[Cite as State v. Gaffin, 2021-Ohio-4019.]
Released 11/3/21
FOURTH APPELLATE DISTRICT
ADAMS COUNTY
STATE OF OHIO, :
:
Plaintiff-Appellee, : Case No. 20CA1115
:
v. :
:
KEVIN GAFFIN, : DECISION AND JUDGMENT
: ENTRY
Defendant-Appellant. :
_____________________________________________________________
APPEARANCES:
William R. Gallagher, Elizabeth Conkin, Arenstein & Gallagher, Cincinnati,
Ohio for Appellant.
D. Vincent Faris, Clermont County Prosecutor, Nick Horton, Scott O'Reilly,
Assistant Prosecuting Attorneys, Batavia, Ohio, for Appellee.
_____________________________________________________________
Smith, P.J.
{¶1} This matter comes on for consideration of Appellant’s
application for en banc hearing pursuant to App.R. 26.
{¶2} In 2016, Gaffin (“Appellant”) was convicted by a jury of three
counts of rape, R.C. 2907.02(A)(1)(b), with specifications; three counts of
sexual battery, R.C. 2907.03(A)(5), with specifications, and one count of
felonious assault, R.C. 2903.11(A)(1). The victim was his six-year-old
stepson. Appellant was sentenced to life in prison without the possibility of
parole. He directly appealed his convictions. We affirmed the judgment of
Adams App. No. 20CA1115 2
the trial court in State v. Gaffin, 4th Dist. Adams No. 16CA1027, 2017-
Ohio-2935, “Gaffin I.”
{¶3} Next, Appellant filed a petition for postconviction relief pursuant
to R.C. 2953.21. The trial court found no substantive grounds for relief and
dismissed the petition. Appellant timely appealed this denial. In State v.
Gaffin, 4th Dist. Adams No. 17CA1057, 2019-Ohio-291, “Gaffin II,” this
Court found the trial court abused its discretion in denying Appellant’s
petition for postconviction relief without a hearing. We remanded the matter
to the trial court to conduct an evidentiary hearing on Appellant’s
postconviction petition consistent with our opinion in Gaffin II. The
decision in Gaffin II was written by Judge Hoover, with Judge Abele
concurring in judgment and opinion, and Judge Harsha concurring in
judgment only.
{¶4} Pursuant to this Court’s mandate in Gaffin II, the trial court
conducted an evidentiary hearing. Subsequently, the trial court again
overruled Appellant’s postconviction petition. Appellant timely appealed
the trial court’s ruling.
{¶5} In State v. Gaffin, 4th Dist. Athens No. 20CA1115, 2021-Ohio-
2659, “Gaffin III”, decided July 30, 2021, we clarified our findings in Gaffin
II but ultimately found no merit to Appellant’s arguments and affirmed the
Adams App. No. 20CA1115 3
judgment of the trial court. Gaffin III was authored by Judge Smith, with
Judge Abele and Judge Hess also concurring in judgment and opinion.
{¶6} Appellant has filed an application for en banc hearing, in which
he asserts that this Court’s July 30, 2021 decision is in direct conflict with
this Court’s prior holding in Gaffin II, and that en banc review of the appeal
is necessary to secure and maintain uniformity of well settled legal precedent
in this district and in Ohio. Appellant’s Application for En Banc Hearing
was filed on August 13, 2021. On August 26, 2021, the State of Ohio filed a
responsive pleading.
{¶7} App.R. 26(A)(2) governs application for en banc consideration.
See also Pfalzgraf v. Miley, 7th Dist. Monroe Nos. 16MO-0005 and 16MO-
0006, 2018-Ohio-3595, at *6. Pursuant to the rule, if a court of appeals
determines that two or more of its decisions are in conflict it may order that
an appeal or other proceeding be considered en banc. App.R. 26(A)(2)(a).
Intra-district conflicts can arise when different panels of judges hear the
same issue but reach different results. Gentile v. Turkoly, 7th Dist. No. 16
MA0071, 2017-Ohio-2958, ¶ 2, citing McFadden v. Cleveland State Univ.,
120 Ohio St.3d 54, 2008-Ohio-4914, 896 N.E.2d 672, ¶ 15. “Consideration
en banc is not favored and will not be ordered unless necessary to secure or
maintain uniformity of decisions within the district on an issue that is
Adams App. No. 20CA1115 4
dispositive in the case in which the application is filed.” App.R.
26(A)(2)(a). The burden is on the party requesting en banc consideration to
“explain how the panel's decision conflicts with a prior panel's decision on a
dispositive issue and why consideration by the court en banc is necessary.”
App.R. 26(A)(2)(b).
{¶8} Of significance to Appellant’s application for en banc
consideration, App.R. 26(A) provides in section (2)(c) that “[t]he rules
applicable to applications for reconsideration set forth in division (A)(1) of
this rule, including the timing requirements, govern applications for en banc
consideration.” App.R. 26(A)(1) mandates that applications for
reconsideration shall be “made in writing no later than ten days after the
clerk has both mailed to the parties the judgment or order in question and
made a note on the docket of the mailing.” App.R. 26(A)(1). See
Summitcrest, Inc. v. Erie Petroleum, 7th Dist. Columbiana No. 12CO0055,
2016-Ohio-3381, at ¶ 4. “ ‘A motion for reconsideration can be entertained
even though it was filed beyond the ten-day limitation provided for by the
rule if the motion raises an issue of sufficient importance to warrant
entertaining it beyond the ten-day limit.’ ” Summitcrest, supra, at ¶ 5,
quoting State v. Dew, 7th Dist. No. 08MA62, 2014-Ohio-4042, ¶ 7.
Adams App. No. 20CA1115 5
{¶9} This Court issued its decision and judgment entry in Appellant’s
appeal on July 30, 2021. On that same day, the Adams County Clerk mailed
the judgment entry to the parties and made a note on the docket accordingly.
Thus, Appellant was required to file his motion for reconsideration and
application for en banc consideration on or before August 9, 2021.
{¶10} However, App. R. 14(B) provides that for good cause shown,
the court, upon motion, may enlarge the time prescribed by the appellate
rules or may permit an act to be done after the expiration of the prescribed
time. Specifically, enlargement of time to file an application for en banc
consideration pursuant to App.R. 26(A) shall not be granted except on a
showing of “extraordinary circumstances.” App.R. 14(C), which provides
for additional time after service by mail, states that three additional days
shall be added to the prescribed time period. Therefore, Appellant had three
additional days added to the August 9th prescribed date, giving him until
August 12th, to file his application.
{¶11} Appellant filed his application for en banc hearing on August
13, 2021. Thus, his application is time-barred. Appellant does not
acknowledge the tardy filings nor make an argument for extraordinary
circumstances.
Adams App. No. 20CA1115 6
{¶12} Even if Appellant’s application had been timely filed we would
find no dispositive issue requiring en banc consideration. Appellant argues
that a conflict exists between this court’s decisions in Gaffin II and Gaffin
III.1 Appellant’s postconviction petition asserted ineffective assistance of
counsel due to trial counsel’s failure to investigate witnesses Appellant
suggested. Appellant urged that had his counsel investigated certain
witnesses he would have had the opportunity to impeach the State’s key
witnesses and offered a viable reason for the victim to lie.
{¶13} In Gaffin II, this court found that the trial court improperly
found that statements made in “Decker’s, Bowling’s, and Mallott’s affidavits
were inadmissible under Evid. R. 608(B).”2 (Emphasis added.) To further
confuse the matter, in Gaffin II we found:
After reviewing the evidence, we find that Gaffin established
that he received constitutionally ineffective assistance of
counsel. First, Gaffin showed that his counsel’s performance
fell below an objective level of reasonable representation. * * *
Here, Gaffin’s trial counsel not only failed to call a majority of
the witnesses he subpoenaed, the affidavits show that he failed
to interview nearly ten of those individuals. * * * Second, in
light of the admissible evidence Gaffin provided, we find that
there is a reasonable probability that the jury would have
returned a different verdict. Had the jury heard the witnesses’
testimony, especially that of the two officers from the
1
In the application, Appellant references these decisions as Gaffin I and Gaffin II.
2
In Gaffin III at ¶ 46, we recognized a scrivener’s error set forth in Gaffin II at ¶ 78. Gaffin II at ¶ 78
should have stated that: “the trial court improperly found that the statements made in Vaughn’s, Bowling’s
and Malott’s affidavits were inadmissible.” See, again, Gaffin III at ¶ 46.
Adams App. No. 20CA1115 7
Manchester Police Department, it is reasonably likely that the
outcome of the trial would have been different. Id. at ¶ 88.
Yet, Gaffin II ultimately held:
[W]e find that any rational trial court would have found
substantive grounds for relief existed and granted an
evidentiary hearing. * * * [W]e remand the matter to the trial
court to conduct an evidentiary hearing on Gaffin’s petition for
postconviction relief consistent with this opinion. (Emphasis
added.) Id. at ¶ 88.
{¶14} During the evidentiary hearing upon remand, Appellant
presented the testimony of various witnesses, including Jeffrey Vaughn and
Officer Bowling, both of whom are emphasized in Appellant’s application
for en banc hearing. After hearing the fully developed testimony, the trial
court found that Mr. Vaughn was not present until later in the afternoon so
his testimony did not “actually impeach” the victim or his mother. In Gaffin
III, we noted this ruling was not inconsistent with our finding in Gaffin II
that Vaughn’s testimony would be admissible if, pursuant to Evid.R. 616(B),
it related to the witness’s intoxication “at the time of the matter which the
witness seeks to testify.” Gaffin III at ¶ 71. See Gaffin II, at 57. As to
Officer Bowling, when his testimony was more fully developed at the
remand hearing the trial court found him to be lacking in credibility. In
Adams App. No. 20CA1115 8
Gaffin III we noted that such determinations are within the province of the
trial court. Id. at ¶ 79.3
{¶15} After the evidentiary hearing was conducted and the trial court
again overruled the postconviction petition, in the appeal of that decision,
Gaffin III, Appellant’s chief argument was that the trial court failed to
adhere to the law of the case doctrine. Pointing to the above language in
Gaffin II, Appellant argued it was established as the law of the case that
Appellant’s counsel was deficient and also established as the law of the case
that Appellant had established prejudice. Thus, Appellant contended his
ineffective assistance of counsel claim was definitely established as the law
of the case. We disagreed.
{¶16} In Gaffin III we noted the Supreme Court of Ohio’s language in
State v. Jackson, 64 Ohio St. 2d 107, 413 N.E.2d 819 (1980), syllabus:
In a petition for postconviction relief, which asserts
ineffective assistance of counsel, the petitioner bears the
initial burden to submit evidentiary documents
containing sufficient operative facts to demonstrate the
lack of competent counsel and that the defense was
prejudiced by counsel’s ineffectiveness.
(Emphasis added.) See also State v. Kapper, 5 Ohio St. 3d 36, 38, 448
N.E.2d 823 (1983); State v. Crossley,2d Dist. Clark No. 2020-CA-10, 2020-
3
The trial court’s lengthy, well-reasoned, and thoughtful decision subsequent to the remand hearing also
noted that the additional testimony of Vaughn and Bowling could actually have strengthened the State’s
case.
Adams App. No. 20CA1115 9
Ohio-6640, at ¶ 26; State v. Wright, 4th Dist. Washington No. 06CA18,
2006-Ohio-7100, at ¶ 20.
{¶17} In Gaffin III we admitted our language in Gaffin II was
imprecise, that the decision did not explicitly discuss postconviction
petitions in the context of ineffective assistance claims, nor did we discuss
the petitioner’s “initial burden” except in a generalized manner. We
concluded, however, that given our additional Gaffin II finding that “any
rational trial court would have found substantive grounds for relief existed
and granted an evidentiary hearing,” it was “illogical or disingenuous” to
conclude that our decision in Gaffin II unequivocally found that Appellant
established a prima facie case of ineffective assistance of counsel and thus
became the law of the case. See Gaffin III at ¶ 30. We further noted that if
we had found in Gaffin II that Appellant had definitively established his
ineffective assistance claim, we would have reversed his conviction and
granted a new trial rather than remanding for an evidentiary hearing. Gaffin
III at ¶ 29.
{¶18} In Gaffin III we rejected Appellant’s law of the case argument.
See also State v. Jones, 9th Dist. Summit No. 28063, 2019-Ohio-289, at ¶ 15
(Law of the case doctrine did not require court to find counsel’s performance
deficient based on “if” statement in prior decision where Jones’ argument
Adams App. No. 20CA1115 10
asked court to disassociate statement from the paragraph in which it was
contained as well as the full decision). However, rejecting Appellant’s
argument was no disavowal of our prior holding in Gaffin II. In Gaffin III
we simply clarified our holding in Gaffin II and acknowledged a scrivener’s
error in the prior decision.
{¶19} Finally, in Gaffin III we cited State v. Brant, 11th Dist. Portage
No. 99-P-0037, 2000 WL 1114845 (Aug. 4, 2000), “Brant III.” In 1994,
Brant was also convicted of several counts including rape. As with
Appellant, Brant had a direct appeal and two denials of his motions for
postconviction relief. Brant argued various instances of ineffective
assistance of counsel. Brant’s convictions were affirmed in his direct
appeal, State v. Brant, 11th Dist. Portage No. 94-P-0117, (Sept. 22, 1995),
“Brant I.”
{¶20} Brant’s first petition for postconviction relief was dismissed
without a hearing. When Brant appealed the dismissal the appellate court
found that: (1) the testimony of an expert was critical to his defense; and (2)
had the expert been called, it was “arguable” there was a reasonable
probability Brant would not have been convicted. In State v. Brant, 11th
Dist. Portage No. 97-P-0019, 1998 WL 386183 (May 22, 1998), “Brant II,”
the case was remanded for an evidentiary hearing as in Appellant’s case.
Adams App. No. 20CA1115 11
Upon remand, the trial court held the hearing but again denied Brant’s
petition.
{¶21} In Brant III, the appellate court explicitly found that counsel’s
failure to call an available expert witness: (1) fell below the objective
standard of reasonable representation; and (2) concluded that the error was
prejudicial. The judgment of the trial court was reversed and the matter
remanded for a new trial. Appellant argues herein that Brant III supports his
position. That would be a fair argument if, in Gaffin II as in Brant III, we
had explicitly found ineffective assistance. Our decision did no such thing.
But for the need for clarification of Gaffin II, nothing about Appellant’s case
is unique. Appellant has failed to demonstrate an intra-district conflict on a
dispositive issue.
{¶22} Appellant’s application for en banc hearing is untimely. Even
if we had considered the merits, we are not convinced that a conflict exists
between our decisions in Gaffin II and Gaffin III which necessitates en banc
consideration. For the reasons stated, Appellant’s application for en banc
hearing is denied.
APPLICATION FOR EN BANC CONSIDERATION DENIED.
Adams App. No. 20CA1115 12
The Clerk shall serve a copy of this entry on all counsel of record and
unrepresented parties at their last known addresses by ordinary mail. IT IS
SO ORDERED.
Abele, J. and Hess, J. concur in Entry Denying Application for En Banc
Hearing.
For the Court,
_________________________
Jason P. Smith
Presiding Judge