USCA11 Case: 20-11138 Date Filed: 11/15/2021 Page: 1 of 9
[DO NOT PUBLISH]
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 20-11138
Non-Argument Calendar
____________________
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
JUNIEL B. RIOS,
Defendant-Appellant.
____________________
Appeal from the United States District Court
for the Southern District of Florida
D.C. Docket No. 1:15-cr-20723-UU-1
____________________
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2 Opinion of the Court 20-11138
Before ROSENBAUM, JILL PRYOR, and BRANCH, Circuit Judges.
PER CURIAM:
Juniel Rios appeals his total sentence of 180 months of im-
prisonment for possession with intent to distribute ethylone and
possession of a firearm in furtherance of a drug-trafficking crime.
He argues that the district court committed procedural errors at
sentencing and abused its discretion by imposing a substantively
unreasonable sentence. After careful review, we affirm.
I.
In 2015 Rios pled guilty under a written plea agreement to
possession with intent to distribute ethylone, in violation of 21
U.S.C. § 841(a)(1), and possession of a firearm in furtherance of a
drug-trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A). Ac-
cording to Rios’s presentence investigation report (“PSR”), Rios
was arrested after attempting to sell ethylone to a confidential in-
formant outside his residence. During a subsequent search of his
home by consent, officers found drugs and various other items, in-
cluding two ballistic vests, one AR-15 semiautomatic rifle, a Taser
device, and police red and blue emergency lights.
Rios’s PSR determined that he qualified as a “career of-
fender” based on two prior convictions for Florida burglary of an
unoccupied dwelling. Then, applying the career-offender guide-
line’s rules for cases where a career offender is convicted of § 924(c)
and another offense, the PSR recommended a guideline range of
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20-11138 Opinion of the Court 3
262 to 327 months in prison, inclusive of both offenses. See
U.S.S.G. § 4B1.1(c)(2)(B), (c)(3). Rios didn’t object to his classifica-
tion as a career offender or to the facts of his offense. Instead, he
contended that the district court should sentence him below the
guideline range either by applying a downward-departure provi-
sion, U.S.S.G. § 4A1.3, or by downwardly varying from the guide-
line range under 18 U.S.C. § 3553(a).
At Rios’s June 2016 sentencing, the district court began by
reciting the PSR’s recommended guideline range and asking the
government for its sentencing recommendation. After the govern-
ment requested a sentence within the guideline range of 262 to 327
months, the court asked the probation officer for the guideline
range “if the Court were to treat him not as a career offender.” Ac-
cording to the probation officer, Rios’s non-career-offender guide-
line range was 70 to 87 months for the drug offense, plus a consec-
utive term of 60 months for the gun offense.
The district court then stated that, in its understanding,
there were no objections to the PSR but that Rios was moving for
a “variance based on the criminal history.” Defense counsel
agreed. The court explained that it had reviewed his criminal his-
tory and that “what’s jacking him up in some respects is some
pretty minor stuff,” such as petty theft. At the same time, the court
noted that his two burglary convictions were serious offenses, and
it was “very disturbed” by the circumstances of his conduct in this
case and the presence of “paramilitary equipment” in his residence.
Defense counsel indicated that Rios possessed the AR-15 for
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4 Opinion of the Court 20-11138
protection in his “extremely violent” neighborhood. While the
court acknowledged his neighborhood may have been dangerous,
it found that reason inadequate “to explain why the kind of para-
military equipment was located in his residence, and I have to as-
sume from this that Mr. Barrios had other intentions.”
Based on these considerations, the district court stated that
it was “not going to sentence [Rios] as a career offender.” Instead,
the court sentenced him to the statutory maximum term of 120
months on the drug offense, plus a consecutive term of 60 months
on the gun offense, for a total of 180 months. Neither party ob-
jected to the sentence or sought clarification of the court’s decision
or its handling of the career-offender issue. Rios eventually
brought this appeal. 1
II.
Rios presents three arguments on appeal: (1) the district
court violated Rule 32(h), Fed. R. Crim. P., by failing to provide
notice that it intended to depart upward from the non-career-of-
fender guideline range; (2) the court violated U.S.S.G. § 2K2.4, cmt.
n.4, by enhancing the sentence based on the characteristics of the
1 Rios initially failed to file a notice of appeal from the judgment. But the
district court later vacated and reentered its judgment in response to Rios’s 28
U.S.C. § 2255 motion alleging his counsel was ineffective for failing to consult
with him about an appeal. See United States v. Phillips, 225 F.3d 1198, 1201
(11th Cir. 2000) (outlining the procedure for courts to use when an “out-of-
time appeal in a criminal case is warranted as the remedy in a § 2255 proceed-
ing”). And Rios timely appealed the reentered judgment.
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20-11138 Opinion of the Court 5
firearm he possessed; and (3) the sentence is substantively unrea-
sonable. We address each argument in turn.
A.
Because Rios didn’t raise his objection under Rule 32(h) be-
fore the district court, we review for plain error only. United States
v. Hall, 965 F.3d 1281, 1296 (11th Cir. 2020). In any case, the stand-
ard of review makes no difference because there was no error. See
id.
Rule 32(h) requires a district court to provide “reasonable
notice” when it is considering a “departure” on a ground not iden-
tified in the PSR or a party’s filing. Fed. R. Crim. P. 32(h). This
notice requirement, however, applies only to departures a district
court makes pursuant to a particular departure provision in the
guidelines. Irizarry v. United States, 553 U.S. 708, 714 (2008). It
“does not apply to 18 U.S.C. § 3553 variances”—that is, when the
court exercises its discretion to impose a sentence outside the
guideline range based on the § 3553(a) sentencing factors. Id.; Hall,
965 F.3d at 1295. To determine whether the district court varied
or departed, “we look at whether it cited a specific guidelines de-
parture provision in setting the defendant’s sentence, or whether
its rationale was based on the § 3553(a) factors and a determination
that the guidelines range was inadequate.” Hall, 965 F.3d at 1296.
Here, the record shows the district court applied a variance,
not a departure. At the outset, we note that the record is ambigu-
ous as to whether the court, in sentencing Rios to a total of 180
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6 Opinion of the Court 20-11138
months, came down from the career-offender range (262 to 327
months) or up from the non-career-offender range (70 to 87
months, plus 60 months). Either way, though, what the court did
was a variance. It didn’t cite a specific guideline departure provi-
sion. It treated Rios’s request for a sentence below the career-of-
fender guideline range as a motion for a “variance based on the
criminal history.” And its reasoning reflected a judgment that both
guideline ranges were inadequate in light of the § 3553(a) factors.
See Hall, 965 F.3d at 1296–97. Because the court imposed a vari-
ance, not a departure, no advance notice was required.
Nor does it violate due process to dispense with notice re-
quirements for variances, as Rios suggests. Irizarry, 553 U.S. at 714.
“[A]ny expectation . . . that a criminal defendant would a receive a
sentence within the presumptively applicable Guidelines range did
not survive” United States v. Booker, 543 U.S. 220 (2005), which
made the guidelines advisory. Id.; see United States v. Plasencia,
886 F.3d 1336, 1344–45 (11th Cir. 2018). Moreover, Rios’s claim of
unfair surprise is wholly unconvincing, despite the ambiguities at
sentencing. Defense counsel expected the guideline range to be
well above the sentence Rios eventually received, and the court re-
lied on undisputed facts in the PSR, which are fair game for sen-
tencing. United States v. Estrella, 758 F.3d 1239, 1247 (11th Cir.
2014).
B.
Next, the district court didn’t violate § 2K2.4, cmt. n.4, by
basing the sentence in part on characteristics of the firearm Rios
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20-11138 Opinion of the Court 7
possessed in furtherance of his drug-trafficking crime. Again, we
review for plain error because Rios failed to object in the district
court on this ground. See Hall, 965 F.3d at 1296.
Application Note 4 of the commentary to § 2K2.4 prohibits
district courts from applying any weapon enhancement under the
guideline for the underlying offense of conviction when the defend-
ant is also sentenced for a § 924(c) offense, because that conduct is
accounted for by the § 924(c) sentence. U.S.S.G. § 2K2.4, cmt. n.4;
see United States v. Diaz, 248 F.3d 1065, 1106–07 (11th Cir. 2001).
This commentary, however, has no application here because the
district court didn’t apply any weapon enhancement related to
Rios’s possession of an AR-15 rifle when calculating the guideline
range for the underlying offense.
More broadly, nothing in Application Note 4 constrains the
district court’s broad discretion to consider all relevant information
under § 3553(a). 2 As we noted above, the guidelines are advisory,
and courts are free to disagree with their recommendations based
on the § 3553(a) factors. See Plasencia, 886 F.3d at 1345; United
States v. Rosales-Bruno, 789 F.3d 1249, 1254 (11th Cir. 2015).
Those factors include “the nature and circumstances of the of-
fense,” 18 U.S.C. § 3553(a), which plainly includes Rios’s possession
2 See, e.g., 18 U.S.C. § 3661 (“No limitation shall be placed on the information
concerning the background, character, and conduct of a person convicted of
an offense which a court of the United States may receive and consider for the
purpose of imposing an appropriate sentence.”).
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8 Opinion of the Court 20-11138
of an AR-15 and ballistic vests in connection with his drug-traffick-
ing activity. Accordingly, the court properly considered that factor,
among others, when deciding on an appropriate sentence. See
Rosales-Bruno, 789 F.3d at 1260 (“In assigning weight to the
§ 3553(a) factors as part of the weighing process, a court may (and
should) consider individualized, particularized, specific facts and
not merely the guidelines label that can be put on the facts.”).
C.
Finally, we review the substantive reasonableness of a sen-
tence under a deferential abuse-of-discretion standard, considering
whether the statutory factors in 18 U.S.C. § 3553(a) support the
sentence under the totality of the circumstances. United States v.
Nagel, 835 F.3d 1371, 1376 (11th Cir. 2016); United States v. Gon-
zalez, 550 F.3d 1319, 1324 (11th Cir. 2008).
The district court must impose “a sentence sufficient, but
not greater than necessary, to comply with the purposes” listed in
18 U.S.C. § 3553(a)(2), including the need to reflect the seriousness
of the crime, promote respect for the law, provide just punishment,
deter criminal conduct, and protect the public. 18 U.S.C. §
3553(a)(2)(A)–(C). The court is afforded “substantial deference” in
making that determination. Rosales-Bruno, 789 F.3d at 1256. The
weight to be assigned to the § 3553(a) factors—whether great or
slight—is committed to the sound discretion of the district court,
and “we will not reweigh the factors.” United States v. Johnson,
803 F.3d 610, 620 (11th Cir. 2015). We will vacate a sentence only
if the party challenging it convinces us that, even after giving a full
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20-11138 Opinion of the Court 9
measure of deference to the sentencing judge, the sentence lies out-
side the range of reasonable sentences dictated by the facts of the
case. United States v. Irey, 612 F.3d 1160, 1190–91 (11th Cir. 2010)
(en banc).
Here, Rios’s total sentence of 180 months is substantively
reasonable. In imposing that sentence, the district court expressly
referenced the PSR and facts about the offense and Rios’s criminal
history. The court concluded that his criminal history wasn’t se-
vere enough to warrant a sentence within the career-offender
range of 262 to 327 months, as the government had requested. But
it also found the non-career-offender range inadequate in light of
his two convictions for the serious offense of burglary and the se-
verity of his underlying offense conduct, which involved posses-
sion of an AR-15 and ballistic vests in connection with the drug-
trafficking offense. The weight to give these factors was for the
district court, and Rios has not shown that the court abused its dis-
cretion by arriving at a sentence that lies outside the range of rea-
sonable sentences dictated by the facts of the case. Irey, 612 F.3d
at 1190–91. We therefore affirm Rios’s 180-month sentence.
AFFIRMED.