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Electronically Filed
Supreme Court
SCAP-XX-XXXXXXX
04-NOV-2021
07:53 AM
Dkt. 55 OP
IN THE SUPREME COURT OF THE STATE OF HAWAIʻI
---o0o---
LEAGUE OF WOMEN VOTERS OF HONOLULU and COMMON CAUSE,
Plaintiffs-Appellants,
vs.
STATE OF HAWAIʻI,
Defendant-Appellee.
SCAP-XX-XXXXXXX
CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
(CAAP-XX-XXXXXXX; CASE NO. 1CC18-1-001376)
NOVEMBER 4, 2021
NAKAYAMA, McKENNA, AND WILSON JJ.,
AND RECKTENWALD, C.J., DISSENTING, WITH WHOM
CIRCUIT JUDGE KAWAMURA, IN PLACE OF POLLACK, J.1, RECUSED, JOINS
OPINION OF THE COURT BY NAKAYAMA, J.
I. INTRODUCTION
Plaintiffs-Appellants League of Women Voters of
Honolulu and Common Cause (collectively, “Plaintiffs”) appeal
1 Associate Justice Richard W. Pollack retired on June 30, 2020.
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from the Circuit Court of the First Circuit’s (circuit court)
final judgment, which granted Defendant-Appellee the State of
Hawaiʻi’s (the State) motion for summary judgment.
In the underlying proceeding, Plaintiffs filed a
complaint in the circuit court seeking a declaratory order that
a recently enacted bill was adopted through an unconstitutional
process and therefore is void as unconstitutional. Plaintiffs
challenged the adoption of a law requiring hurricane shelter
space in new public schools on the grounds that it violated
article III, section 15 of the Hawaiʻi Constitution because the
bill did not receive three readings in each house of the Hawaiʻi
State Legislature (the Legislature) before it was passed and
signed into law. The bill that was signed into law was first
introduced in the Senate as “A Bill for an Act Relating to
Public Safety” and required annual reporting of recidivism
statistics by the State. The House of Representatives (“the
House”) amended the bill to require hurricane shelter space in
new State buildings and deleted all reference to recidivism
reporting. The hurricane shelter version of the bill received
one reading in the Senate before it passed and eventually became
law.
The State filed a motion for summary judgment, arguing
that the Legislature’s own rules of procedure permit a bill to
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be read only by number and title and do not require the three
readings to start again after a bill is amended, even if the
bill’s contents are entirely deleted and a substituted bill is
introduced. Plaintiffs also filed a motion for summary
judgment. The circuit court granted the State’s motion for
summary judgment and denied Plaintiffs’ cross-motion, holding
that the process for enacting the law complied with the
Legislature’s adopted rules of procedure, which do not require
the three readings to start again in each legislative chamber
after a bill is amended or replaced.
On appeal, Plaintiffs again argue that the process for
adopting the bill violated section 15 because, after the House
made non-germane amendments to the recidivism reporting bill,
the Senate did not hold the required three readings to consider
the hurricane shelter bill. We agree. The plain language of
section 15 states that “No bill shall become law unless it shall
pass three readings in each house on separate days.” Haw.
Const. art. III, § 15. Here, the bill received three readings
in each house by title and number, but the substance of the bill
changed when the House introduced the hurricane shelter
substitution, which was unrelated to the original recidivism
reporting bill.
We conclude that article III, section 15 of the Hawaiʻi
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Constitution requires that the three readings begin anew after a
non-germane amendment changes the purpose of a bill so that it
is no longer related to the original bill as introduced.
For the reasons stated herein, we determine that
Senate Bill 2858, Senate Draft 2, House Draft 1, Conference
Draft 1, 2018 Haw. Sess. L. Act 84 at 432 (“Act 84” or
“S.B. 2858”) violated this requirement. Accordingly, we vacate
the circuit court’s orders and judgment granting the State’s
motion for summary judgment and denying Plaintiffs’ motion for
summary judgment and remand to the circuit court with
instructions to grant Plaintiffs’ motion for summary judgment.
II. BACKGROUND
A. Act 84
Senate Bill No. 2858, “A Bill for an Act Relating to
Public Safety,” was introduced in the Senate on January 24,
2018. As originally introduced, S.B. 2858 would have added new
sections to Hawaiʻi Revised Statutes (HRS) Chapter 353, to
require the State Department of Public Safety (DPS) to prepare
and submit an annual report to the Legislature that tracked the
rehabilitation and re-entry performance indicators for
individuals released from prison (“recidivism reporting bill”).
With minor amendments, the recidivism reporting bill passed three
readings in the Senate.
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On March 8, 2018, after crossover2 from the Senate, the
recidivism reporting bill passed its first reading in the House.
On March 15, 2018, the House Committee on Public
Safety held a hearing on the recidivism reporting bill and
received testimony from interested parties, including the DPS,
the Office of Hawaiian Affairs, the Hoʻomanapono Political Action
Committee, the Hawaiʻi Justice Coalition, the Community Alliance
on Prisons, Young Progressives Demanding Action, the ACLU of
Hawaiʻi, and private citizens.
Despite the fact that the interested parties largely
supported the recidivism bill, the House Committee on Public
Safety recommended amending S.B. 2858 “by deleting its contents
and inserting the substantive provisions of House Bill No. 2452,
H.D. 1,” (“H.B. 2452”) which would require that State buildings
constructed after July 1, 2018 include hurricane shelter space
(“hurricane shelter bill”).3 H.R. Stand. Comm. Rep. No. 1255-18,
2 “Crossover” occurs when a bill is voted on three times in the
originating legislative chamber and crosses over to the other chamber for
consideration. Legislative Reference Bureau, A Bill’s Journey,
https://lrb.hawaii.gov/par/overview-of-the-legislative-process/a-bills-
journey.
3 The House Committee on Public Safety offered no explanation as to why
it recommended gutting the contents of the recidivism reporting bill and
replacing it with the hurricane shelter bill and merely stated: “Your
Committee has amended this measure by deleting its contents and inserting the
substantive provisions of House Bill No. 2452, H.D. 1, which was heard by
your Committee earlier this session.” H.R. Stand. Comm. Rep. No. 1255-18,
at 2.
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at 2 (2018). On March 21, 2018, the House amended S.B. 2858
according to the committee’s recommendation and S.B. 2858 — as
the hurricane shelter bill — passed its second reading in the
House.
On March 28, 2018, the House Committee on Finance held
a hearing on the hurricane shelter bill and accepted public
testimony. The Office of Hawaiian Affairs and Young
Progressives Demanding Action offered testimony asking
legislators to revert the bill to its original subject as the
recidivism reporting bill.4 While the House Committee on Finance
noted the objections of interested parties to the substituted
bill, it nevertheless recommended passing the hurricane shelter
bill unamended. On April 6, 2018, S.B. 2858 passed its third
reading in the House.
On April 10, 2018, S.B. 2858 was transmitted to the
Senate. The Senate disagreed with the House amendments and a
conference committee of House and Senate members met to confer.
4 The Office of Hawaiian Affairs commented, inter alia, that hurricane
preparedness is a “laudable goal,” but that the hurricane shelter draft of
S.B. 2858 “would abandon the critically important purpose of previous drafts
to require the Department of Public Safety [DPS] to collect, aggregate, and
publicly report data relating to key enumerated performance indicators[,]”
which was critical to reforming the criminal justice system.
Young Progressives Demanding Action offered similar comments, stating
that the group does “not oppose the construction of hurricane shelters,” but
was “nevertheless disappointed that the House Public Safety committee decided
to gut an important bill that would have required the [DPS] to report on
program outcomes.”
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The conference committee recommended that S.B. 2858 be amended
to delete the hurricane shelter space requirement and instead
provide that the State must consider hurricane resistant
criteria when designing and constructing new public schools.
The Senate adopted the conference committee’s recommendation and
S.B. 2858 passed final reading in both chambers on May 1, 2018.
S.B. 2858 was signed by the Governor as Act 84 and became law on
June 29, 2018.
B. Proceedings in the Circuit Court
On September 5, 2018, Plaintiffs filed a complaint in
the circuit court challenging the enactment of Act 84 as
unconstitutional. The complaint alleged that: (1) the title of
S.B. 2858 “Relating to Public Safety” does not satisfy the
subject-in-title requirement of article III, section 14 of the
Hawaiʻi Constitution (“section 14”)5; and (2) “the hurricane
shelter version of S.B. 2858” did not “have the required three
readings in the Senate[,]” in violation of article III, section
15 of the Hawaiʻi Constitution (“section 15”).6 Plaintiffs
sought a declaratory order that Act 84 was adopted through an
5 Section 14 provides in relevant part that “[e]ach law shall embrace but
one subject, which shall be expressed in its title.” Haw. Const. art. III,
§ 14.
6 Section 15 provides in relevant part that “[n]o bill shall become law
unless it shall pass three readings in each house on separate days.” Haw.
Const. art. III, § 15.
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unconstitutional process and therefore is void as
unconstitutional.
On October 9, 2018, the State filed a motion for
summary judgment, arguing that Act 84 is constitutional and that
Plaintiffs’ claims presented a nonjusticiable political
question.
On October 25, 2018, Plaintiffs filed a cross-motion
for summary judgment. The Legislature subsequently moved for
and was granted leave to appear as amicus curiae in support of
the State’s motion for summary judgment.
On January 24, 2019, the circuit court heard the
cross-motions. The circuit court orally granted the State’s
motion for summary judgment and denied Plaintiffs’ cross-motion,
holding that the process for adopting Act 84 complied with the
circuit court’s interpretation of the three readings and
subject-in-title requirements of the Hawaiʻi Constitution. The
circuit court stated that its interpretation of the three
readings requirement hinged on the Legislature’s own rule of
procedure:
[W]hat sways the Court on [the issue of three readings] is
the fact that the Legislature adopted rules of procedure
and, in the course of doing that, adopted as part of its
procedures the Mason’s Manual. And it is that Mason’s
Manual provision, Section 722, and I also did rely on
Section 617 that talks about the nature of the substituted
bill to arrive at the conclusion that the procedure of the
Legislature is such that if a replace and substituted bill
is adopted, then under Section 722, the Legislature is not
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required to conduct three more readings because they have
already had in each house the three readings.
And that suffices to meet the constitutional mandate
of three readings in each house one day apart so the Court
is not able to find that there was any violation of the
Constitution with respect to the three readings.
(Emphasis added.)
On April 3, 2019, the circuit court entered written
orders granting summary judgment in favor of the State and
denying Plaintiffs’ cross-motion. As pertinent here, the
circuit court made the following conclusions of law:
1. There was no violation of the Hawaiʻi Constitution
with respect to the three readings. Based on sections 617
and 722 of Mason’s Manual of Legislative Procedure (2010
rev. ed.), the procedure of the legislature is such that if
a replaced and substituted bill is adopted, then the
legislature is not required to conduct three more readings
because they have already had the three readings in each
House and that suffices to meet the requirements of the
constitutional mandate.
....
3. The court has no issue regarding Plaintiffs’
standing. They are organizations that are dedicated to
ensure integrity in the legislative process, and that is
what this case is about.
4. Defendant State of Hawaii’s separation of powers
argument is rejected. The court has the power to
adjudicate the constitutional validity of statutory
enactments.
Thus, the circuit court concluded that Act 84 was constitutional
and that the State was entitled to judgment as a matter of law
and entered final judgment in favor of the State.
C. ICA Proceedings and Subsequent Transfer
On May 2, 2019, Plaintiffs timely appealed the circuit
court’s decision to the ICA. In their opening brief, Plaintiffs
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raised two points of error:
1. Whether the three readings requirement — article III,
section 15 — of the Hawaiʻi Constitution requires that
each chamber of the Legislature hold three new
readings of proposed legislation after the
Legislature removes a bill’s content and replaces it
with a proposal that is not germane to the intent of
the original bill.
. . . .
2. Whether legislation broadly titled as “relating to
public safety” reasonably apprises the public of the
interests that are or may be affected by the statute
and otherwise complies with the subject in title
requirement — article III, section 14 — of the Hawaiʻi
Constitution.
After the State filed its answering brief, Plaintiffs
filed an application for transfer, which this court granted on
December 18, 2019.
The Legislature submitted an amicus brief echoing the
State’s arguments. The Tax Foundation of Hawaiʻi and the
Grassroot Institute of Hawaiʻi filed amicus briefs in support of
Plaintiffs.
II. STANDARDS OF REVIEW
A. Summary Judgment
“An order granting summary judgment is reviewed de
novo, using the same standard as that applied by the circuit
court: whether there were any genuine issues of material fact
and whether the movant was entitled to judgment as a matter of
law.” Blair v. Harris, 98 Hawaiʻi 176, 178, 45 P.3d 798, 800
(2002).
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B. Constitutional Interpretation
“Issues of constitutional interpretation present
questions of law that are reviewed de novo.” [Blair, 98
Hawaiʻi at 178, 45 P.3d at 800] (citation omitted). In
construing the constitution, this court observes the
following basic principles:
Because constitutions derive their power and
authority from the people who draft and adopt them,
we have long recognized that the Hawaiʻi Constitution
must be construed with due regard to the intent of
the framers and the people adopting it, and the
fundamental principle in interpreting a
constitutional provision is to give effect to that
intent. This intent is to be found in the instrument
itself.
[T]he general rule is that, if the words used in a
constitutional provision are clear and unambiguous,
they are to be construed as they are written. In
this regard, the settled rule is that in the
construction of a constitutional provision the words
are presumed to be used in their natural sense unless
the context furnishes some ground to control,
qualify, or enlarge them.
Moreover, a constitutional provision must be
construed in connection with other provisions of the
instrument, and also in the light of the
circumstances under which it was adopted and the
history which preceded it.
Hanabusa v. Lingle, 105 Hawaiʻi 28, 31–32, 93 P.3d 670,
673-74 (2004) (brackets in original) (quoting [Blair, 98
Hawaiʻi at 178–79, 45 P.3d at 800–01]).
Sierra Club v. Dep’t of Transp., 120 Hawaiʻi 181, 196, 202 P.3d
1226, 1241 (2009).
III. DISCUSSION
Plaintiffs ask this court to decide whether section 15
requires the three readings to begin anew after a non-germane
amendment fundamentally changes the purpose of a bill.
Plaintiffs argue that the three readings requirement must be
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interpreted in light of its purpose, which is to provide
opportunity for a full and informed debate, prevent hasty and
ill-considered legislation, and provide notice of proposed
legislation to allow for meaningful participation by the public
in the legislative process.
The State and Legislature argue that the plain
language of section 15 does not require the three readings to
begin anew after an amendment and that this court should not
read in an intent where there is none. The State maintains that
the Legislature’s adopted rules of procedure permit a bill to be
read by its identifying title only, eliminating the need for
readings to begin anew when a bill is amended.
We conclude that Act 84 is invalid because it was not
enacted in conformance with the requirements set forth in the
Hawaiʻi Constitution. Namely, Act 84 did not receive three
readings in each house of the Legislature after its contents
were entirely gutted and replaced with the hurricane shelter
bill.7
A. Plaintiffs have standing to challenge Act 84
The State contends that Plaintiffs lack standing
7 Because it is clear that Act 84’s enactment did not comport with
section 15’s three readings requirements and is invalid, we do not reach the
issue of whether Act 84’s title “Relating to Public Safety” satisfies section
14’s subject-in-title requirement.
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because they do not have a concrete interest in challenging
the constitutionality of Act 84’s substance, but instead seek to
bring a general challenge to the Legislature’s practice of
“gut[ting] and replac[ing]”8 bills during the legislative
process.9
We begin with the foundational premise that our
democratic system of self-governance requires courts to limit
judicial intervention “to those questions capable of judicial
resolution and presented in an adversary context.” Life of the
Land v. Land Use Comm’n, 63 Haw. 166, 172, 623 P.2d 431, 438
(1981) (quoting Reliable Collection Agency, Ltd. v. Cole, 59
Haw. 503, 510, 584 P.2d 107, 111 (1978)). “[J]udicial
intervention in a dispute is normally contingent upon the
presence of a ‘justiciable’ controversy.” Id. at 172, 623 P.2d
at 438. A controversy is not justiciable unless “the party
seeking a forum . . . has ‘alleged such a personal stake in the
8 “Gut and replace” refers to the legislative practice of removing a
bill’s original content and replacing it with a different topic that is
unrelated to the original bill.
9 We note that the State did not file a cross-appeal to challenge the
circuit court’s decision that Plaintiffs have standing in this case.
Generally, an appellee who fails to file a cross-appeal cannot raise points
of error. First Ins. Co. v. A&B Properties, 126 Hawaiʻi 406, 413 n.12, 271
P.3d 1165, 1172 n.12 (2012). However, because standing is a prudential
consideration related to concerns of judicial self-governance, “Hawaiʻi state
courts may consider standing even when not raised by the parties[.]” Tax
Found. of Hawaiʻi v. State, 144 Hawaiʻi 175, 192, 439 P.3d 127, 144
(2019), reconsideration denied, No. SCAP-XX-XXXXXXX, 2019 WL 1858284 (Haw.
Apr. 25, 2019).
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outcome of the controversy’ as to warrant his invocation
of . . . (the court’s) jurisdiction and to justify exercise of
the court’s remedial powers on his behalf.” Id. at 172, 623
P.2d at 438 (quoting Warth v. Seldin, 422 U.S. 490, 498-99
(1975). “[T]he issue of standing is reviewed de novo on
appeal.” Tax Found., 144 Hawaiʻi at 185, 439 P.3d at 137
(quoting Mottl v. Miyahira, 95 Hawaiʻi 381, 388, 23 P.3d 716, 723
(2001) (internal citation omitted)).
Plaintiffs filed suit seeking a declaration that the
process for adopting Act 84 violated the Hawaiʻi Constitution.
Accordingly, Plaintiffs’ suit for declaratory relief is governed
by HRS § 632-1 (2016).10 See Ching v. Case, 145 Hawaiʻi 148, 173
n.41, 449 P.3d 1146, 1171 n.41 (2019)) (observing that “suits
seeking retrospective declaratory relief based on an alleged
constitutional violation that has already occurred are governed
10 HRS § 632-1 provides in relevant part:
(b) Relief by declaratory judgment may be granted in
civil cases . . . where the court is satisfied that
antagonistic claims are present between the parties
involved which indicate imminent and inevitable litigation,
or where in any such case the court is satisfied that a
party asserts a legal relation, status, right, or privilege
in which the party has a concrete interest and that there
is a challenge or denial of the asserted relation, status,
right, or privilege by an adversary party who also has or
asserts a concrete interest therein, and the court is
satisfied also that a declaratory judgment will serve to
terminate the uncertainty or controversy giving rise to the
proceeding.
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by HRS § 632-1”). In Tax Found., this court held that a party
seeking declaratory relief under HRS § 632-1 need not satisfy
the common law three-part injury-in-fact test to have standing.11
144 Hawaiʻi at 189, 439 P.3d at 141. Instead, we adopted the
following test for HRS § 632-1 standing:
[A] party has standing to seek declaratory relief in a
civil case brought pursuant to HRS § 632-1 (1) where
antagonistic claims exist between the parties (a) that
indicate imminent and inevitable litigation, or (b) where
the party seeking declaratory relief has a concrete
interest in a legal relation, status, right, or privilege
that is challenged or denied by the other party, who has or
asserts a concrete interest in the same legal relation,
status, right, or privilege; and (2) a declaratory judgment
will serve to terminate the uncertainty or controversy
giving rise to the proceeding.
Id. at 202, 439 P.3d at 154. Applying this test, we found that
the plaintiff in Tax Found. had HRS § 632-1 standing “based on
its historical purpose as a government financial accountability
watchdog.” Id. at 202-03, 439 P.3d at 154-55.
Here, the circuit court held that Plaintiffs had
standing to challenge Act 84 as “organizations that are
dedicated to ensur[ing] integrity in the legislative process,
and that is what this case is about.” Applying the standing
11 As stated in Tax Found.,
the common law three-part “injury in fact” test for
standing . . . requires a showing that (1) the plaintiff
has suffered an actual or threatened injury as a result of
the defendant’s conduct, (2) the injury is fairly traceable
to the defendant's actions, and (3) a favorable decision
would likely provide relief for the plaintiff's injury.
144 Hawaiʻi at 188, 439 P.3d at 140.
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requirements delineated in Tax Found. to the facts of this case,
we hold that Plaintiffs have HRS § 632-1 standing because:
(1) antagonistic claims exist between Plaintiffs and the State
with respect to whether the process used to adopt Act 84
violated the Hawaiʻi Constitution and Plaintiffs have a concrete
interest in ensuring that the Legislature adheres to
constitutionally-mandated procedures when enacting new
legislation, which is an alleged right challenged or denied by
the State;12 and (2) “a declaratory judgment will serve to
terminate the . . . controversy giving rise to the proceeding.”
See id. at 202, 439 P.3d at 154. Accordingly, the circuit court
did not err in finding that Plaintiffs have standing to
challenge the constitutionality of Act 84.
12 The State cites no authority for its claim that Plaintiffs’ interest in
ensuring that the Legislature comply with constitutionally-mandated
procedures when enacting new laws is not sufficiently concrete to warrant
HRS § 632-1 standing. Plaintiffs are community groups who are interested in
increasing public participation in government, have a documented interest in
legislative procedure and governance, and have consistently communicated
their concerns about the Legislature’s compliance with constitutionally-
mandated procedures for enacting legislation.
The plain language of HRS § 632-1(b) provides that a court may grant a
declaratory judgment where antagonistic claims exist between the parties,
specifically where “a party asserts a legal relation, status, right, or
privilege in which the party has a concrete interest and that there is a
challenge or denial of the asserted relation, status, right, or privilege by
an adversary party.” Consequently, Plaintiffs need not disagree with the
subject of Act 84 in order to assert their right to be governed by laws which
have complied with constitutionally-mandated procedures for enacting
legislation — a right which the Legislature allegedly denied.
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B. Whether the Legislature complied with constitutional
limitations on the legislative process is justiciable
Both the State and the Legislature argue that this
case raises nonjusticiable political questions. The State
concedes that whether the process of enacting Act 84 complied
with constitutional requirements for the legislative process is
justiciable, but contends that this court may not comment on the
legislative practice of “gut and replace” or provide any
guideline for what constitutes a permissibly germane amendment
without violating the separation of powers.
In its amicus brief, the Legislature argues that if
this court invalidates Act 84, it will intrude upon the
Legislature’s constitutional mandate to “determine the rules of
its own proceedings[.]” Haw. Const. art. III, § 12
(“section 12”).13 The Legislature maintains that this court may
look no further than determining whether the Legislature
followed its own procedural rules to ascertain whether the three
readings requirement is satisfied without violating the
separation of powers doctrine. See Hussey v. Say, 139 Hawaiʻi
181, 188-89, 384 P.3d 1282, 1289-90 (2016) (holding that whether
a legislator is qualified to hold office is nonjusticiable
13 Section 12 provides in relevant part: “Each house shall choose its own
officers, determine the rules of its proceedings and keep a journal.” Haw.
Const. art. III, § 12.
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because section 12 grants the Legislature the exclusive
authority to judge the qualifications of its members). The
Legislature insists that there is no judicially discoverable or
manageable standard, aside from the Legislature’s own rules of
procedure, for this court to decide whether the three readings
requirement was satisfied and therefore the question is
nonjusticiable.
As this court has previously noted,
The separation of powers doctrine is embodied in the
Guarantee Clause, article IV, section 4 of the United
States Constitution, which reads:
The United States shall guarantee to every State in
this Union a Republican Form of Government, and shall
protect each of them against Invasion; and on
Application of the Legislature, or of the Executive
(when the Legislature cannot be convened) against
domestic Violence.
Questions arising under the Guarantee Clause are
nonjusticiable because they are “political, not judicial,
in character, and thus are for the consideration of the
Congress and not the courts.” Ohio v. Akron Metro. Park
Dist. for Summit County, 281 U.S. 74, 79-80 (1930)
(citations omitted).
Taomae v. Lingle, 108 Hawaiʻi 245, 256–57, 118 P.3d 1188,
1199-1200 (2005). Like the federal government, ours is a
tripartite government in which the sovereign power is equally
divided among the branches. Trustees of Office of Hawaiian
Affairs v. Yamasaki, 69 Haw. 154, 170-71, 737 P.2d 446, 456
(1987).
“The [political question] doctrine is the result of
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the balance courts must strike in preserving separation of
powers yet providing a check upon the other two branches of
government.” Nelson v. Hawaiian Homes Comm’n, 127 Hawaiʻi 185,
194, 277 P.3d 279, 288 (2012). Arguably, the political question
doctrine is “the most amorphous aspect of justiciability.” Id.
(internal quotation marks and citation omitted). As the Supreme
Court of the United States observed,
Deciding whether a matter has in any measure been committed
by the Constitution to another branch of government, or
whether the action of that branch exceeds whatever
authority has been committed, is itself a delicate exercise
in constitutional interpretation, and is a responsibility
of [the] Court as ultimate interpreter of the Constitution.
Baker v. Carr, 369 U.S. 186, 211 (1962). Political questions
are presented in specific formulations:
Prominent on the surface of any case held to involve a
political question is found a textually demonstrable
constitutional commitment of the issue to a coordinate
political department; or a lack of judicially discoverable
and manageable standards for resolving it; or the
impossibility of deciding without an initial policy
determination of a kind clearly for nonjudicial discretion;
or the impossibility of a court’s undertaking independent
resolution without expressing lack of the respect due
coordinate branches of government; or an unusual need for
unquestioning adherence to a political decision already
made; or the potentiality of embarrassment from
multifarious pronouncements by various departments on one
question.
Unless one of these formulations is inextricable from
the case at bar, there should be no dismissal for non-
justiciability on the ground of a political question’s
presence.
Id. at 217 (emphasis added).
Despite the Legislature’s protestations, the claim
that this case presents a nonjusticiable political question is
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groundless. This court has consistently rejected the argument
that alleged violations of constitutional mandates concerning
the legislative process are nonjusticiable political questions.
See, e.g., Taomae, 108 Hawaiʻi at 256-57, 118 P.3d at 1199-1200
(addressing whether a constitutional amendment satisfied the
constitutional three readings requirement); Schwab, 58 Haw. 25,
30-39, 564 P.2d 135, 139-44 (1977) (addressing whether a bill
satisfied the constitutional three readings and subject-in-title
requirements). At bottom, it is the responsibility of this
court to interpret the Hawaiʻi Constitution. See Marbury v.
Madison, 5 U.S. 137, 177 (1803) (“[A]n act of the legislature,
repugnant to the constitution, is void. . . . It is
emphatically the province and duty of the judicial department to
say what the law is.”); Sierra Club, 120 Hawaiʻi at 196, 202 P.3d
at 1241 (noting that “judicial review of legislative enactments
is appropriate” because “[o]ur ultimate authority is the
Constitution; and the courts, not the legislature, are the
ultimate interpreters of the Constitution.”) (internal quotation
marks and citations omitted).
While the Legislature is empowered by section 12 to
enact its own rules of procedure, that power is not without
limits. The Legislature’s “power shall extend to all rightful
subjects of legislation not inconsistent with this
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constitution[.]” Haw. Const. art. III, § 1 (emphasis added).
Put simply, the Legislature’s rules of procedure do not trump
constitutional provisions. Instead, constitutional provisions
control over any provision of adopted rules. See Nat’l
Conference of State Legislatures, Mason’s Manual of Legislative
Procedure (2010 ed.) §§ 4, 6, 10, and 12) (“Mason’s Manual”).14
Accord Norman J. Singer & Shambie Singer, 1 Sutherland on
Statutes and Statutory Construction § 7:4 (7th ed. 2014)
(“Sutherland”) (“The constitution empowers each house to
determine its rules of proceedings. It may not by its rules
ignore constitutional restraints[.]” (quoting United States v.
Ballin, 144 U.S. 1, 5 (1892)). Accepting the Legislature’s
contrary proposition would violate the separation of powers
doctrine, effectively leaving the Legislature’s power
14 Mason’s Manual, which the Legislature adopted, provides in relevant
part:
§ 4 ¶ 4. [W]here the constitution requires three readings
of bills, this provision controls over any provision of
adopted rules, statutes, adopted manual or parliamentary
law.
§ 6 ¶ 2. A constitutional provision regulating procedure
controls over all other rules of procedure.
§ 10 ¶ 3. The power of each house of a state legislature
to make its own rules is subordinate to the rules contained
in the constitution.
§ 12 ¶ 1. A legislative body cannot make a rule that
evades or avoids the effect of a rule prescribed by the
constitution governing it, and it cannot do by indirection
what it cannot directly do.
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unchecked.15
While Section 12 empowers the Legislature to adopt its
own rules of procedure, it contains no “textually demonstrable
constitutional commitment” to the Legislature to interpret other
constitutional mandates, such that determining whether Act 84
complied with those mandates is a nonjusticiable political
question. See Baker, 369 U.S. at 217 (noting that where there
is “a textually demonstrable constitutional commitment of the
issue to a coordinate political department[,]” the case raises a
political question). The Legislature’s reliance on Hussey, 139
Hawaiʻi at 188-89, 384 P.3d at 1289-90, is misplaced because that
case concerned a challenge to a state legislator’s
qualifications for office and section 12 provides that “‘[e]ach
house shall be the judge of the . . . qualifications of its own
members.’” However, sections 14 and 15 contain no similar
language vesting the Legislature with the responsibility to
judge its own compliance with the constitutional requirements
15 As we observed in Morita v. Gorak:
Under longstanding canons of statutory construction,
“if one construction would make it possible for a branch of
government substantially to enhance its power in relation
to another, while the opposite construction would not have
such an effect, the principle of checks and balances would
be better served by a choice of the latter interpretation.”
145 Hawaiʻi 385, 395, 453 P.3d 205, 215 (2019) (quoting Staebler v. Carter,
464 F.Supp. 585, 599-600 (D.D.C. 1979)).
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for the legislative process.
Accordingly, we conclude that this court may determine
whether the process used to enact Act 84 complied with the
constitutional mandates concerning the legislative process
without the violating separation of powers doctrine.16
C. The process used to enact Act 84 did not comply with
section 15
Having determined that Plaintiffs have standing to
bring suit and that this court can decide the issue without
violating the separation of powers doctrine, we now consider the
merits of Plaintiffs’ challenge.
“No bill shall become law unless it shall pass three
readings in each house on separate days.” Haw. Const. art. III,
§ 15. Constitutional provisions regarding the enactment of
legislation are “mandatory and a violation thereof would render
16 Other jurisdictions have similarly rejected the claim that a court
cannot review the constitutionality of a law’s enactment without violating
the separation of powers. See, e.g., Magee v. Boyd, 175 So.3d 79, 106 (Ala.
2015) (holding that whether the legislature satisfied constitutionally
mandated procedural requirements for enacting new laws is justiciable);
Bevin v. Commonwealth ex rel. Beshear, 563 S.W.3d 74, 86 (Ky. 2018) (“We are
satisfied that judicial review of the meaning of any provision of the
Kentucky Constitution is well within the separate powers assigned the
judicial branch and that the question before us is not a non-justiciable
political question.”); Pennsylvania Sch. Boards Ass’n, Inc. v. Commonwealth
Ass’n of Sch. Adm’rs, Teamsters Local 502, 805 A.2d 476, 485 (Pa. 2002)
(holding that whether a bill complied with the state constitution’s three
readings requirement was justiciable); Brewer v. Burns, 213 P.3d 671, 675
(Ariz. 2009) (rejecting the argument that a constitutional provision
requiring the legislature to determine its own rules of procedure limited the
court’s ability to determine whether the legislature complied with other
constitutional mandates concerning the legislative process).
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an enactment nugatory.” Schwab, 58 Haw. at 31, 564 P.2d at 139.
Plaintiffs argue that Act 84 did not satisfy the three readings
requirement because the hurricane shelter version of S.B. 2858
only received one reading in the Senate before it was signed
into law.
We begin with the presumption that every enactment of
the Legislature was adopted in accordance with the Constitution.
See id. at 31, 564 P.2d at 139. Plaintiffs, as challengers of
Act 84, bear the “burden of showing unconstitutionality beyond a
reasonable doubt.” See id. Thus, Act 84 will not be
invalidated unless the Plaintiffs demonstrate that it was
enacted in violation of section 15’s three-readings requirement
and the violation is “plain, clear, manifest, and unmistakable.”
See id.
When interpreting constitutional provisions,
the general rule is that, if the words used in a
constitutional provision are clear and unambiguous, they
are to be construed as they are written. In this regard,
the settled rule is that in the construction of a
constitutional provision the words are presumed to be used
in their natural sense unless the context furnishes some
ground to control, qualify, or enlarge them.
Sierra Club, 120 Hawaiʻi at 196, 202 P.3d at 1241 (cleaned up).
Section 15 states that “[n]o bill shall become law unless it
shall pass three readings in each house on separate days.” Haw.
Const. art. III, § 15 (emphasis added). The ordinary meaning of
the word “read” is “to receive or take in the sense of [letters
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or symbols] . . . by sight” or “to utter aloud the printed or
written words of” something. Merriam Webster’s Collegiate
Dictionary 972 (10th ed. 1994). Thus, before a bill can become
a law, it must be read, meaning that its contents must be
“take[n] in” or “utter[ed] aloud” three times in each house on
separate days. See Haw. Const. art. III, § 15.
The State argues that the process used to enact Act 84
complied with the plain language of section 15 because the bill
number and title were read three times in each house on three
separate days. Every bill consists of a number, title, and the
substance of the bill which is contained in its body and divided
into sections.17 However, because the Legislature’s rules of
procedure permit a bill to be “read” by title only,18 we must
consider whether a bill is the same bill for purposes of the
three readings requirement, once the bill is amended so that it
addresses an entirely new subject.
We conclude that the words in section 15 are clear and
17 Legislative Reference Bureau, Anatomy of a Bill,
https://lrb.hawaii.gov/par/overview-of-the-legislative-process/types-of-
measures-bills-resolutions-messages/anatomy-of-a-bill.
18 Pursuant to the Rules of the House of Representatives (2017-18), Rules
34-36, all three readings of a bill may be by “title only.” Pursuant to the
Rules of the Senate (2017-18), Rules 48-50, the first Senate reading of a
bill is “for information,” with the second and third readings permissibly
being by “title only.” See also Mason’s Manual, supra, at § 720 ¶ 4 (“A
reading of a bill by title is considered a reading of the bill, unless it is
specifically required by the constitution that the bill be read at length or
in full.”).
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unambiguous. For the reasons stated herein, we conclude that
Act 84 is invalid because the hurricane shelter version of S.B.
2858 did not receive three readings in the Senate before the
bill was signed into law.
1. The purpose of the three readings requirement
A fundamental principle of constitutional
interpretation is that
the Hawaiʻi Constitution must be construed with due regard
to the intent of the framers and the people adopting it,
and the fundamental principle in interpreting a
constitutional provision is to give effect to that intent.
Sierra Club, 120 Hawaiʻi at 196, 202 P.3d at 1241. Accordingly,
we consider the purpose of the three readings requirement in
order to effectuate the intent of the framers and the people.
In Hawaiʻi, the three readings requirement dates back
to the 1894 Constitution of the Republic of Hawaiʻi. Haw. Const.
art. 64 (Rep. 1894). In 1950, the three readings requirement
was reworded to the current language: “No bill shall become law
unless it shall pass three readings in each house,19 on separate
days.” Haw. Const. art. III, § 16 (1950).
At the Constitutional Convention of 1950, the
Committee on Revision, Amendments, Initiative, Referendum and
Recall (“the Committee”) issued a report which discussed, among
19 The Constitutional Convention of 1968 deleted the comma preceding “on
separate days” and renumbered this section to section 15. Haw. Const. art.
III, § 15.
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other things, the merits of the legislative process in a
representative form of government. Stand. Comm. Rep. No. 47 in
1 Proceedings of the Constitutional Convention of Hawaii 1950,
at 182 (1960) (“Proceedings of 1950”). The Committee observed
that laws should not be enacted in response to “storms of hasty,
temporary and changeable public emotion.” Id. at 183. Rather,
“[e]xcept in time of war and equally urgent disaster or crisis,
laws should be drawn . . . with deliberation and careful
consideration of long-range needs[.]” Id.
The Committee also made this observation about the
role of the three readings requirement in the legislative
process:
One of the necessary features of laws adopted by the
legislature is the necessity for three readings and the
opportunity for full debate in the open before committees
and in each House, during the course of which the purposes
of the measures, and their meaning, scope and probable
effect, and the validity of the alleged facts and arguments
given in their support can be fully examined and, if false
or unsound, can be exposed, before any action of
consequence is taken thereon.
Id. at 184 (emphasis added). Once a full and informed debate
uncovers a bill’s “weaknesses, or opposition forces compromise
to meet objections raised to its form or substance[,]” the bill
“may be amended any number of times[.]” Id. Thus, as we have
previously observed, a historical purpose of the three readings
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requirement is to “provide[] the opportunity for full debate.”20
Taomae, 108 Hawaiʻi at 255, 118 P.3d at 1198.21
As we have previously observed, the three readings
requirement “also ensures that each house of the legislature has
given sufficient consideration to the effect of the bill.” Id.;
see also Schwegmann Bros. v. Calvert Distillers Corp., 341 U.S.
384, 396 (1951) (Jackson, J. concurring) (concluding that the
three-readings requirement in the United States Constitution is
“intended . . . to make sure that each House knows what it is
passing and passes what it wants”). Additionally, the
constitutional requirement that the three readings must occur on
three separate days is generally intended “to prevent hasty and
ill-considered legislation, surprise or fraud, and to inform the
legislators . . . of the contents of the bill.” Mason’s Manual,
20 This is also in accordance with the common law understanding of reading
requirements. “Reading requirements are supposed to facilitate informed and
meaningful deliberation on legislative proposals, and refinement and
modification of the text of a proposal is the natural and desirable product
of deliberation.” Sutherland, supra, § 10:4.
21 This court previously addressed the three readings requirement as it
relates to constitutional amendments in Taomae, 108 Hawaiʻi at 254, 118 P.3d
at 1197. At issue in Taomae was a bill that was originally introduced as “A
Bill for an Act Relating to Sexual Assault” and was later amended to add a
“constitutional amendment to allow the Legislature to define what behavior
constitutes a continuing course of conduct in sexual assault crimes[.]” Id.
at 248-49, 118 P.3d at 1191-92. This court held that the proposed
constitutional amendment violated section 15 because the bill did not receive
the required three readings in each house after the constitutional amendment
provision was added. Id. at 255, 118 P.3d at 1198. Therefore, Taomae is
distinguishable from this case because constitutional amendments must comply
not only with article III, but also with article XVII. See id. at 251, 118
P.3d at 1194.
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supra, at § 720 ¶ 2. Accord 1 Thomas Cooley, A Treatise on the
Constitutional Limitations Which Rest upon the Legislative Power
of the States of the American Union 288 n.1 (Walter Carrington
ed., 8th ed. 1927) (noting that the purpose of the three
readings requirement is “to prevent hasty and improvident
legislation”).
Another key purpose of the three readings requirement
is that it provides the public notice of proposed legislation
and an opportunity to comment. See Alaska Legislative Council
v. Knowles, 21 P.3d 367, 377 (Alaska 2001) (observing that the
three readings requirement provides “an opportunity for the
expression of public opinion and due deliberation.”); Mason’s
Manual, supra, § 720 ¶ 2 (noting that the three readings
requirement is also intended “to inform . . . the public of the
contents of the bill”); 1 Sutherland, supra, § 10:4 (“The
practice of having bills read on three different days also
serves to provide notice that a measure is progressing through
the enacting process, enabling interested parties to prepare
their positions.”). See also Cooley, supra, at 288 n.1 (noting
that the three readings requirement is “not a mere rule of
order, but one of protection to the public interests and to the
citizens at large”).
Thus, the three readings requirement serves three
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important purposes: it (1) provides the opportunity for full
debate on proposed legislation; (2) ensures that members of each
legislative house are familiar with a bill’s contents and have
time to give sufficient consideration to its effects; and
(3) provides the public with notice and an opportunity to
comment on proposed legislation.
Despite the fact that the history of the
Constitutional Convention of 1950 characterizes the three
readings requirement as a “necessity” which provides “the
opportunity for full debate in the open . . . during the course
of which the purposes of the measures, and their meaning, scope
and probable effect, and the validity of the alleged facts and
arguments given in their support can be fully examined” before a
bill is voted on, 1 Proceedings of 1950, supra, at 184 (emphasis
added), the State contends that the “history of the 1950
Constitution does not provide any particular insight[.]”
Instead, the State argues that the history of the
Constitutional Convention of 1968 “is more informative.” In
1968, the framers inserted a “final printing requirement”
directly after the three readings requirement: “No bill shall
pass third or final reading in either house unless in the form
to be passed it shall have been printed and made available to
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the members of that house for at least twenty-four hours.”22
Haw. Const. art. III, § 16 (1968) (emphasis added). The State
argues that by adding the final printing requirement in 1968,
the framers implicitly acknowledged that bills would be amended
during the legislative process and that even significant
amendments would not require the three readings to begin anew.
On the contrary, the constitutional history of the
final printing requirement demonstrates that it was intended to
further the same purposes as the three readings requirement.
According to the Committee on Legislative Powers and Functions,
the purpose of the final printing requirement
is to assure members of the legislature an opportunity to
take informed action on the final contents of proposed
legislation. . . . “Form to be passed” means the form in
which a bill is passed on third reading in each house,
22 In 1978, the section which contains the three readings requirement was
amended to its current form. The twenty-four-hour period was increased to
forty-eight hours, the printing requirement was slightly reworded, and the
sections were renumbered. Thus, section 15 now states:
No bill shall become law unless it shall pass three
readings in each house on separate days. No bill shall
pass third or final reading in either house unless printed
copies of the bill in the form to be passed shall have been
made available to the members of that house for at least
forty-eight hours.
Every bill when passed by the house in which it
originated, or in which amendments thereto shall have
originated, shall immediately be certified by the presiding
officer and clerk and sent to the other house for
consideration.
Any bill pending at the final adjournment of a
regular session in an odd-numbered year shall carry over
with the same status to the next regular session. Before
the carried-over bill is enacted, it shall pass at least
one reading in the house in which the bill originated.
Haw. Const. art. III, § 15.
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concurrence of one house to amendments made by the other,
and the form in which a bill is passed by both houses after
conference on a bill. The [final printing requirement] not
only aids the legislator but also gives the public
additional time and opportunity to inform itself of bills
facing imminent passage.
Stand. Comm. Rep. No. 46 in 1 Proceedings of the Constitutional
Convention of Hawaii 1968, at 216 (1973) (“Proceedings of 1968”)
(emphasis added). The final printing requirement was adopted to
provide additional notice to legislators and the public in the
face of increasingly complex legislation.
The complexity of modern legislation, particularly with the
development of omnibus bills in such broad fields as the
budget, tax reform, administrative organization, workmen’s
compensation . . . frequently causes amendments to such
bills to be highly technical in nature yet far-reaching in
effect.
Id.
Nothing in the history from the Constitutional
Convention of 1968 evidences an intent by the framers for the
final printing requirement to alter the three readings
requirement or diminish its importance. Rather, the framers
considered the final printing requirement to be a “substantial
contribution” which would “increase[e] awareness and
understanding of proposed legislation[.]”23 Id. The framers
envisioned that the final printing requirement would allow
23 In considering whether to adopt the final printing requirement, the
1968 Committee on Revision, Amendment and Other Provisions noted that it “was
guided by the belief that any change in procedure must be evaluated in terms
of its contribution to the two principal legislative functions of
representing people, groups and communities and of rendering decisions which
can be accepted as carefully weighed and fairly made.” Id.
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legislators to consult with others, both inside and outside of
the Legislature, when the subject matter of a bill “proves too
technical to be understood just by reading[.]” Id. “The
importance of interest groups and their representatives to the
legislative process as sources of information and barometers of
public support for proposed legislation is unquestioned. . . .
[T]he [final printing requirement] enhances the functions served
by these groups.” Id. (emphasis added.)
The State relies heavily on floor remarks made by
delegates at the Constitutional Convention of 1968 in support of
its claim that the addition of the final printing requirement
was intended to ensure that legislators had “sufficient time to
review amended legislation without any need for an additional
three readings.” First, the State cites to remarks made by
Delegate Hung Wo Ching:
The original intent of a bill having passed one house can
be substantially changed in legislative conferences. A
bill in final form can then pass third reading in both
houses without a reasonable opportunity for members of the
legislature and the public for review in its final form.
To correct this situation, our proposed bill will require
that a bill be printed in its final form and be made
available to the legislators and to the public for a least
24 hours before final passage.
Comm. of the Whole Debates in 2 Proceedings of the
Constitutional Convention of Hawaii of 1968, at 145 (1972).
Second, the State cites Delegate Donald Ching’s answer
when asked if a conference substituted bill would have to pass
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three readings:
The proposed amendment will not change the manner in which
a bill is handled . . . the only change that will be
brought about is — that after the conference committee has
deliberated and come up with its conference draft, that
draft will have to be printed and lay on the table for 24
hours or be made available to the members and the public
for 24 hours before either house can act on it. . . . As
to what is substituted or what will happen in there, there
will be no change as from the present procedure.
Id. at 146.
Finally, the State cites remarks by Delegate Charles
E. Kauhane (Delegate Kauhane):
When the bill comes out of the committee, we send an
elephant into the committee in the first instance. . . .
The committee recommends that the bill pass third reading
in its amended form. You may have intended to request
consideration of the matter of the caring of elephants.
This bill comes out with the caring of the elephants, dogs,
pigeons and what not and then we are voting on third
reading for the passage of a completely new bill.
Id. at 169 (emphasis added). Delegate Kauhane described the
final printing requirement as an attempt to ensure that
legislators had the opportunity to offer amendments to the
amended bill before its third reading and “to prevent any
citizen from going into court to test the constitutionality of
the legality of the passage of this bill on third reading in
this disguised form.” Id. “[I]n order to plug that loophole
and to make sure that all of these actions undertaken by the
legislature are legal and beyond any question of doubt have met
the conditions under which those are to be considered, first,
second and third reading.” Id.
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The State’s reliance on these floor remarks is
misplaced. First, nothing in the cited floor remarks indicates
an intent to change the meaning of the three readings
requirement as adopted by the Constitutional Convention of 1950.
Second, the understanding of subsequent delegates does not
change the meaning of an existing constitutional provision,
absent a substantive amendment to the law. See Peer News LLC v.
City & County of Honolulu, 138 Hawaiʻi 53, 73, 376 P.3d 1, 21
(2016) (noting that courts “should be wary of bootstrapping” the
intent of a latter legislature onto a previous legislature)
(internal quotation marks and brackets omitted); 2A Sutherland,
supra, § 48:20 (“[C]ourts generally give little or no weight to
the views of members of subsequent legislatures about the
meaning of acts passed by previous legislatures.”) (footnote
omitted). Finally, even if floor remarks by individual
delegates at the 1968 Convention did express an intent to change
the meaning of the three readings requirement by adopting the
final printing requirement, “remarks by individual legislators
are not attributable to the full legislature that voted for the
bill, and as such are less reliable indicators of legislative
intent.” Peer News, 138 Hawaiʻi at 71, 376 P.3d at 19.
Moreover, the State’s claim that floor remarks by
delegates at the Constitutional Convention of 1968 evidenced an
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intent to change the three readings requirement is directly
contradicted by the committee report explaining the purpose of
the final printing requirement. The final printing requirement
was added to “assure members of the legislature an opportunity
to take informed action on the final contents of proposed
legislation[,]” which increasingly included highly technical and
complicated amendments. 1 Proceedings of 1968, supra, at 216.
“The [final printing requirement] not only aids the legislator
but also gives the public additional time and opportunity to
inform itself of bills facing imminent passage.” Id.
Logically, in order to serve their twin functions of providing
legislators with information about complicated amendments and
acting as “barometers of public support,” both the public and
interest groups must be able to track proposed legislation
through all three required readings. See id. Indeed, the
final printing requirement was aimed squarely at providing both
legislators and the public with notice of amendments between the
second and third reading.
The State’s argument is further undercut by the
reasons stated by framers at the Constitutional Convention of
1978 for increasing the time that a bill must be made available
in printed form prior to voting to forty-eight hours. The final
printing requirement waiting period was enlarged to address “the
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increasing numbers of bills being introduced in the legislature
and the public concern expressed on the difficulty of following
the many bills through the legislature in the closing days of
the session[.]” Stand. Comm. Rep. No. 46 in 1 Proceedings of
the Constitutional Convention of Hawaii of 1978, at 603 (1980)
(“Proceedings of 1978”) (emphasis added). The framing delegates
believed that allowing an additional twenty-four hours “during
which a legislator or a constituent could review a bill before
third or final reading, would help both legislator and
constituent to avoid hasty decisions and surprises regarding the
bill.” Id. (emphasis added). Thus, the final printing
requirement presupposes a robust three readings rule and was
intended to enhance the rule, rather than to diminish the
importance of the first two readings.
As to the State’s claim that section 15 merely
requires that a bill be read by number and title in each house
on three separate days, this “plain language” argument ignores
the principle that constitutional provisions must be construed
“with due regard to the intent of the framers and the people
adopting it.” See Sierra Club, 120 Hawaiʻi at 196, 202 P.3d at
1241 (cleaned up). The State’s assertion that the three
readings requirement is satisfied merely by a perfunctory
reading three times in each house, with the final reading after
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forty-eight hours’ notice, seems to ignore the framers’ intent
in adopting the provision.
This court has previously observed that “[t]he three-
reading requirement not only provides the opportunity for full
debate; it also ensures that each house of the legislature has
given sufficient consideration to the effect of the bill.”
Taomae, 108 Hawaiʻi at 255, 118 P.3d at 1198. The framers at the
1950 Convention envisioned that, during the course of debate, a
bill’s “purposes[,] . . . meaning, scope and probable effect”
would be “fully examined[.]” 1 Proceedings of 1950, supra, at
184. The framers considered the ability to amend a bill “any
number of times after debate discloses its weaknesses, or
opposition forces compromise to meet objections raised to its
form or substance[]” one of the key benefits of the legislative
process. Id. Thus, the constitutional history of the three
readings requirement demonstrates that the framers intended it
to further the aim of a deliberative legislative process,
wherein legislators would receive input from an informed public,
debate a bill’s merits and weaknesses, and amend bills to
address those uncovered weaknesses.
In sum, the constitutional history of the three
readings requirement indicates that the framers intended the
rule to provide notice of a bill’s contents, facilitate informed
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debate, prevent hasty legislation, and provide the public with
notice and an opportunity to comment on proposed legislation.
In order to effectuate this intent, a bill must retain some
common attributes between readings. Thus, we are convinced that
in order to satisfy the three readings requirement, a bill at
each subsequent reading must bear some resemblance to the
previous versions read beyond merely having the same title and
number.
2. We adopt the same germaneness standard for section 15
that applies to section 14
Having decided that the three readings requirement
necessitates that the substance of a bill must bear some
resemblance to earlier versions in order to constitutionally
pass the third and final reading, we next consider what level of
similarity section 15 requires. Plaintiffs argue that, in order
to effectuate the purpose of the three readings requirement and
satisfy section 15, this court should adopt a germaneness
standard for bill amendments. Plaintiffs propose that the “test
[for germaneness] is whether the amendments are germane to the
bill as previously read.” Under Plaintiffs’ proposed standard,
a reviewing court should consider whether the amendments and the
original bill constitute a unifying scheme to accomplish a
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single purpose.24 Plaintiffs contend that the three readings
must begin anew when the Legislature makes non-germane
amendments to a proposed bill.
There is a long tradition in Hawaiʻi law of applying a
germaneness standard to constitutional requirements for
legislating. The Territorial Supreme Court applied a
germaneness standard to the single subject rule25 in Territory v.
Kua, 22 Haw. 307 (1914). The Kua court noted that germane
literally means “akin, closely allied[,]” and “united by the
common tie of blood or marriage.” Id. at 313 (internal citation
24 Plaintiffs cite the germaneness test applied to the constitutional
three readings requirement by the Pennsylvania Supreme Court in Washington v.
Dep’t of Public Welfare, 188 A.3d 1135 (Pa. 2018). As the Pennsylvania
Supreme Court explained,
Amendments are germane to the original general
subject matter of a bill if both the subject of the
amendments and the subject of the original contents of the
bill have a nexus to a common purpose. In other words, the
subject of the amendments and the subject of the original
bill language must constitute a unifying scheme to
accomplish a single purpose. In making this determination,
a reviewing court may hypothesize a reasonably broad
unifying subject; however, such a hypothetical subject
cannot be unduly expansive, lest the purpose of the
constitutional provision be defeated.
Id. at 1151-52 (internal citations and quotation marks omitted).
Notably, Pennsylvania is one of a minority of states whose
constitutions contain an explicit provision that “no bill shall be so altered
or amended, on its passage through either House, as to change its original
purpose.” Pa. Const. art. III, § 1. Pennsylvania’s “original purpose”
requirement is in addition to its connotational three readings requirement
contained in article III, § 4. We note that the Hawaiʻi Constitution contains
no “original purpose” provision.
25 “That each law shall embrace but one subject, which shall be expressed
in its title.” Organic Act § 45 (1900) (emphasis added).
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and quotation marks omitted). In applying this personified
definition of germaneness to legislative provisions, “the common
tie is found in the tendency of the provision to promote the
object and purpose of the act to which it belongs.” Id.
(internal citation and quotation marks omitted). At issue in
Kua was whether a law preconditioning the issuance of an
occupational license on the payment of all of the applicant’s
taxes was germane to a law which was titled, in part, “Relating
to the Issuance of Licenses” that regulated which government
authority would issue those same licenses. Id. at 308-09. The
Kua court concluded that there was “no close alliance” between
the tax provision and the issuing authority provision and that
requiring occupational license applicants to pay all taxes “is a
new and independent matter, disconnected from the question as to
who shall issue the license, and, therefore, is not germane to
the subject of the act.” Id. at 313 (emphasis added). Thus,
the Kua court held that the tax provision was void because it
violated the single subject provision. Id. at 317.
The State maintains that nothing in the plain language
of section 15 or its constitutional history requires bill
amendments to be germane to a bill’s original language. The
State argues that the Legislature’s own procedural rules, which
are entitled to deference, explicitly state that the three
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readings need not restart after an amendment or substitution.
The State maintains that germaneness is measured solely in
relation to the single subject and subject-in-title
requirements. The State insists that applying a germaneness
standard to the three readings requirement is unworkable because
“establishing a universal definition of ‘germane’ is a futile
endeavor” and would consequently violate the separation of
powers doctrine as courts set “arbitrary limits on ‘how much’ a
bill can be amended.” Finally, the State argues that other
important policy considerations counsel against applying a
germaneness standard to the three readings requirement, claiming
that it would hinder the Legislature’s ability to make laws and
respond swiftly to extraordinary and sudden events and open the
floodgates to new litigation.
For the following reasons, we agree with Plaintiffs
that applying a germaneness standard to the three readings
requirement best effectuates the plain meaning and purpose of
this constitutional mandate.
First, applying a germaneness standard will effectuate
both the plain language of the three readings requirement and
the purposes for which it was adopted. Section 15 states that
“[n]o bill shall become law unless it shall pass three readings
in each house on separate days.” Haw. Const. art. III, § 15
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(emphasis added). A bill consists of the number, title, and
body. Because the plain language of section 15 states that a
bill must be read three times on separate days, it follows that
if the body of the bill is so changed as to constitute a
different bill, then it is no longer the same bill and the three
readings begin anew.
Second, the germaneness standard is an established and
enforceable standard and one which courts in Hawaiʻi have ably
applied to the single subject and subject-in-title requirement
for over a century. See, e.g., Schwab, 58 Haw. at 33-34, 564
P.2d at 140-41 (applying the germaneness standard to the single
subject requirement); Kua, 22 Haw. at 313 (applying the
germaneness standard to the single subject requirement);
Territory v. Dondero, 21 Haw. 19, 25 (1912) (considering whether
the title of a city ordinance violated the city charter’s
subject-in-title provision and applying a germaneness standard).
Accordingly, the State’s claim that it will be impossible for
courts to apply a germaneness standard is without merit.26
Third, the purpose behind the single subject and
26 We note that the State offers no viable explanation for why germaneness
applies to section 14 of article III, but not to section 15, or why
germaneness is a workable standard for courts to apply to the former but not
the latter. We disagree with the State’s assertion that a reviewing court
would be unable to recognize when an amendment to a challenged bill is not
germane to the bill’s original subject, just as they recognize when a
non-germane amendment violates the single subject or subject-in-title
requirements.
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subject-in-title requirements is similar to the purpose of the
three readings requirement in that both are directed at
providing notice to legislators and the public. Compare Schwab,
58 Haw. at 30–31, 564 P.2d at 139 (observing that the purpose of
the single subject requirement is, inter alia, “to prevent
surprise or fraud upon the Legislature[,]” and to provide notice
to the public of proposed legislation) (quoting Jensen v.
Turner, 40 Haw. 604, 607-08 (1954)), with Taomae, 108 Hawaiʻi at
255, 118 P.3d at 1198 (noting that one purpose of the three
readings requirement is to “ensure[] that each house of the
legislature has given sufficient consideration to the effect of
the bill.”). See also Mason’s Manual, supra, § 720 ¶ 2 (noting
that the three readings requirement is intended “to prevent
hasty and ill-considered legislation, surprise or fraud, and to
inform the legislators and the public of the contents of the
bill.”). Thus, it is sensible to apply the same germaneness
standard to the three readings requirement as we do to the
single subject and subject-in-title requirements because the
germaneness standard is a safeguard against the same legislative
pitfalls.
Nor are we alone in applying a germaneness standard to
the constitutional three readings requirement. Numerous other
jurisdictions also measure compliance with their constitutional
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three readings requirements according to germaneness.27 This
includes states that, like us, do not include an “original
purpose” provision in their constitution. See, e.g., Van Brunt
v. State, 653 P.2d 343, 345-46 (Alaska App. 1982) (holding that
the three readings requirement need not restart after a
substantial amendment, so long as the amendment is germane to
the bill); People ex rel. Cty. Collector of Cook Cty. v. Jeri,
Ltd., 239 N.E.2d 777, 779 (Ill. 1968) (“It is the rule in this
State, however, that amendments which are ‘germane’ to the
general subject of the bill as originally introduced may be made
without the proposed Act, as amended, having to be read on three
different days in each house.”); Bevin, 563 S.W.3d at 90-91
(holding that a bill which was read by title only did not
satisfy the three readings requirement after a non-germane
amendment because the title did not convey any information about
the bill’s contents); Hoover v. Bd. of County Comm’rs, 482
N.E.2d 575, 579-80 (Ohio 1985) (“[A]mendments which do not
vitally alter the substance of a bill do not trigger a
27 The only jurisdiction cited by the State which has a three readings
requirement and does not yet apply a germaneness standard is Tennessee. In
D.M.C. Corp. v. Shriver, 461 S.W.2d 389, 392 (Tenn. 1970), the Tennessee
Supreme Court stated that “on third and final reading a bill can be amended
to any extent, even to striking the body of the bill and substituting the
amendment therefore so long as the amendment is germane to and within the
scope of the title.” (Emphasis added.) However, the Tennessee Supreme Court
held that the challenged bill was invalid because on the first two readings,
it contained no substance and consisted of only a title and number. Id.
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requirement for three considerations anew . . . [b]ut, [w]hen
the subject or proposition of the bill is thereby wholly
changed, it would seem to be proper to read the amended bill
three times, and on different days[.]”) (internal quotation
marks and citation omitted); Hood v. City of Wheeling, 102 S.E.
259, 263 (W. Va. 1920) (“a substitute bill or amendment, if so
germane to the original bill as to be a proper substitute or
amendment, does not have to go back and be read three times, but
may include as part of its required readings those had before
the substitution or amendment was made.”).28 It also includes
minority states with an “original purpose” provision. See,
e.g., Magee v. Boyd, 175 So.3d 79, 114 (Ala. 2015) (holding that
“an amended bill or a substitute bill, if germane to and not
inconsistent with the general purpose of the original bill, does
not have to be read three times on three different days to
comply with [the three readings requirement]”) (emphasis added);
28 The Dissent attempts to minimize these states’ use of a germaneness
standard to measure compliance with their three readings requirements by
asserting that the standard is meant to “focus on whether the amendments are
within the scope of the bill’s original title.” Dissent at 24. This is, of
course, a logical first step to determining whether an amendment is germane
to the original bill’s subject matter insofar as constitutional single
subject requirements mandate that bills pertain to a single subject. See,
e.g., Haw. Const. art. III, § 14. However, that is not the end of the
inquiry, as our sister courts go on to analyze whether the amended bill would
accomplish a similar purpose. See, e.g., Hood, 102 S.E. at 263 (explaining
the three readings requirement is not violated when “[p]rovisions wholly
discordant from the text [are] inserted by way of amendment, provided the
main purpose and essential character of the original are not necessarily
impaired or modified.”) (emphasis added).
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U.S. Gypsum Co. v. State Dep’t of Revenue, 110 N.W.2d 698, 702
(Mich. 1961) (holding that a substituted bill was sufficiently
germane for purposes of the three readings requirement because
the “major purposes” of the substitute “were all within the
original objectives of the bill as first introduced”);
Washington, 188 A.3d at 1153-54 (holding that a gutted and
replaced bill violated the three readings requirement because
“amendments to such enfeebled legislation are not germane as a
matter of law.”).
Fourth, applying the germaneness standard to the three
readings requirement is consistent with other constitutional
limitations on the legislative process which are predicated on a
meaningful interpretation of the three readings requirement.
Notably, the mid-session recess,29 the bill introduction
deadline,30 and the final printing requirement31 all depend on the
29 Article III, section 10 of the Hawaiʻi Constitution provides in relevant
part: “Each regular session shall be recessed for not less than five days at
some period between the twentieth and fortieth days of the regular session.
The legislature shall determine the dates of the mandatory recess by
concurrent resolution.”
30 Article III, section 12 of the Hawaiʻi Constitution provides in relevant
part: “By rule of its proceedings, applicable to both houses, each house
shall provide for the date by which all bills to be considered in a regular
session shall be introduced.”
31 Article III, section 15 of the Hawaiʻi Constitution provides in relevant
part: “No bill shall pass third or final reading in either house unless
printed copies of the bill in the form to be passed shall have been made
available to the members of that house for at least forty-eight hours.”
(Emphasis added.)
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public’s ability to monitor the progress of bills through the
legislative process. These interdependent constitutional
restrictions, which are meant to ensure public participation in
the legislative process, would all be rendered meaningless under
the State’s interpretation of the three readings requirement.32
The requirement of a five-day mid-session recess was
added to the Hawaiʻi Constitution in 1978 “to provide both
legislators and the public an opportunity to review during the
recess all bills that have been introduced in both houses, and
an opportunity for both legislators and constituents to
communicate on matters” pending. 1 Proceedings of 1978, supra,
at 603 (emphasis added). The framers believed that the recess
32 In adopting the State’s “plain language” argument, the dissent places
great reliance on the subject-in-title requirement and on a bill’s title to
provide notice to the public. Dissent at 24-25. However, as Plaintiffs
observed, the title “Related to Public Safety” has been used in past
legislative sessions for a plethora of subjects, including:
shipping container inspections for fireworks (H.B. 7,
2017); establishing a medical marijuana commission to make
recommendations about dispensaries (H.B. 2534, 2016);
installation of residential fire protection sprinkler
systems (S.B. 2170, 2016); prohibiting general contractors
from performing the work of a specialty contractor without
a license (H.B. 130, 2015); appropriating funds for the
repair of a Waikīkī seawall (H.B. 84, 2011); imposing a tort
duty on private landowners to inspect and mitigate where
there is a potential danger of falling rocks (H.B. 1261,
2003).
Thus, we disagree that the subject-in-title requirement alone is sufficient
to ensure that new legislation is not introduced after the bill introduction
deadline in order to allow the public and legislators to use the mid-session
recess to read all of the bills that will be introduced in the legislative
session.
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would allow the public to “become acquainted with and follow the
bills through the legislature more intelligently.” Id.
The bill introduction deadline was also added in 1978
to “allow the public the use of the mandatory 5-day recess to
review every bill that will ever be introduced in that
legislative session.” Id. (emphasis added). In 1984, the bill
introduction deadline was amended to allow the Legislature to
set an earlier deadline and prefile bills before session started
to afford the public more time to familiarize itself with
proposed legislation, conduct research, and “prepare more
thoughtful and detailed testimony.” Stand. Comm. Rep. No. 417-
84, in 1984 House Journal at 1031. Logically, it would be
futile for the public to use the mid-session recess to read
every bill that would be introduced in the session in both
houses and prepare to offer testimony if the Legislature may
then gut and replace the bill with an entirely new one. Such an
interpretation of the three readings requirement would not only
defeat its purpose, it would render the mid-session recess and
the bill introduction deadline meaningless and reduce them to
empty formalism.
As previously discussed, the final printing
requirement was first added to the Hawaiʻi Constitution in 1968
and required a bill to be printed and made available for final
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review at least twenty-four hours before a bill could pass third
or final reading. 1 Proceedings of 1968, supra, at 216. The
final printing requirement was added to assure legislators had
“an opportunity to take informed action on the final contents of
proposed legislation[]” and to give “the public additional time
and opportunity to inform itself of bills facing imminent
passage.” Id. In particular, the final printing requirement
was added to address increasingly complex legislation and
“highly technical” amendments. Id. The framing delegates
believed that the final printing requirement and accompanying
twenty-four-hour period would “enhance[] the functions served
by” interest groups and the public in the legislative process.
Id.
In 1978, the final printing requirement waiting period
was increased to forty-eight hours in response to “the
increasing numbers of bills being introduced in the legislature
and the public concern expressed on the difficulty of following
the many bills through the legislature in the closing days of
the session[.]” 1 Proceedings of 1978, supra, at 603 (emphasis
added). The waiting period was increased to “help both
legislator and constituent to avoid hasty decisions and
surprises regarding the bill.” Id. (emphasis added). In sum,
the final printing requirement was added — and the time period
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subsequently increased — to allow legislators, interest groups,
and the public the opportunity to inform themselves of a bill’s
contents in its final form. The final printing requirement
presumes that interested persons have been following a bill to
see all of the amendments that have been made and raise concerns
before the final vote. Consequently, we reject the State’s
argument that the Legislature may make non-germane amendments or
introduce a substituted bill after first or second reading
without violating the three readings requirement, so long as the
bill passes third and final reading forty-eight hours later.
This sequence of events excludes interested persons from the
legislative process and deprives them of the opportunity to
provide input to legislators. Moreover, a substituted bill
passed in such a manner would be unlikely “to avoid hasty
decisions” by legislators and “surprises” to constituents. See
id.
The constitutional framers designed the legislative
process with interdependent requirements of mid-session recess,
bill introduction deadline, and final printing in order to allow
the public to identify bills of interest, familiarize themselves
with a bill’s contents during the mid-session recess, provide
meaningful input, and monitor their progress through enactment.
These inter-dependent constitutional requirements all depend
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upon a meaningful interpretation of the three readings
requirement in order to effectuate their stated purposes.
Next, we address the State’s remaining arguments
against applying a germaneness standard to the three readings
requirement. The State argues that Mason’s Manual, which was
adopted as the parliamentary authority by both houses,33 does not
require the three readings to restart after a non-germane
amendment to a bill. The State selectively cites Mason’s
Manual, supra, § 722, which provides:
1. The constitutional requirement that bills be read
three times is not generally interpreted to apply to
amendments, so that bills are required to be read the
specified number of times after amendment, . . .
2. When a bill that has been passed by one house has
been materially amended in the other, and there passed as
amended, it has been held that the constitutional provision
with reference to reading three times does not require the
bill as amended to be read three times in the house of
origin before concurring in the amendments of the other
house.
The State also cites Mason’s Manual, supra, § 617 ¶ 1, which
seemingly does not require the three readings to restart for
substituted bills:
A committee may recommend that every clause in a bill be
changed and that entirely new matter be substituted as long
as the new matter is relevant to the title and subject of
the original bill. A substitute bill is considered as an
amendment and not as a new bill.
33 See Rules of the House of Representatives (2017-18), Rule 59; Rules of
the Senate (2017-2018), Rule 88.
While both chambers adopted Mason’s Manual, they seem to overlook
§ 4 ¶ 4, which provides that “where the constitution requires three readings
of bills, this provision controls over any provision of adopted rules,
statutes, adopted manual or parliamentary law.” (Emphasis added.)
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However, the State ignores other relevant sections of
Mason’s Manual which explicitly require that amendments are
germane to a bill’s original purpose. See Mason’s Manual,
supra, § 616 ¶ 3 (“There is no limit to the number of amendments
that may be proposed to a bill as long as the amendments are
germane to the original purpose of the bill. Amendments may be
so numerous as to amount to a substitute version of the bill.”)
(emphasis added); § 617 (“A committee may recommend that every
clause in a bill be changed and that entirely new matter be
substituted as long as the new matter is relevant to the title
and subject of the original bill.”) (emphasis added); § 722 ¶ 3
(“Where a substituted bill may be considered as an amendment,
the rule with reference to reading a bill on three separate days
does not require the bill to be read three times after
substitution.”) (emphasis added); § 415 ¶ 2 (“Substitution is
only a form of amendment and may be used, as long as germane,
whenever amendments are in order.”) (emphasis added).
In other words, Mason’s Manual does not require the
three readings to restart after a germane amendment, even if the
amendment actually amounts to a substituted bill. However,
Mason’s Manual §§ 616 and 617 limit proposed committee
amendments to those that are germane to the original purpose and
subject of the bill and § 415 similarly limits non-germane floor
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amendments.34 Additionally, Mason’s Manual § 722 limits the
exemption from restarting the three readings for a substituted
bill to instances when the “substituted bill may be considered
as an amendment[.]” Thus, while Mason’s Manual contains merely
procedural rules that do not define the scope of Hawaiʻi’s
constitutional three readings requirement, even the
Legislature’s adopted rules of procedure do not support the
State and Legislature’s interpretation of the three readings
requirement.
The State’s hypothetical flood of litigation — as well
as legitimate separation of powers concerns — are protected by
the standard of review for voiding legislation, which shifts the
34 In this case, the non-germane hurricane shelter amendment was
recommended by a committee. H.R. Stand. Comm. Rep. No. 1255-18, at 2.
However, we note that the Senate’s own rules of procedure require that “the
fundamental purpose of any amendment shall be germane to the fundamental
purpose of the bill.” Rules of the Senate (2017-18), Rule 54(2) (emphasis
added). Similarly, the House’s rules require than any committee’s substitute
bill “shall be consistent with the subject of the bill or bills referred to
the committee.” Rules of the House of Representatives (2017-18), Rule
11.7(4).
Contrary to the dissent’s reading that Senate “Rule 54(2) appears to
address only amendments proposed on the Senate floor,” Dissent at 8 n.4,
Senate Rule 54(2)’s use of “any amendment” is notable in light of Senate Rule
54(4) and (5)’s specification that those provisions apply to “floor
amendment[s].” (Emphasis added.) “Where [the legislature] includes
particular language in one section . . . but omits it in another
section . . . , it is presumed that [the legislature] acts intentionally and
purposely in the disparate inclusion or exclusion.” Russello v. United
States, 464 U.S. 16, 23, 104 S. Ct. 296, 300 (1983). Thus, in the absence of
evidence to the contrary, we must presume that the Senate acted intentionally
in articulating that Rule 54(2) applied to “any” amendment and in limiting
Rule 54(4) and (5) to “floor” amendments. See also United States v.
Gonzales, 520 U.S. 1, 5, 117 S. Ct. 1032, 1035 (1997) (“Read naturally, the
word ‘any’ has an expansive meaning[.]”).
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burden to a challenger to prove beyond a reasonable doubt that a
law is unconstitutional. See Schwab, 58 Haw. at 31, 564 P.2d at
139) (“[E]very enactment of the legislature is presumptively
constitutional, and a party challenging the statute has the
burden of showing unconstitutionality beyond a reasonable
doubt.”).
While the Legislature might view gut and replace
legislation as an effective and expedient bill amendment tool,35
the constitutional history of the three readings requirement
expresses a clear preference for deliberate and careful
consideration of legislation and a process in which legislators
have the opportunity for a full and open debate and interested
persons have notice of proposed legislation and are able to
provide input. See 1 Proceedings of 1950, supra, at 183-84; 1
Proceedings of 1968, supra, at 216.
Rather than encouraging public participation in the
legislative process, gut and replace discourages public
confidence and participation. The process used to enact
35 We note that the State argues on appeal that the Legislature used gut
and replace in this instance to the “secure the timely passage of critically
important public safety legislation.” However, the State represented to the
circuit court that no exigency necessitated gutting the recidivism reporting
bill and replacing it with the hurricane shelter bill. In any event, even if
an exigency did exist, the plain language of section 15 contains no emergency
exception. If there is an urgent need to pass legislation, “the legislature
maintains the option of holding a special session[.]” See Morita, 145 Hawaiʻi
at 396, 453 P.3d at 216.
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S.B. 2858 demonstrates how public participation diminishes when
bills wind their way through the process and are drastically
changed. Here, numerous interested parties offered testimony
largely in support of the recidivism reporting bill when it was
in committee at the House, including the DPS, the Office of
Hawaiian Affairs, the Hoʻomanapono Political Action Committee,
the Hawaiʻi Justice Coalition, the Community Alliance on Prisons,
Young Progressives Demanding Action, the ACLU of Hawaiʻi, and
private citizens. However, after the bill was gutted and
replaced with the hurricane shelter bill, just two of those
parties — the Office of Hawaiian Affairs and Young Progressives
Demanding Action — offered testimony asking legislators to
revert the bill to its original subject as the recidivism
reporting bill, to no avail. The logical inference is that many
of the other parties who had supported the recidivism reporting
bill were not aware that it was gutted and replaced.
Alternately, persons who might have been interested in H.B.
2452, the hurricane shelter bill originally introduced in the
House, also were likely unaware that the bill was inserted into
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S.B. 2858 and consequently unable to provide input.36 Thus, gut
and replace deprives the public of notice and an opportunity to
submit testimony and is antithetical to the intent of the three
readings requirement.
Understandably, the Legislature values its ability to
be flexible and amend bills quickly to enact legislation.
However, none of their proffered policy arguments change the
fact that we must construe section 15 in the manner that the
framers intended — so as to allow for meaningful public
participation in the legislative process.
Accordingly, we conclude that a meaningful
interpretation of the constitutional three readings provision
requires that the three readings begin anew after a non-germane
amendment changes the object or subject of a bill so that it is
no longer related to the original bill as introduced.
3. Act 84 did not receive three readings in each house
Having concluded that a meaningful interpretation of
section 15 requires the three readings to begin anew after a
36 Interested person can request to follow certain bills by subscribing to
the Legislature’s Really Simple Syndication (RSS) feed. Hawaiʻi State
Legislature, RSS, https://www.capitol.hawaii.gov/rss.aspx. The RSS feed will
send the subscriber a notification when new content is available on a
particular bill of interest. Id. However, the RSS feed will only notify
subscribers if there is new content available for the bill of interest. Id.
If the bill does not progress and another bill is later gutted to include the
subject that the subscriber was interested in, the subscriber is not notified
and thus loses the opportunity to provide input.
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non-germane amendment, we next consider whether the process used
to enact Act 84 complied with section 15.
The original subject of S.B. 2858 was recidivism
reporting and the recidivism reporting bill passed three
readings in the Senate. Next, the recidivism reporting bill
passed its first reading in the House. Prior to the second
reading, the House amended the bill by deleting its contents and
inserting provisions which would require that newly constructed
State buildings include hurricane shelter space. Thus, as a
hurricane shelter bill, S.B. 2858 passed its second reading in
the House. Based on the recommendation of a conference
committee, S.B. 2858 was amended to instead require the State to
consider hurricane resistant criteria when designing and
constructing new schools. In this final form, S.B. 2858 passed
final reading in both chambers and was signed into law as Act
84.
Applying the germaneness standard adopted by this
court in Kua, we must consider whether the hurricane shelter
amendment was germane to the original recidivism reporting bill.
We conclude that there is no “common tie” or “close alliance”
between the recidivism reporting bill and the hurricane shelter
bill. See Kua, 22 Haw. at 313 (defining germaneness in the
context of legislative provisions as a “common tie” or “close
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alliance”). By amending the recidivism reporting bill to
introduce the subject of hurricane shelters, “a new and
independent matter, disconnected from the question” of
recidivism reporting, the House made a non-germane amendment to
S.B. 2858. See id. at 313. As a result, section 15 requires
that the three readings restart after the hurricane shelter
amendment. Because the hurricane shelter version of the bill
only received one reading in the Senate before it passed, the
process used to enact Act 84 violated section 15 and the
violation was “plain, clear, manifest, and unmistakable.” See
Schwab, 58 Haw. at 31, 564 P.2d at 139. For that reason, Act 84
is void.37 See id. (noting that a violation of a constitutional
provision regarding the enactment of legislation “would render
an enactment nugatory.”).
When considering whether the process used to enact
Act 84 complied with the three readings requirement, the circuit
court based its decision on the Legislature’s own rule of
procedure. The circuit court concluded that, because S.B. 2858
37 However, applying the germaneness standard to the conference committee
amendment, we conclude that there is a “common tie” and “close alliance”
between hurricane shelters in newly constructed State buildings and hurricane
resistant material for new schools. See Kua, 22 Haw. at 313. By amending
the hurricane shelter bill to introduce the subject of hurricane resistant
material for new schools, the conference committee did not introduce “a new
and independent matter[.]” See id. at 313. Thus, the hurricane resistant
material amendment was germane to the previous version of the hurricane
shelter bill.
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had three readings according to sections 617 and 722 of Mason’s
Manual, it also satisfied the constitutional three readings
requirement.
The Legislature is empowered by section 12 to enact
its own rules of procedure, which are entitled to deference.
However, the authority to adopt its own procedural rules does
not authorize the Legislature to redefine the constitutional
three readings requirement. See Peer News, 138 Hawaiʻi at 66-67,
376 P.3d at 14-15 (holding that the constitutional mandate
directing the Legislature to “take affirmative steps to
implement” the constitutional privacy right does not mean that
it is the Legislature’s “exclusive role to define” that right)
(internal quotation marks omitted). The power to interpret the
Hawaiʻi Constitution still lies with the judiciary. Sierra Club,
120 Hawaiʻi at 196, 202 P.3d at 1241 (“[T]he courts, not the
legislature, are the ultimate interpreters of the
Constitution.”) (internal quotation marks and citations
omitted). Moreover, if the Legislature could alter the meaning
of the Hawaiʻi Constitution through its own rules of procedure,
theoretically, there would be no need to go through the
formality of amending the Hawaiʻi Constitution. See Mason’s
Manual, supra, § 12 ¶ 1 (“A legislative body cannot make a rule
which evades or avoids the effect of a rule prescribed by the
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constitution governing it, and it cannot do by indirection what
it cannot directly do.”).
Thus, we conclude that the circuit court erred by
relying on the Legislature’s own rules of procedure38 to
determine whether the Legislature complied with section 15’s
three readings requirement.
4. The new rule we announce here applies only to this
case and prospectively
“The question of prospective application arises when
this court announces a new rule.” State v. Jess, 117 Hawaiʻi
381, 400, 184 P.3d 133, 152 (2008). “Although judicial
decisions are assumed to apply retroactively, . . . ‘[t]he
Constitution neither prohibits nor requires retrospective
effect.’” State v. Ikezawa, 75 Haw. 210, 220, 857 P.2d 593, 597
(1993) (quoting State v. Santiago, 53 Haw. 254, 268, 492 P.2d
657, 665 (1971)). When a judicial decision announces a new
rule, this court may, in the exercise of its discretion,
determine that the interests of fairness preclude retroactive
application. Santiago, 53 Haw. at 268, 492 P.2d at 665. Today,
this court for the first time holds that section 15 requires the
38 As previously noted, sections 415, 617, and 722 of Mason’s Manual, see
supra pp. 51-53, do not permit non-germane amendments for purposes of the
three readings requirement. Thus, even if the Legislature’s own rules of
procedure could define compliance with the three readings requirement, the
Legislature did not comply with sections 415, 617, and 722 in this case
because the hurricane shelter amendment was not germane to the original
subject of S.B. 2858, which was recidivism reporting.
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three readings to begin anew after a non-germane amendment,
which constitutes a new rule. Accordingly, we must determine
whether the germaneness standard should be given retroactive
effect and to what degree.39
In deciding whether to give a new rule retroactive
effect, this court must
weigh the merits and demerits of retroactive application of
the particular rule, in light of (a) the purpose of the
newly announced rule, (b) the extent of reliance . . . on
the old standards, and (c) the effect on the administration
of justice of a retroactive application of the new
standards[.]
39 In Lewi v. State, 145 Hawaiʻi at 349, 452 P.3d at 346 (2019), we
restated four alternatives for what degree of retroactive effect to give a
new rule:
First, this court may give a new rule “purely prospective
effect, which means that the rule is applied neither to the
parties in the law-making decision nor to those others
against or by whom it might be applied to conduct or events
occurring before that decision.” [Jess, 117 Hawaiʻi at 401,
184 P.3d at 153.] Second, this court may give a new rule
“limited or ‘pipeline’ retroactive effect, under which the
rule applies to the parties in the decision and all cases
that are on direct review or not yet final as of the date
of the decision.” Id. Third, this court may give a new
rule “full retroactive effect, under which the rule applies
both to the parties before the court and to all others by
and against whom claims may be pressed.” Id. Lastly, this
court has recognized a fourth alternative, in which a new
rule is given “selective retroactive effect,” meaning the
court applies the new rule “in the case in which it is
pronounced, then return[s] to the old [rule] with respect
to all [other cases] arising on facts predating the
pronouncement.” 117 Hawaiʻi at 401 n.19, 184 P.3d at 153
n.19.
(Cleaned up.) We have declined to apply selective retroactive effect in
criminal cases because “selective application of new rules violates the
principles of treating similarly situated defendants the same.” Jess, 117
Hawaiʻi at 401 n.19, 184 P.3d at 153 n.19 (internal quotation marks and
citations omitted).
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Jess, 117 Hawaiʻi at 401-02, 184 P.3d at 153-54 (cleaned up).
The purpose of weighing these factors is to evaluate whether
according retrospective application to a new rule would result
in substantial prejudice. Id. at 403, 184 P.3d at 155. “Where
substantial prejudice results from the retrospective application
of new legal principles to a given set of facts, the inequity
may be avoided by giving the guiding principles prospective
application only.” Catron v. Tokio Marine Mgmt., Inc., 90
Hawaiʻi 407, 411, 978 P.2d 845, 849 (1999) (quoting State v.
Ikezawa, 75 Haw. 210, 220–21, 857 P.2d 593, 598 (1993) (footnote
omitted)).
Regarding the first factor to be weighed, the purpose
of the newly announced rule, retrospective application is most
appropriate when the new rule is aimed at protecting the
integrity of the factfinding process, particularly in criminal
proceedings. Jess, 117 Hawaiʻi at 402, 184 P.3d at 154. In this
case, the germaneness standard we announce today is intended to
effectuate the purpose of the three readings requirement –
ensuring public participation in the legislative process, rather
than protecting the integrity of factfinding in judicial
proceedings. Consequently, the purpose of the new rule does not
weigh in favor of according it retrospective effect.
The second factor to be weighed is the extent of the
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Legislature’s reliance on its previously accepted practice. See
id. at 401-02, 184 P.3d at 153-54. The Legislature has long
relied on its own rules of procedure, which do not require the
three readings to begin anew after a non-germane amendment.
Obviously, the Legislature has relied on these same procedural
rules to pass other bills which similarly would not have had
three readings in each house after a non-germane amendment.
Accordingly, the extent of the Legislature’s reliance on its
previously accepted practice of permitting non-germane
amendments without requiring the three readings to begin anew
weighs in favor of limiting our decision to purely prospective
application.
Finally, we must consider the effect that
retrospective application of the new rule would have. See id.
at 402, 184 P.3d at 154. While the appropriate consideration in
this case is not the effect on the administration of justice,
see id., we instead must consider whether the State and the
Legislature would suffer substantial prejudice if the
germaneness standard was given retroactive effect. See Catron,
90 Hawaiʻi at 411, 978 P.2d at 849. In this case, the
retrospective application of the germaneness standard to the
three readings requirement could render invalid other laws
enacted in the 2019 and 2020 legislative terms if they are
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challenged. As a result, the State and the Legislature would
suffer substantial prejudice from the retrospective application
of the germaneness standard that we announce today.
In sum, the extent of the Legislature’s reliance on
its previously accepted practice and the substantial prejudice
which the State and the Legislature would suffer counsel against
according the germaneness standard full or pipeline retroactive
effect. Based on these two factors, we determine that the
fourth alternative — selective retroactive effect — is most
appropriate. Thus, the new rule is applied to Petitioners in
this case and prospectively, but not to other cases challenging
laws enacted prior to this pronouncement.
IV. CONCLUSION
For the foregoing reasons, we vacate the circuit
court’s orders and judgment granting the State’s motion for
summary judgment. Because we conclude that article III,
section 15 of the Hawaiʻi Constitution requires that a bill
receive three readings after the Legislature introduces a non-
germane amendment and because the hurricane shelter provisions
of Act 84 violated section 15, we vacate the summary judgment
granted to the State and remand this case to the circuit court
with instructions to grant Plaintiffs’ motion for summary
judgment.
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Robert Brian Black /s/ Paula A. Nakayama
(Lisa Emily Engebretsen
with him on the briefs) /s/ Sabrina S. McKenna
for plaintiffs-appellants
League of Women Voters /s/ Michael D. Wilson
of Honolulu and Common Cause
Clare E. Connors
(Kimberly Tsumoto Guidry on the
briefs) for defendant-appellee
State of Hawaiʻi
Colleen Hanabusa for amicus
curiae Hawaiʻi State Legislature
Robert H. Thomas for amicus
curiae Grassroot Institute of
Hawaii
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