Filed 8/13/21 P. v. Butler CA2/4
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION FOUR
THE PEOPLE, B301283
(Los Angeles County
Plaintiff and Respondent, Super. Ct. No. BA105127)
v.
CLIFTON CHARLES BUTLER,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles
County, Steven D. Blades, Judge. Affirmed.
Patricia S. Lai, under appointment by the Court of Appeal, for
Defendant and Appellant.
Rob Bonta and Xavier Becerra, Attorneys General, Lance E.
Winters, Chief Assistant Attorney General, Susan Sullivan Pithey,
Assistant Attorney General, Michael R. Johnsen, Supervising Deputy
Attorney General, and Charles S. Lee, Deputy Attorney General, for
Plaintiff and Respondent.
This appeal is from the trial court’s summary denial of defendant
and appellant Clifton Charles Butler’s motion for resentencing under
Penal Code section 1170.95.1
In 1997, a jury convicted appellant of second degree murder
(§ 187, subd. (a)), and found true the allegation that appellant
personally used a firearm during the murder (former § 12022.5, subd.
(a)). Appellant was sentenced to 15 years to life for murder, plus 5
years for the firearm enhancement.
We affirmed appellant’s conviction in 1997. (People v. Butler
(July 11, 1997, B104143 [nonpub. opn.] (Butler I).)2 When considering
the sufficiency of the evidence to support the second degree murder
conviction (appellant argued the killing was justified self-defense or
unjustified manslaughter), we concluded that “ample evidence supports
the jury’s finding of second degree murder.” We further held that “[t]he
totality of the circumstances . . . entitled the jury to draw the
reasonable inference that appellant was the aggressor; that he had
intentionally fired the lethal bullet with the intent to kill; and that he
did not do so either in self-defense or under an honest but unreasonable
belief in the need for self-defense.” (Italics added.)
In 2019, appellant filed a petition for resentencing under section
1170.95, which provides that persons who were convicted under
1 Undesignated statutory references are to the Penal Code.
2 We grant appellant’s request to take judicial notice of the record in
Butler I.
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theories of felony murder or murder under the natural and probable
consequences doctrine, and who could no longer be convicted of murder
following the enactment of Senate Bill No. 1437 (S.B. 1437), may
petition the sentencing court to vacate the conviction and resentence on
any remaining counts. (Stats. 2018, ch. 1015, § 1, subd. (f).) Following
the appointment of counsel and briefing by the parties, the court
summarily denied the petition. Relying on our prior opinion in Butler I,
the court found that appellant was ineligible for relief as a matter of
law, because he was the actual shooter responsible for killing the
victim.3
In this appeal, appellant contends the trial court erred by relying
on the factual statements made in Butler I to deny his petition.
Utilizing the language appearing in a jury instruction defining second
degree implied malice murder (CALJIC No. 8.31), appellant also
contends the jury could have convicted him of second degree murder
based on the natural and probable consequences doctrine.
We are not persuaded. Appellant’s record of conviction establishes
that he was the actual shooter who harbored express or implied
malice—each supporting a valid theory of second degree murder
following the enactment of S.B. 1437. The jury instruction defining
implied malice murder did not permit the jury to convict appellant of
3 In light of its conclusion, the court did not consider the People’s
supplemental opposition challenging the constitutionality of section 1170.95,
an issue not raised in this appeal.
3
murder under the natural and probable consequences doctrine. We
affirm.
BACKGROUND4
Around 2:00 a.m. on November 7, 1994, Kamilah Abdul-Hasan,
her sister Nadiya “Dee” Abdul-Hasan, and their cousin Kareemah
Brister were in a skating rink parking lot with appellant and Lee
Patterson. Patterson and appellant, members of the Rolling 60’s Crips
gang, were drinking with Dee.5 At some point, Dee got into Patterson’s
Monte Carlo and sat between Patterson and appellant. When Patterson
drove off, Kamilah and Brister tried unsuccessfully to follow in
Kamilah’s car.
Around 5:40 a.m., Dee’s body was found in an alley three blocks
away from appellant’s home. Dee died from a single gunshot wound to
the left side of her head. A moving permit issued by the Department of
Motor Vehicles for a 1979 Cadillac was found at the scene smeared with
blood. Investigating officers located the Cadillac at an apartment
complex where appellant’s former girlfriend resided.
A fresh tire track left in the alley matched the Cadillac’s left front
tire. Investigators found human blood and spatter inside the car. Vinyl
covering of the driver’s arm rest and all of the rugs inside the vehicle
4 We recite the factual background from our opinion in Butler I, which
was made part of the record in this appeal.
5 Dee and Patterson were “seeing” each other at the time.
4
had been removed. A bullet hole was found inside the front passenger
door.
When interviewed by police, appellant admitted “I did it. I did it;”
he also denied that Patterson had anything to do with Dee’s death.
Appellant stated the shooting was an accident. According to appellant,
he offered to take Dee home after she had gotten into an argument with
Patterson. Wearing blue clothing, Dee got into the Cadillac, and
appellant, who was drunk, drove down 54th Street into Bloods’
territory. At some point, appellant spilled his drink. When he looked
up, he saw people standing to the right. After one male threw up a
gang sign, appellant picked up a gun from his lap and tried aiming it at
the male who had been pointing a gun back at him. Warning Dee to
duck, appellant fired his weapon, hitting her. Nervous, appellant
dumped Dee’s body in an alley.
As relevant here, the court instructed the jury on murder
(CALJIC No. 8.10), express and implied malice (CALJIC No. 8.11),
transferred intent (CALJIC No. 8.65), premeditated first degree murder
(CALJIC No. 8.20), unpremeditated second degree murder (CALJIC No.
8.30), implied malice second degree murder (CALJIC No. 8.31), and
involuntary manslaughter (CALJIC No. 8.45).
CALJIC No. 8.31 provided: “Murder of the second degree is also
the unlawful killing of a human being when: [¶] 1. The killing
resulted from an intentional act, [¶] 2. The natural consequences of
the act are dangerous to human life, and [¶] 3. The act was
deliberately performed with knowledge of the danger to, and with
conscious disregard for, human life. [¶] When the killing is the direct
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result of such an act, it is not necessary to establish that the defendant
intended that his act would result in the death of a human being.”
By general verdict, the jury found appellant guilty of second
degree murder, and found true the allegation that appellant personally
used a firearm during the commission of the offense.
DISCUSSION
1. Governing Law: S.B. 1437 and Section 1170.95
The legislature enacted S.B. 1437 “to amend the felony murder
rule and the natural and probable consequences doctrine, as it relates to
murder, to ensure that murder liability is not imposed on a person who
is not the actual killer, did not act with the intent to kill, or was not a
major participant in the underlying felony who acted with reckless
indifference to human life.” (Stats. 2018, ch. 1015, § 1, subd. (f); accord,
§ 189, subd. (e); People v. Lewis (July 26, 2021, S260598) __ Cal.5th __
[p. 5] (Lewis).)
Section 1170.95, as enacted by S.B. 1437, permits individuals who
were convicted of felony murder or murder under the natural and
probable consequences doctrine, but who could not be convicted of
murder following S.B. 1437’s changes to sections 188 and 189, to
petition the sentencing court to vacate the conviction and resentence on
any remaining counts. (§ 1170.95, subd. (a); Lewis, supra, S260598, at
p. 5.) A petition for relief under section 1170.95 must include a
declaration by the petitioner that he or she is eligible for relief under
section 1170.95 based on all the requirements of subdivision (a), the
superior court case number and year of the petitioner’s conviction, and a
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request for appointment of counsel, should the petitioner seek
appointment. (§ 1170.95, subd. (b)(2).)
Subdivision (c) of section 1170.95 provides: “The court shall
review the petition and determine if the petitioner has made a prima
facie showing that the petitioner falls within the provisions of this
section. If the petitioner has requested counsel, the court shall appoint
counsel to represent the petitioner. The prosecutor shall file and serve
a response within 60 days of service of the petition and the petitioner
may file and serve a reply within 30 days after the prosecutor response
is served. These deadlines shall be extended for good cause. If the
petitioner makes a prima facie showing that he or she is entitled to
relief, the court shall issue an order to show cause.” (§ 1170.95, subd.
(c).)
After briefing in this case, the Supreme Court clarified that
subdivision (c) of section 1170.95 describes “only a single prima facie”
stage of review. (Lewis, supra, S260598, at p. 10.) Under subdivision
(c), “a complying petition is filed; the court appoints counsel, if
requested; the issue is briefed; and then the court makes one . . . prima
facie determination.” (Id. at p. 19.) As previously mentioned, the trial
court here complied with this procedure: only after it appointed counsel
and received briefing did it determine that appellant failed to make a
prima facie case.
2. Analysis
Appellant contends the trial court erred by relying on the factual
statements in Butler I to find that he failed to make a prima facie case.
7
In his view, the prior opinion could not be utilized because it did not
rule on the issue of his eligibility for relief under section 1170.95.
His contention fails in light of the Supreme Court’s decision in
Lewis, supra, S260598, which held that following the appointment of
counsel for the petitioner, “the parties can, and should, use the record of
conviction to aid the trial court in reliably assessing whether a
petitioner has made a prima facie case for relief under subdivision (c)”
of section 1170.95. (Lewis, supra, S260598, at p. 32.) As part of the
record of conviction, appellate opinions may inform the trial court’s
prima facie inquiry, allowing the court “to distinguish petitions with
potential merit from those that are clearly meritless.”6 (Id. at pp. 29,
31, citing People v. Woodell (1998) 17 Cal.4th 448, 454–455.)7
Here, our prior opinion in Butler I establishes that the petition is
“clearly meritless”: we held that the jury was entitled to conclude that
appellant “intentionally fired the lethal bullet with the intent to kill.”
6 The Court in Lewis did not specify the circumstances in which a prior
appellate opinion may refute the allegations made in a section 1170.95
petition justifying a trial court’s ability to make “‘“a credibility determination
adverse to the petitioner.”’” (Lewis, supra, S260598, at p. 31, quoting People
v. Drayton (2020) 47 Cal.App.5th 965, 979.)
7 We note that the decision appellant relies on, People v. Cooper (2020)
54 Cal.App.5th 106 (Cooper), review granted November 10, 2020, S264684,
was cited with approval in Lewis, and actually supports consideration of the
record of conviction in this case. (Cooper, supra, at p. 125 [“Our opinion
should not be read to suggest that, had the trial court appointed counsel for
[petitioner] and received briefing from the parties, it could not then rely on
the preliminary-hearing transcript to deny the petition for failure to make a
prima facie showing”]
8
Our prior opinion thus shows as a matter of law that appellant could be
convicted of murder based on express malice, a currently valid theory of
murder. (See §§ 188, subds. (a) & (b), 189, subd. (b); Stats. 2018, ch.
1015, § 1.)
Moreover, the jury instructions in appellant’s trial demonstrate as
a matter of law that appellant was not convicted of murder under the
natural and probable consequences doctrine.8 The jury was instructed
on first degree premeditated murder (CALJIC No. 8.20), second degree
express and implied malice murder (CALJIC Nos. 8.30, 8.31), and
manslaughter (CALJIC No. 8.45). Appellant was convicted of second
degree murder, which required a jury finding that he harbored express
or implied malice—both theories that remain valid in the wake of S.B.
1437. (See People v. Soto (2020) 51 Cal.App.5th 1043, 1057, rev.
granted Sept. 23, 2020, S263939 [S.B. 1437 “did not exclude from
liability persons convicted of murder for acting with implied malice”].)
The jury in this case never received instructions on aiding and abetting
or any target crime upon which second degree murder based on the
natural and probable consequences doctrine could be predicated.
Obviously, the jury could not have convicted appellant based on a
theory it never received.
8 Under the natural and probable consequences doctrine, a defendant
“‘“who knowingly aids and abets criminal conduct is guilty of not only the
intended crime [target offense] but also of any other crime the perpetrator
actually commits [nontarget offense] that is a natural and probable
consequence of the intended crime.”’” (People v. Chiu (2014) 59 Cal.4th 155,
161.)
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In sum, because the only two theories on which appellant could
have been convicted remain valid following the enactment of S.B. 1437,
the trial court did not err by summarily denying his petition for
resentencing.
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
WILLHITE, J.
We concur:
MANELLA, P. J.
CURREY, J.
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