Filed 8/19/21 P. v. Johnson CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C086308
Plaintiff and Respondent, (Super. Ct. No. 17FE002027)
v.
JAMES EDWARD JOHNSON,
Defendant and Appellant.
During a domestic dispute, defendant James Edward Johnson hit the mother of his
daughter in the face, breaking her jaw. At trial, an expert on domestic violence testified
that his mentor on the subject of domestic violence estimated about two percent of
alleged victims lie to the police when it comes to domestic violence reports. After the
trial, a juror came forward to complain she had been bullied by other jurors; this juror and
other jurors also recounted how the bailiff gave them advice regarding deliberations.
1
Defendant was convicted of corporal injury on a dating partner (Pen. Code,
§ 273.5, subd. (a))1 and battery with serious bodily injury (§ 243, subd. (d)) with
enhancements for personally inflicting great bodily injury (§§ 12022.7, subd. (e), 1192.7,
subd. (c)(8)). After the jury sustained strike and prior prison term allegations
(§§ 1170.12, 667.5, subd. (b)), the trial court imposed an 11-year state prison term.
On appeal, defendant contends the trial court erred in denying a new trial motion
based on juror and bailiff misconduct, counsel was ineffective in litigating the new trial
motion, the matter should be remanded for a hearing on his ability to pay certain fines
and fees pursuant to People v. Dueñas (2019) 30 Cal.App.5th 1157 (Dueñas), and the
court erred in imposing the same prison prior twice. In a supplemental brief, he contends
the expert testimony on the probability of false complaints deprived him of a fair trial,
counsel’s failure to object to this testimony was ineffective assistance, and the prison
prior should be stricken pursuant to Senate Bill No. 136 (Senate Bill 136).
The materials submitted in support of the new trial motion do not support a finding
of juror misconduct; while the bailiff committed misconduct, the prosecution overcame
the presumption of prejudice. Counsel’s actions regarding the new trial motion did not
constitute ineffective assistance. While imposing the prison prior twice was erroneous,
the elimination of the prison prior pursuant to Senate Bill 136 moots any claim.
Although the expert testimony was improperly allowed, the error is harmless.
Disagreeing with Dueñas, we shall remand with directions to strike the prison prior and
affirm in all other respects.
1 Undesignated statutory references are to the Penal Code.
2
FACTUAL AND PROCEDURAL BACKGROUND
Prosecution Case
The Incident
Defendant and L.M. were in a relationship for about two years and had a daughter,
J.M., in 2016.
On December 23, 2016, defendant spent the day at L.M.’s apartment with L.M.,
J.M., and L.M.’s three-year-old son, D.M. He left to buy diapers and later returned.
Upon his return, defendant and L.M. began arguing after he started calling her names.
L.M. texted her roommate Tatiana Rodrigues that defendant was acting crazily
and had to leave; she asked Rodriguez to come home early from a Christmas party.
Rodrigues, who consumed alcohol at the party and was feeling “buzzed,” returned home
to find defendant, L.M., and J.M. in the living room. Defendant accused L.M. of
cheating on him, which she denied.2 Rodrigues and L.M. repeatedly told defendant to
leave the apartment, but he refused and got more agitated.
Rodrigues went to the kitchen and told defendant she would call someone to make
him leave the apartment. She grabbed a knife; defendant walked toward Rodrigues as
she held the knife in her hand. Pointing the knife at him, Rodrigues told defendant he
needed to leave. According to Rodrigues, she put the knife down and never left the
kitchen with it because she knew from experience that using a knife was not the right way
to scare a person or get the person to stop what he or she is doing. Rodrigues never told
the police about the knife because she had a prior felony conviction for domestic violence
and was afraid to tell them.
2 According to L.M., defendant had told her in March 2016 that he got another
woman pregnant. While he later denied this, the pregnancy became a big issue that upset
L.M. and caused further arguments. However, she did not recall arguing about it on
December 23. Rodrigues testified that on December 23 she heard defendant and L.M.
discussing him getting another woman pregnant.
3
L.M., who was holding J.M., gave her daughter to Rodrigues because she was
afraid defendant was going to hit Rodrigues. Defendant backed Rodrigues against the
wall and tried to take the baby from her, but she held on. She did not give the baby to
defendant because he was not “in the right state of mind.”
According to Rodrigues, defendant “kept flexing,” balling his fist, and threatening
to do something as he walked up. Afraid defendant would hurt her baby, L.M.—who
was on the phone with her sister—pulled defendant on his clothes to get him away from
Rodrigues. Defendant turned and punched L.M. in the jaw, causing her to fall down.
Immediately thereafter, defendant said “Fuck” a few times, grabbed his belongings, and
left.
Rodrigues called 911; officers arrived shortly after and took statements from L.M.
and Rodrigues. Rodrigues cooperated, while L.M. was crying uncontrollably when the
officers arrived. An officer saw swelling on the right side of L.M.’s lower lip and a small
cut. L.M. declined the officer’s offer for medical treatment.
L.M. sought medical treatment a week later, as the swelling remained and her lip
turned purple. Her jaw was fractured in multiple places. It required surgery, rebreaking
her jaw, and putting a plate in her chin. L.M.’s jaw was wired shut for six weeks
following her surgery.
L.M., who was 19 at the time of the trial, still loved defendant.
Prior Misconduct
Once, when she was pregnant with defendant’s daughter, defendant hit L.M. so
hard in the face that she urinated on herself.
On August 8, 2016, L.M. called the police after defendant pushed her, causing her
head to hit a wall. Defendant left the apartment before the police arrived.
L.M. called the police on December 10, 2016, after defendant acted crazily, kicked
a door open, and struck her over 20 times during the day. Defendant left before the
police arrived. L.M. declined medical treatment.
4
Expert Testimony
David Cropp, a retired Sacramento Police detective who worked for a domestic
violence crisis center, testified as an expert on domestic violence.
It is common for domestic violence victims to stay in relationships with their
abusers. Victims often feel guilt following the arrest of the abuser; they can also fear
leaving the relationship. In his experience, over 60 percent of domestic violence victims
return to their abusers.
Domestic violence victims often distrust law enforcement, making them reluctant
to cooperate with law enforcement or the criminal justice system. This happens because
abusers often return home after the arrest with worsening abuse. They are also suspicious
of a criminal justice system which often pits the victim against an intimate partner.
There are instances where a victim exaggerates a report of domestic violence, for
example out of anger against the partner. It is difficult to find statistics on the percentage
of victims who make false reports, although there is no indication that domestic violence
victims lie to police at a higher rate than other crime victims. Cropp’s mentor on
domestic violence estimated that about two percent of victims lie to police when making
a domestic violence report.
Defense
Testifying on his own behalf, defendant recalled first meeting L.M. on March 20,
2015. He was six feet tall and weighed between 180 and 190 pounds, while L.M. was
five feet six inches tall and weighed 150 pounds.
He admitted punching L.M. in self-defense after she attacked him from behind
while he was saying goodbye to their daughter, who was being held by Rodrigues.
Although Rodrigues had threatened to stab him while demanding he leave the apartment,
defendant remained calm and never raised his voice. Rodrigues was holding an eight-
inch kitchen knife in one hand and the baby in the other when defendant struck L.M. He
never committed any of the alleged acts of prior misconduct against L.M.
5
According to defendant, he spent the whole day with L.M. on December 23. They
had sex in the morning and engaged in good conversations during the day. After
Rodrigues left the apartment to go to a Christmas party, L.M. told defendant she did not
want Rodrigues to live with her and wanted defendant to move in; defendant said he
would move in with her. L.M. got upset with defendant that evening when he told her
that he got another woman pregnant, with the baby due later that month. L.M. initially
did not believe him; she started crying and said defendant never gave their daughter a
chance, he never loved L.M., and he had cheated on her.
Rodrigues, who had obviously been drinking, returned to the apartment about 30
minutes before defendant left. Rodrigues and defendant started arguing, with Rodrigues
eventually telling defendant to get out. After defendant told Rodrigues it was L.M.’s
place and he was not going to leave, Rodrigues called someone to force him to leave.
Defendant decided to leave after L.M. eventually told him to go. He asked for J.M. so he
could kiss his daughter before leaving, but L.M. refused.
Rodrigues then came out of the kitchen with an eight-inch knife and told
defendant to leave. Rodrigues eventually took J.M. from L.M. and walked into the living
room with a knife in her hand. Defendant, concerned for J.M.’s safety, told Rodrigues to
give him his daughter.
L.M. got on Rodrigues’s phone. Defendant followed Rodrigues into the living
room and told her to give him J.M. Defendant was then hit from behind. He did not
remember his hair being pulled or how many times he was hit; he was not injured.
Defendant reacted by turning around and striking L.M. in the face in self-defense. Before
he was struck, defendant had been facing Rodrigues, who had the knife in her hand.
Hitting L.M. in the face was a self-defense accident. He had punched her hard by
the time defendant realized what happened. After L.M. fell to the ground, screamed,
cried, and held her face, defendant panicked, grabbed his phone and sweater, and left.
6
Sacramento Sheriff’s Deputy Noah Luger responded to the August 2016 incident,
following a report that defendant had vandalized L.M.’s apartment and refused to leave.
Arriving about 90 minutes after the 911 call, he spoke with L.M., who said that defendant
had pushed her with both hands, causing her to fall backward and onto her buttocks. She
had no visible injuries, reported no pain, and did not require medical attention. L.M. did
not mention defendant breaking into her apartment, and there were no signs of forced
entry.
Sacramento Police Detective Binh Vu interviewed L.M. about the charged
incident. L.M. told Detective Vu that she had been hit on the left side of her chin; she did
not indicate misunderstanding the difference between left or right or being confused.
DISCUSSION
I
Juror and Bailiff Misconduct
Defendant contends the trial court erred in denying his motion for a mistrial based
on juror and bailiff misconduct. We disagree.
A. Background
Jury deliberations started on June 21, 2017, at 3:20 p.m., until the jury retired at
4:00 p.m. Deliberations continued the next day from 9:00 a.m. to 4:00 p.m., with an hour
for lunch and a 20-minute break.
At 10:34 a.m. on June 22, the jury requested the transcripts of L.M.’s testimony
about her actions right before she was hit and defendant’s testimony regarding “the
moment he was hit from behind through the punch.” At 3:40 p.m. that day, the jury
informed the court it was deadlocked and asked for additional instruction on self-defense.
After discussing the matter with counsel, the trial court responded to the jury’s note after
deliberations resumed on the following day. Shortly thereafter, the jury asked the court
7
whether a reflex can be willful and whether a willful action can be premeditated or “in
the moment of decision.”
The court met with counsel and defendant to address this question and the court’s
contact with Juror No. 4. When Juror No. 4 approached the judge in the hallway, he
directed the juror to contact the bailiff. After speaking to the juror, the bailiff informed
the court that Juror No. 4 believed there was a non-deliberating juror, who apparently
formed an opinion about the case and made reference to Black Lives Matter. The court
questioned the foreperson, Juror No. 5, who was aware of the belief that one juror was
not deliberating. According to the foreperson, while the juror who allegedly was not
deliberating was very clear that her mind was made up after deliberations got verbally
heated, she said her mind was open. The foreperson also related that some of the other
jurors were very frustrated, while the juror in question said that she did not want to be on
the jury. The court told the foreperson the jury could continue deliberating and it would
address the latest question in writing.
The trial court responded to the jury’s communication at 11:05 a.m. At 3:25 p.m.,
the jury told the court that Juror No. 5 had asked not to be the foreperson. The court was
subsequently told that Juror No. 7 was the new foreperson. The jury reached its verdict at
3:55 p.m. The jury was polled and affirmed its verdict.
On June 26, 2017, following the jury trial on the prior conviction allegations “Jane
Doe” sent a communication to jury customer service stating she was bullied and told that
if she did not vote guilty she could be tried for jury misconduct and go to jail. This juror
also said that, when polled, the court did not tell the jurors that they could have said not
guilty rather than guilty.
On August 24, 2017, the defense filed a new trial motion supported by defense
investigator reports. The motion alleged the bailiff improperly told jurors how to
deliberate, and a juror intimidated another juror during deliberations by threatening her
8
with sanctions for misconduct if she did not deliberate with the other jurors. An attached
investigator’s report related the contents of an interview with Juror No. 2.
The report related that the juror threat followed a heated exchange where the
foreperson yelled at Juror No. 2 and called her a liar. During a break, there was an
encounter in the hallway in which one of the jurors, an older man in his 60’s who
smoked, told Juror No. 2 that she “was making things difficult and that [she had] to go
along with them or [she] could be charged with jury misconduct.” This scared her and
caused Juror No. 2 to question herself because she did not want to go to jail. Juror No. 2
said that four jurors bullied her: the foreperson, the older man, and two other jurors. She
alleged that they yelled at her, called her stupid, always shot her down, and told her she
did not know what she was talking about. She also heard another juror make a racist
statement during L.M.’s testimony and during deliberations.
Juror No. 2 said she had another heated argument later that day, this time about
whether defendant actually broke L.M.’s jaw. Following the argument, she left the jury
room crying. When the bailiff walked by, Juror No. 2 told the bailiff she wanted to be
removed from the jury because everyone was attacking her mercilessly, saying mean and
racist things. The bailiff replied she couldn’t be removed because it would not be fair to
the defense or the prosecution. He told her “to just stay strong.” The bailiff asked Juror
No. 2 if she was the “only one” and said she should stay with her gut and just stay strong.
Juror No. 2 did not believe anyone else heard this conversation. She did not believe
defendant was guilty when she voted guilty.
A second attached report related interviews the defense investigator conducted
with Juror No. 7 and Juror No. 8. Both jurors related that they heard no derogatory or
racist statements during deliberations. According to Juror No. 7, Juror No. 2 once stated
“she did not want to be a White female convicting a Black man. She also brought up the
Black Lives Movement and police brutality against Blacks in Detroit.” Juror No. 7
described Juror No. 2 as a closed-minded person who did not want open discussion. She
9
thought Juror No. 2 felt bullied because the other jurors insisted she look at the
instructions and explain her thought process, which they did with all of the jurors. Juror
No. 8 related that the first foreperson was really pushy toward Juror No. 2, and that Juror
No. 2 had difficulty expressing herself. She thought the first foreperson’s treatment of
Juror No. 2 was “bullying.”
Juror Nos. 7 and 8 both related that Juror No. 7 became the new foreperson
following heated discussions. Juror No. 8 related that Juror No. 7 took a different
approach, allowing Juror No. 2 to explain herself, and calmed her down when Juror No. 2
claimed she was bullied and started to withdraw from the process. Juror No. 7 said that
following the jury’s unanimous vote of guilty, she asked Juror No. 2 to explain why she
changed her vote, and Juror No. 2 gave her reasons. The jurors then took a break and on
return reaffirmed their guilty votes.
According to Juror No. 7, the bailiff told the jurors to “go around the room and
voice your opinions without jumping on each other. He told us to hold up a hand when
done voicing an opinion so the next juror knew when to begin voicing an opinion.” Juror
No. 8 said the bailiff suggested they “go around the room and give opinions and then
maybe do it a second time. He never told us how to deliberate.”
The prosecution filed an opposition asserting the motion should be denied because
the summaries of the interviews with the jurors contained many statements regarding the
jurors’ thought processes that were inadmissible under Evidence Code section 1150. The
opposition further argued that Juror No. 2’s description of the deliberations did not
support a mistrial because several claims were not substantiated and heated discussion
was not misconduct. The prosecutor also argued the bailiff’s actions, even if misconduct,
was not prejudicial, and that an evidentiary hearing was unnecessary in light of the
inadmissible evidence and lack of prejudice.
Defendant filed a supplement to the new trial motion with declarations from Juror
Nos. 2, 7, and 8, along with the bailiff, Deputy Brown. The juror declarations essentially
10
adopted their previous statements to the defense investigator. Juror No. 7 added the
observation that Deputy Brown gave the jury advice on deliberations after Juror No. 2
spoke to him and asked to be removed from the jury. Juror No. 8 added that, during
deliberations, Deputy Brown suggested they “go around the room and give opinions and
then do it for a second time after everyone has heard everyone’s reasons for their
verdict.”
Deputy Brown’s declaration stated he remembered seeing a red-haired juror
leaving the jury room crying during a break. The juror told him she did not feel like she
could talk and she was being bullied. The foreperson was standing with them as Deputy
Brown locked the jury room door. Deputy Brown “told the juror it shouldn’t be this hard
and if she had something to say she should tell the foreperson. [He] then told the
foreperson she needed to take charge of the jury.” He mentioned this incident to the
judge and thought he also told both attorneys.
Deputy Brown gave a supplemental declaration stating: “The red haired juror
came out of the jury room crying. I asked her why she was crying and she told me she
didn’t feel like she could talk and that the other jurors were mad at her. The jury
foreperson to[ld] me everything was fine. The red haired juror said it was not good. I
told all of the jurors that everyone has a right to voice their opinion. I told them to go
around the room and talk to everyone without jumping on each other. I told the jury
foreperson it was her job to facilitate it. The jury foreperson might have asked me how
she should do that. I told her something similar to having each of the jurors raise their
hand, like in school, when they are done voicing their opinion.”
Deputy Brown did not recall suggesting to the jurors that they should give their
opinions a second time. The red-haired juror never told him she wanted to be removed
from the jury. He remembered giving a pep talk to this juror, telling her something like,
“Don’t let it get to you. Stay strong.” This happened very quickly in front of all of the
jurors.
11
On November 3, 2017, the prosecutor subsequently told the court the People did
not contest the information in Deputy Brown’s declarations, so there was no need for an
evidentiary hearing to determine his credibility. The trial court then asked the parties to
confer and determine whether an evidentiary hearing was needed.
At the December 8, 2017 hearing on the motion, defense counsel did not renew his
request for an evidentiary hearing. Counsel instead argued that a new trial was warranted
based on the bailiff’s improper communications with Juror No. 2 and Juror No. 2’s
assertion she had been coerced and bullied into voting guilty. The defense asserted both
points, either individually or collectively, raised a presumption of prejudice which the
People needed to rebut.
The trial court noted that the declarations of the jurors and Deputy Brown shared
“a certain consistency.” It found the descriptions “similar enough to where I think it took
place and it took place in the circumstances described by both Deputy Brown—and the
juror.”
The prosecutor conceded Deputy Brown’s contact with the jurors was
presumptively prejudicial, but argued it was harmless because it did not substantially
influence the jury, and Juror No. 2’s claim of being bullied into a guilty verdict was
contradicted by the record.
Following additional argument, the trial court denied the motion, finding the
bailiff’s comments to Juror No. 2 and to the jury, while improper, were not prejudicial as
they either reaffirmed jury instructions on the importance of each juror’s own opinions,
or were directed at keeping the deliberative process as uncoercive as possible. The court
found that many of the statements in Juror No. 2’s declaration involved her mental
process. While the deliberations were contentious, such a deliberation is not misconduct.
Juror No. 2 had two opportunities to contest her guilty verdict, and did not avail herself of
either opportunity. The court concluded that there was not a substantial likelihood that
12
what happened during deliberations would have impacted the verdict, and accordingly
denied the motion.
B. Analysis
“An accused has a constitutional right to a trial by an impartial jury. [Citations.]
An impartial jury is one in which no member has been improperly influenced [citations]
and every member is ‘ “capable and willing to decide the case solely on the evidence
before it” ’ [citations].” (In re Hamilton (1999) 20 Cal.4th 273, 293-294.)
A motion for a new trial may be granted on the ground of juror misconduct.
(§ 1181, subds. 2, 3, 4.) “In ruling on a request for a new trial based on jury misconduct,
the trial court must undertake a three-step inquiry. [Citation.] First, it must determine
whether the affidavits supporting the motion are admissible. (Evid. Code, § 1150.) If the
evidence is admissible, the trial court must determine whether the facts establish
misconduct. [Citation.] Lastly, assuming misconduct, the trial court must determine
whether the misconduct was prejudicial. [Citations.]” (People v. Dorsey (1995)
34 Cal.App.4th 694, 703-704.) Misconduct “raises a presumption of prejudice ‘[which]
the prosecution must rebut . . . by demonstrating “there is no substantial likelihood that
any juror was improperly influenced to the defendant’s detriment.” ’ [Citation.]” (In re
Boyette (2013) 56 Cal.4th 866, 892.)
Evidence Code section 1150, subdivision (a) provides: “Upon an inquiry as to the
validity of a verdict, any otherwise admissible evidence may be received as to statements
made, or conduct, conditions, or events occurring, either within or without the jury room,
of such a character as is likely to have influenced the verdict improperly. No evidence is
admissible to show the effect of such statement, conduct, condition, or event upon a juror
either in influencing him to assent to or dissent from the verdict or concerning the mental
processes by which it was determined.”
13
“This statute distinguishes ‘between proof of overt acts, objectively ascertainable,
and proof of the subjective reasoning processes of the individual juror, which can be
neither corroborated nor disproved . . . .’ [Citation.] ‘This limitation prevents one juror
from upsetting a verdict of the whole jury by impugning his own or his fellow jurors’
mental processes or reasons for assent or dissent. The only improper influences that may
be proved under [Evidence Code] section 1150 to impeach a verdict, therefore, are those
open to sight, hearing, and the other senses and thus subject to corroboration.’
[Citations.]” (People v. Steele (2002) 27 Cal.4th 1230, 1261.)
When jury misconduct is alleged, a trial court has discretion to conduct an
evidentiary hearing to determine the truth of the allegation. (People v. Hedgecock (1990)
51 Cal.3d 395, 415, 419.) However, a “defendant is not entitled to such a hearing as a
matter of right. Rather, such a hearing should be held only when the trial court, in its
discretion, concludes that an evidentiary hearing is necessary to resolve material,
disputed issues of fact.” (Id. at p. 415.) “[A]n evidentiary hearing will generally be
unnecessary unless the parties’ evidence presents a material conflict that can only be
resolved at such a hearing.” (Id. at p. 419.)
An appellate court reviews independently the determination of prejudice arising
from juror misconduct, but the trial court’s credibility determinations and factual findings
are reviewed under the more deferential substantial evidence standard. (People v. Nesler
(1997) 16 Cal.4th 561, 582 & fn. 5.)
Defendant asserts, and we agree, that the bailiff’s comments to Juror No. 2 and the
jury were misconduct. Resolving conflicts between jurors is for the trial court or the
jurors themselves; any instruction on how to deliberate or how to address juror conflicts
must come from the trial court. (See People v. Hutchinson (1969) 71 Cal.2d 342, 351
[bailiff cannot make remarks that would improperly influence the verdict].)
We disagree with defendant’s contention that the trial court erred in finding the
bailiff’s misconduct was not prejudicial. We agree with the trial court that the bailiff’s
14
statements to the jury as a whole regarding how to deliberate and the statements to Juror
No. 2 regarding standing her ground, while improper, were not prejudicial. The bailiff did
not tell the jury or Juror No. 2 how to vote and did not give an opinion on the strength of
the case or defendant’s guilt or make any other statement likely to sway a juror’s vote.
(See Parker v. Gladden (1966) 385 U.S. 363, 363-364 [17 L.Ed.2d 420] [bailiff told a
juror the defendant was “wicked” and “guilty” and later told the juror the Supreme Court
will correct it if anything went wrong].) Rather, he gave the jury advice on how to
conduct a potentially less contentious and fairer deliberation, and told Juror No. 2,
apparently the lone holdout in favor of not guilty, to stick to her guns. The trial court
correctly found the People overcame the presumption of prejudice.
Defendant claims the court failed to discuss the factual dispute presented by the
bailiff’s and Juror No. 2’s declarations. Juror No. 2 declared she asked the bailiff if she
could be removed and he told her she could not. The bailiff admitted having an
encounter with Juror No. 2 but denied that she told him she wanted to be removed from
the jury. He contends the trial court had to resolve which account was more credible
before determining whether misconduct occurred if the bailiff told Juror No. 2 she could
not be removed and failed to tell the court she wanted to be removed from the jury.
Defendant further claims that if Juror No. 2’s statement regarding her communications
with the bailiff was found credible, the People would be unlikely to overcome the
presumption of prejudice.
Defendant’s claims regarding the bailiff allegedly telling Juror No. 2 she could not
be removed from the jury or failing to tell the trial court about this juror’s request were
forfeited because they were not raised in the trial court.3 (Phillips v. Campbell (2016)
3 In discussing the prejudice from the bailiff’s communications, the prosecutor
addressed the bailiff’s communications about deliberations and did not address the
bailiff’s communications with Juror No. 2. When asked why he thought the bailiff’s
15
2 Cal.App.5th 844, 853 [points not raised in the trial court will not be considered on
appeal].) The remaining claims regarding the bailiff’s comments and the contentions
regarding Juror No. 2 being bullied do not warrant an evidentiary hearing, as we agree
with the trial court that there were no material disputed issues of fact.
Defendant asserts the trial court failed to specifically evaluate the threat made by
the older juror who smoked and allegedly threatened Juror No. 2 that she could be
charged with jury misconduct if she failed to go along with the other jurors. “[J]urors,
without committing misconduct, may disagree during deliberations and may express
themselves vigorously and even harshly: ‘[J]urors can be expected to disagree, even
vehemently, and to attempt to persuade disagreeing fellow jurors by strenuous and
sometimes heated means.’ [Citation.] During deliberations, expressions of ‘frustration,
temper, and strong conviction’ may be anticipated but, in the interest of free expression in
the jury room, such expressions normally should not draw the court into intrusive
inquiries. [Citations.]” (People v. Engelman (2002) 28 Cal.4th 436, 446.) Thus, a threat
to kill a fellow juror that caused the threatened juror to vomit was not misconduct.
(People v. Keenan (1988) 46 Cal.3d 478, 539-542.) As the Supreme Court noted when
finding the death threat was not misconduct, even if the outburst “was particularly harsh
and inappropriate . . . no reasonable juror could have taken it literally. Manifestly, the
alleged ‘death threat’ was but an expression of frustration, temper, and strong conviction
against the contrary views of another panelist.” (Id. at p. 541.)
The same view applies here. There is no evidence the juror who allegedly made
the threat had any connection to law enforcement or the justice system. A threat that a
juror could be prosecuted for misconduct coming from a lay juror should not be taken
literally. It is an expression of frustration that is not misconduct. Juror No. 2’s remaining
conduct was prejudicial, defense counsel did not address the prejudice about the bailiff’s
communication with Juror No. 2 about being removed from the jury and the bailiff not
informing the trial court about this conversation with the juror.
16
declarations regarding feeling bullied either involved expressions of frustration from
fellow jurors that were not misconduct or involved inadmissible statements regarding a
juror’s thought process. The hearsay statements regarding another juror’s alleged racism
did not require an evidentiary hearing or additional inquiry from the trial court. (People
v. Avila (2006) 38 Cal.4th 491, 605 [hearsay is generally insufficient to trigger court’s
duty to investigate juror misconduct].)
We find the trial court acted within its discretion in declining to hold an
evidentiary hearing, and find no error in its findings regarding misconduct or prejudice.
II
Ineffective Assistance: Juror and Bailiff Misconduct
Defendant contends trial counsel was ineffective in conducting the new trial
motion based on juror and bailiff misconduct. His claim is based on trial counsel’s
failure to specifically raise the alleged racist statements by one of the jurors, the
prejudicial effect of a juror telling Juror No. 2 she could be charged with misconduct if
she did not go along with the jury, and the bailiff’s failure to inform the trial court and the
attorneys that Juror No. 2 was upset and wanted to be removed.
A claim of ineffective assistance requires defendant to show substandard
performance and prejudice. (Strickland v. Washington (1984) 466 U.S. 668, 687-692
[80 L.Ed.2d 674, 693-696] (Strickland).) To establish prejudice, “the record must
demonstrate ‘a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different’ [Citation.]” (People v. Maury (2003)
30 Cal.4th 342, 389.)
We already concluded in our analysis of the new trial motion that the alleged racist
statements and the alleged threat from another juror were not misconduct warranting a
new trial. Likewise, even if we were to accept Juror No. 2’s statement that she told the
17
bailiff she wanted to leave the jury, there is no evidence of prejudice.4 Juror No. 2 never
told any other juror she wanted to leave, and never tried to send a note to the trial court
asking to be dismissed. She did not express her discontent when the guilty verdict was
announced, nor when she was polled and affirmed her guilty vote. She likewise did not
express any such sentiment during the jury trial on the priors. Allowing the apparently
sole juror in favor of a not guilty verdict to be dismissed would not lead to a more
favorable result for defendant. Since there is no extrinsic evidence that Juror No. 2
rendered a guilty verdict because she wanted to be dismissed but could not leave, there is
no evidence defendant was prejudiced from the alleged conduct by the bailiff regarding
her desire to be dismissed.
“Counsel is not ineffective for failing to make frivolous or futile motions.
[Citation.]” (People v. Thompson (2010) 49 Cal.4th 79, 122.) Requesting an evidentiary
hearing or making specific arguments regarding any of the claims defendant makes here
would not have led to an evidentiary hearing or more favorable result for defendant.
Defendant fails under both prongs of Strickland.
III
Dueñas
Defendant contends remand is required for an ability to pay hearing with respect
to the restitution fine and court operations and conviction assessments. He cites in
support Dueñas, supra, 30 Cal.App.5th 1157, which held that due process requires the
trial court to stay execution of restitution fines, as well as court operations and conviction
assessments, until it has held a hearing and determined the defendant has the present
ability to pay.
4 At the hearing on the mistrial motion, the trial court and the attorneys agreed that
they were never told that Juror No. 2 wanted to be discharged from jury service.
18
We join the courts concluding Dueñas was wrongly decided and hold that
defendant was not entitled to an ability to pay hearing for the restitution fine or the
conviction and operations assessments. (People v. Kingston (2019) 41 Cal.App.5th 272,
279; People v. Hicks (2019) 40 Cal.App.5th 320, 322, rev. granted Nov. 26, 2019,
S258946; People v. Aviles (2019) 39 Cal.App.5th 1055, 1060; People v. Caceres (2019)
39 Cal.App.5th 917, 920.) We therefore reject the contention.
IV
Expert Testimony on False Complaints
Defendant contends in a supplemental brief that expert testimony on the statistical
probability of false complaints from alleged victims of domestic violence deprived him of
a fair trial.
A. Background
David Cropp testified for the prosecution as an expert on domestic violence. He
testified on direct that the literature suggests at least 60 percent of domestic violence
victims return to their abusers, and many victims do not trust the criminal justice system.
Defense counsel asked Cropp during cross-examination if it was true that alleged
victims sometimes made false or exaggerated reports. After Cropp affirmed this was
true, counsel asked, “So you agree that sometimes alleged victims make false reports.
Right?” Cropp replied, “I would say that. But I don’t want to mislead the courtroom to
suggest it happens more times than not.”
The following exchange took place between the prosecutor and Cropp during
redirect:
“Q. You stated you didn’t want to mislead the Court; it happens more often than
not.
“What were you referring to?
19
“A. Well, the statistics on how many domestic violence police reports are very
difficult to find, if any. There’s no indication to suggest that victims of domestic
violence lie to the police at any higher percentage than other people lie to the police,
which we know occurs.
“The last, uhm, statistic that I reviewed with my mentor, Dr. Linda Bernard, on
this topic was we can estimate about 2 percent of victims may actually lie to the police
when it comes to domestic violence reports.”
Defendant never objected to this testimony.
Near the beginning of the closing argument, the prosecutor stated the case was “all
about witness credibility; who do you believe,” defendant or L.M. and Rodrigues. She
later argued without objection from the defense, “And Mr. Cropp told us that less than 2
percent of all domestic violence cases actually involve the victim lying. Less than two
percent of the case out there. Defense counsel also argued the case was about credibility,
and made repeated references to L.M. lying. Addressing Cropp’s testimony, counsel
asserted, “[L]ook, does that 2 percent include the August 8th incident where she misled
police when she called 911 and said, he broke into my apartment?” Counsel addressed
the testimony once more, stating about L.M., “She lied. She misled the police. So is that
2 percent? One of the 2 percent? Come on. It happens more often than that. You expect
us to believe that.”
B. Analysis
Defendant’s failure to object to the testimony forfeits his contention on appeal.
(See People v. Stevens (2015) 62 Cal.4th 325, 333 [“the failure to object to the admission
of expert testimony or hearsay at trial forfeits an appellate claim that such evidence was
improperly admitted”].) We instead address his claim that counsel was ineffective for
failing to raise an objection.
20
A claim of ineffective assistance requires defendant to show substandard
performance and prejudice. (Strickland, supra, 466 U.S. at pp. 687-692.) To establish
prejudice, “the record must demonstrate ‘a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.’
[Citation.]” (People v. Maury, supra, 30 Cal.4th at p. 389.)
The question of whether an expert can testify to the statistical probability of an
alleged victim giving a false report has arisen primarily in the context of child sexual
abuse. Allowing an expert to testify regarding the statistical probability of false
accusation sexual abuse cases has been, with rare exceptions, rejected by the courts.
(See, e.g., Snowden v. Singletary (11th Cir. 1998) 135 F.3d 732, 737-738; State v.
Lindsey (1986) 149 Ariz. 472; State v. Myers (Iowa 1986) 382 N.W.2d 91, 92, 97-98;
State v. Parkinson (Ct.App. 1996) 128 Idaho 29; State v. Williams (Mo.Ct.App. 1993)
858 S.W.2d 796, 801; State v. MacRae (1996) 141 N.H. 106; State v. W.B. (2011)
205 N.J. 588; Wilson v. State (Tex.Ct.App. 2002) 90 S.W.3d 391, 393; State v. Catsam
(1987) 148 Vt. 366; United States v. Brooks (C.A.A.F. 2007) 64 M.J. 325, 329-330; but
see Alvarez-Madrigal v. State (Ind.Ct.App. 2017) 71 N.E.3d 887, 892-893 [finding expert
testimony that some statistics show less than two or three children out of a thousand
made-up claims was not improper vouching].) California courts come to the same
conclusion as the overwhelming weight of authority hold that such testimony is improper.
(People v. Julian (2019) 34 Cal.App.5th 878, 880, 887 (Julian); People v. Wilson (2019)
33 Cal.App.5th 559, 571 (Wilson).)5
5 Defendant contends his claims are not forfeited because the two California cases
recognizing that an expert cannot testify about the probability of false accusations,
Wilson and Julian, were decided after his trial. We disagree. Wilson and Julian did not
announce newly constitutional principles, but rather applied earlier decisions from other
jurisdictions and established principles of the jury’s role as ultimate fact finder and
evidence law. (See Julian, supra, 34 Cal.App.5th at pp. 885-886; Wilson, supra,
33 Cal.App.5th at pp. 570-572.)
21
We agree with Wilson, Julian, and the overwhelming majority of other
jurisdictions holding such evidence inadmissible. “The general rule is that an expert may
not give an opinion whether a witness is telling the truth, for the determination of
credibility is not a subject sufficiently beyond common experience that the expert’s
opinion would assist the trier of fact; in other words, the jury generally is as well
equipped as the expert to discern whether a witness is being truthful. [Citations.]”
(People v. Coffman and Marlow (2004) 34 Cal.4th 1, 82.) Although these cases involve
the statistical veracity of child sexual abuse victims, the same reasoning applies to
testimony about the veracity of alleged domestic violence victims. Expert testimony
regarding the percentage of false claims made by a type of alleged crime victim is
inadmissible. An objection to such evidence should be sustained.
Since an objection to the evidence regarding the statistical veracity of domestic
violence claims should have been sustained, we must determine whether defendant was
prejudiced by the improperly admitted evidence.
In Julian, Dr. Urquiza testified, “false allegations of sexual abuse by children
‘don’t happen very often.’ ‘The range of false allegations that are known to law
enforcement or [Child Protective Services] . . . is about as low as one percent of cases to
a high of maybe 6, 7, 8 percent of cases that appear to be false allegations.’ ” (Julian,
supra, 34 Cal.App.5th at p. 885.) The Court of Appeal agreed with the defendant’s
contention that this testimony “was highly prejudicial, and deprived him of his right to a
fair trial.” (Ibid.) Defendant did not object to the evidence at trial, but the Julian court
found counsel’s ineffectiveness in failing to object deprived him of a fair trial under the
Strickland standard of prejudice. (Julian, at p. 889.) The Julian court also found the
defendant was prejudiced by trial counsel’s soliciting from an investigating officer that
the officer believed one of the children was truthful in making claims of sexual abuse
against the defendant. (Ibid.) Finding these errors prejudicial under any standard of
harmless error, the Court of Appeal reversed. (Id. at p. 890.)
22
Dr. Urquiza in Wilson “testified that there was a limited amount of research on the
topic of false allegations of child sexual abuse, but that false allegations occur ‘very
infrequently or rarely,’ most often during a child custody dispute. He continued, ‘There
are a number of studies that talk about the pressures put on children to make a false
allegation.’ He referred to a ‘classic’ Canadian study that found ‘about 4% of cases in
which there was an allegation that was determined to be false,’ remarking that ‘[w]hat
was notable [about the study] was that in none of those cases was it a child who made the
allegation that was false, it was somebody else,’ such as a parent disputing custody.”
(Wilson, supra, 33 Cal.App.5th at p. 568.) The expert admitted on cross-examination that
it was difficult to determine whether an allegation is false, but the Canadian study was
among the best available. (Ibid.) The expert also noted that the 12 to 15 other studies on
the subject showed a range of one to six percent false allegations. (Ibid.)
The Court of Appeal found the testimony improperly admitted, but not prejudicial
under the People v. Watson (1956) 46 Cal.2d 818 standard. (Wilson, supra,
33 Cal.App.5th at pp. 571-572.) In finding the error harmless, the Wilson court cited the
relative brevity of the improper expert testimony, the fact that the expert acknowledged it
was difficult to determine whether an allegation was false, and the expert’s admission he
had come across two cases where he believed the child he treated was making false
claims of sexual abuse. (Id. at p. 572.) The Court of Appeal further relied on expert
evidence submitted by the defense to rebut the improper expert testimony. (Ibid.) The
defense expert “testified that the 4 percent number reflected only the cases in which there
was positive proof a child’s allegations were false, and that there was no way to know the
actual ratio of true to false allegations.” (Ibid.) The expert also noted there were many
specific examples of false memories where children were influenced by adults
investigating the alleged crimes or through interviewers using unreliable methods, and
that false accusations are most likely to result from outside influences. (Ibid.) Finally,
the prosecutor did not mention the statistical evidence in closing argument. (Ibid.) Thus,
23
where the two victims “testified extensively and the jurors could assess their credibility,
other percipient witnesses were called, and the defense offered effective rebuttal expert
testimony, we see no reasonable probability defendant would have achieved a more
favorable result in the absence of the challenged testimony.” (Ibid.)
We find this case much more like Wilson than Julian. While improper, the expert
testimony at issue here was in response to a single question on redirect after the defense
first asked the expert if some domestic violence claims are false. The improper statistical
testimony was preceded by the expert admitting it was difficult to find such statistics and
there was no indication domestic violence reports were any more likely to be false than
other reports of crime. The two percent figure was not derived from numerous studies,
unlike the testimony in Wilson and Julian, but was instead an “estimate” derived from the
last statistic Cropp reviewed with his mentor. While the prosecutor noted the improper
expert testimony in closing, she made but a single reference to it. This stands in sharp
contrast to Julian, where the prosecutor’s closing argument asked the jury to rely on Dr.
Urquiza’s statistical evidence to infer guilt. (Julian, supra, 34 Cal.App.5th at p. 889.)
Another difference between this case and Julian is defense counsel’s attempt to
diminish the impact of the probability evidence. Defense counsel in Julian discussed Dr.
Urquiza’s testimony in closing, but counsel’s discussion of “the statistical percentage of
false allegations in a study” was cut short by the prosecutor’s objection. (Julian, supra,
34 Cal.App.5th at p. 889.) After a 15-minute recess, the trial court instructed the jury
there was a disagreement between the lawyers about a study and it “should decide the
issue based on the evidence introduced about the study, not what the lawyers remember
about it.” (Ibid.) This added to the prejudicial impact by directing the jury’s attention to
the statistical studies right before deliberation. (Ibid.)
Defense counsel here properly sought to minimize the testimony by noting
instances where L.M. was untruthful and directing the jury to its proper inquiry, whether
this particular witness told the truth, rather than the improper focus of the expert
24
testimony, whether such witnesses as a class were truthful. The prosecutor did not object
to this argument, and there was no instruction from the court adding to the prejudicial
effect of the probability testimony. Instead, the instruction relevant to the improper
expert testimony was that the jury was the sole judge of the facts and credibility of
witnesses (CALCRIM Nos. 200, 226) and that it was to determine the meaning and
importance of the expert’s testimony (CALCRIM No. 332). Defendant leaving when 911
was being called and before law enforcement could arrive is evidence of a guilty mind
not present in Julian or Wilson. (See People v. Paysinger (2009) 174 Cal.App.4th 26, 31
[reviewing CALCRIM No. 372].)6
Finally, the prosecution case was stronger than the prosecution cases in Julian and
Wilson. Unlike those cases, there was a witness to the charged incident who gave
testimony of the event which was essentially consistent with the complaining witness.
That witness, Rodrigues, called 911 shortly after defendant hit L.M. The arriving law
enforcement officers were able to observe L.M.’s distraught emotional state and
photographed her face, which affirmed she had been injured there. This case further
differs from Julian and Wilson in that there was undisputed medical evidence that the
charged incident had in fact occurred; L.M. suffered a broken jaw as a result of the
incident. While defendant presented a defense, he admitted while testifying that he did
strike L.M., albeit in self-defense. His testimony diminished the potentially greatest
danger he faced, Rodrigues holding a knife, as he admitted that he did not call 911 even
though he saw Rodrigues holding a knife and his baby at the same time, and, when asked
whether the knife had been placed in the kitchen when he struck L.M., responded, “Well,
it wasn’t so much as a knife. It was me getting hit from behind.”
6 The jury instruction on flight as evidence of guilt (CALCRIM No. 372) was given
in this case.
25
Defendant admitted he suffered no injuries as a result of the alleged attack from
behind by L.M. He is significantly larger and stronger than her, and admitted he was not
at risk from Rodrigues holding a knife. He nonetheless broke the jaw of the mother of his
daughter because she allegedly struck, but did not injure him. While defendant was able
to point out various inconsistencies in L.M.’s and Rodrigues’ accounts of the incident,
and L.M.’s account of the prior uncharged incidents, the fact remains that defendant
admitted breaking L.M.’s jaw because she struck him from behind but did not hurt him.
In light of the strength of the prosecution case, it is not reasonably probable that
preventing the single improper answer from the expert and the single improper reference
to this answer in the closing argument would have led to a different result. Defendant has
failed to carry his burden of establishing prejudice under Strickland, so we reject his
claim of ineffective assistance.
V
Senate Bill 136
Defendant contends, and the Attorney General agrees, that recently enacted Senate
Bill 136, which limits the prior offenses that qualify for a prior prison term enhancement,
applies retroactively to his case. We agree.
On October 8, 2019, the Governor signed Senate Bill 136, which amended section
667.5, effective January 1, 2020. (Stats. 2019, ch. 590, § 1.) Senate Bill 136 narrowed
eligibility for the one-year prior prison term enhancement to those who have served a
prior prison sentence for a sexually violent offense.
Defendant’s prior prison term at issue was not for a sexually violent offense. (See
Welf. & Inst. Code, § 6600, subd. (b) [defining sexually violent offense].) Defendant is
therefore entitled to the ameliorative benefit of the statute if Senate Bill 136 is applied
retroactively. We agree with the parties that the amendment to Senate Bill 136 should be
applied retroactively in this case.
26
Generally speaking, new criminal legislation is presumed to apply prospectively
unless the statute expressly declares a contrary intent. (§ 3.) However, where the
Legislature has reduced punishment for criminal conduct, an inference arises under In re
Estrada (1965) 63 Cal.2d 740, “ ‘that, in the absence of contrary indications, a legislative
body ordinarily intends for ameliorative changes to the criminal law to extend as broadly
as possible, distinguishing only as necessary between sentences that are final and
sentences that are not.’ [Citations.]” (People v. Superior Court (Lara) (2018) 4 Cal.5th
299, 308.) “A new law mitigates or lessens punishment when it either mandates
reduction of a sentence or grants a trial court the discretion to do so. [Citation.]” (People
v. Hurlic (2018) 25 Cal.App.5th 50, 56.)
Senate Bill 136 narrowed who was eligible for a section 667.5, subdivision (b)
prior prison term enhancement. There is nothing in the bill or its associated legislative
history that indicates an intent that the court not apply this amendment to all individuals
whose sentences are not yet final. Under these circumstances, we find that In re
Estrada’s inference of retroactive application applies. (Accord, People v. Lopez (2019)
42 Cal.App.5th 337, 340-342 [Sen. Bill 136 applies retroactively to cases not yet final on
appeal]; People v. Jennings (2019) 42 Cal.App.5th 664, 680-682 [same].) Appellate
courts in this situation typically direct the trial court to strike defendant’s prior prison
term enhancements and “remand the matter for resentencing to allow the court to exercise
its discretion in light of the changed circumstances.” (Jennings, at p. 682.) We shall do
so here.7
7 Although, as defendant points out, the trial court erroneously imposed the single
prior prison term enhancement two times at sentencing, imposing it on both the principal
term and imposing and staying it on the term stayed pursuant to section 654, there is no
need for us to act on this error as the invalidation of the prison prior effectively moots
any claim.
27
DISPOSITION
The matter is remanded to the trial court with directions to strike the section 667.5,
subdivision (b) enhancement and for resentencing consistent with this opinion. In all
other respects, the judgment is affirmed.
/s/
BLEASE, J.
I concur:
/s/
RAYE, P. J
28
MAURO, J., Concurring and Dissenting.
I fully concur in the majority opinion except for part III of the Discussion,
pertaining to the restitution fines and assessments. As to that portion of the opinion,
I dissent.
In People v. Dueñas (2019) 30 Cal.App.5th 1157, the court held it is improper
to impose certain fines or assessments without determining defendant’s ability to pay.
(Id. at pp. 1168, 1172.) Although some courts have subsequently criticized Dueñas’s
legal analysis (see, e.g., People v. Hicks (2019) 40 Cal.App.5th 320, review granted
Nov. 26, 2019, S258946), Dueñas remains citable precedent. Until the California
Supreme Court has had an opportunity to resolve the current split in authority, I would
remand the matter to give the trial court an opportunity to consider defendant’s ability to
pay the imposed assessments. But as for the restitution fines imposed by the trial court, I
would conclude defendant forfeited the challenge to the fines because they were imposed
above the minimum and defendant had an opportunity to object to them in the trial court
but did not.
/s/
MAURO, J.
1