RENDERED: SEPTEMBER 17, 2021; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2020-CA-1526-MR
JAMES A. FIELDER APPELLANT
APPEAL FROM MEADE CIRCUIT COURT
v. HONORABLE BRUCE T. BUTLER, JUDGE
ACTION NO. 17-CR-00124
COMMONWEALTH OF KENTUCKY APPELLEE
OPINION AND ORDER
DISMISSING
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BEFORE: ACREE, COMBS, AND MAZE, JUDGES.
ACREE, JUDGE: James A. Fielder appeals from the Meade Circuit Court’s
October 29, 2020 order denying his motion to declare KRS1 439.340(11)
unconstitutional as applied to him. Because he failed to name as an appellee the
Kentucky Department of Corrections (DOC), an indispensable party, this Court
lacks jurisdiction to conduct appellate review.
1
Kentucky Revised Statutes.
BACKGROUND
On September 11, 2017, a Meade County grand jury indicted Fielder
on charges of first-degree sexual abuse of his granddaughter. He pleaded guilty.
Prior to sentencing, Fielder moved the circuit court to add the DOC as
a party and the motion was granted on August 14, 2019. A month later, Fielder
was sentenced to imprisonment for a term of five years.
After Fielder served twenty percent of his sentence and was thus
parole eligible under 501 KAR2 1:030, he filed a motion in circuit court to declare
KRS 439.340(11) unconstitutional as applied to him. KRS 439.340(11) says “[n]o
eligible sexual offender . . . shall be granted parole unless he or she has
successfully completed the Sexual Offender Treatment Program [(SOTP)].” He
argued that the DOC had housed him at the Meade County Detention Center where
completion of the SOTP could not be accomplished before his 501 KAR 1:030
parole eligibility.
After a hearing on Fielder’s constitutional challenge, the circuit court
concluded parole is not a fundamental right and that KRS 439.340(11) is rationally
related to a legitimate government interest; thereby denying Fielder’s request.
Fielder filed a timely notice of appeal; however, he did not name the
DOC as a party.
2
Kentucky Administrative Regulations.
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ANALYSIS
The DOC has “sole authority and responsibility for establishing[,]”
and “shall operate[,]” the SOTP. KRS 197.420; KRS 197.400. The DOC is not
subject to this Court’s jurisdiction because Fielder did not name the DOC as an
appellee. Watkins v. Fannin, 278 S.W.3d 637, 640 (Ky. App. 2009) (“Court has no
jurisdiction relative to persons not named as parties to the appeal.”).
This lack of in personam jurisdiction prevents the Court from granting
the relief Fielder seeks – “an Order that he is immediately parole eligible” because
DOC lodged him where he was unable to satisfy KRS 439.340(11). Such an order,
necessarily, would be directed to the DOC. That makes the DOC an indispensable
party. Liquor Outlet, LLC v. Alcoholic Beverage Control Bd., 141 S.W.3d 378,
387 (Ky. App. 2004) (citation omitted) (“An indispensable party is one whose
absence prevents the Court from granting complete relief among those already
parties.”). The failure to join an indispensable party “is a jurisdictional defect that
cannot be remedied.” Nelson County Bd. of Educ. v. Forte, 337 S.W.3d 617, 626
(Ky. 2011) (citation omitted).
As the Supreme Court said, “Because we do not have in
personam jurisdiction over the DOC, we are without authority to direct the agency
to take any action relating to his parole eligibility status, regardless of the merits of
Appellant’s argument.” Reed v. Commonwealth, No. 2013-SC-0707-MR, 2015
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WL 2266260, at *2 (Ky. May 14, 2015). Under nearly identical facts, and
presented with the same argument, we previously held just as we have here.
Quiggins v. Commonwealth, No. 2018-CA-1738-MR, 2019 WL 3246482, *2 (Ky.
App. Jul. 19, 2019) (“argument relates exclusively to the operation of the SOTP
and the impact of administrative delays on his eligibility for parole, the DOC’s
control of the SOTP would be directly affected by the result of this appeal. . . .
Therefore, a decision cannot be reached in its absence.”).
CONCLUSION
Based upon the foregoing, this appeal is hereby dismissed for failure
to join an indispensable party to the appeal.
ALL CONCUR.
ENTERED: 09/17/2021 ______________________________________
JUDGE, COURT OF APPEALS
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BRIEFS FOR APPELLANT: BRIEF FOR APPELLEE:
Douglas E. Miller Daniel Cameron
Radcliff, Kentucky Attorney General of Kentucky
Frankfort, Kentucky
Kristin L. Conder
Assistant Attorney General
Frankfort, Kentucky
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