Jordan v. United States

MACK, Associate Judge:

Robert Jordan appeals his conviction for possession of drugs 1 following a court appearance on a stipulated record. The conviction is vacated and the case is remanded for trial.

On May 9,1978, at approximately 12:15 a. m., Metropolitan Police officers executed a search warrant at the apartment of one Linda Jordan. Upon entering the living room, the officers discovered Miss Jordan and one Michael Stover seated on a couch and appellant seated on a radiator.2 All three were within arm’s length of a coffee table from which the police seized envelopes and tin foil containing marijuana and phen-cyclidine. All three were placed under arrest.

Linda Jordan and Michael Stover filed a motion to suppress tangible evidence and Stover moved to suppress statements made to the police. Appellant was not a party to those motions, which were both denied after hearing.

Subsequent to the suppression proceedings, all three defendants and their attorneys signed a stipulation of facts. The factual information relating to appellant is expressed in the following excerpt from the stipulation:

Defendant Robert Jordan was seated nearby [the couch] on a radiator. All three defendants were within arms [sic] reach of a coffee table where the officers found a usable quantity of marijuana and phencyclidine in plain view.3

The stipulation further specifies that the apartment was leased by defendant Linda Jordan, who lived there alone with her infant.4 It states that a revolver was recovered from the couch on which defendants Stover and Linda Jordan had been sitting. Stover admitted ownership of the gun.

On the basis of these stipulated facts the three parties appeared before a trial judge5 for a bench trial. At the outset, an unidentified attorney indicated he was “standing in” for Mr. Jordan’s counsel. He said nothing further on behalf of appellant. The judge stated his view that there were no factual defenses, and described the purpose of the proceedings as similar to those for a guilty plea. He explained that the only way to appeal the adverse suppression rulings was to have a trial; that he would find all three guilty on the basis of the stipulated facts. If they won their appeal, the *875three defendants would be free. At that point the following colloquy took place:

COURT: Okay. Do you gentlemen understand?
MR. JORDAN: May I say something, your Honor?
COURT: Okay, Mr. Jordan.
MR. JORDAN: Like, at the time of this here—
COURT: Your’re not pleading guilty. You’re not pleading guilty at all.
MR. JORDAN: Well, I’m saying at that time I was a visiting student there, and from what the charges say I had these things in my possession—
COURT: Well, possession, under the law, means actual or constructive . It’s an intent to exercise dominion.
. [A]nd the Government has to prove beyond a reasonable doubt that you knowingly possessed it. However, possession, all three of you could possess the same thing ....
MR. JORDAN: At that time, I was visiting. I had no knowledge of what was there, your Honor.
COURT: Well, if you feel you have a defense to the charge, you shouldn’t enter a stipulated trial, because I will not listen to a defense in connection with this matter. I will treat it as the record being as it is without hearing a defense that you’re innocent. I will not even get into that, because the stipulation, in effect says we’re guilty, but the Government had violated our rights and we want the higher court to show that they did.

Whereupon the court found all three guilty.

On this appeal appellant is represented by his counsel who was absent at the “bench trial” proceedings. Counsel argues that mere presence in the apartment of another is insufficient to demonstrate constructive possession of the illegal drug.6

While the sufficiency of the evidence is clearly a troublesome one,7 we need not explore that issue here, because the record presents a more fundamental defect. The fact is that appellant has not been afforded the opportunity to explore that or any issue at trial.8 The stipulated facts are concerned almost entirely with the much stronger case against Stover and Linda Jordan. No motion for judgment of acquittal was made on behalf of appellant. Appellant was not represented by his own counsel at the proceedings. He attempted to alert the judge to the possibility of a defense but to no avail.

Appellant was not even a party to the suppression motions which, in the view of the trial judge, provided the only bases for appeal. Thus appellant, using this logic, had no appeal to take. He was, in effect, pleading guilty without any of the procedural protections including the assistance of counsel required to insure that the decision is knowingly and intelligently made.

In our view, appellant has not had a trial. Accordingly, his conviction is

*876 Vacated and the cause remanded for trial.

. Appellant was convicted of possession of phencyclidine in violation of D.C.Code 1973, § 33-702(a)(4) and possession of marijuana in violation of D.C.Code 1973, § 33-402. Two codefendants, Linda Jordan and Michael Sto-ver, were also convicted of the same offenses. Additionally, Stover was convicted of misdemeanor offenses based on his possession of a pistol and ammunition. Both codefendants have noted appeals raising different issues, unrelated to appellant’s case.

. The record does not indicate that appellant and Linda Jordan are in any way related, although it was revealed at oral argument that they are brother and sister.

. This statement is not completely consistent with the sworn Return on the warrant, which described the items recovered from the coffee table as two manila envelopes, tin foil containing green weed, cigarette paper containing green weed, and two brown envelopes containing green weed. Thus it is not clear that the drugs themselves were in “plain view.” This distinction takes on some importance since it must be shown that appellant’s possession, which could only be constructive, was knowing. See note 8 infra.

. At Linda Jordan’s suppression hearing, an officer testified that substantial additional quantities of marijuana were found in the bedroom of the apartment; additional phencycli-dine was discovered in the freezer. Appellant was not charged with possession of these amounts.

. The trial judge had not presided over either of the pretrial hearings.

. Counsel does not argue in this court that appellant’s Sixth Amendment right to counsel was violated, nor could he effectively do so, despite the fact that it is clear that appellant had no representation at the “bench trial” proceedings. This court has mandated that “when, on appeal, a good faith, legitimate issue of ineffective assistance of counsel exists, trial counsel should move to withdraw as counsel on appeal.” Reavis v. United States,, D.C.App., 395 A.2d 75, 79 n.3 (1978). See Harling v. United States, D.C.App., 372 A.2d 1011, 1013 (1977); Shelton v. United States, D.C.App., 323 A.2d 717, 718 (1974).

. During oral argument, the government conceded that because of the constructive possession issue, this is a close case on the merits.

.Possession can be either actual or constructive. In order to show constructive possession of the drugs by appellant, our cases require something more than mere presence and proximity to the illegal drugs. The government must show both knowledge of the presence of the drugs, and an ability or right of appellant to exercise dominion and control over them. United States v. Weaver, 148 U.S.App.D.C. 3, 4, 458 F.2d 825, 826 (1972); United States v. Holland, 144 U.S.App.D.C. 225, 227, 445 F.2d 701, 703 (1971). See generally United States v. Staten, 189 U.S.App.D.C. 100, 581 F.2d 878 (1978) for a complete discussion of constructive possession case law.