The appellant was convicted of murder in the first degree, with the death-penalty affixed as the punishment. The record presents three questions for our solution : —
1. When the plea of insanity is interposed, is the burden of proof on the State to show sanity, or is it on the defendant to prove insanity ?
2. If the jury have a reasonable doubt of the sanity of the defendant, should they acquit or convict, sanity being the only question in the case? «
3. Can the proof be so plenary on one side as to justify the court below in the rejection of legitimate and proper testimony in behalf of the other side?
First proposition: When the plea of insanity is interposed, is the burden of proof on the State to show sanity, ór is it on the defendant to prove insanity? Brush from this question the dust of ancient days, separate it from its old companions, and its solution is perfectly simple. Before entering upon an analysis of this subject, permit us to allude to some very strange and inconsistent expressions used by the learned judges in treating of this question. The following are of the number alluded to : “As insanity excuses the commission of crime, on the ground that the actor is not a responsible being,” etc. “The onus of proving the defence of insanity, or, in the case of lunacy, of showing that the offence was committed when the prisoner was in a state of lunacy, lies upon the prisoner.” “It is rather in the nature of a plea to the jurisdiction, or a motion to change the venue. The defendant, through his counsel and friends, comes in and says that he is not amenable to penal jurisdiction.” A very respectable volume could be made of such remarks, but those cited will suffice for our purpose.
Let us take a steady look, for a moment, at these propositions. For example, take the first. What sane mind can comprehend the possibility of a crime being committed by an insane person ? If the prisoner is insane, there is no
But what shall be said upon the proposition that the plea is “in the nature of a motion to change the venue?” If there is the faintest, the most remote analogy existing between the plea and a motion to change the venue of a case, we frankly confess our inability to trace it. We had thought the object of a motion to change the venue was to remove a cause from the county in which the indictment was found to some other one for trial, and that the ground of removal was based upon the fact that an impartial trial could not be had in the proper county — that in which the indictment was found. To what court or county shall it be taken? Will not the same reasons for the change be found in the court or county to which it is transferred ? Most unquestionably they will. These conclusions being true, the case could only find a court of last resort in the tribunal of heaven. This would defeat the ends of human justice, since the primal idea upon which it is based carries with it the further idea of human expiation for human wrong.
The fallacy of this fundamental error can be made more fully to appear by comparing two propositions : —
1. Sanity is an inherent, intrinsic element of crime.
2. Sanity is not an inherent and intrinsic element, but is extrinsic and independent of the crime.
The last proposition contains a monstrous fallacy, the fruits of which are visible in so many of the text-books, and which are followed out in many of the enunciations in the adjudicated cases. If sanity is an inherent element of crime, no well-ordered mind can stop short of the conclusion that the State must carry its burden and prove it. Feeling the force of this, writers have treated it as an extrinsic matter, separate and distinct from the question of guilt, and hence those strange and incomprehensible expressions above referred to.
Let us pay our respects to this last proposition, and see if from a bare touch it will not crumble to dust. “ Sanity is extrinsic.” Therefore the prisoner is to be tried for the act, and the question of intent or malice is not drawn in issue. This for the simple reason that an issue formed upon the question of intent or malice irresistibly includes that of sanity; for there can be no intent or malice without sanity. Therefore it follows from this erroneous position that the
We now invite attention to what we believe to be the true position, which is that sanity is an inherent, intrinsic, and necessary element of crime. Is this a correct proposition ? Is it not a self-evident proposition? If murder can be committed without intent or malice, then the proposition is false ; if not, it is true. But we do know, if it be possible to know anything, that, to constitute murder, the act of killing must be attended not only with the intent to kill, but with malice; and we also know, with the same degree of certainty, that there can be no intent or malice without sanity. It therefore follows, beyond any shadow of doubt, that sanity is an inherent, intrinsic, and necessary ingredient of crime.
We now return to the first proposition stated at the beginning of this opinion, which is as follows: “When the plea of insanity is interposed, is the burden of proof on the State to show sanity, or is it on the defendant to prove insanity? ” We have thus stated the proposition because we find it so stated in the books, but-it is not a practical one. There is no such plea known to our Code as applicable to a trial of a criminal cause. We have four pleas, — two special, and the pleas of “guilty” and “ not guilty,”—and this plea of “ not guilty ” is a denial of every material allegation in the indictment. Under it, evidence to establish the insanity of the defendant, and every fact whatever tending to acquit him, may be introduced. It follows that under this plea the defendant denies every constituent element of the offence charged, and this plea of “ not guilty ” is the same as if the defendant had denied specifically each element of the crime charged.
This leads us to the consideration of the charge in this case, which is murder, and is defined thus : “ Every person with a sound memory and discretion who shall unlawfully
Let us see if we can eliminate from this problem one of these members, and leave every element of the offence in the problem. There can be no “ malice” without sanity; hence, “ malice ” includes sanity. We therefore have, first, a “reasonable creature” slain; second, a malicious slayer — murder. Hence the charge in the indictment, that the killing was with “ malice aforethought,” charges the slayer to be of “ sound memory and discretion.” If this conclusion is not correct, we most unhesitatingly assert that the indictment is worthless; for we have found, under our Code, sanity to be an element of murder, and, by well-settled rules of criminal pleading, an indictment which fails to embrace in its allegations all of the constituent elements of the offence is fatally defective. The authorities approach nearer to unanimity upon this question than any other known to us.
We are now led to meet the most plausible, difficult, and potent position which can be assumed upon the other side. And we here concede that it is supported by the weight of authority; but we do not think it is founded in principle, and if not founded in principle, to follow would be dangerous. It is this: The fact of killing being admitted, and that beyond doubt the prisoner did the killing, and sanity being the normal condition of all persons, the law presumes the prisoner sane until he shows to the contrary; and therefore the burden of proving insanity rests with the prisoner. It will be seen at once that the struggle is with this presumption of sanity.
Having endeavored to become somewhat acquainted with this witness presumption, we now desire to call special attention to a very remarkable feature of his character. It is conceded by all that his evidence is relied upon, and is absolutely necessary to convict, in a great many cases in which the question of sanity is not involved. It is also conceded, under our decisions, that in these very cases the burden of proof does not shift, but remains with the State throughout. How, upon what principle of logic or justice can we give to this presumption so much power in a case involving the question of sanity as to shift the burden to the prisoner, and in the other cases hold that it does not shift f
In Ake v.The State, 6 Texas Ct. App. 398, Judge White makes an extract from the opinion of Judge Bigelow in the case of The Commonwealth v. McKee, 1 Gray , 61. From it we give the following: 6 ‘The general rule as to the burden of proof in criminal cases is sufficiently familiar. It requires the government to prove, beyond a reasonable doubt, the offence charged in the indictment, and if the proof fails to establish any of the essential ingredients necessary to constitute the crime, the defendant is entitled to an acquittal. This results not only from the well-estab
The quotation being ended, Judge White proceeds : “As thus enunciated, we believe the doctrine to be correctly asserted, and we know of no decision of any of the courts in this State which has ever contradicted or contravened it.”
We ask special attention to the doctrine enunciated by Judge Bigelow, and which is affirmed by our own judge in the opinion above quoted from, which is as follows : “ The burden of proving every essential element necessary to constitute the offence is with the government, and this remains, in all stages of the case,, upon the government.” This rule applies only to the burden of proof of the necessary ingredients of the offence, and, as Judge White further and properly states, “ when distinct substantive matter is relied upon by the defendant to exempt him from punishment and absolve him from liability, then that is matter foreign to the issue as made by the State in her charge
From the above we deduce these rules : —
1. The State must prove every necessary ingredient of the offence, and, so far as they (the ingredients') are concerned, the burden of proof never shifts.
2. When distinct, extrinsic matter is relied on by the defendant, the burden is on him to prove it to the satisfaction of the jury.
To these rules we give our hearty assent. But the grand, fundamental question here again presents itself: “Is sanity a necessary element of crime? ” We have said all we desire to say on this question.
We now propose to return to that plausible position of the other side, “The evidence showing the act to have been done by the defendant, and sanity being presumed by the law, the burden shifts to the defendant.” Those who occupy the other side plant themselves upon this proposition, and ask with plausibility, and a great show of victory, “ Will not the prisoner be convicted if he fail to introduce evidence of his insanity?” We admit that he will, and justly. But suppose the evidence shows that the defendant killed the deceased intentionally, with a deadly weapon, and here closes. Will not the prisoner be convicted if he fail to introduce evidence in excuse or justification^ Let us take another case: The State proves, by a number of unimpeachable witnesses, that the deceased was brutally murdered by some one in the perpetration of rape, and witness after witness has sworn to the identity of the prisoner as being the perpetrator of the foul deed, and, in addition to all this, the State proves, by a number of witnesses, facts strongly tending to prove the presence and guilt of the prisoner. If the case closed here, would not the prisoner be in very great danger of losing his life ? Can presumption make a stronger case than thisf Bear in mind that the
.We have found, in this supposed case of murder, that if the defendant failed to introduce evidence he would likely forfeit his life; but we have also found that the burden in that case did not shift. Now, suppose the State proves that the prisoner deliberately, and with a deadly weapon, kills the deceased, and here the evidence closes. Must the
Is this a stronger case than the one above put? We think not. Then, can any sound, logical reason be given for shifting the burden in the last and not in the first case? Most unquestionably not. We have found that proof of an alibi is a direct attack upon the theory of the defendant’s presence at the place of the crime. Proof of insanity is, therefore, an attack upon sanity, and if this is gone, there is no intent, no malice; and if these are wanting, there is no murder, no crime. If there is a mistake in these conclusions, we are not capable of reasoning upon any subject, for these are our settled and honest convictions.
We therefore conclude that, since sanity is an essential, inherent element of murder, and since the State must prove all of the necessary ingredients of the offence charged, we cannot escape the conclusion that the State must prove sanity ; and as we have found that the burden of proof does not shift in regard to necessary ingredients of the offence, and as sanity is such an ingredient, it also follows that the burden of proof is upon the State to show sanity, and not upon the defendant to prove insanity — a negative. This rule has no application to cases in which the question of sanity is not raised; nor do the rules applicable to alibi in all cases, good faith and mistake in theft, etc., have any application in cases in which the facts do not call for them.
Now, let us see if we can put these principles into active operation ; for, unless practical they are valueless. The jury is sworn and the plea of “ not guilty ” entered by the prisoner. The charge is murder. The burden is on the State to prove guilt. The State proves the killing by the defendant, with a deadly weapon; the wound was mortal, the act deliberate, and not attended with any circumstances of mit
By a careful survey of the above positions it will be perceived that the burden of proof is quite a different thing from the means' or instruments of proof. We have not time here to elaborate this position. We have now said all we desire to say upon the burden of proof, concluding that it never shifts in regard to the necessary ingredients of the offence.
The court below charged the jury that the burden of proving insanity was upon the defendant. This, we think, was error. 17 Mich. 111; 16 N. Y. 58 ; 2 Metc. 240; 1 Gray, 61;, 7 Metc. 500; 31 Ill. 385 ; The State v. Crawford, 14 Am. L. Reg. (n. s.) 23 ; 43 N. H. 224; 19 Ind. 170; United States v. McClane, 7 Law Rep. (n. s.) 439.
The next proposition is: “ Must the State prove sanity beyond a reasonable doubt? ” If sanity is a necessary ingredient of crime, and if it be necessary to prove the ingredients of crime beyond a reasonable doubt, the conclusion that it (sanity) must be proved beyond a reasonable doubt cannot be resisted. Hence the settlement of the first proposition— viz., that sanity is an inherent, intrinsic, nee-essary element of crime — conclusively settles the last proposition, if the doubt can be applied to the necessary ingredients. To illustrate: The defence is the want of sanity, or alibi, or good faith, or mistake, or any other matter which will defeat guilt; now, is it proper, to specifi
Now, it is conceded by all that if there be a doubt of the guilt of the defendant the jury must acquit, and as there can be no guilt without sanity, a doubt of sanity would therefore be a doubt of guilt. If it be proper to acquit upon doubt of guilt, how can it be wrong to acquit upon a doubt of sanity, upon which guilt necessarily depends? Would an honest and just man convict, if he had a well-founded and reasonable doubt of the prisoner’s sanity? We think not. Would justice demand his conviction, or would not reason, humanity, and justice imperatively require his acquittal? Then, if upon a well-founded, reasonable doubt of sanity, justice demands his acquittal, is it wrong for the court to so state in its charge ? Must justice he put to shame, driven to the rear, and forced to ensconce herself behind some other proposition? Has not the prisoner the right to have her brought to the front, face to face with the jury, and the jury to be made to pass upon her merits? In every trial, justice should be kept in the front rank, and not driven to the rear with the stragglers and camp-followers. We therefore conclude that, when requested by the pris
From the statement of facts in this case, it will be found that the defendant stated that he was compelled to kill deceased ; that he had taken supper at his sister’s, near Hilliard’s, and on his way home was passing Dr. Harrington’s, when he got after him with a pistol and ran him down, when he.wheeled and shot him. The State introduced these statements. It further appears, from the horse-tracks, that deceased was running his horse along the road in the direction of the person who shot him, and also that the deceased fell in the road, and that his pistol was lying by him. The killing was in the night, and was not seen by any person. Under these facts, defendant proposed to show that just before, or a short time before the killing, deceased threatened to kill the defendant. This being objected to by the State, the court sustained the objection; to which the defendant excepted, and reserved a proper bill of exceptions. It is conceded by the assistant attorney-general that this evidence was admissible,-but contended that the defendant is not injured by its rejection, because the facts establish overwhelmingly that defendant was waylaying the deceased, and that the right of self-defence was thereby forfeited. It will be seen that, under this state of case, our third proposition is found, viz.: “ Can the proof be so plenary on one side as to justify the court below in the rejection of legitimate and proper evidence in behalf of the other side?” To this proposition our answer must be in the negative. To hold the contrary would make the court the judge of the weight of the evidence and the credibility of the witnesses, which is imperatively and invariably the province of the
When the court charged the burden to be on the defendant to show insanity, we think there was erz’or, and that the rejection of evidence of threats was also error. For these the judgment must be reversed and the cause remanded.