NOT RECOMMENDED FOR PUBLICATION
File Name: 21a0573n.06
Nos. 20-2171/2172
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
CURTIS E. BLACKWELL, II, )
)
FILED
Plaintiff, Dec 08, 2021
)
DEBORAH S. HUNT, Clerk
ANDREW A. PATERSON, JR.; THOMAS R. )
)
WARNICKE,
)
Interested Parties-Appellants ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
v. ) COURT FOR THE WESTERN
) DISTRICT OF MICHIGAN
LOU ANNA K. SIMON, in her individual capacity )
as president of Michigan State University, et al., )
Defendants-Appellees. )
)
Before: DONALD, THAPAR, and LARSEN, Circuit Judges.
LARSEN, Circuit Judge. After attorneys Andrew Paterson and Thomas Warnicke
repeatedly engaged in litigation misconduct, the district court ordered them to pay over $50,000
in attorneys’ fees. Paterson and Warnicke missed the payment deadline—twice—so the court went
a step further and held the duo in civil contempt. They appeal the contempt order on the ground
that they could not afford to pay the fee sanction. For the reasons that follow, we AFFIRM.
I.
Paterson and Warnicke used to represent Simon Blackwell in his lawsuit against several
Michigan State University officials (MSU). But after the duo repeatedly abused the judicial
process, the district court removed Paterson and Warnicke as counsel, and the magistrate judge
ordered them to pay MSU for the costs and fees it incurred because of the wrongdoing: $52,010,
Nos. 20-2171/2172, Blackwell v. Simon
due within 30 days. See 28 U.S.C. § 1927; Goodyear Tire & Rubber Co. v. Haeger, 137 S. Ct.
1178, 1186 (2017).
Paterson and Warnicke appealed to the district court, but the deadline came and went while
the appeal was pending. In fact, just after 8:30 p.m. on the evening of the due date, Paterson
emailed MSU’s attorney, stating that he and Warnicke did not have the financial resources to pay
but wanted to discuss an installment plan. MSU declined the (almost literally) “11th hour request”
and moved to hold Paterson and Warnicke in civil contempt.
In their responses to the contempt motion, Paterson and Warnicke told the district court for
the first time that they could not afford to pay the fee awards. But their assertions were
unsupported by any evidence. Warnicke simply stated that he was “unable to pay” the award “or
even a significant portion thereof.” He didn’t attach any corroborating documents but offered to
“provide financial information” under seal if the court so wished. Paterson likewise baldly asserted
that he did “not have the financial resources to pay,” but he at least promised to submit an affidavit
attesting to that fact “within 24 hours.” And Paterson indeed filed an affidavit—six sentences with
no supporting evidence—48 hours later.
In a single order, the district court denied Paterson and Warnicke’s appeal from the
magistrate’s sanctions order, denied MSU’s motion for contempt, and extended the payment
deadline by two weeks. On the due date, Warnicke filed a motion for relief from the sanctions
award, again claiming an inability to pay; he again provided no support—not a bank statement, a
balance sheet, or even an affidavit. With another due date in the rearview mirror and no payment
in hand, MSU renewed its motion to hold Paterson and Warnicke in contempt. The attorneys
responded with more of the same: unsupported assertions of inability to pay and offers to enter
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into an installment plan. Paterson proclaimed that his bank records “will” show his inability to
pay, but he didn’t actually offer those records.
The district court granted the contempt motion. As for Paterson and Warnicke’s purported
inability to pay, the court noted that their “general[]” assertions of financial status did not
“remotely satisf[y]” their burden of proof. Although Paterson and Warnicke remained jointly and
severally liable for the award, the court accepted MSU’s recommendation to order Warnicke to
pay $7,500 per month until the full $52,010 is paid, with a $100 per diem fine if he misses a
payment. Warnicke could, the court noted, “take appropriate steps against Paterson” as necessary.
Paterson and Warnicke appealed.1
II.
We review a district court’s decision to hold a person in contempt for abuse of discretion.
Elec. Workers Pension Tr. Fund of Loc. Union #58, IBEW v. Gary’s Elec. Serv. Co., 340 F.3d 373,
378 (6th Cir. 2003). We will reverse only if the district court “relied upon clearly erroneous
findings of fact, improperly applied the governing law, or used an erroneous legal standard.”
Gascho v. Glob. Fitness Holdings, LLC, 875 F.3d 795, 800 (6th Cir. 2017) (quoting Gary’s Elec.,
340 F.3d at 378).
The party seeking civil contempt must show by clear and convincing evidence that the
contemnor knowingly violated a “definite and specific” court order. Id. at 800. Although that
burden is heavy, once satisfied the “onus shifts to the opposing party to demonstrate that it was
unable to comply with the court’s order.” Id.; accord United States v. Rylander, 460 U.S. 752,
1
Although there is no final judgment below, the district court’s order holding non-parties Paterson
and Warnicke in contempt secures our jurisdiction under 28 U.S.C. § 1291. United States v.
Johnson, 736 F.2d 358, 359 & n.1 (6th Cir. 1984); see also U.S. Cath. Conf. v. Abortion Rts.
Mobilization, Inc., 487 U.S 72, 76 (1988).
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757 (1983). To establish that defense, the alleged contemnor must establish three
elements: (1) inability to comply; (2) that the inability was not self-induced; and (3) that the
contemnor took all reasonable steps to comply. Gascho, 875 F.3d at 802. Each element must be
proven “categorically and in detail.” Gary’s Elec., 340 F.3d at 379 (quoting Rolex Watch U.S.A.,
Inc. v. Crowley, 74 F.3d 716, 720 (6th Cir. 1996)). Unsupported, conclusory assertions will not
suffice. See Rylander, 460 U.S. at 757–58; Gary’s Elec., 340 F.3d at 383.
The district court did not abuse its discretion in holding Paterson and Warnicke in
contempt. No one disputes that the duo violated a “definite and specific” court order by failing to
pay the fee award by the deadline. And we agree with the district court that Paterson and Warnicke
did not “remotely satisf[y]” their burden to show inability to pay. At no point did either attorney
provide any actual evidence of his financial status, let alone “categorically and in detail.” Gary’s
Elec., 340 F.3d at 379. Their perfunctory proclamations of inability certainly don’t meet that
burden. See id. at 383 & n.14; Rylander, 460 U.S. at 757–58.
Paterson and Warnicke argue that they offered to provide more evidence that would have
substantiated their claims. That is true, but it does not matter. A party moving for summary
judgment can’t simply assert that there are no genuine issues of material fact, then fault the district
court for denying summary judgment because the movant “could have” provided evidence if the
court had just asked. Fed. R. Civ. P. 56(c). That’s not how burdens work. Paterson and Warnicke
had to “com[e] forward with evidence.” Gary’s Elec., 340 F.3d at 379.2
2
Because Paterson and Warnicke failed to demonstrate their inability to pay, we need not wade
into the circuit split over whether such a defense is available at all in proceedings to enforce an
order awarding fees under 28 U.S.C. § 1927. Compare Shales v. Gen. Chauffers Loc. Union No.
330, 557 F.3d 746, 749 (7th Cir. 2009), and Hamilton v. Boise Cascade Exp., 519 F.3d 1197, 1206
(10th Cir. 2008), with Haynes v. City & County of San Francisco, 688 F.3d 984, 987 (9th Cir.
2012), and Oliveri v. Thompson, 803 F.2d 1265, 1281 (2d Cir. 1986). Nor do we need to decide
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***
Paterson and Warnicke utterly failed to prove their inability to pay. We AFFIRM.
whether Paterson and Warnicke forfeited the defense by failing to raise it when the award amount
was being set.
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