In Re INTEL CORPORATION

Case: 21-168 Document: 29 Page: 1 Filed: 09/27/2021 NOTE: This order is nonprecedential. United States Court of Appeals for the Federal Circuit ______________________ In re: INTEL CORPORATION, Petitioner ______________________ 2021-168 ______________________ On Petition for Writ of Mandamus to the United States District Court for the Western District of Texas in No. 6:20- cv-00634-ADA, Judge Alan D. Albright. --------------------------------------------------------------------------------- In re: SAMSUNG ELECTRONICS CO., LTD., a Ko- rean Company, SAMSUNG ELECTRONICS AMERICA, INC., SAMSUNG SEMICONDUCTOR, INC., SAMSUNG AUSTIN SEMICONDUCTOR, LLC, Petitioners ______________________ 2021-169 ______________________ On Petition for Writ of Mandamus to the United States District Court for the Western District of Texas in No. 6:20- cv-00636-ADA, Judge Alan D. Albright. ______________________ ON PETITION AND MOTION ______________________ Case: 21-168 Document: 29 Page: 2 Filed: 09/27/2021 2 IN RE: INTEL CORPORATION Before LOURIE, BRYSON, and TARANTO, Circuit Judges. PER CURIAM. ORDER Intel Corporation and Samsung Electronics Co., Ltd. et al. (Samsung) each petition this court for a writ of manda- mus directing the United States District Court for the Western District of Texas to transfer these related cases to the United States District Court for the Northern District of California. Demaray LLC opposes and moves for leave to file a sur-reply. Demaray has sued both Intel and Samsung in the Western District of Texas for infringement of two patents directed to the configuration and use of semiconductor fab- rication reactors. Although Intel and Samsung have been sued separately, they are closely aligned in these cases be- cause the reactors that form the basis of Demaray’s in- fringement allegations are supplied to Intel and Samsung by Applied Materials, Inc. Applied is headquartered in the Northern District of California but has a large manufactur- ing facility in Austin, Texas, in the Western District of Texas. Austin is also the location of Samsung’s domestic semiconductor fabrication facilities that are accused of in- fringement. Although Intel has identified employees knowledgeable about its account with Applied and relevant financial information in the Northern District of Califor- nia, it appears that Intel’s fabrication operations and em- ployees knowledgeable about the research and development of the accused reactor configurations are out- side both the Northern District of California and the West- ern District of Texas. Demaray filed these actions in the Western District of Texas on July 14, 2020. A month later, Applied filed an action in the Northern District of California seeking a de- claratory judgment of non-infringement of the same two patents that Demaray had asserted against Samsung and Case: 21-168 Document: 29 Page: 3 Filed: 09/27/2021 IN RE: INTEL CORPORATION 3 Intel. Applied moved the California court to enjoin the two suits against its customers. The California court denied that motion and dismissed Allied’s declaratory judgment action. * In October 2020, Applied filed a petition with the Patent and Trademark Office seeking inter partes review of the patents. In that petition, Allied named Intel and Samsung as real parties in interest. On May 11, 2021, the Patent Office granted the petitions and instituted review. Those proceedings are ongoing before the Patent Office. In November 2020, Samsung and Intel moved the dis- trict court in the Western District of Texas to transfer these cases to the Northern District of California. On July 1, 2021, the court denied those motions. In two separate or- ders, the court ruled that neither Samsung nor Intel had established that the Northern District of California was a clearly more convenient forum than the Western District of Texas, the plaintiff’s chosen forum. In the Samsung case, the district court recognized that some Samsung and Applied employees and two inventors are located in the Northern District of California. None- theless, the court regarded the convenience-of-the-wit- nesses factor as neutral. The court observed that Samsung employees in Austin “are knowledgeable about the alleg- edly infringing process and are qualified to testify about those processes at trial.” App. 9. In addition, the court found that “Applied’s Austin manufacturing personnel are involved with Samsung’s accused use of the claimed reactor configurations and Applied’s Austin office provided support staff for the Samsung relationship.” App. 8–9. Further- more, the court pointed out that other witnesses, including Samsung employees and inventors, would be coming from outside both districts. * Applied subsequently filed another declaratory judgment action in California, which is still pending. Case: 21-168 Document: 29 Page: 4 Filed: 09/27/2021 4 IN RE: INTEL CORPORATION The district court also found that the compulsory-pro- cess factor was neutral. The court pointed out that Applied had indemnity obligations to the defendants and could be counted on to appear. The court also found that neither venue had an advantage with regard to sources of proof be- cause the accused reactors and relevant documents of Sam- sung and Applied were in and/or accessible from the Western District of Texas. The court added that the West- ern District of Texas had a slight advantage with regard to the local interest factor, given that Samsung’s only domes- tic fabrication facilities were in Austin. The court addition- ally speculated that if Samsung’s case were transferred to California, the California district court would likely stay the litigation pending completion of the inter partes re- views, which would delay the trial. Having concluded that Demaray’s suit against Sam- sung should remain in the Western District of Texas, the district court then turned to Intel’s motion. The court found that judicial economy considerations weighed against transfer of the case against Intel. The court ob- served that the two cases had been coordinated for all pre- trial proceedings and found that having the two cases decided by two different district courts would be inefficient, given that they involve the same patents and the same un- derlying technology. The court additionally found that it could likely resolve the Intel case faster than the California court. The district court was also not persuaded that the private interest factors favored transfer in light of the pres- ence of Applied’s employees and evidence in the Western District of Texas. The court accordingly also denied Intel’s motion. The standard for mandamus relief is demanding. A pe- titioner must establish, among other things, that it has a clear and indisputable legal right to relief. Cheney v. U.S. Dist. Ct. for D.C., 542 U.S. 367, 381 (2004) (citation omit- ted). We have recognized that district courts enjoy “broad discretion in transfer decisions pursuant to 28 U.S.C. Case: 21-168 Document: 29 Page: 5 Filed: 09/27/2021 IN RE: INTEL CORPORATION 5 § 1404(a).” In re Vistaprint Ltd., 628 F.3d 1342, 1344 (Fed. Cir. 2010). On mandamus, we review only for “clear abuses of discretion that produce patently erroneous results.” In re Volkswagen of Am., Inc., 545 F.3d 304, 312 (5th Cir. 2008) (en banc). We cannot say that standard is met here. To be sure, the district court erred in weighing against transfer the likelihood that the California court would stay proceedings pending the Patent Office’s review. The Fifth Circuit has held that only “in rare and special circum- stances” would “delay” or “prejudice” resulting from trans- fer be “relevant in deciding” a motion. In re Horseshoe Ent., 337 F.3d 429, 434 (5th Cir. 2003) (internal quotation marks omitted). The possibility of a stay pending the Patent Of- fice’s review after transfer falls far short of satisfying that standard. Moreover, the district court should not have regarded the possibility that the transferee court would issue a stay pending inter partes review as weighing against transfer. The inter partes review process, like other post-issuance re- view proceedings, was designed to give the agency an op- portunity to correct its mistakes, to give courts the benefit of the agency’s consideration of the effect of prior art on pa- tents being asserted in litigation, and to reduce the burden of litigation on the parties and the courts. See Murata Mach. USA v. Daifuku Corp., 830 F.3d 1357, 1362 (Fed. Cir. 2016); NFC Tech. LLC v. HTC Am., Inc., No. 2:13-cv- 1058, 2015 WL 1069111, at *2, 4–5 (E.D. Tex. Mar. 11, 2015); see also Virtual Agility Inc. v. SalesForce.com, Inc., 759 F.3d 1307, 1314 (Fed. Cir. 2014); In re Etter, 756 F.2d 852, 857 (Fed. Cir. 1985); Gould v. Control Laser Corp., 705 F.2d 1340, 1342 (Fed. Cir. 1983) (“One purpose of the reex- amination procedure is to eliminate trial of that issue . . . or facilitate trial of that issue by providing the district court with the expert view of the PTO . . . .”). For that rea- son, the willingness of a court in the transferee forum to consider granting stays pending inter partes review (and Case: 21-168 Document: 29 Page: 6 Filed: 09/27/2021 6 IN RE: INTEL CORPORATION the disposition of the transferor court not to grant such stays) is not a justification for denying transfer. Nonetheless, Intel and Samsung have not shown a clear and indisputable right to transfer. Mindful of the standard of review, we are not prepared to second-guess the district court’s findings that Samsung’s and Applied’s operations within the Western District of Texas are likely to be important sources of evidence and witnesses in Sam- sung’s case. The district court also reasonably found that keeping the cases against Samsung and Intel before one court would preserve judicial economy and minimize the potential for inconsistent judgments. And we cannot say that Intel has shown that the transferee venue is so clearly more convenient as to override those benefits in its case. The petitioners make much of Applied’s pending declara- tion judgment suit in the Northern District of California, but that suit was filed after these complaints, and we see no clear error in the district court’s assessment of the pen- dency of that case based on the information available at the time of its decision on the transfer motions. Accordingly, IT IS ORDERED THAT: (1) The petitions are denied. (2) The motion to file a sur-reply is denied. FOR THE COURT September 27, 2021 /s/ Peter R. Marksteiner Date Peter R. Marksteiner Clerk of Court s31