Case Number: 05-96-01778-CV 02/02/2000 Case stored in record room 09/16/1999 Miscellaneous motion disposed. See Remarks. Overruled 09/14/1999 Miscellaneous motion filed. 09/14/1999 Phone call from Clerk's Office 08/26/1999 Petition for Review disposed Filed document is struck by the court 08/26/1999 Returned document/s to attorney. See Remarks. 08/26/1999 Petition due 08/23/1999 Petition for Review filed [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 817 [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 818
Richard Favaloro appeals a public reprimand and probated suspension from the practice of law received in a disciplinary proceeding brought by the Commission for Lawyer Discipline in district court. Favaloro brings eighty points of error contending his reprimand and suspension were entered in violation of his rights under various constitutions, statutes, and rules. His myriad points of error have been consolidated and addressed according to similarities in law.1 We overrule Favaloro's points of error and affirm the trial court's judgment. We publish this opinion pursuant to the mandate of Texas Rule of Disciplinary Procedure 6.06. See Tex. R. Disciplinary P. 6.06, reprinted in Tex. Gov't Code Ann., tit. 2, subtit. G app. A-1 (Vernon 1998).
Because the Court overruled Relators' application for writ of mandamus, Relators suspect that the Court did consider [opposing counsel's] response. If the Court considered [opposing counsel's] response, Relators request a reconsideration of the Court's ruling because [opposing counsel's] response contains many of the same knowingly dishonest statements, including those that maliciously and falsely defame me personally, *Page 819 that forced the State Bar of Texas to prosecute [opposing counsel] for her dishonesty and abuse of our legal system in File Number . . ., State Bar of Texas v. [opposing counsel].
(Underlining in original; italicization added.) The letter was signed by Richard Favaloro.
After Favaloro sent the above letter, Favaloro's opposing counsel filed a grievance action against him for violating then-disciplinary rule of professional conduct 8.04(a)(11),2 regarding the confidentiality requirements of disciplinary proceedings.
See Tex. Disciplinary R. Prof'l Conduct 8.04(a)(12), reprinted in Tex. Gov't Code Ann., tit. 2, subtit. G app. A (Vernon 1998) (providing that a lawyer shall not violate any other laws relating to professional conduct and the practice of law); Tex. R. Disciplinary P. 2.15 (providing for the confidentiality of proceedings before a grievance committee).
After the conclusion of administrative proceedings against Favaloro, the Commission for Lawyer Discipline filed a disciplinary petition in district court, and the supreme court appointed the Honorable Bruce Auld to preside over the proceedings. Before trial, the supreme court substituted its initial appointment of Judge Auld with the subsequent appointment of the Honorable John Delaney, who presided over the jury trial.
During the jury's deliberations, the jury requested clarification of the rules governing the confidentiality of grievance proceedings. At the time of the grievance proceeding, the rule provided:
"[a]fter a grievance committee and a respondent have reached agreement for a sanction other than a private reprimand, . . . the disposition is public." However, the judge instructed the jury: "[a]fter a grievance committee and a respondent have reached agreement for a sanction other than a public reprimand, . . . the disposition is public." Following this inconsistent instruction, the jury returned a verdict in Favaloro's favor on all issues including the questions concerning his violation of the confidentiality requirement.
The Commission filed a motion for judgment notwithstanding the verdict (JNOV), arguing it proved Favaloro's violation of the confidentiality requirement as a matter of law. The judge agreed and announced the Commission's motion for JNOV would be granted. Before Judge Delaney signed an order granting the Commission's motion for JNOV, Favaloro filed a motion to recuse him. The motion was granted. The supreme court then appointed the Honorable Donald Jones to replace Judge Delaney. Judge Jones entered JNOV as previously announced by Judge Delaney and signed a judgment publicly reprimanding Favaloro, suspending Favaloro from the practice of law for three years, probating the suspension for three years, and ordering Favaloro to pay the Commission $8,712.50 in attorney's fees.
Favaloro argues the disciplinary petition did not describe in detail the acts and conduct giving rise to the alleged professional misconduct sufficient to give him fair notice of the Commission's claims. See Tex. R. Disciplinary P. 3.01(D). He also argues the petition did not specify the rules of professional conduct allegedly violated. See id. 3.01(E). We disagree. The Commission's third amended petition specifies the details of Favaloro's acts and conduct giving rise to the misconduct charge. The pleading is sufficient to give fair notice of the Commission's claims. The petition also specifies the rules of professional conduct violated by Favaloro. Therefore, Favaloro's argument lacks merit. We overrule Favaloro's first through seventh, forty-third, fifty-second through fifty-ninth, sixty-first through sixty-third, seventy-fourth, and seventy-fifth points of error.
In points of error nine, ten, twenty-five, twenty-six, and thirty-six, Favaloro contends the confidentiality requirement and the prosecution of this case violate his rights of free speech and to petition the government for redress of grievances under the federal and state constitutions. Even if we were to assume that the confidentiality requirement and the prosecution of this case interfered with and punished Favaloro for exercising these rights, we nevertheless would have to determine whether the Commission presented compelling reasons justifying the government's actions. See McMullen v. Carson, 568 F. Supp. 937, 943 (M.D. Fla. 1983), aff'd, 754 F.2d 936 (11th Cir. 1985).
Without a statement of facts, we would also have to presume the evidence supports the trial court's judgment and the Commission presented necessary compelling reasons. Therefore, because Favaloro did not bring forward a statement of facts from the trial, he has waived these points of error. We overrule Favaloro's ninth, tenth, twenty-fifth, twenty-sixth, and thirty-sixth points of error. In points of error fifteen, twenty-two, thirty, and thirty-four, Favaloro contends his due process rights were violated. In points of error fifty-three through fifty-nine, Favaloro contends his rights under rules of disciplinary procedure 2.01 through 2.07 and 2.12 through 2.14 were violated at the grievance-committee stage of the proceeding. Without a statement of facts, we must presume the evidence supports the trial court's judgment and that Favaloro's rights were not violated. Because appellant did not bring forward a statement of facts, he has waived these points of error. We overrule points of error fifteen, twenty-two, thirty, thirty-four, and fifty-three through fifty-nine. In points of error sixty-seven and sixty-eight, Favaloro contends the trial court violated rule of disciplinary procedure 3.07 by not setting the case for trial within 180 days after the disciplinary petition was filed and by granting the Commission's motion for continuance that was not in the interest of justice. See Tex. R. Disciplinary P. 3.07. The record shows the case was first set for trial 230 days after the original disciplinary petition was filed. However, without a statement of facts, we cannot determine whether the delay in setting the case for trial or the granting of the Commission's motion for continuance harmed Favaloro, i.e., whether they were reasonably likely to cause and probably did cause rendition of an improper judgment. See Tex. R. App. P. 81(b)(1). We overrule Favaloro's sixty-seventh and sixty-eighth points of error.
In points of error seventy-one and seventy-two, Favaloro argues the evidence is insufficient to prove he violated the confidentiality requirement. In point of error seventy-seven (a)-(c), Favaloro contends the evidence is insufficient to support the JNOV. Without a statement of facts from the trial, we must presume the evidence supports the trial court's judgment that Favaloro violated the confidentiality requirement. See Hicks v. Western Funding, Inc., 809 S.W.2d 787, 788 (Tex.App.-Houston [1st Dist.] 1991, writ denied) (presuming facts against appellant in appeal from directed verdict with no statement of facts); Norwood v. Bayshore Bus Lines, Inc., 196 S.W.2d 526, 527 (Tex.Civ.App.-Galveston 1946, writ dism'd) (presuming facts against appellant in appeal from JNOV with no statement of facts). Because he did not bring forward a statement of facts from the trial, Favaloro has waived these points of error. We overrule points of error seventy-one, seventy-two, and seventy-seven (a)-(c).
In point of error seventy-eight, Favaloro contends the State Bar did not vote to prosecute him. See Tex. State Bar R. art. II, § 14(C)(2). Regardless of the merits of this argument, we cannot determine the accuracy of the factual basis for the argument *Page 822 without a statement of facts. We overrule Favaloro's seventy-eighth point of error.
In point of error seventy-nine, Favaloro contends the trial court erred in failing to submit his requested jury instructions. In point of error eighty, Favaloro contends Judge Delaney violated the canons of judicial conduct by not submitting Favaloro's requested jury instructions. A statement of facts is necessary to review these points of error to determine whether any evidence supports the submission of the requested jury instructions. Because Favaloro did not bring forward a statement of facts from the trial, he has waived any error on this issue. We overrule Favaloro's seventy-ninth and eightieth points of error.
In points of error eleven, twelve, and twenty-eight, Favaloro contends his right to be free from unreasonable search and seizure and to have warrants based upon probable cause were violated by the trial court's judgment. In points of error thirteen, twenty-nine, and forty-three, Favaloro contends his right to an indictment or presentment in a criminal case was violated by the trial court's judgment. In points of error fourteen and thirty-one, Favaloro contends the trial court violated his right not to be subjected to double jeopardy by granting the Commission's motion for JNOV. In points of error seventeen and twenty-nine, appellant contends he was deprived of his right to a speedy trial in a criminal prosecution. In points of error nineteen, twenty, and thirty, Favaloro contends he has been subjected to cruel and unusual punishment and excessive fines. In point of error forty-five, Favaloro contends the granting of the Commission's motion for JNOV violated the constitutional prohibition against the State appealing verdicts of not guilty in criminal cases. Each of these points of error asserts the violation of some constitutional right afforded defendants in a criminal case. Disciplinary proceedings are civil cases, not criminal cases. See Tex. R. Disciplinary P. 3.08(A) ("Disciplinary Actions are civil in nature."). Therefore, none of the rights asserted in these points of error applies to Favaloro in this proceeding. We overrule Favaloro's eleventh through fourteenth, seventeenth, nineteenth, twentieth, twenty-eighth through thirty-first, forty-third, and forty-fifth points of error.
In points of error sixteen and thirty-three, Favaloro contends the judgment constitutes a "taking" for the public use or public good without compensation. "[W]hile the license to practice is a property right, and a valuable one at that, it is not such a vested right, in the constitutional sense, that it may not be revoked for good cause, and such revocation is not a taking of property without due process of law." See Bryant v. State, 457 S.W.2d 72, 78-79 (Tex.Civ.App.-Eastland 1970, writ ref'd n.r.e.) (quoting Sherman v. State Bd. of Dental Exam'rs, 116 S.W.2d 843, 846 (Tex.Civ.App. — San Antonio 1938, writ ref'd)). Thus, the judgment did not "take" Favaloro's license to practice law. We overrule Favaloro's sixteenth and thirty-third points of error. In point of error twenty-one, Favaloro contends the judgment subjects him to slavery and involuntary servitude in violation of the Thirteenth Amendment. Favaloro provides no authority in support of this contention, and he fails to explain how a public reprimand and a probated *Page 823 suspension of his license to practice law leave him enslaved or subject to involuntary servitude. Favaloro is absolutely free to voluntarily abandon the practice of law at any time and pursue a career that does not have the State Bar of Texas as its overseer. The trial court's judgment in no way forces Favaloro into continued service or confinement or subjects him to the horrors of slavery. See Watson v. Graves, 909 F.2d 1549, 1552 (5th Cir. 1990) (defining involuntary servitude). We overrule Favaloro's twenty-first point of error.
In point of error thirty-five, Favaloro contends the State Bar violates the constitutional prohibition against monopolies. See Tex. Const. art. 1, § 26. Favaloro argues, "The State Bar of Texas and the Supreme Court of Texas, real parties in interest [sic], are integrated monopolies against the free practice of law, and these monopolies have damaged Appellant. The 7-19-96 document [the judgment] supports and advances that monopoly against Appellant. Therefore, the signing of the document was error." The practice of law is potentially harmful to the public if practiced by unqualified persons. The State Bar is not a monopoly but is the entity charged with regulating the practice of law for the protection of the public. See Fadia v. Unauthorized Practice of Law Comm., 830 S.W.2d 162, 165 (Tex.App.-Dallas 1992, writ denied); Palmer v. Unauthorized Practice Comm., 438 S.W.2d 374, 376 (Tex.Civ.App.-Houston [14th Dist.] 1969, no writ). We overrule Favaloro's thirty-fifth point of error.
In point of error thirty-nine, Favaloro contends the Texas Supreme Court "and its agents in the judicial department," violated the Separation of Powers Clause by acting as "investigator, grand jury, prosecutor, witness, finder of fact, finder of law, judge, jury, appellate court and executioner." Although nothing presented to this Court for review supports this contention, the supreme court does act in its administrative capacity in exercising its legislatively delegated and inherent power to regulate the practice of law in Texas. See Tex. Gov't Code Ann. § 81.011(c) (Vernon 1998); State Bar v. Gomez, 891 S.W.2d 243, 245 (Tex. 1994). This role is separate from its judicial role, and its actions in its administrative capacity do not deprive the lower courts of general jurisdiction over challenges to the supreme court's administrative actions. See Gomez, 891 S.W.2d at 245. Although the supreme court, in its administrative capacity, may have acted as investigator and prosecutor, it did not in its administrative capacity act as finder of fact or law, judge, jury, or appellate court.4 Nor has the supreme court, in its judicial capacity, or any other member of the judiciary acted as investigator, prosecutor, grand jury, or executioner. Favaloro has failed to show a violation of the Separation of Powers Clause. We overrule Favaloro's thirty-ninth point of error.
In points of error thirty-seven, forty-eight, forty-nine, fifty-one, sixty-six, seventy, seventy-three, and seventy-seven (d)-(e), Favaloro contends the trial court violated rule 3.09 of the Texas Rules of Disciplinary Procedure by granting the Commission's motion for JNOV. Rule 3.09 provides:
If the trial court fails to find from the evidence in a case tried without a jury, or from the verdict in a jury trial, that the Respondent's conduct constitutes Professional Misconduct, the court shall render judgment accordingly.
Tex. R. Disciplinary P 3.09. Favaloro argues this rule prohibits the trial court from granting a motion for JNOV because the rule requires the trial court to render judgment "from the verdict in a jury trial." We disagree. A JNOV is appropriate when the case should never have been submitted to the jury. See Spencer v. Eagle Star Ins. Co. of Am., 876 S.W.2d 154, 157 (Tex. 1994). As discussed above, Favaloro's failure to bring forward a statement of facts from the trial of his case waived his right to challenge the trial court's granting the motion for JNOV. Because we must presume the JNOV was appropriate, this case is one "tried without a jury," and the provision of rule 3.09 concerning jury verdicts does not apply. Favaloro asserts he did not commit Professional Misconduct because the basis of his misconduct, violation of a rule of disciplinary procedure, cannot constitute Professional Misconduct. Favaloro's only argument in support of this assertion is the statement, "If violating a procedural rule were `Professional Misconduct,' then all the members of the Texas Supreme Court have committed Professional Misconduct by not appointing [Judge] John Delaney's replacement within 30 days of his recusal."5 Whether the supreme court violated disciplinary rule of professional conduct 8.04(a)(11) by not timely appointing Judge Delaney's replacement is not before us. Further, the resolution of that issue is irrelevant to the determination of whether Favaloro violated the disciplinary rules of professional conduct. Favaloro's argument lacks merit.
Favaloro also argues the trial court did not find he committed Professional Misconduct because the court did not find that he violated a disciplinary rule of professional responsibility. We disagree. The trial court's judgment provides: "The Court, based on the evidence and law applicable thereto, is of the opinion, and so finds, that the conduct of the Respondent described in Jury Question No. 2 constituted a violation of Disciplinary Rule 8.04(a)(11) . . . ." Favaloro's argument lacks merit. We overrule Favaloro's points of error thirty-seven, forty-eight, forty-nine, fifty-one, sixty-six, seventy, seventy-three, and seventy-seven (d)-(e).
In point of error twenty-four, Favaloro further contends the judgment violated the constitution's prohibition against public emoluments except in consideration of public services. See Tex. Const. art. I, § 3. Favaloro argues that the jury's finding of "innocent" renders the Commission's action not to be "in consideration of public services." As explained above, the trial court determined that the case should never have been submitted to the jury because the Commission proved its case against Favaloro as a matter of law. We overrule Favaloro's twenty-fourth point of error.
In point of error forty-six, Favaloro contends the appointment of Judges Delaney and Jones violated article five, section twenty-eight of the Texas Constitution, which provides that the Governor shall fill vacancies in district courts. See Tex. Const. art. V, § 28. There is no evidence in the record presented for review that supports the contention that a vacancy existed in the district court in which Favaloro's case was heard. There is only an indication that another judge was appointed to preside over this particular disciplinary case. Under rule of disciplinary procedure 3.02, the supreme court had the authority to appoint any active district judge who did not reside in the same Administrative Judicial Region in which Favaloro resided to preside in the case. See Tex. R. Disciplinary P. 3.02. We overrule Favaloro's forty-sixth point of error. In point of error fifty, Favaloro contends the judgment is void because he timely objected to the assignment of Judge Jones and his objection was improperly overruled. Favaloro asserts his objection was timely under section74.053 of the Texas Government Code. See Tex. Gov't Code Ann. § 74.053(c) (Vernon 1998) (objection must be filed before the first hearing or trial over which the assigned judge is to preside). However, disciplinary procedure rule 3.02 governs objections to the appointment of judges in disciplinary proceedings. Rule 3.02 provides, "The judge appointed shall be subject to recusal under the Rules of Civil Procedure and objection, as provided by law, through a motion filed by either party not later than sixty (60) days from the date the Respondent is served with the Supreme Court's order appointing the judge . . . ." Tex. R. Disciplinary P. 3.02. The record shows the supreme court served Favaloro with notice of the appointment of Judge Jones on June 19, 1995. Favaloro filed his objection to Judge Jones on March 7, 1996, almost seven months outside the sixty-day deadline. We overrule Favaloro's fiftieth point of error.
In point of error sixty-four, Favaloro contends the supreme court failed to follow rule of disciplinary procedure 3.02 by not appointing Judge Jones to replace Judge Delaney within thirty days of the order recusing Judge Delaney. See Tex. R. Disciplinary P. 3.02. The record shows that the order recusing Judge Delaney was signed March 24, 1995, and the supreme court appointed Judge Jones to preside over this case on June 19, 1995, well outside the thirty-day deadline. However, Favaloro does not explain, and we do not perceive, how the timing of the appointment was harmful error, i.e., the error was reasonably calculated to cause, and probably did cause, the rendition of an improper judgment. See Tex. R. App. P. 81(b)(1). We hold any error was harmless. We overrule Favaloro's sixty-fourth point of error.
Favaloro's contention that rule 3.03 required the members of the supreme court to be in Dallas County when they appointed the judges in this case specifically violates the constitutional requirement in effect, at the time of the appointment of the judges, that the supreme court transact its business "at the seat of government," i.e., in Travis County. See Tex. Const. art. V, § 3a (amended 1997). The supreme court's actions were consistent with article five, section 3a of the Texas Constitution. Favaloro does not explain, and we cannot perceive, how the trial court's granting the motion for JNOV in Erath County instead of in Dallas County after the proceedings harmed him. We overrule Favaloro's seventeenth, fortieth, and sixty-fifth points of error.