United States Court of Appeals
Fifth Circuit
F I L E D
UNITED STATES COURT OF APPEALS
For the Fifth Circuit May 4, 2007
Charles R. Fulbruge III
Clerk
No. 06-20404
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
VERSUS
ALFRED HORACE,
Defendant-Appellant.
Appeal from the United States District Court
For the Southern District of Texas
H-CR-05-369
Before KING, DAVIS and BARKSDALE, Circuit Judges.
PER CURIAM:*
Horace was found guilty of being a felon in possession of a
firearm in violation of 18 U.S.C. § 922(g)(1) and sentenced to 40
months confinement plus a term of supervised release. In this
appeal, Horace challenges his conviction on a number of grounds.
We affirm.
*
Pursuant to 5TH CIR. R. 47.5, the Court has determined that this
opinion should not be published and is not precedent except under
the limited circumstances set forth in 5TH CIR. R. 47.5.4.
I.
During daylight hours on May 6, 2005, Houston police officers
Hassan and Saucedo responded to a call reporting a gang disturbance
or fight in progress at the Premier Apartments in Houston. Upon
their arrival they saw two males and two females arguing at the end
of the parking lot near a parked maroon Ford Thunderbird.
The two males fled and the officers gave chase. When the
officers were unsuccessful in catching the two men, they returned
to their patrol vehicle which was near the Ford Thunderbird. When
they returned, they saw the same two men nearby. One of the men
was the defendant, Horace. The officers saw that he was holding a
pistol in his hand. Horace was standing near the driver’s side of
the Ford Thunderbird.
The second male, who was standing on the opposite side of the
vehicle, alerted Horace to the officers’ presence. Horace then
turned, looked at the officers then leaned toward the open window
and placed both hands into the Ford. When his hands came out of
the vehicle, he no longer held the pistol. Horace then walked
quickly away. Officer Hassan ran after Horace and within seconds,
Officer Hassan saw Horace after he rounded a corner and ordered him
to the ground. Horace complied and was handcuffed by Officer
Saucedo. Officer Saucedo patted Horace down to be certain there
was no other weapon. Officer Saucedo then checked the Ford
Thunderbird and found a Browning semiautomatic pistol on the
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driver’s seat. The parties stipulated that Horace was a felon
before May 2005, and that the pistol had traveled in foreign
commerce before its arrival in Texas.
At trial the defendant’s primary argument was that the gun was
not his but rather was possessed by the other male who was with him
that afternoon who went by the nickname, Red. The defendant also
produced evidence that Red had been seen earlier that day driving
the Ford and in fact had been seen in this area in the Ford on
several occasions. One witness testified that he saw Red carrying
a pistol at one time that appeared to be a revolver.
The defendant raises a number of claims of error which we will
discuss below.
II.
A.
The defendant argues first that the district court abused its
discretion in charging the jury on constructive and joint
possession. He argues that the only evidence of possession was the
officers’ testimony that Horace held the pistol in his hand and
that this was direct evidence of actual possession. He argues that
the charge on a theory of constructive possession allowed the jury
to convict Mr. Horace based on this erroneous jury instruction and
is grounds for reversal.2
2
The charge the court gave to the jury is as follows:
“Possession”, as this term is used in th[e] case, may be of
3
We review a district court’s decision to give or exclude a
jury instruction for abuse of discretion. United States v.
Ragsdale, 426 F.3d 765, 779 (5th Cir. 2005). “A district court has
broad discretion in framing the instructions to the jury and this
court will not reverse unless the instructions taken as a whole do
not correctly reflect the issues and law.” United States v. Dien
Duc Huynh, 246 F.3d 734, 738 (5th Cir. 2001).
The trial court’s charge must not only be legally accurate but
also factually supportable, and the court may not instruct the jury
on a charge that is not supported by the evidence. United States
v. Mendoza-Medina, 346 F.3d 121, 132 (5th Cir. 2003). Any error is
subject to harmless error review. Id.
Horace makes no argument that the district court’s
instructions on constructive and joint possession are an incorrect
statement of the law. He simply argues that the evidence does not
two kinds: actual possession and constructive possession. A
person who knowingly has direct physical control over a thing,
at a given time, is then in actual possession of it. A person
who, although not in actual possession, knowingly has both the
power and the intention, at a given time, to exercise dominion
or control over a thing, either directly or through another
person or persons, is then in constructive possession of it.
Possession may be “sole” or “joint.” If one person alone
has actual or constructive possession of a thing, possession
is sole. If two or more persons share actual or constructive
possession of a thing, possession is joint.
You may find that the element of possession, as that term
is used in these instructions, is present if you find beyond
a reasonable doubt that the defendant had actual or
constructive possession, either alone or jointly with others.
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support the instruction.
Following an objection by defense counsel and lengthy exchange
between counsel and the court, the trial court accepted the
government’s argument that when the defendant ran away from the car
the first time and returned and placed the pistol in the car, this
represented circumstantial evidence that he intended to associate
himself with the car and the gun he left in the car. The court
concluded that the jury could infer that the defendant had access
to the vehicle based on this evidence. The court concluded
therefore that the government was entitled to argue that after
Horace walked away from the car where he left the pistol, he
continued to have constructive possession of the weapon. The court
informed defense counsel that whether Horace had access to the
vehicle was a permissible inference. The court informed defense
counsel that he was also entitled to make a contrary argument and
contend that the defendant abandoned the pistol when he left it in
the car.
Our review of the record persuades us that the district court
did not abuse its discretion in charging the jury on constructive
and joint possession. No evidence was produced as to who owned the
car or what the legal relationship was between Horace and the car
or Red and the car. But, the jury was entitled to find that the
evidence of Horace’s association with the car along with his
concealment of a gun in the car raised an inference that he had the
right to exercise some degree of control over the car. This
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satisfies our definition of constructive possession as “the
ownership, dominion or control over an illegal item itself or
dominion or control over the premises in which the item is found.”
United States v. DeLeon, 170 F.3d 494, 496 (5th Cir. 1999). We
also stated that “in determining what constitutes dominion and
control over an illegal item, this court considers not only the
defendant’s access to the [place] where the item is found, but also
whether the defendant had knowledge that the illegal item was
present.” Id. at 497.
The evidence also supports the joint possession charge.
Horace argued that the gun did not belong to him but rather it
belonged to Red, the other man with him that evening. Both men
were associated with the Ford Thunderbird. This evidence would
support a verdict that Horace and Red were in joint possession of
the firearm. The defendant’s reliance on United States v.
Mergerson, 4 F.3d 337 (5th Cir. 1993), is misplaced. In Mergerson,
we held that the defendant must have both knowledge of and access
to the weapon in order to be convicted under constructive
possession theory of liability. Id. at 349. Both were present in
this case.
B.
Horace argues next that the conviction should be reversed
because the government engaged in an improper closing argument. He
contends that the prosecutor (l) improperly asked the jury to
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enforce the law, (2) unfairly attacked his character, (3)
improperly vouched for the credibility of his own witnesses, (4)
improperly expressed his own opinion about the credibility of the
witnesses and (5) improperly shifted the burden of proof to him.
We review a claim of prosecutorial misconduct in two steps:
first we must initially decide whether or not the prosecutor made
an improper remark. United States v. Gallardo-Trapero, 185 F.3d
307, 320 (5th Cir. 1999). “If an improper remark was made [we] .
. . must then evaluate whether the remark affected the substantial
rights of the defendant.” Id.
Horace only made a timely objection to the first challenged
comment by the prosecutor. His remaining challenges are reviewed
for plain error only. United States v. Harms, 442 F.3d 367, 378
(5th Cir. 2006). Even when the objection is preserved, “the
determinative question in such an inquiry is whether the
prosecutor’s remarks cast serious doubt on the correctness of the
jury’s verdict.” United States v. Guidry, 456 F.3d 493, 505 (5th
Cir. 2006). “Inappropriate prosecutorial comments, standing alone,
would not justify a reviewing court to reverse a criminal
conviction obtained in an otherwise fair proceeding.” Id. In
determining whether inappropriate prosecutorial argument warrants
reversal, we must weigh “(1) the magnitude of the prejudicial
effect, (2) the efficacy of any cautionary instruction and (3) the
strength of the evidence supporting the defendant’s guilt.”
United States v. Newell, 315 F.3d 510, 527 (5th Cir. 2002).
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1. Improper Plea for Law Enforcement.
Horace points to the following passage from the prosecutor’s
argument:
Now in situations like these in cases like this where
you’re brought the facts that we have in this case, facts
that clearly show the defendant is guilty of what he did,
when that situation occurs, you people are the only folks
in this courtroom who can actually enforce the law. The
police officers, all they can do is arrest people. They
can investigate people. We can prosecute people, but in
the end when you’re given facts that show[s] somebody
guilty, you’re the only folks who can ultimately enforce
the law–
Defense counsel immediately objected and the court sustained the
objection and gave the jury a careful cautionary instruction.3
We are satisfied that any suggestion of impropriety was cured
by the district court’s cautionary instruction. See United States
v. Duffaut, 314 F.3d 203, 211 (5th Cir. 2002).
3
Ladies and gentlemen, your job is to serve as judges of
the facts. The only thing that is relevant to you is,
has the government proved beyond a reasonable doubt in
all of your minds that the defendant knowingly possessed
the weapon involved. That’s the issue.
And you don’t have an obligation to be out there as a
posse or law enforcement group. You don’t have an
obligation to do anything but determine what the
government has or has not proven.
So you may disregard–you must disregard any appeal about
you enforcing the law. Your job is to apply the law that
I have given you. You have an oath to do that. The oath
requires that you consider the elements that I have
explained to you and the evidence that has been presented
to you after you weigh the evidence and decide who you
believe and what importance to give that evidence.
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2. Alleged improper attack on Horace’s character.
In the initial segment of the prosecutor’s closing argument he
suggested that a defense witness, Lisa Sherman, had a motive to
lie. Lisa Sherman lived in the apartment complex where the arrests
were made and testified as an eyewitness to a version of events
very different from that described by the police. The prosecutor
stated:
Maybe she might be a little afraid of those folks? She’s
got kids. Maybe she might be afraid. Maybe she might
want to come in here–she’s asked to come and testify. Do
you think she’s willing to come in here and say, “He had
a gun. They’re bad.” And all that? No. She has a
motive not to tell the truth. She has a motive in it?
No. Whatever you think about that motive, she’s got
kids. Maybe she’s trying to protect them. I don’t know,
but that’s a motive for her not to tell the truth in this
situation.
Defense counsel interpreted the prosecutor’s argument as
suggesting that Sherman was afraid of Red. When the prosecutor
made the final segment of his closing argument, he responded to
this by saying two experienced police officers had no reason to lie
and there is no evidence they lied. He then stated:
But there is, through reasonable inference, evidence that
Ms. Sherman has a reason to lie. We talked about it
earlier. The defense would suggest to you that well, if
the person she’s scared – the only person she should be
scared of is Red. Well, who’s hanging out with Red? The
defendant. Who’s not here? Red. Who’s here? The
defendant, Red’s buddy, I mean, who is she going to be
scared of in this courtroom? It’s going to be Mr.
Horace.
The prosecutor’s argument that Sherman may have harbored some
9
fear of Red and therefore of his companion Horace, is not totally
unfounded. The government presented evidence that Red, who did not
live in the apartment complex with Sherman, frequently visited
there and that the police had been called on at least one occasion
to the apartment complex because of Red’s interference with a
tenant’s access to his apartment. Sherman testified that she heard
Red refer to his gun while she was walking with her children and
another defense witness saw Red in possession of a gun while he was
at the apartment complex. The jury could have found that the
witness knew that Horace and Red were associated together. No
plain error is demonstrated.
3.
We have made a careful review of the record in connection
with Horace’s remaining arguments of improper closing argument and
find no plain error was demonstrated.
C.
Horace argues finally that the statute under which Horace was
prosecuted, § 922(g)(l) is unconstitutional because it does not
require substantial connection to interstate commerce but rather
requires only some effect on interstate or foreign commerce.
Alternatively, defendant argues that there is an insufficient
factual basis for conviction because the mere movement of a firearm
from one state to another at some undetermined time in the past
does not constitute a substantial effect on interstate commerce.
10
Horace acknowledges that this court has rejected the argument
made here. See United States v. Daugherty, 264 F.3d 513 (5th Cir.
2001). This issue is therefore foreclosed by circuit authority.
D.
Horace argues finally that the conviction must be reversed due
to the cumulative effect of the errors in this case. After
reviewing the record, we are satisfied that the cumulative effect
of any errors committed in this case do not warrant reversal.
AFFIRMED.
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