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United States v. Allen Resto

Court: Court of Appeals for the Third Circuit
Date filed: 2021-11-23
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                                               NOT PRECEDENTIAL

          UNITED STATES COURT OF APPEALS
               FOR THE THIRD CIRCUIT
                   ______________

                  Nos. 20-3350 and 20-3351
                      ______________

              UNITED STATES OF AMERICA


                              v.

                      ALLEN RESTO
                     a/k/a “Tito Allen”,
                    Appellant in 20-3350

                  LORENZO HARDWICK
                      a/k/a “Fu Quan”,
                   Appellant in 20-3351

                      ______________

               On Appeal from the United States
           District Court for District of New Jersey
            (Crim No. 1-02-cr-00684-003 and 005)
          District Judge: Honorable Robert B. Kugler
                       ______________

         Submitted Under Third Circuit L.A.R. 34.1(a)
                     October 25, 2021
                     ______________

Before: GREENAWAY, JR., PHIPPS, and COWEN, Circuit Judges,

             (Opinion Filed: November 23, 2021)
                                      _____________

                                        OPINION
                                     ______________

GREENAWAY, JR., Circuit Judge.
       Appellants Allen Resto and Lorenzo Hardwick challenge the District Court’s order

denying their respective motions for a reduction of sentence under § 404 of the First Step

Act of 2018 (“First Step Act”). Pub. L. No. 115-391, 132 Stat. 5194 (2018). For the

foregoing reasons, we will affirm.

 I.          BACKGROUND

       Resto and Hardwick were convicted of federal offenses related to their

participation in a gang that distributed controlled substances in Camden, New Jersey.

Specifically, they were convicted of a dual-object conspiracy to distribute and possess

with the intent to distribute 50 grams or more of crack cocaine and one kilogram or more

of heroin.

       Hardwick was initially sentenced to life imprisonment plus 360 months.       He

appealed his judgment of conviction. We affirmed in relevant part but remanded for

resentencing after the government conceded that all but one of the § 942(c) convictions

should be vacated pursuant to a Department of Justice policy that required each § 942(c)

charge to be supported by a separate predicate offense. The District Court resentenced

Hardwick to life imprisonment plus 60 months. Subsequently, Hardwick moved for a



       
        This disposition is not an opinion of the full Court and, pursuant to I.O.P. 5.7,
does not constitute binding precedent.

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reduction in sentence under Section 404 of the First Step Act. The District Court denied

the motion, and Hardwick again appealed. We vacated the judgment of conviction,

concluding that the District Court had failed to conduct a sufficiently thorough analysis

of the § 3553(a) factors.

       As to Resto, the District Court sentenced him to life imprisonment plus 1,020

months. Similar to Hardwick, Resto appealed the judgment of conviction. We affirmed

but remanded for resentencing after the government conceded, as with Hardwick, that all

but one of his § 942(c) convictions should be vacated. Upon resentencing, Resto

received life imprisonment plus 120 months. Resto then moved for a reduction in his

sentence under Section 404 of the First Step Act. The District Court denied the motion.

Following our February 20, 2020 decision in Hardwick’s case, Resto moved for

reconsideration.

       On November 6, 2020, the District Court held a consolidated sentencing hearing to

determine whether Hardwick and Resto should receive reduced sentences. The District

Court first found that both Hardwick and Resto were eligible for relief under the First

Step Act. Next, the District Court considered the § 3553(a) factors. Although the

District Court acknowledged that Hardwick and Resto had made commendable

rehabilitation efforts while incarcerated, their involvement in violent crimes was indeed

troubling. Ultimately, the District Court determined that neither defendant had sufficient

remorse regarding their criminal conduct. As such, the District Court denied Hardwick’s

and Resto’s motions for sentence reductions. Neither defendant objected to the District

Court’s rulings. This appeal followed.

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 II.      JURISDICTION AND STANDARD OF REVIEW

       The District Court had jurisdiction under 18 U.S.C. §§ 3231 and 3582(c)(1)(B).

We have jurisdiction under 28 U.S.C. § 1291. Generally, we review a denial of a request

for sentencing modification under the First Step Act for abuse of discretion. See United

States v. Easter, 975 F.3d 318, 322 (3d Cir. 2020). However, where, as here, there is an

unpreserved procedural challenge to a sentence, we review the denial for plain error. See

United States v. Flores-Mejia, 759 F.3d 253, 255 (3d Cir. 2014) (en banc); see also

United States v. Barber, 966 F.3d 435, 437 (6th Cir. 2020) (reviewing for plain error the

defendant’s unpreserved objection to the district court’s determination that he was

ineligible for a sentence reduction under the First Step Act).

III.      DISCUSSION

       As we noted in our opinion vacating the District Court’s denial of Hardwick’s

sentence reduction, the Fair Sentencing Act of 2010 increased the quantity of crack

cocaine required to trigger mandatory-minimum sentences. Pub. L. No. 111-220, 124

Stat. 2372 (2010). With the passage of the First Step Act, defendants who were

sentenced under a statute amended by the Fair Sentencing Act are permitted to seek

sentencing reductions. Though “[a] district court may reduce a sentence . . . [it] is not

required to do so.” See United States v. Jackson, 964 F.3d 197, 201 (3d Cir. 2020)

(citations omitted). In analyzing whether a reduction in sentence is appropriate, a district

court must first determine that the defendant committed a “covered offense” pursuant to

Section 404. § 404(b), 132 Stat. at 5222; see also Jackson, 964 F.3d at 200-01. Next,



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“the district court must consider all of the § 3553(a) factors to the extent they are

applicable.” Easter, 975 F.3d at 326.

        On appeal, Hardwick and Resto primarily challenge two aspects of the District

Court’s denial. First, they argue that the District Court failed to consider the need to

avoid unwarranted sentencing disparities between them and other defendants who

received reduced sentences for the same conduct in other cases. See Appellants’ Br. at

21-24. Second, they assert, on the one hand that, the District Court accorded too much

weight to the nature of their conduct and their “apparent” lack of remorse and, on the

other hand, inadequate weight to their post-sentencing rehabilitation. See id. at 24-30.

Both arguments fail.

        As a preliminary matter, the District Court found that both Hardwick and Resto

were eligible for sentence reductions. We have yet to determine whether dual object

conspiracies constitute “covered offenses” under the First Step Act, and we decline to

decide this issue in the first instance in this case.1

        Assuming Hardwick and Resto were eligible for sentence reductions, the District

Court did not plainly err in declining to exercise its discretion.2 As we have previously

held,


1
  We note that several of our sister courts have held that such offenses are eligible. See
e.g., United States v. Reed, 7 F.4th 105, 110–11 (2d Cir. 2021); United States v. Winters,
986 F.3d 942, 950 (5th Cir. 2021); United States v. Hudson, 967 F.3d 605, 610-11 (7th
Cir. 2020); United States v. Gravatt, 953 F.3d 258, 264 (4th Cir. 2020).
2
  Even if, as Hardwick and Resto suggest, we were to analyze the District Court’s
decision for abuse of discretion, we would reach the same conclusion. As we conclude,
the District Court adequately addressed all of the § 3553(a) factors on the record.

                                                5
       a district court need simply acknowledge it has considered the § 3553(a) factors to
       the extent that they are applicable. . . . Accordingly, our review is for whether the
       particular circumstances of the case have been given meaningful consideration
       within the parameters of § 3553(a) and to ensure that where, as here, § 3553(a)
       arguments were raised, the district court addressed them beyond providing more
       than a rote recitation of the § 3553(a) factors.
Easter, 975 F.3d at 326–27 (internal quotations and citations omitted).

       When considering the “need to avoid unwarranted sentence disparities among

defendants with similar records who have been found guilty of similar conduct,”

§ 3553(a)(6), we have “concluded that Congress’s primary goal in enacting § 3553(a)(6)

was to promote national uniformity in sentencing rather than uniformity among co-

defendants in the same case.” United States v. Parker, 462 F.3d 273, 277 (3d Cir. 2006)

(citing United States v. Seligsohn, 981 F.2d 1418, 1428 (3d Cir. 1992)). In this case, the

District Court explicitly inquired about some of the comparator cases that Hardwick and

Resto raised in support of their disparity arguments. The District Court then

distinguished these cases from Hardwick’s and Resto’s, noting that the defendants in the

comparator cases were not personally involved with murders.3 Thus, the District Court

later found that avoiding unwarranted disparities was not an applicable issue in this case.

Given that the District Court explicitly engaged with Hardwick and Resto’s comparator




3
  In a footnote in their reply brief, Appellants’ Rpl. at 3, Hardwick and Resto argue the
District Court’s analysis of United States v. Anderson, was incorrect because Anderson
was personally involved in the murder; specifically, he was present and he disposed of
the murder weapon. 2019 WL 4440088, at *4 (D.S.C. Sept. 17, 2019). Though this is
true, Anderson is nevertheless distinguishable as Hardwick played a more active role in
the murder at issue in his case.

                                             6
cases,4 it cannot be said that the District Court did not meaningfully consider §

3553(a)(6). The District Court did not commit plain error.

       In addition, the District Court did not plainly err in weighing the remaining

§ 3553(a) factors. Indeed, it adequately stated on the record why it declined to reduce

Hardwick’s and Resto’s sentences, highlighting their involvement in violent offenses and

their criminal history. The District Court also stated that it had read Hardwick’s and

Resto’s letters and was troubled that neither mentioned their involvement in murder(s)

nor the devastation that their conduct caused to the victims’ families. Hence, the District

Court found that neither Hardwick nor Resto were sincerely remorseful for their conduct.

       Contrary to Hardwick’s and Resto’s position, the District Court also adequately

addressed their post-offense rehabilitation, describing Hardwick as “do[ing] very well

while incarcerated,” and Resto as “do[ing] some very . . . positive things during

incarceration.” The District Court appropriately determined that other factors

outweighed consideration of rehabilitation. Clearly, rehabilitation played a role in the

District Court’s decision, nothing more is required.

IV.       CONCLUSION

       For the foregoing reasons, we will affirm the District Court’s denial of Appellants’

motions for sentence reductions.




4
  It is worth noting that during the hearing, Hardwick and Resto briefly identified the
remaining comparator cases that they allege the District Court ignored. The fact that the
District Court chose not to inquire further about these cases does not mean that they were
not meaningfully considered.

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