relating to . . .
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abusive sexual conduct involving a minor . . . .” Id. (emphasis added). We find
that Harding’s convictions for lewd sexual battery under Fla. Stat. § 800.04(3) fall
well within the plain meaning of this language, and are supported by the charges in
the Criminal Information. See McCutchen, 419 F.3d at 1127 (Congress’s use of
“relating to” in § 2252(b)(2) “indicates its intent to allow a sentencing court to look
beyond the mere elements of a prior state conviction” in determining whether
conviction triggers enhancement); United States v. Rezin, 322 F.3d 443, 448 (7th
Cir. 2003) (“From the standpoint of rational penal policy . . . what is important is
the conduct that gave rise to the prior conviction, not the elements of the offense
underlying that conviction.”); accord James, 430 F.3d at 1155 (explaining that for
state law offense to constitute “serious drug offense” under Armed Career Criminal
Act, or “ACCA,” language of state statute need not exactly match ACCA’s
definition of “serious drug offense,” but merely fall within that definition); cf.
United States v. Padilla-Reyes, 247 F.3d 1158, 1164 (11th Cir. 2001) (concluding
that plain meaning of phrase “sexual abuse of a minor” in 8 U.S.C.
§ 1101(a)(43)(A) includes a violation of Fla. Stat. 800.04 (1987)); United States v.
Smith, 367 F.3d 748, 751 (8th Cir. 2004) (per curiam) (“Although the term “sexual
exploitation of children” is not defined in the statute, the term unambiguously
refers to any criminal sexual conduct with a child). But see United States v. Galo,
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239 F.3d 572, 582 (3rd Cir. 2001)(“It is the elements of a given statute, not the
conduct that violates it that determines if the statute relates to the sexual
exploitation of children.”).2
II. Almendarez-Torres
Harding next argues that the application of § 2252(b)(2) violated his Fifth
and Sixth Amendment rights, because his lewd sexual battery convictions were not
charged in the Indictment or admitted by him. As Harding raised his constitutional
objections before the district court, we review them de novo. United States v.
Candelario, 240 F.3d 1300, 1306 (11th Cir. 2001).
In Almendarez-Torres v. United States, 523 U.S. 224, 228, 118 S. Ct. 1219,
1223, 140 L. Ed. 2d 350 (1998), the Supreme Court “held that the government
need not allege in its indictment and need not prove beyond a reasonable doubt that
a defendant had prior convictions for a district court to use those convictions for
2
Harding contends that even if we disagree with him, we must apply the rule of lenity.
“[W]hen there are two rational readings of a criminal statute, one harsher than the other, the rule of
lenity dictates that we are to choose the harsher one only when Congress has spoken in language that
is clear and definite.” United States v. Inclema, 363 F.3d 1177, 1182 (11th Cir. 2004) (per curiam)
(internal quotes and citation omitted). For the reasons explained above, Harding has not proposed
a rational reading of § 2252(b)(2), and we therefore need not apply the rule of lenity. See United
States v. Camacho-Ibarquen, 410 F.3d 1307, 1315 (11th Cir.) (per curiam) (“We will apply the rule
of lenity only if the provision being construed is still ambiguous after application of normal rules
of construction.”), cert. denied, __ U.S. __, 125 S. Ct. 457, 163 L. Ed. 2d 347 (2005). Harding also
asserts that, to the extent § 2252(b)(2) is “without definition,” it is void for vagueness. He raised
this argument for the first time in his reply brief, and it is therefore waived. See United States v.
Dicter, 198 F.3d 1284, 1289 (11th Cir. 1999).
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purposes of enhancing a sentence.” United States v. Marseille, 377 F.3d 1249,
1257 (11th Cir.), cert. denied, 543 U.S. 1013, 125 S. Ct. 637, 160 L. Ed. 2d 480
(2004). Although Harding contends that Almendarez-Torres has been “gravely
wounded” by subsequent Supreme Court cases, he concedes we have held that it
remains good law. See, e.g., United States v. Gibson, 434 F.3d 1234, 1247 (11th
Cir. 2006) (“Though wounded, Almendarez-Torres still marches on and we are
ordered to follow. We will join the funeral procession only after the Supreme
Court has decided to bury it.”). Even so, Harding argues, his case is different
because, unlike the defendant in Almendarez-Torres, he did not even admit to the
existence of his prior convictions. See Almendarez-Torres, 523 U.S. at 227, 118 S.
Ct. at 1222. This argument is unavailing, for Harding does not deny that other
evidence as to the existence of his prior convictions was produced at sentencing.
We find no error in the district court’s decision to enhance Harding’s
sentence, pursuant to 18 U.S.C. § 2252(b)(2), based on his prior Florida
convictions for lewd sexual battery. Accordingly, we affirm Harding’s sentence.
AFFIRMED.
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