[J-48-2021]
IN THE SUPREME COURT OF PENNSYLVANIA
MIDDLE DISTRICT
BAER, C.J., SAYLOR, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.
LEAGUE OF WOMEN VOTERS OF : No. 4 MAP 2021
PENNSYLVANIA AND LORRAINE HAW :
: Appeal from the Order of the
: Commonwealth Court dated January
v. : 7, 2021 at No. 578 MD 2019.
:
: ARGUED: September 21, 2021
VERONICA DEGRAFFENREID AS :
ACTING SECRETARY OF THE :
COMMONWEALTH :
:
:
APPEAL OF: SHAMEEKAH MOORE, :
MARTIN VICKLESS, KRISTIN JUNE IRWIN :
AND KELLY WILLIAMS :
OPINION
JUSTICE TODD DECIDED: December 21, 2021
In this direct appeal, we review the Commonwealth Court’s entry of a permanent
injunction blocking the Secretary of the Commonwealth from certifying the results of the
November 5, 2019 election in which the voters of the Commonwealth were asked to
approve a proposed “victim’s rights amendment,” described as “Marsy’s Law,” which
would be added as a new provision of Article I of the Pennsylvania Constitution – Section
9.1 (“Victim’s Rights Amendment”). The Commonwealth Court entered its injunction on
the basis that the Victim’s Rights Amendment violated the requirement of Article XI,
Section 1 of the Pennsylvania Constitution that, “[w]hen two or more amendments shall
be submitted they shall be voted upon separately.” Pa. Const. art. XI, § 1. After careful
review, we affirm the decision of the Commonwealth Court, because, for the reasons we
detail herein, the Victim’s Rights Amendment was, in actuality, a collection of
amendments which added a multiplicity of new rights to our Constitution, and, because
those new rights were not interrelated in purpose and function, the manner in which it was
presented to the voters denied them their right to consider and vote on each change
separately, as Article XI, § 1 mandates. We, therefore, affirm the decision of the
Commonwealth Court.
I. Background
We emphasize at the outset that our decision does not address the wisdom of the
multifarious provisions of the Victim’s Rights Amendment, or the policy choices giving rise
to them; rather, our obligation in this matter is solely to resolve the question of whether
the amendment, as presented to the voters of this Commonwealth in the November 5,
2019 general election, complied with the inviolable “separate vote” requirement of Article
XI, § 1 that “[w]hen two or more amendments shall be submitted they shall be voted upon
separately.” Pa. Const. art. XI, § 1.
In June 2019, after having been previously approved in the 2018 legislative
session, Senate Bill 1011 of 2018 was adopted by both houses of the General Assembly
as Joint Resolution 1 of 2019 (hereinafter “Joint Resolution 2019-1.”). It amends Article I
of the Pennsylvania Constitution by adding the following wholly new provision:
§ 9.1. Rights of victims of crime.
(a) To secure for victims justice and due process
throughout the criminal and juvenile justice systems, a victim
shall have the following rights, as further provided and as
defined by the General Assembly, which shall be protected in
a manner no less vigorous than the rights afforded to the
accused: to be treated with fairness and respect for the
victim’s safety, dignity and privacy; to have the safety of the
victim and the victim’s family considered in fixing the amount
of bail and release conditions for the accused; to reasonable
and timely notice of and to be present at all public proceedings
involving the criminal or delinquent conduct; to be notified of
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any pretrial disposition of the case; with the exception of grand
jury proceedings, to be heard in any proceeding where a right
of the victim is implicated, including, but not limited to, release,
plea, sentencing, disposition, parole and pardon; to be notified
of all parole procedures, to participate in the parole process,
to provide information to be considered before the parole of
the offender, and to be notified of the parole of the offender;
to reasonable protection from the accused or any person
acting on behalf of the accused; to reasonable notice of any
release or escape of the accused; to refuse an interview,
deposition or other discovery request made by the accused or
any person acting on behalf of the accused; full and timely
restitution from the person or entity convicted for the unlawful
conduct; full and timely restitution as determined by the court
in a juvenile delinquency proceeding; to the prompt return of
property when no longer needed as evidence; to proceedings
free from unreasonable delay and a prompt and final
conclusion of the case and any related postconviction
proceedings; to confer with the attorney for the government;
and to be informed of all rights enumerated in this section.
(b) The victim or the attorney for the government upon
request of the victim may assert in any trial or appellate court,
or before any other authority, with jurisdiction over the case,
and have enforced, the rights enumerated in this section and
any other right afforded to the victim by law. This section does
not grant the victim party status or create any cause of action
for compensation or damages against the Commonwealth or
any political subdivision, nor any officer, employee or agent of
the Commonwealth or any political subdivision, or any officer
or employee of the court.
(c) As used in this section and as further defined by
the General Assembly, the term “victim” includes any person
against whom the criminal offense or delinquent act is
committed or who is directly harmed by the commission of the
offense or act. The term “victim” does not include the accused
or a person whom the court finds would not act in the best
interests of a deceased, incompetent, minor or incapacitated
victim.
Joint Resolution 2019-1.1
1 This package of proposed constitutional changes is also known as “Marsy’s Law,”
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The then-Secretary of the Commonwealth, Kathy Boockvar,2 drafted the text of the
question for this proposed amendment as it appeared on the ballot in the November 5,
2019 election (“Ballot Question”), and twice published it in newspapers in each county.
The Ballot Question read in full:
Shall the Pennsylvania Constitution be amended to grant
certain rights to crime victims, including to be treated with
fairness, respect and dignity; considering their safety in bail
proceedings; timely notice and opportunity to take part in
public proceedings; reasonable protection from the accused;
right to refuse discovery requests made by the accused;
restitution and return of property; proceedings free from delay;
and to be informed of these rights, so they can enforce them?
Ballot Question (Plaintiff’s Exhibit 1 offered in Oct. 23, 2019 hearing in League of Women
Voters v. Boockvar, 578 M.D. 2019 (Pa. Cmwlth. 2019)).
On October 10, 2019, Appellees3 (collectively referred to as “the League”) filed a
named after a murder victim, Marsalee (“Marsy”) Nicholas, who was murdered by her ex-
boyfriend in 1983. Anna Roberts, “Victims, Right?,” 42 Cardozo Law Review 1449, 1458
(2021). As of the beginning of 2021, eleven states have adopted a similar package of
amendments. Id. However, in two other states, Montana and Wisconsin, the
amendments, though approved by their voters, were deemed to have violated those
states’ constitutions in the manner in which the proposed amendments were presented
to the voters. See Montana Association of Counties v. State by & through Fox, 404 P.3d
733 (Mont. 2017), and Wisconsin Justice Initiative v. Wisconsin Election Commission,
2019-CV-3485 (Wis. Cir. Ct. Dane County filed November 3, 2020). An appeal remains
pending in the latter case.
2Subsequently, Ms. Boockvar resigned, and her successor, acting Secretary Veronica
DeGraffenreid, was substituted as a party in this suit. She has not filed a brief in this
matter.
3 Appellees are the League of Women Voters, Lorraine Haw, and Ronald Greenblatt.
The League is a nonprofit organization whose central focus is the education of individuals
on issues related to elections and voting. Haw is a registered voter whose brother was
murdered, has a son serving a life sentence without parole, and who is seeking a pardon
of her own for a criminal conviction. Greenblatt is a criminal defense attorney with over
30 years of practice experience. They have filed a joint brief herein. Greenblatt, although
granted the right to intervene below, was never added to the caption.
[J-48-2021] - 4
declaratory judgment action in the Commonwealth Court and sought to preliminarily
enjoin the tabulation and certification of the votes on the Victim’s Rights Amendment,
alleging that it violated Article XI, § 1.4 The matter was assigned to Judge Ellen Ceisler,
who conducted an evidentiary hearing and heard argument on the motion. On October
30, 2019, Judge Ceisler issued an order granting the requested preliminary injunction and
enjoining the Secretary “from tabulating and certifying the votes in the November 2019
General Election relating to the ballot question asking voters whether the Pennsylvania
Constitution should be amended to include a new section providing for victims’ rights until
final disposition of the Petition for Review, including appeals.” League of Women Voters
v. Boockvar, 578 M.D. 2019 (Pa. Cmwlth. filed Oct. 30, 2019) (order).
Thereafter, Appellants5 filed an emergency motion with our Court seeking to
overturn Judge Ceisler’s order. After expedited review, we affirmed the preliminary
injunction. League of Women Voters v. Boockvar, 219 A.3d 594 (Pa. 2019) (order).6
4 Appellees also alleged that the Ballot Question violated Article XI, §1 because it failed
to contain the actual text of the Victim’s Rights Amendment, and that it should be stricken
because neither the Proposed Amendment, the Ballot Question, nor the Attorney
General’s Plain English Statement, see 25 P.S. § 2621.1 (requiring that, for all proposed
constitutional amendments, the Attorney General prepare a statement in plain English
which indicates the purpose, limitations and effects of the ballot question,” and requiring
the Secretary of the Commonwealth to publish it along with the proposed constitutional
amendment), did not “fairly convey the substance of the proposed amendment.” Petition
for Review filed in League of Women Voters v. Boockvar, 578 M.D. 2019 (Pa. Cmwlth.),
at 21.
5 Appellants are four individuals who were granted intervenor status by the
Commonwealth Court as victims of crimes.
6 Then-Chief Justice Saylor authored a brief dissent to this order, joined by Justices
Dougherty and Mundy, in which he expressed his disagreement with the legal standards
employed by the Commonwealth Court to evaluate the League’s request for a preliminary
injunction, i.e., whether they had presented a substantial question that a violation of
Article XI, § 1 had occurred. Justice Saylor also indicated that he would have vacated
the portion of the Commonwealth Court’s order which restrained the Secretary from
tabulating or counting the votes cast.
[J-48-2021] - 5
However, we stressed that neither our order, nor the order of the Commonwealth Court,
prohibited any voter from voting on the Ballot Question. Id.
Consequently, the Ballot Question appeared on the ballot in the November 5, 2019
General Election. On the Secretary’s website, the unofficial tally of all votes cast on this
question count was listed as 74.01% in favor of the question and 25.99% against;
however, pursuant to the terms of Judge Ceisler’s order, the Secretary did not formally
tabulate or certify these results.
Thereafter, the parties filed cross motions for summary relief, and, on January 7,
2021, a divided en banc panel of the Commonwealth Court granted the League’s request
for declarative relief based on its determination that the proposed Victim’s Rights
Amendment violated Article XI, § 1, and, because it was unconstitutional, the court
declared all votes cast on it to be invalid. League of Women Voters v. Boockvar, 578
M.D. 2019 (Pa. Cmwlth. filed Jan. 7, 2021) (order).7 Accordingly, the court entered a
permanent injunction enjoining the Secretary from tabulating or certifying the votes cast
in the election.8
By way of background necessary for understanding the analysis employed by the
Commonwealth Court below and the arguments advanced by the parties before us, we
first discuss our Court’s jurisprudence addressing the separate vote requirement of Article
XI, § 1. As here, in each of the decisions we discuss, the challenges to the proposed
7The court denied Appellees’ other bases for seeking declaratory relief, see supra note
4, as moot.
8The court’s order was accompanied by an unpublished memorandum decision by Judge
Ceisler in support of the order, joined by Judge Wojcik and Judge McCullough. See
League of Women Voters v. Boockvar, 578 M.D. 2019 (Pa. Cmwlth. filed Jan. 7, 2021)
(opinion announcing the judgment of the court). Judge McCullough also authored a
concurring opinion. Then-President Judge Leavitt wrote a dissent, joined by Judge
Fizzano Cannon.
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amendments at issue were reviewed by our Court after the electorate had voted.
Over two decades ago, in Bergdoll v. Kane, 731 A.2d 1261, 1264-65 (Pa. 1999),
we considered a ballot question with two aspects: one proposed amending Article I, § 9
of our Constitution to replace the right of a person accused of a crime to “meet the
witnesses face to face” with a right to be “confronted with the witnesses against him”; the
other proposed amending Article V, § 10(c)9 – which governs our Court’s exclusive
authority to establish rules of court procedure – to allow the General Assembly to enact
laws regarding the manner by which children may testify in criminal proceedings,
including to permit the use of videotaped depositions or testimony by closed-circuit
television.
9 This section provides:
The Supreme Court shall have the power to prescribe general
rules governing practice, procedure and the conduct of all
courts, justices of the peace and all officers serving process
or enforcing orders, judgments or decrees of any court or
justice of the peace, including the power to provide for
assignment and reassignment of classes of actions or classes
of appeals among the several courts as the needs of justice
shall require, and for admission to the bar and to practice law,
and the administration of all courts and supervision of all
officers of the Judicial Branch, if such rules are consistent with
this Constitution and neither abridge, enlarge nor modify the
substantive rights of any litigant, nor affect the right of the
General Assembly to determine the jurisdiction of any court or
justice of the peace, nor suspend nor alter any statute of
limitation or repose. All laws shall be suspended to the extent
that they are inconsistent with rules prescribed under these
provisions. Notwithstanding the provisions of this section, the
General Assembly may by statute provide for the manner of
testimony of child victims or child material witnesses in
criminal proceedings, including the use of videotaped
depositions or testimony by closed-circuit television.
Pa. Const. art. V, § 10(c).
[J-48-2021] - 7
In reviewing the text of the ballot question, we identified two purposes for that
proposed amendment:
First, it seeks to ensure that the language of the Pennsylvania
Constitution gives the accused no greater a right to confront
witnesses than the right to confront witnesses given the
accused under the United States Constitution. Second, it
seeks to ensure that, notwithstanding the constitutional right
of the accused to confront witnesses, the General Assembly
is authorized by the Pennsylvania Constitution to enact laws
regarding the manner by which children may testify in criminal
proceedings.
Id. at 1270. Because of these disparate purposes, our Court ruled that the ballot question
violated the separate vote requirement of Article XI, § 1 in that it “encompassed
amendments to both Article I, § 9 and Article V, § 10(c), but did not permit the electorate
to vote separately upon each of the amendments.” Id.
Justice Saylor authored a concurring opinion in which he agreed that the ballot
question was “constitutionally infirm.” Id. at 1271 (Saylor, J., concurring). However, he
indicated that he would have reached this conclusion by employing a different rationale –
specifically, that the provision of the proposed amendment which expanded the means
by which child witnesses could offer testimony could have done so without altering the
face-to-face requirement of Article I, § 8. Thus, in his view “the changes lacked the
interdependence necessary to justify their presentation to voters within the framework of
a single question.” Id. In support, he cited with approval decisions from Nevada and Utah
which employed an analysis for determining whether a proposed amendment violates the
separate vote requirements of their respective constitutions by examining both whether
the proposed changes relate to each other in subject matter, and also whether each
provision is dependent on the other to function. See id. (discussing Clark v. State
Canvassing Bd., 888 P.2d 458, 462 (Nev. 1995) (ballot question violated the separate
vote requirement of the Nevada Constitution where two proposed changes, while relating
[J-48-2021] - 8
to the subject of gambling, had no “rational linchpin” of interdependence); Lee v.
State, 367 P.2d 861, 864 (Utah 1962) (holding that a two-part proposed amendment
granting the legislature special powers in the event of a war or other emergency violated
the separate vote requirement, which was then part of the Utah Constitution, because the
two provisions, though related, were not dependent upon each other)).10
Then, in Pennsylvania Prison Society v. Commonwealth, 776 A.2d 971 (Pa. 2001)
(“Prison Society”), we again considered the issue of whether a single ballot question
proposing multiple revisions to our Constitution violated Article XI, § 1. The ballot question
in that case asked the voters whether they approved amending Article IV, § 9(b) of our
Constitution
to require a unanimous recommendation of the Board of
Pardons before the Governor can pardon or commute the
sentence of an individual sentenced in a criminal case to death
or life imprisonment, to require only a majority vote of the
Senate to approve the Governor’s appointments to the Board,
and to substitute a crime victim for an attorney and a
corrections expert for a penologist as Board members?
Id. at 974.
A majority of our Court agreed on the foundational legal principles governing our
review of a claim that a proposed amendment violates Article XI, § 1. However, we did
not reach a consensus on the proper analysis. In a lead opinion authored by Justice
Zappala – joined by Justice Flaherty and joined, in part, by Justice Nigro – the plurality
found that the analysis in Bergdoll was controlling, inasmuch as, in its view, the question
before our Court was whether the proposed amendments, even though presented as
10Six years after the Lee decision, in 1969, the Utah Constitution was amended to remove
the requirement, which existed at the time Lee was decided, that “If two or more
amendments are proposed, they shall be so submitted as to enable the electors to vote
on each of them separately.” Utah Const. art. XXIII, § 1 (1959-1969).
[J-48-2021] - 9
changes to but a single article of our Constitution, nevertheless violated Article XI, § 1
because they constituted multiple amendments to our Constitution that the voters were
not given the opportunity to vote on separately. Prison Society, 776 A.2d at 981. In
conducting its analysis of this issue, the plurality explicitly rejected the appellants’
argument that the changes to Article IV did not violate the separate vote requirement
because they all related to a single subject. The plurality noted that our Constitution
differed from those of other states which explicitly require that proposed constitutional
amendments all relate to a “single subject,” due to the fact that our Constitution contains
no such requirement. Id. at 981 n.4.
Ultimately, the plurality found that the proposed amendment violated Article XI, §
1 because, even though the amendment purportedly changed only one article of our
Constitution, it had two separate purposes: restructuring the pardoning power of the
Parole Board, and altering the Pennsylvania Senate’s confirmation process for the
governor’s appointees. The plurality found that “the senatorial process for confirming the
governor’s appointees is separate and distinct from the functions performed by the
Board.” Id. at 981. Correspondingly, in the plurality’s view, “[a]ny change to the Senate’s
exclusive authority to confirm the appointees to the Board was required to be submitted
for a separate vote by the electorate.” Id. However, despite this violation of Article XI, §
1, the plurality nonetheless determined that the amendment, while technically void, should
stand because it did not actually alter the existing confirmation procedure under Article
IV, § 9: in the plurality’s view, the Senate already had the power to appoint the Board’s
members by majority vote.
In a concurring and dissenting opinion, Justice Nigro agreed that the proposed
amendment violated Article XI, § 1, but he disagreed with the plurality’s conclusion that it
could nevertheless stand, and he would have stricken the amendment as void.
[J-48-2021] - 10
Former Justice Cappy dissented. He first concluded that the amendment did alter
the senatorial confirmation process, and, therefore, required a separate ballot question.
He next repudiated the plurality’s conclusion that the constitutional violation was a form
of “harmless error.” Id. at 987 (Cappy, J., dissenting). While agreeing with the plurality
that Bergdoll requires that our Court strictly enforce the separate vote requirement of
Article XI, § 1, he nevertheless considered the plurality’s excuse of this violation to
circumvent this requirement.
Justice Saylor authored a single-sentence concurring opinion, joined by Justices
Castille and Newman, in which he agreed with the plurality that the proposed
amendments did not violate Article XI, § 1, but he also disavowed the plurality’s “rejection
of a subject-matter focus to determine whether alterations are sufficiently interrelated to
justify their presentation to the electorate in a single question.” Id. at 984 (Saylor, J.,
concurring). In a footnote, Justice Saylor, as in Bergdoll, briefly summarized
jurisprudence from other jurisdictions that utilize such a single-subject test:
I note that jurisdictions interpreting virtually identical
constitutional requirements have employed a single-subject test
and examined the interdependence of the proposed
constitutional changes in determining the necessity for separate
votes. See, e.g., Korte v. Bayless, 199 Ariz. 173, 16 P.3d 200,
203–05 (2001) (explaining a “common-purpose formulation” to
inquire into whether the proposed amendments are sufficiently
related to “constitute a consistent and workable whole on the
general topic embraced”); Clark v. State Canvassing Bd.,
[supra] (applying a “rational linchpin” of interdependence test);
Sears v. State, 232 Ga. 547, 208 S.E.2d 93, 100 (1974)
(inquiring into whether all of the proposed changes “are
germane to the accomplishment of a single objective”)
(quotations and citations omitted); Fugina v. Donovan, 259
Minn. 35, 104 N.W.2d 911, 914 (1960) (upholding separate
propositions that, although they could have been submitted
separately, were rationally related to a single purpose, plan, or
subject).
Id. at 984 n.1.
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In Grimaud v. Commonwealth, 865 A.2d 835 (Pa. 2005), our Court’s most recent
opinion in this area, we addressed two ballot questions that were challenged as violating
the separate vote requirement of Article XI, § 1.11 The first question (“Question 1”)
proposed to amend Article I, § 14 to disallow the granting of bail “when the proof is evident
or presumption great that the accused committed an offense for which the maximum
penalty is life imprisonment or that no condition or combination of conditions other than
imprisonment of the accused will reasonably assure the safety of any person and the
community,” id. at 841 (emphasis added), and the second (“Question 2”) proposed
amending Article I, § 6 of our Constitution to provide “that the Commonwealth shall have
the same right to trial by jury in criminal cases as does the accused,” id. at 845.
In addressing appellants’ claim that Question 1 violated Article XI, § 1, our Court
observed that our decision in Prison Society produced no clear majority regarding the
applicable standard and, thus, we adopted in toto Justice Saylor’s brief concurring opinion
from Prison Society:
We are persuaded by Justice Saylor's concurrence suggesting
“a subject-matter focus to determine whether alterations are
sufficiently interrelated to justify their presentation to the
electorate in a single question.” [Prison Society, 776 A.2d] at
984 (Saylor, J., concurring, joined by Castille and Newman,
JJ.). Persuasive authority comes from other jurisdictions which
have utilized
a single-subject test and examined the
interdependence of the proposed constitutional
changes in determining the necessity for separate
votes. See, e.g., Korte v. Bayless, [supra
(Arizona)] (explaining a “common-purpose
formulation” to inquire into whether the proposed
amendments are sufficiently related to “constitute
a consistent and workable whole on the general
topic embraced”); Clark v. State Canvassing Bd.,
11 Both questions appeared separately on the ballot used by the voters.
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[supra (New Mexico)] (applying a “rational
linchpin” of interdependence test); Sears v. State,
[supra (Georgia)] (inquiring into whether all of the
proposed changes “are germane to the
accomplishment of a single objective”)
(quotations and citations omitted); Fugina v.
Donovan, [supra (Minn.)] (upholding separate
propositions that, although they could have been
submitted separately, were rationally related to a
single, purpose, plan, or subject).
Id., at 984 n. 1; see also Manduley v. Superior Court, 27
Cal.4th 537, 117 Cal.Rptr.2d 168, 41 P.3d 3, 28 (2002)
(various provisions must be reasonably related to common
theme or purpose); Fine v. Firestone, 448 So.2d 984, 990
(Fla.1984) (amendment must manifest “a logical and natural
oneness of purpose ...”).[12]
Although we are not bound by these decisions, we find them
persuasive, and adopt the “subject matter test” for determining
whether a ballot question violates Article XI, § 1.
Grimaud, 865 A.2d at 841.
Applying this test, we concluded that Question 1 did not violate the separate vote
requirement of Article XI, § 1 because the proposed changes set forth in the ballot
question – the first clause disallowing bail where the offense warrants life imprisonment,
and the second disallowing bail where the public safety requires it – “were related to a
single subject, bail” and “were sufficiently interrelated (all concerned disallowance of bail
to reinforce public safety) to justify inclusion in a single question.” Id. (emphasis added).
Notably, however, we did not specify what degree of interrelatedness between the
12 This decision involved the article of Florida’s Constitution governing proposed
amendments placed on the ballot by an initiative of the voters, and that portion of Florida’s
Constitution, unlike Pennsylvania’s, contains a requirement that any amendment
proposed by initiative “shall embrace but one subject and matter directly connected
therewith.” Fla. Const. art. 11, § 3. Also, unlike our Constitution, Florida’s Constitution
contains no requirement that when two or more amendments are proposed by the
legislature they shall be voted on separately. Id. §§ 1, 5.
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proposed changes was required by Article XI, § 1, or how it should be measured.
Despite having found that the proposed changes set forth in Question 1 were
sufficiently interrelated, we addressed the appellants’ argument that it violated Article XI,
§ 1 because the question “implicitly amended” several provisions of the Constitution,
specifically:
(1) Article I, § 1’s right to defend one’s self, by restricting the
ability to prepare a defense; (2) Article I, § 9’s presumption of
innocence, because preventive detention requires a
presumption the accused will commit additional crimes if
released on bail; (3) Article I, § 13’s right to be free from
excessive bail, because preventive detention essentially
eliminates that right; and (4) Article I, § 25’s reservation that
Article I rights remain inviolate, because preventive detention
punishes without trial and conviction, violating Article I, § 9.
Id. at 842.
In addressing this claim, our Court opined:
We analyze the ballot question's substantive affect [sic] on the
Constitution, examining the content, purpose, and effect.
Pennsylvania Prison Society, at 980. Here, the
Commonwealth Court properly noted that merely because an
amendment “may possibly impact other provisions” does not
mean it violates the separate vote requirement. Grimaud [v.
Commonwealth, 806 A.2d 923 (Pa. Cmwlth. 2002)] at 930.
The test to be applied is not merely whether the amendments
might touch other parts of the Constitution when applied, but
rather, whether the amendments facially affect other parts of
the Constitution. Indeed, it is hard to imagine an amendment
that would not have some arguable effect on another
provision; clearly the framers knew amendments would occur
and provided a means for that to happen. The question is
whether the single ballot question patently affects other
constitutional provisions, not whether it implicitly has such an
effect, as appellants suggest.
Id. (emphasis original). Ultimately, we concluded:
The bail amendments do not substantively affect the right to
defend one’s self, the right to be free from excessive bail, or
the reservation that Article I rights remain inviolate. The
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argument concerning the amendment of Article I, § 9’s
presumption of innocence lacks merit because the
“presumption” language is the same now as it was prior to the
amendments. See Pa. Const. art. I, § 14 (1997). Because the
proposed amendments only patently affected Article I, § 14,
regarding when bail is disallowed in criminal cases, and no
other part of the Constitution, the Commonwealth Court did not
err in concluding the single bail ballot question was properly
submitted to the electorate.
Id. (emphasis added).
We next addressed Question 2. Textually, Question 2 set forth only one change:
providing the Commonwealth with a right to trial by jury in criminal cases. Nevertheless,
as with Question 1, we addressed the appellants’ argument that the question violated
Article XI, § 1 because it implicitly amended several provisions. The appellants argued
that granting the Commonwealth the right to trial by jury violated Article XI, § 1 because
it also amended Article V, § 10(c) (governing judicial administration),13 and Article I, §
25,14 which reserves all of the rights enumerated in Article I to the people. To resolve this
claim, we examined whether the change to Article I, § 6 effectuated by the proposed
amendment substantially altered those other constitutional provisions. Id. at 845. We
determined that it would not, inasmuch as “[o]nly one substantive change is made . . . to
give the Commonwealth the right to trial by jury.” Id. (citing Prison Society, 776 A.2d at
980).
13 See supra note 10.
14 This section provides:
To guard against transgressions of the high powers which we
have delegated, we declare that everything in this article is
excepted out of the general powers of government and shall
forever remain inviolate.
Pa. Const. art. I, § 25.
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Chief Justice Cappy authored a concurring and dissenting opinion in Grimaud,
joined by Justice Nigro and then-Justice, now-Chief Justice, Baer. Chief Justice Cappy
characterized the majority’s adoption of a “subject matter test” as conflicting with the
analysis our Court employed in Bergdoll, which he interpreted as requiring only that a
court examine how many ways a ballot question would change the constitution and then
ascertaining whether “the ballot question permitted the electorate to vote separately
upon each of the amendments.” Id. at 849 (Cappy, C.J., dissenting). Thus, he
considered this apparent repudiation of Bergdoll to be unjustified under the doctrine of
stare decisis. Chief Justice Cappy further expressed his concern that the “sufficiently
interrelated” test adopted by the Majority would “make constitutional amendment a
guessing game as to the predilections of a majority of Justices regarding just how
‘sufficiently interrelated’ amendments need to be to pass constitutional muster.” Id.
Although Chief Justice Cappy found Question 2 not to violate Article XI, §, 1, he
did so on the basis of his conclusion that it did not present separate amendments. He
then sharply criticized the majority’s Article XI, § 1 analysis generally, calling it
“hopelessly vague and therefore largely unhelpful, as it offers three different and
seemingly inconsistent inquiries, i.e., whether the proposed amendments ‘facially’ affect,
‘patently' affect and/or ‘substantively’ affect, other parts of the Constitution.” Id. at 850
n.3.
In sum, our decision in Grimaud stands for the proposition that, under its single
subject test, a determination of whether a proposed amendment making multiple changes
to the Pennsylvania Constitution violates Article XI, § 1 requires a reviewing court to
examine whether the changes are “sufficiently interrelated to justify their presentation to
the electorate in a single question.” Grimaud, 865 A.2d at 841-842. We view this as the
core holding of Grimaud. In addition, however, Grimaud also allows that a proposed
[J-48-2021] - 16
amendment triggers the separate vote requirement of Article XI, § 1 if it substantively
effectuates more than one change to the Constitution. Grimaud, 865 A.2d at 842.
With this background in mind, we turn to the Commonwealth Court’s decision in
the case at bar. Because the question of whether the proposed Victim’s Rights
Amendment violated Article XI, § 1 arose in the context of the League’s request for a
permanent injunction, in her lead opinion, Judge Ceisler determined that the League had
established the criteria for the entry of a permanent injunction set forth in Board of
Revision of Taxes, City of Philadelphia v. City of Philadelphia, 4 A.3d 610, 627 (Pa. 2010)
(holding that “a permanent injunction will issue if the party establishes his or her clear
right to relief” and “if such relief is necessary to prevent a legal wrong for which there is
no adequate redress at law”). Specifically, she found that the League had met its burden
for establishing a clear right to relief because it had established that the Victim’s Rights
Amendment violated Article XI, § 1 of our Constitution.
In her opinion, she first discussed Bergdoll and Prison Society and noted that,
subsequent to those decisions, our Court in Grimaud adopted the interrelationship test
set forth in Justice Saylor’s concurrence in Bergdoll as the governing standard for
challenges under Article XI, § 1, and she proceeded to apply that test.15 See League of
15 Judge Ceisler remarked that she did not view Grimaud as directly controlling the
outcome of this matter given that Grimaud involved amending an existing constitutional
provision, whereas, here, an entirely new constitutional provision is being proposed.
League of Women Voters v. Boockvar, 578 M.D. 2019 at 15 (quoting Sprague v. Cortes,
145 A.3d 1136, 1145 (Pa. 2016) (opinion in support of granting plaintiff’s relief) (“There is
a categorical difference between the act of creating something entirely new and altering
something which already exists.”) (emphasis deleted)). Appellants presently argue that
Judge Ceisler disregarded the Grimaud subject matter test and, instead, improperly
followed the test at issue in Sprague which examined whether the language of a ballot
question was sufficiently clear so as to apprise the voter of what changes he or she is
being asked to make. Appellants’ Brief at 19. We respectfully disagree, because we
interpret Judge Ceisler’s citation to the opinion in Sprague merely as support for her
general observation about the greater impact adding new provisions can have on existing
[J-48-2021] - 17
Women Voters v. Boockvar, 578 M.D. 2019 at 15 (Pa. Cmwlth. filed Jan. 7, 2021) (opinion
announcing the judgment of the court) (“These decisions instruct that in deciding whether
a proposed amendment is constitutional, courts must determine whether it encompasses
a single subject that is sufficiently interrelated.”) (emphasis original).16
Accordingly, Judge Ceisler proceeded to examine the content, purpose, and effect
of the Victim’s Rights Amendment and whether all of its provisions were sufficiently
interrelated to encompass a single subject. Based on the evidence she had received at
the preliminary injunction hearing and the parties’ filings, she analyzed in great detail the
sweeping and complex changes the Victim’s Rights Amendment would have on existing
constitutional provisions and the criminal justice process in Pennsylvania.
Judge Ceisler first observed that the Victim’s Rights Amendment would have
significant effects on the right of the accused in a criminal prosecution to confront the
witnesses against him and the right to compulsory process to obtain witnesses in his favor
secured by Article I, § 9 of the Constitution. She noted that the Victim’s Rights
Amendment would allow not only a victim of a crime to refuse interviews, deposition, or
discovery requests, but would also allow any person directly impacted by a crime to refuse
to comply with such requests,17 as well as refuse to produce physical or documentary
constitutional rights, inasmuch as, in our view, she applied the Grimaud interrelationship
test in her analysis.
16 Judge Ceisler also briefly noted the Commonwealth Court’s declaration in its own
decision in Prison Society – which, as discussed above, we reversed – that the process
set forth in Article XI, § 1 “should not be used to circumvent a constitutional convention,
the process for making complex changes to the Constitution.” Pennsylvania Prison
Society v. Commonwealth, 727 A.2d 632, 634 (Pa. Cmwlth. 1999). The Governor has
filed a thoughtful and comprehensive amicus brief in which he endorses this principle.
However, the issue we presently review does not require that we address that assertion.
17 As we discuss herein, see infra, the proposed amendment actually uses the terms
“directly harmed by the commission of the offense or act” in defining “victim.” See Joint
Resolution 2019-1(c).
[J-48-2021] - 18
evidence which would help the accused mount a defense. Thus, in her view, the granting
of such a right of refusal to these individuals, rooted in the Victim’s Rights Amendment’s
stated purpose of protecting the “safety, dignity and privacy” interests of the individual,
would hinder attorneys representing an accused from obtaining evidence necessary to
mount a defense, and from obtaining a court order to compel victims to produce evidence
or testimony. League of Women Voters v. Boockvar, 578 M.D. 2019 at 18 (opinion in
support of order announcing the judgment of the court). She considered this to be an
alteration of a defendant’s right of confrontation under Article I, § 9, and, because of the
impact on the discovery process, a corresponding alteration of the right to a speedy trial
under that same provision. These changes, she reasoned, could interfere with a
defendant’s ability to negotiate plea agreements, and constrain his ability to effectively
cross-examine witnesses.
Judge Ceisler also found that the victim’s right to privacy conferred by the Victim’s
Rights Amendment could affect the accused’s right to open court proceedings conferred
by Article I, § 11 of the Constitution. In her view, this new privacy right could interfere
with the ability of courts to conduct pretrial and trial proceedings, altering this Court’s
exclusive rulemaking power under Article V.
Judge Ceisler next noted that the notification and participation rights conferred on
victims regarding prisoner releases would alter the operations of the Department of
Corrections and county jails. In this regard, she reasoned that individuals who had
completed their sentence and who are scheduled for release would be the most impacted,
as they would continue to be incarcerated until the requisite notice and opportunity to be
heard was provided. Similarly altered, in her view, would be the right of the accused to
bail secured by Article I, § 14, the right of the Governor to commute sentences and to
[J-48-2021] - 19
grant pardons under Article IV, § 9, and a court’s power to order a prisoner’s release
under rules established by our Court pursuant to Article V.
Judge Ceisler concluded that, because the Victim’s Rights Amendment, on its
face, addresses a vast array of subjects – such as bail, discovery, due process, restitution,
the right of privacy, and the courts’ powers to control the conduct of criminal proceedings
and to promulgate rules – the various provisions of the Victim’s Rights Amendment could
not be deemed to be sufficiently interrelated so as to be brought under the subject of
“victims’ rights.” As a result, she determined that the Victim’s Rights Amendment
deprived the voters of their right to choose which of the multiple changes they approved
or disapproved, and therefore violated Article XI, § 1.
In an opinion supporting the court’s order, Judge McCullough joined Judge
Ceisler’s opinion, and she agreed that the wide range of subject matter covered by the
Victim’s Rights Amendment lacked the required interdependence to be considered as
pertaining to a single subject. She rejected the suggestion that these subjects could be
grouped together under the broad and amorphous category of “victims’ rights” as, from
her perspective, that was entirely too broad a category to encompass such seemingly
unrelated changes. She analogized this to legislation which our Court found violative of
Article III, § 3 of the Constitution because it grouped together multiple unrelated subjects
into the general class of “municipalities.” League of Women Voters v. Boockvar, 578 M.D.
2019 at 4-5 (opinion in support of order announcing the judgment of the court)
(McCullough, J) (citing City of Philadelphia v Commonwealth, 838 A.2d 566 (Pa. 2003)).
Judge McCullough further opined that, even if all of these provisions could be
grouped together under the umbrella of victims’ rights, the manner in which the Victim’s
Rights Amendment was presented — as a single ballot question — still violated Article
XI, § 1 because that constitutional provision requires that a voter be given a chance to
[J-48-2021] - 20
vote on each amendment to the Constitution separately. Judge McCullough also
discounted the argument that all of these proposed harms were merely speculative, given
that, in her view, the deleterious impact on the right of the accused to obtain witnesses
and other evidence necessary to prepare a defense secured by Article I, § 9 was patent.
Judge Leavitt dissented, contending that declaratory relief was inappropriate as
the League had merely asserted speculative harms that may occur if the amendment was
passed, but, in her view, it did not meet its burden of producing evidence showing
concrete real-world injury that would transpire if the amendment took effect. Judge Leavitt
considered the mere possibility that an amendment would impact other constitutional
provisions insufficient to violate Article IX, § 1; rather, she concluded it was necessary
under Grimaud to show that there was a demonstrable deleterious effect on those other
provisions, which, from her perspective, the League did not do.
Appellants filed a direct appeal to our Court.18 We granted oral argument, which
was held on September 21, 2021, limited to the following issue:
Whether the Commonwealth Court erred as a matter of law in
declaring that the Proposed Amendment to Article I of the
Pennsylvania Constitution, as set forth in Joint Resolution No.
2019-1, violated Article XI, Section 1 of the Pennsylvania
Constitution, because the Proposed Amendment was
contained in only one ballot question?
League of Women Voters v. Boockvar, 4 MAP 2021 (Pa. filed June 22, 2021) (order)
II. Arguments of the Parties
Appellants argue that the Victim’s Rights Amendment comports with the
“sufficiently interrelated” standard our Court articulated in Grimaud for Article XI, § 1
18Before us, and in response to the other two challenges raised by Appellees below, see
supra note 4, Appellants argue that there is no requirement that a proposed amendment
be recited verbatim in a ballot question, and that the Ballot Question adequately apprised
the voters of the changes they were voting on. Given our resolution of Appellees’
challenge under Article XI, § 1, we need not address these other issues.
[J-48-2021] - 21
challenges. Appellants highlight the fact that, in Grimaud, our Court rejected the notion
that proposed amendments violate Article XI, § 1 merely because they “implicitly” affect
other provisions of the Constitution. Appellants point to a passage in that opinion where
we stated that “[t]he test to be applied is not merely whether the amendments might touch
other parts of the Constitution when applied, but rather, whether the amendments facially
affect other parts of the constitution.” Appellants’ Brief at 12 (quoting Grimaud, 865 A.2d
at 842). Hence, in their view, our Court categorized the determinative inquiry as “whether
the single ballot question patently affects other constitutional provisions, not whether it
implicitly has such an effect.” Id. Thus, Appellants proffer that, in Grimaud, we upheld
the proposed amendment altering the conditions under which bail may be granted
because the amendment modified only Article I, § 14 of the Constitution, governing bail,
but did not explicitly alter Article I, § 9, establishing the presumption of innocence.
Appellants posit this reasoning has particular relevance in the instant matter, given that
the Victim’s Rights Amendment does not alter the innocence presumption language in
Article I, § 9. Hence, in their view, to consider the Victim’s Rights Amendment’s effects
on that section, like Judge Ceisler did in her lead opinion below, is improper.
Appellants contend that the multiplicity of rights conferred on victims by the Victim’s
Rights Amendment are sufficiently interrelated to justify placing them in one ballot
question as they serve one common purpose — “to enshrine a panoply of indispensable
victims’ rights in the Pennsylvania Constitution.” Id. at 15-16. Appellants reiterate that,
because none of the language in any of the other provisions of the Constitution, which
the lead opinion below discussed, is explicitly changed by the amendment, the Ballot
Question meets the Grimaud standard. Appellants, thus, reject Judge Ceisler’s and
Judge McCullough’s opinions as flawed for examining the amendment’s implicit effects
on other constitutional provisions; conversely, they wholly endorse Judge Leavitt’s
[J-48-2021] - 22
opinion as hewing faithfully to this standard, given that she would have required a
demonstration of the Victim’s Rights Amendment’s patent effects on those constitutional
provisions.
Appellants argue that “applying the formulations found ‘persuasive’ in Grimaud,
the 15 victims’ rights clearly have a ‘common purpose’ and are ‘germane to the
accomplishment of a single objective’” which, they submit, is “to enshrine a panoply of
related victims’ rights in the Pennsylvania Constitution.” Id. at 16 (quoting Grimaud, 865
A.2d 841). Appellants, thus, ask us to reverse the Commonwealth Court decision and
order.19
The League counters Appellants’ description of the Grimaud test by pointing out
that, in that case we articulated a two-step analysis: the first step is to determine whether
a proposed amendment encompasses a single subject – whether its provisions are
sufficiently interrelated to justify inclusion in a single ballot question; the second step
requires an examination of whether a proposed amendment patently affects other
constitutional provisions. The League maintains that this inquiry is not, however,
restricted only to assessing whether a proposed amendment alters the language of other
constitutional provisions, but, rather considers the “content, purpose and effect” of the
proposed amendment on those provisions to determine if it makes “more than ‘one
substantive change’” to the Pennsylvania Constitution. League’s Brief at 19 (quoting
Grimaud, 865 A.2d at 842)). The League argues the Victim’s Rights Amendment fails
both parts of this inquiry.
With respect to the single subject requirement, the League contends the Victim’s
Rights Amendment fails this requirement, as, in its view, the amendment combines no
19 Amicus briefs were filed in support of Appellees by the Attorney General, the
Pennsylvania Coalition Against Rape, and the Pennsylvania District Attorneys
Association.
[J-48-2021] - 23
less than 14 separate amendments into one, by creating these particular new victim’s
rights:
to be treated with fairness and respect for the victim’s
safety, dignity and privacy;
to have the safety of the victim and the victim’s family
considered in fixing the amount of bail and release
conditions for the accused;
to reasonable and timely notice of and to be present at all
public proceedings involving the criminal or delinquent
conduct;
to be notified of any pretrial disposition of the case;
to be heard in any proceeding where a right of the victim
is implicated, including, but not limited to, release, plea;
sentencing, disposition, parole and pardon;
to be notified of all parole procedures, to participate in the
parole process, to provide information to be considered
before the parole of the offender, and to be notified of the
parole of the offender;
to reasonable protection from the accused or any person
acting on behalf of the accused;
to reasonable notice of any release or escape of the
accused;
to refuse an interview, deposition or other discovery
request made by the accused or any person acting on
behalf of the accused;
full and timely restitution from the person or entity
convicted for the unlawful conduct;
to the prompt return of property when no longer needed as
evidence;
to proceedings free from unreasonable delay and a prompt
and final conclusion of the case and any related post-
conviction proceedings;
to confer with the attorney for the government; and
to be informed of all rights enumerated in this section.
Id. at 4-5 (quoting Joint Resolution 2019-1).
The League asserts that these rights affect the entire range and scope of the
[J-48-2021] - 24
criminal process, from start to finish, and encompass multiple subject areas that are so
complex they are taught as separate courses in law school, and are treated separately
by our Constitution, statutes, and caselaw. In its view, grouping them together under the
generic and amorphous category of “victims’ rights” would render the single subject
requirement essentially meaningless, and it would allow a limitless number of
constitutional amendments to be combined together in clear violation of Article XI, § 1.
The League proffers that Grimaud itself underscores what it characterizes as the
fallacy of Appellants’ argument, because, the League reasons, had we simply applied
their overly broad formulation of a unifying category of “victim’s rights” in that case, there
would have been no need for separate questions on the issue of amending the right to
trial by jury and amending the right of the accused to bail, as both could have been unified
under this capacious category, or another equally amorphous one such as
“commonwealth rights” or “criminal justice procedures.” League Brief at 13, n.2. Instead,
each separate ballot question in that case passed the requirement of Article XI, § 1 only
because each pertained to one narrow constitutional provision — the right to trial by jury,
and the right to bail, respectively. By contrast, the Victim’s Rights Amendment affects
multiple subjects, such as the right to bail, the parole process, discovery, and restitution.
The League also points out that Grimaud did not write on a clean slate, but, rather
built on our Court’s earlier jurisprudence in Prison Society and Bergdoll. In Prison Society,
the League highlights that our Court examined the purpose of each provision of the
proposed amendment at issue and found that, because each provision accomplished a
different purpose, the various provisions, when considered as a whole, could not be
deemed to pertain to a single subject. Here, the League argues, each of the new victims’
rights enumerated above furthers a separate and distinct purpose and, thus, cannot be
viewed as accomplishing the singular purpose of providing justice and due process for
[J-48-2021] - 25
victims, as Appellants argue.
Additionally, the League asserts that, in his concurrence in Bergdoll, Justice Saylor
elaborated on the concept of the degree of interrelationship between various provisions
necessary to group them under a single subject. The League notes that Justice Saylor
focused on whether each provision could stand separately and independently of the
others, which necessitated examining whether each provision implicated the same
fundamental right. The League insists that Justice Saylor indicated that he did not find
the requisite degree of interdependence in that case between the provision eliminating
the face-to-face requirement of Article I, § 9, and the provision permitting the legislature
to enact procedures to present a child’s testimony at trial. Justice Saylor observed that
the former provision affected only the manner in which an accused could confront a child
witness, whereas the latter included a broader category of rights going beyond the right
of confrontation; hence, because each provision could stand independently of the other,
they could not be viewed as interrelated.
The League posits that the provisions of the Victim’s Rights Amendment suffer
from this same defect, in that they enumerate and target certain distinct rights covering
distinct topics. For instance, the right to participate in parole proceedings is targeted at
post-trial processes, whereas the right to refuse to participate in discovery is targeted at
pretrial ones. Moreover, the right to privacy of the victim which the Victim’s Rights
Amendment secures is much broader than the individual rights to participate in the
aforementioned pretrial and post-trial processes. Thus, the League reasons that the
Victim’s Rights Amendment, like the proposed amendment in Bergdoll, impermissibly
affects two categories of rights – one specific, the right of participation, and one general,
the right of privacy. Hence, it contends that the amendment fails to meet this
constitutional standard.
[J-48-2021] - 26
Further, the League argues, each of the proposed new rights can stand
independently of one another, thus, they should have been submitted as separate
amendments. The League proffers that, for example, some voters may have wanted to
allow a victim to participate in bail hearings, but may not have wanted to restrict the right
of the accused to discovery. Consequently, the League reasons, each voter should have
been given the opportunity to vote separately on each of these constitutional changes.
Turning to the question of whether the Victim’s Rights Amendment patently affects
other provisions of the Constitution, the League emphasizes that this analysis cannot be
restricted, as Appellants suggest, to a rote examination of whether a proposed
amendment explicitly alters the language of other constitutional provisions. The League
notes that, in Grimaud, we used the term “facially” in conjunction with the terms
“substantively” and “patently,” and used the terms interchangeably. Id. at 20. Rather, the
League contends this question turns on whether a proposed amendment “substantively
affects” other provisions of the Constitution, requiring a consideration of the “content,
purpose and effect” of a proposed amendment on those other provisions. Id. at 23. The
League reasons that, had we intended in Grimaud to require an explicit textual change,
we would have simply said so, and would not have required a consideration of the
substantive effect of the proposed changes on other constitutional provisions.
The League also points out that Grimaud did not purport to overrule Bergdoll,
which considered the substantive effect that the challenged amendment had in that case
on our rulemaking power under Article V, and found that it constituted an “amendment”
of that provision, even though the proposed amendment did not in any way alter the
language and text of Article V. Id. at 21. The League posits that, if this were not the case,
then the legislature could evade the requirement of Article XI, § 1 merely by taking care
to craft an amendment that did not alter the text of other constitutional provisions, while
[J-48-2021] - 27
nevertheless effectuating wholesale changes to them in substance.
The League avers that the Victim’s Rights Amendment patently, i.e., substantively,
affects the following disparate constitutional provisions: (1) our Court’s exclusive
rulemaking power under Article V § 10(c), given that the Victim’s Rights Amendment
would allow the General Assembly to establish procedures whereby victims could assert
their rights under this amendment at various phases of court proceedings, such as bail,
discovery, and the grant of pretrial release; (2) the right of the defendant to compulsory
process secured by Article I, § 9, given that the Victim’s Rights Amendment would deprive
an accused of the right to compel testimony or the production of documents in support of
his defense when a victim asserts their right to not testify or to shield certain records; (3)
the right to bail secured by Article I, § 14, as the Victim’s Rights Amendment would impose
criteria beyond those currently provided for in that section for release on bail, such as
providing the victim the right to participate in bail hearings and considering the wishes of
the victim in setting bail; and (4) the Governor’s pardon powers under Article IV, § 9.
The League contends that these multiple substantive changes should have been
presented to the voters individually, as Article XI, § 1 requires, so that they could have
considered each of the changes separately. This, it argues, is in accordance with what
the framers of that amendment intended: a clear, simple choice for voters when asked
to amend their charter of governance, which they may exercise on careful reflection. This
intent is not effectuated when, as here, the League asserts, the voter is forced to
simultaneously consider multiple unrelated changes aggregated together.20
20In support of the League, amicus briefs were filed by the Juvenile Law Center, the
National Association of Criminal Defense Lawyers, the Pennsylvania Association of
Criminal Defense Lawyers, and the Pennsylvania News Media Association.
[J-48-2021] - 28
III. Analysis
As we discussed above, under Grimaud’s subject matter test, a proposed
constitutional amendment which makes multiple changes to our Constitution violates
Article XI, § 1 if those changes are not “sufficiently interrelated.” Grimaud, 865 A.2d at
841-42, 845. We acknowledge, however, that we did not elaborate on the required
degree of interrelationship between multiple changes made by a proposed amendment
in order for it to comply with Article XI, § 1. As discussed at greater length infra, the cases
from other jurisdictions enumerated in the footnote from Prison Society, which we adopted
wholesale in Grimaud, reflect a divergence of views regarding the contours of the test to
be employed to determine the requisite degree of interrelationship or interdependence.
Moreover, the Grimaud court did not assess which of those states’ approaches to
determining interrelatedness best effectuates the fundamental purpose of Article XI, § 1.
Inasmuch as the parties in the present matter dispute the proper formulation and
application of Grimaud’s subject matter test in analyzing the issue before us, we will begin
by further explicating the parameters of this test.
A. Article XI, Section 1 and Interpretive Principles
We commence our analysis by reaffirming the bedrock principle that it is our
Court’s duty under the Pennsylvania Constitution “to insure that the provisions of the
Constitution establishing the procedure for the proposal and adoption of constitutional
amendments are satisfied.” Prison Society, 776 A.2d at 977. Indeed, our “Constitution
is the fundamental law of our Commonwealth, and in matters relating to alterations or
changes in its provisions, the courts must exercise the most rigid care to preserve to the
people the right assured to them by that instrument.” Id. (quoting Commonwealth ex rel.
Schnader v. Beamish, 164 A. 615, 616-17 (Pa. 1932) (internal quotation marks omitted)).
Further, in analyzing issues involving alleged violations of Article XI, § 1, we are
[J-48-2021] - 29
guided by the overarching principle that
the voters should be given free opportunity to modify the
fundamental law as may seem to them fit, but this must be
done in the way they themselves have provided, if stability, in
the carrying on of government, is to be preserved. It is the
duty of the courts to follow the rules fixed by the Constitution.
If [these rules are] believed [by the people] to be unwise, in
the provisions expressed, it should be rewritten, or modified,
but as long as plain words are used, directing what shall be
permitted, it is imperative on the courts to restrain any actions
which are forbidden.
Id. at 978 (quoting Taylor v. King, 130 A. 407, 409–10 (Pa. 1925)).
Other than a constitutional convention, the only method by which our fundamental
charter may be amended is that established by Article XI, § 1, which mandates a specific
and detailed process that must be followed in order for an amendment to become a
binding part of our organic law.21 Id. at 978. Our Court’s duty to ensure scrupulous
adherence to the provisions of Article XI, § 1, is, therefore, of utmost importance as these
provisions are indispensable for the stability of our peaceful, democratic system of
governance. Id.; see also Gabbert v. Chicago, R.I. & P. Railway Co., 70 S.W. 891, 897
(Mo. 1902) (“[T]he mode established by the constitution for its amendment must be
followed; that it is a limitation upon the power of the legislature and people alike.”).
Article XI, § 1 provides, in relevant part:
§ 1. Proposal of amendments by the General Assembly
and their adoption
Amendments to this Constitution may be proposed in the
21 The Pennsylvania Constitution establishes no formal procedure for the calling of a
constitutional convention; however, our Court has reaffirmed the long-standing principle
that “amendments to our prior and existing Constitution may be initiated by the calling of
a Constitutional Convention, provided a majority of the electors vote in favor of such
a call.” Stander, 250 A.2d at 478; accord in re: Angeles Roca First Judicial District
Philadelphia County, 173 A.3d 1176, 1185 (Pa. 2017).
[J-48-2021] - 30
Senate or House of Representatives; and if the same shall be
agreed to by a majority of the members elected to each
House, such proposed amendment or amendments shall be
entered on their journals with the yeas and nays taken
thereon, and the Secretary of the Commonwealth shall cause
the same to be published three months before the next
general election, in at least two newspapers in every county
in which such newspapers shall be published; and if, in the
General Assembly next afterwards chosen, such proposed
amendment or amendments shall be agreed to by a majority
of the members elected to each House, the Secretary of the
Commonwealth shall cause the same again to be published
in the manner aforesaid; and such proposed amendment or
amendments shall be submitted to the qualified electors of the
State in such manner, and at such time at least three months
after being so agreed to by the two Houses, as the General
Assembly shall prescribe; and, if such amendment or
amendments shall be approved by a majority of those voting
thereon, such amendment or amendments shall become a
part of the Constitution; but no amendment or amendments
shall be submitted oftener than once in five years. When two
or more amendments shall be submitted they shall be voted
upon separately.
* * *
Pa. Const. art. XI, § 1 (emphasis added).22
22 As discussed further herein, in 1967, the voters approved a proposed amendment
adding present subsections a and b of Article XI, § 1 to allow the legislature, in the event
of a “major emergency,” to propose amendments to our Constitution when the safety and
welfare of the Commonwealth require such amendments. Although not at issue in this
appeal, it is noteworthy that these provisions retain the requirement that, if two or more
such emergency amendments are submitted to the electorate for a vote, they shall be
voted on separately:
(a) In the event a major emergency threatens or is about to
threaten the Commonwealth and if the safety or welfare of the
Commonwealth requires prompt amendment of this
Constitution such amendments to this Constitution may be
proposed in the Senate or House of Representatives at any
regular or special session of the General Assembly, and if
agreed to by at least two-thirds of the members elected to
each House, a proposed amendment shall be entered on the
journal of each House with the yeas and nays taken thereon
and the official in charge of statewide elections shall promptly
publish such proposed amendment in at least two
[J-48-2021] - 31
As discussed supra, the part of Article XI, § 1 at issue in this appeal is the above
highlighted separate vote requirement, which commands that “two or more [proposed]
amendments . . . shall be voted upon separately.” Id. In interpreting this provision, we
are guided by the fundamental precept that “[t]he Constitution's language controls and
must be interpreted in its popular sense, as understood by the people when they voted
on its adoption.” League of Women Voters v. Commonwealth, 178 A.3d 737, 802 (Pa.
2018) (citations and internal quotation marks omitted).23 Thus, “we must favor a natural
reading which avoids contradictions and difficulties in implementation, which completely
conforms to the intent of the framers and which reflects the views of the ratifying voter.”
Id.
However, “[w]e must look not only to the letter of the words but also the spirit
behind them.” Prison Society, 776 A.2d at 978 (quoting Beamish, 164 A. at 616). This is
in furtherance of the important principle that:
Where multitudes are to be affected by the construction of an
instrument, great regard should be paid to the spirit and
intention. And the reason for it is an obvious one. A
constitution is made, not particularly for the inspection of
lawyers, but for the inspection of the million, that they may
read and discern in it their rights and their duties; and it is
consequently expressed in the terms that are most familiar to
them.
newspapers in every county in which such newspapers are
published. Such amendment shall then be submitted to the
qualified electors of the Commonwealth in such manner, and
at such time, at least one month after being agreed to by both
Houses as the General Assembly prescribes.
(b) If an emergency amendment is approved by a majority of
the qualified electors voting thereon, it shall become part of
this Constitution. When two or more emergency amendments
are submitted they shall be voted on separately.
23 Issues regarding an alleged violation of provisions of our Constitution are questions of
law; hence, our standard of review is de novo and our scope of review is plenary. Nextel
v. Commonwealth, 171 A.3d 682, 689 n.9 (Pa. 2017).
[J-48-2021] - 32
Id.
Accordingly, to discern the intent of the framers of a constitutional provision and
that of the people of the Commonwealth who approved it, we must examine the historical
circumstances which gave rise to the constitutional provision in question. League of
Women Voters v. Commonwealth, 178 A.3d at 803. We may also consider “any relevant
decisional law and policy considerations argued by the parties, and any extra-
jurisdictional case law from states that have identical or similar provisions, which may be
helpful and persuasive.” Id.
B. Historical Background
With these principles in mind, we begin by examining the historical motivations of
the framers of our Constitution in adding a “separate vote” requirement for constitutional
amendments during the 1837-1838 Constitutional Convention. Prior to that convention,
the Constitution, as originally adopted by Pennsylvania’s then-colonial government in
1776, provided a very limited means for changing its provisions – only a 2/3 vote of a
body known as the “Council of Censors” could call a convention for such a purpose. Pa.
Const. ch. II, § 47 (1776). However, the Council met at only seven-year intervals, and it
did not fairly represent the population of the Commonwealth as a whole, given that its
members were allocated to each of the Commonwealth’s cities and counties equally,
irrespective of their comparative populations. Id.
Such an amendment process was never successfully employed. A constitutional
convention was called in 1790 by a vote of the General Assembly; however, that
convention abolished the Council of Censors, while providing no alternate means of
amendment. Kenneth Gormley et al., The Pennsylvania Constitution — A Treatise on
Rights and Liberties 850 (1st ed. 2004) (hereinafter, “Gormley”). The delegates to the
1790 convention, nevertheless, strengthened the language in the Constitution’s
[J-48-2021] - 33
Declaration of Rights to firmly establish the people’s sovereignty in choosing the manner
in which they would be governed, declaring that:
all power is inherent in the people, and all free governments
are founded on their authority, and instituted for their peace,
safety and happiness; for the advancement of those ends,
they have, at all times, an unalienable and indefeasible right
to alter, reform or abolish their government in such manner as
they may think proper.
Pa. Const. art. IX, § 2 (1790).
Thus, the principle that the people have the inviolable right to make the ultimate
choice on whether their Constitution will be changed was firmly enshrined in our organic
charter of governance. This tenet remains a bedrock principle of our present-day
constitution, which likewise affirms:
All power is inherent in the people, and all free governments
are founded on their authority and instituted for their peace,
safety and happiness. For the advancement of these ends
they have at all times an inalienable and indefeasible right
to alter, reform or abolish their government in such manner as
they may think proper.
Pa. Const. art. I, § 2.
Ironically, however, despite this declaration of popular sovereignty over matters of
constitutional change, the 1790 constitution was never submitted to the people for a vote.
Gormley at 850. Rather, it was first approved by vote of the delegates to the 1790
convention on February 6, 1790. Pennsylvania Constitution, Official Website of the
Pennsylvania General Assembly, available at
https://www.legis.state.pa.us/cfdocs/legis/li/constitution.cfm. Thereafter, the convention
recessed in order to let the people discuss it amongst themselves; however, there was
no formal process for the people to indicate whether they approved or disapproved of it.
Nearly seven months later, on September 2, 1790, the convention reconvened, and the
constitution was formally adopted when 63 of the 69 delegates signed it, after which they
[J-48-2021] - 34
adjourned. Id.
Subsequently, there was popular clamor for reform of that charter, motivated by
concern over issues such as the scope of the governor’s appointment powers, and for the
right to elect judges. Rosalind L. Branning, Pennsylvania Constitutional Development 21
(1960) (hereinafter, “Branning”). From 1810 to 1831, the legislature was “flooded” with
petitions demanding a new constitutional convention. Id. at 21-22. Although the
legislature assented in a limited capacity during its 1824-25 session, the referendum it
presented to the voters calling for a convention was rejected by them because the
referendum provided no mechanism for the people to approve any constitutional changes
which the convention might propose. Id. at 22. Finally, however, in 1835, in response to
continuing public pressure, the legislature submitted a referendum to the voters for a
convention which required that any amendments proposed by the convention must be
ratified by the voters.
This convention assembled on May 2, 1837, and it worked for nearly seven months
to make fundamental changes to the 1790 Constitution. The convention delegates
divided into nine committees, each tasked with studying and preparing a report on a
particular provision of the Constitution, one of which was the means and methods by
which the Constitution could be amended. Id. at 23.
When that committee finished its work, its report suggesting the adoption of a new
article governing the amendment process sparked vigorous debate, because the
committee had decided that the legislature, and not the people, would control the process
of proposing amendments. This proposal conflicted with the perceived exclusive right of
the people to change their charter of governance, as it transferred a key aspect of that
procedure – the initiation and proposal of fundamental changes to the constitution – to
the General Assembly. Many delegates were concerned this devolution of this power to
[J-48-2021] - 35
the General Assembly would dilute the people’s fundamental right to decide whether, or
how, their Constitution should be changed. See 12 Proceedings and Debates of the
Convention of the Commonwealth of Pennsylvania, To Propose Amendments to the
Constitution, Commenced at Harrisburg on May 2, 1837, 78-84, 228-35, 307-11 (1837)
(hereinafter “Proceedings and Debates”).
The delegates’ spirited debates reflected their intent to address these concerns,
and, ultimately, they achieved a compromise by adopting a number of provisions
designed to constrain the legislature’s ability to propose amendments, and, at the same
time, preserve the people’s right to make the final decision as to whether any
amendments proposed by the legislature would become effective. Gormley at 852.
These provisions required: all proposed amendments be approved by two successive
sessions of the General Assembly, which ensured that the people had the opportunity to
express their wishes on whether they desired the passage of the proposed amendments
in an election for their representatives; a majority of the people to approve, through
election, any proposed amendment passed by the General Assembly; and a five-year
limitation on how often the legislature could submit proposed amendments. Branning at
31.
Consistent with these restrictions, and evidencing an intent on the part of the
delegates to ensure that each person voting on a proposed constitutional amendment be
given the opportunity to fully understand the nature of the change or changes to the
constitution it would produce, the delegates considered, and adopted, with no debate, the
separate vote requirement. 12 Proceedings and Debates at 101. The purpose of this
provision, as articulated by its author, John J. M’Cahen, a delegate from Philadelphia,
and memorialized in the written proceedings of the convention, was to “prevent the
legislature from connecting two dissimilar amendments, one of which might be good and
[J-48-2021] - 36
the other evil, and in consequence of which connexion [sic] the good which was wanted,
might be rejected by the people rather than be taken with the evil which accompanied it.”
Id. No delegate offered opposition to this stated purpose, nor to its form or intended
effect, and this proposed language was adopted by majority vote of the assembled
delegates.
Thus, it is evident that the approval of M’Cahen’s proposal by the delegates at the
1837-1838 Constitutional Convention reflected their intent to prohibit the practice of
“logrolling” by the legislature in the crafting of a proposed amendment to be submitted to
the voters. See generally Cambria v. Soaries, 776 A.2d 754, 764 (N.J. 2001) (describing
logrolling of proposed constitutional amendments as the “practice of combining unrelated
popular and unpopular proposals because voters will support the entire proposal in order
to secure the passage of the part they favor”); see also Kerby v. Luhrs, 36 P.2d 549, 552
(Ariz. 1934) (“Two propositions cannot be united in the submission so as to have one
expression of the vote answer both propositions, as voters might be thereby induced to
vote for both propositions who would not have done so if the questions had been
submitted singly.”).
As the Supreme Court of Arizona cogently recognized in Kerby, logrolling is
particularly “pernicious” when employed in the submission of proposed amendments to
the electorate, inasmuch as a constitutional amendment has far-reaching consequences.
Id. at 551. Indeed, unlike conventional legislation, undesired consequences of an
amendment cannot be easily rectified by the people, as an amendment cannot simply be
repealed by the legislature; instead, problematic amendments must be addressed by the
adoption of a subsequent amendment, a lengthier process.
Further, and most importantly, the court in Kerby observed that logrolling in the
passage of constitutional amendments has been disfavored by courts because it
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constrains the ability of the electors to make a “free and mature judgment”, as it is
impossible for voters to express assent only to the provisions which they favor, and reject
those which they disapprove. Id. at 554; accord Andrews v. Governor of Maryland, 449
A.2d 1144, 1153 (Md. 1982); see also Grimaud, 865 A.2d at 849 (Cappy, C.J., dissenting)
(“[T]he focal point of Article XI, Section 1 clearly is to grant the voter the greatest freedom
to decide upon amendments to our fundamental law.”).
The separate vote requirement, along with other precise standards to be followed
in the amendment process, once ratified by the delegates to the 1837-1838 Constitutional
Convention, was submitted to the voters on October 9, 1838. The text of the proposed
amendment presented to the voters in that election provided:
Amendments how made.
Any amendment or amendments to this Constitution may be
proposed in the Senate or House of Representatives; and if
the same shall be agreed to by a majority of the members
elected to each House, such proposed amendment or
amendments shall be entered on their journals, with the yeas
and nays taken thereon; and the Secretary of the
Commonwealth shall cause the same to be published three
months before the next election, in at least one newspaper in
every county in which a newspaper shall be published; and if,
in the Legislature next afterwards chosen, such proposed
amendment or amendments shall be agreed to by a majority
of the members elected to each House, the Secretary of the
Commonwealth shall cause the same again to be published
in manner aforesaid; and such proposed amendment or
amendments shall be submitted to the people in such manner,
and at such time, at least three months after being so agreed
to by the two Houses, as the Legislature shall prescribe; and
if the people shall approve and ratify such amendment or
amendments by a majority of the qualified voters of this State
voting thereon, such amendment or amendments shall
become a part of the Constitution; but no amendment or
amendments shall be submitted to the people oftener than
once in five years: Provided, That if more than one
amendment be submitted, they shall be submitted in such
manner and form that the people may vote for or against each
amendment separately and distinctly.
[J-48-2021] - 38
Pa Const. art. X, § 1 (1838) (emphasis added).24 The amendment was approved by the
voters in that election, and it became Article X, § 1 of the 1838 Constitution.
This constitutional provision was moved to Article XVIII, § 1 in the 1874
Constitution, which, as approved by the voters of the Commonwealth, maintained all of
the restrictions from the 1838 amendment on the manner in which the legislature can
propose new amendments, but also doubled the publication requirement for proposed
amendments from one to two newspapers for each county, and changed the requirement
“[t]hat if more than one amendment be submitted, they shall be submitted in such manner
and form that the people may vote for or against each amendment separately and
distinctly,” Pa. Const. art. X, § 1 (1838-1874) (emphasis added), to its present
requirement that “[w]hen two or more amendments shall be submitted they shall be voted
upon separately.” Pa. Const. XVIII, § 1 (1874-1967) (emphasis added).25 Its language
24 The voters in this election were also presented with a copy of the original 1790
Constitution. See Dr. Roy Akagi, The Pennsylvania Constitution of 1838 at 331; The
Pennsylvania Magazine of History and Biography, Vol. 48, No. 4 (1924). This enabled
the voter to compare the text of the proposed amendment with the text of the extant 1790
charter.
25 At that time, this constitutional provision read, in full:
Any amendment or amendments to this Constitution may be
proposed in the Senate or House of Representatives; and, if
the same shall be agreed to by a majority of the members
elected to each House, such proposed amendment or
amendments shall be entered on their journals with the yeas
and nays taken thereon, and the Secretary of the
Commonwealth shall cause the same to be published, three
months before the next general election, in at least two
newspapers in every county in which such newspapers shall
be published; and if, in the General Assembly next afterwards
chosen, such proposed amendment or amendments shall be
agreed to by a majority of the members elected to each
House, the Secretary of the Commonwealth shall cause the
same again to be published in the manner aforesaid; and such
proposed amendment or amendments shall be submitted to
[J-48-2021] - 39
was unaltered for the next 93 years.
In 1967 – a watershed year for constitutional change in Pennsylvania – the General
Assembly considered a number of proposed revisions to our Constitution, and ultimately
passed legislation authorizing the calling for a constitutional convention to conduct an in-
depth consideration of some of them. These included: making fundamental changes to
the manner in which the then-extant constitution governed legislative apportionment,
judicial administration, the organization of local governments, taxation, and any
amendment “proposed but not approved at the May 1967 primary.” Act of Mar. 15, 1967,
P.L. 2, No. 2, § 7.
One of the amendments which was proposed by the General Assembly during
1967, and approved by the voters of the Commonwealth in the May primary of that year,
is the current version of Article XI, § 1, in which the language of the main section of Article
XI, § 1 was changed from “amendments or amendment” to simply “amendment.” The
most important change, as noted previously, see supra note 22, was the addition of
present paragraphs a and b of Article XI, providing for an accelerated procedure to amend
the Constitution in the event a “major emergency threatens or is about to threaten the
Commonwealth, and if the safety or welfare of the Commonwealth requires prompt
amendment of this Constitution.” Pa. Const. art. XI, § 1(a). Notably, these provisions
also require that, whenever more than one emergency amendment is presented to the
the qualified electors of the State in such manner, and at such
time at least three months after being so agreed to by the two
Houses, as the General Assembly shall prescribe; and, if such
amendment or amendments shall be approved by a majority
of those voting thereon, such amendment or amendments
shall become a part of the Constitution; but no amendment or
amendments shall be submitted oftener than once in five
years. When two or more amendments shall be submitted
they shall be voted upon separately.
Pa. Const. art. XVIII, § 1 (1874-1967).
[J-48-2021] - 40
voters for approval, the voters must vote on them “separately.” Id. § 1(b).
A review of the floor debates surrounding the passage of this amendment in the
General Assembly reveals that the principal point of contention between those who
supported its passage and those who opposed it was whether the provisions of the
existing Constitution were adequate for our Commonwealth’s government to mount an
effective response in the event of a catastrophic event like a nuclear war or natural
disaster. See Legislative Journal, Pennsylvania House of Representatives, 84-88 (Jan.
30, 1967). However, at no time during these debates did any legislator indicate an intent
to relax the separate vote requirement established in 1838 and continued in the 1874
Constitution. See id. Indeed, we find it significant that the General Assembly, when
considering the necessity of emergency amendment procedures to address sudden and
severe existential calamities such as nuclear attack, nonetheless deemed the separate
vote requirement to be of such importance that they included it as a requirement even for
the adoption of a proposed emergency amendment. Critically, the voters signified their
assent by approving these provisions.
We consider these developments to be a strong indication of the continuing
essential importance of the separate vote requirement in our Commonwealth’s
constitutional amendment process. Consequently, we interpret and apply this
requirement consistent with the intent of the framers of the 1838 Constitution: to prevent
the pernicious practice of logrolling.
C. Caselaw
In delineating the parameters of our subject matter test which best effectuates this
overarching purpose of Article XI, § 1 to prevent logrolling, we also find it instructive to
briefly examine formulations of that test utilized by the high courts of our sister states for
enforcement of provisions of their constitutions, which are the same as, or substantially
[J-48-2021] - 41
similar to, Article XI, § 1 in requiring that more than one proposed amendment be
presented separately to their voters.26 Of greatest relevance, in our view, are the tests
employed by the high courts of 14 of those states which have specifically identified the
prevention of the practice of logrolling as a primary purpose for their constitutions’
separate vote requirements.27 28 These tests are by no means uniform.
The tests utilized by the high courts in four of those states employ a loose and
deferential standard, which examines whether the various provisions of a proposed
amendment make changes to the constitutions of those states that are reasonably
related, or germane, to a common theme or subject, but they do not require that the
provisions function in an interrelated manner to achieve that common purpose. See
Californians for an Open Primary v. McPherson, 134 P.3d 299, 327 (Cal. 2006) (requiring
“only a showing that the challenged provisions are reasonably germane to a common
26 By our count, at present, there are 27 states with such “separate vote” requirements
in their constitutions. See Arizona Const. art. 21, § 1; Arkansas Const. art. 19, § 22;
California Const. art. 18, § 1; Colorado Const. art. 19, § 2; Georgia Const. art. 10, § 1,
Idaho Const. art. 20, § 2; Indiana Const. art. 16, § 2; Iowa Const. art. 10, § 2; Kansas
Const. art. 14, § 1; Kentucky Const. § 256; Louisiana Const. art. 13, § 1; Maryland Const.
art. 14, § 1; Minn. Const. art. 9, § 1; Miss. Const. art. 15, § 273; Missouri Const. art. 12,
§ 2(b); Mont. Const. art. 14, § XI; Nebraska Const. art. 16, § 1; New Jersey Const. art. 9,
§ 5; New Mexico Const. art. 19, § 1; Ohio Const. art. 16, § 1; Oklahoma Const. art. 24, §
1; Oregon Const. art. 17, § 1; Tenn. Const. art. XI, § 3; Washington Const. art. 23, § 1;
West Virginia Const. art. 14, § 2; Wisconsin Const. art. 12, § 1; and Wyoming Const. art.
20, § 2.
27 These are Arizona, California, Georgia, Idaho, Maryland, Minnesota, Missouri,
Montana, Nebraska, New Jersey, New Mexico, Ohio, Oregon, and Washington.
28 As explained previously, see supra note 10, because Utah amended its constitution in
1969 to remove the separate vote requirement from its constitution, we do not include the
case of Lee v. State, 367 P.2d 861 (Utah 1962) in this discussion, as it no longer has any
viability for comparison purposes. Likewise, as we highlighted previously, see supra note
12, Florida’s Constitution contains no requirement that when two or more amendments
are proposed by the legislature they must be voted on separately; thus, the case from the
Florida Supreme Court cited in our Grimaud decision, Fine, supra, will not be included in
this survey, as it has no relevance.
[J-48-2021] - 42
theme, purpose or subject,” but expressly rejecting a requirement of an additional
“showing of ‘close’ or ‘functional’ relatedness”); Fugina, supra (Minnesota)
(“[P]ropositions that might be submitted separately may be submitted in a single proposal
if they are rationally related to a single purpose, plan, or subject.”); Fulton County v. City
of Atlanta, 825 S.E.2d 142, 146 (Ga. 2019) (“courts to determine whether all of the parts
. . . of the constitutional amendment are germane to the accomplishment of a single
objective” (citation and internal quotation marks omitted)); State ex rel. Willke v. Taft, 836
N.E.2d 536, 541 (Ohio 2005) (“[A] proposal consists of one amendment to the
Constitution only so long as each of its subjects bears some reasonable relationship to a
single general object or purpose.” (emphasis original)).
Ten of the remaining 14 states, however, require interdependence between the
constitutional changes various provisions of a proposed amendment would make in order
for it to comply with their constitutions’ separate vote requirement. The genesis for this
requirement was the seminal case of Kerby, supra, in which the Arizona Supreme Court
explained how this requirement was to be applied in examining the provisions of a
proposed constitutional amendment, as well as the vital role of this requirement in
safeguarding its electorate against logrolling:
If the different changes contained in the proposed amendment
all cover matters necessary to be dealt with in some manner,
in order that the Constitution, as amended, shall constitute a
consistent and workable whole on the general topic embraced
in that part which is amended, and if, logically speaking, they
should stand or fall as a whole, then there is but one
amendment submitted. But, if any one of the propositions,
although not directly contradicting the others, does not refer
to such matters, or if it is not such that the voter supporting it
would reasonably be expected to support the principle of the
others, then there are in reality two or more amendments to
be submitted, and the proposed amendment falls within the
constitutional prohibition.
[J-48-2021] - 43
Kerby, 36 P.2d at 554. The court deemed this requirement necessary to ensure that the
decision of the voters on the proposed amendment would truly be the result of their “free
and mature judgment” by ensuring they are not “constrained to adopt measures of which
in reality they disapprove, in order to secure the enactment of others they earnestly
desire.” Id.
The Arizona Supreme Court continues to examine the interrelatedness of various
provisions of proposed constitutional amendments in order to determine their compliance
with the separate vote requirement of its constitution, albeit with some slight enhancement
of the Kerby test. For example, in McLaughlin v. Bennett, 238 P.3d 619 (Ariz. 2010), the
court reiterated that it continues to “examine whether provisions of a proposed
amendment are sufficiently related to a common purpose or principle that the proposal
can be said to ‘constitute a consistent and workable whole on the general topic
embraced,’ that, ‘logically speaking . . . should stand or fall as a whole.’” Id. at 622.
However, the court also highlighted four specific factors it now considers in determining
whether the provisions of a particular amendment are “sufficiently interrelated” so as to
“form a consistent and workable proposition”:
whether various provisions are facially related, whether all the
matters addressed by [the proposition] concern a single
section of the constitution, whether the voters or the legislature
historically has treated the matters addressed as one subject,
and whether the various provisions are qualitatively similar in
their effect on either procedural or substantive law.
Id.
In addition to Arizona, nine states apply similar tests which are based on the
interdependence requirement set forth in Kerby. These states require that, in order for a
proposed amendment to comply with the separate vote requirements of their respective
constitutions, all of the proposed changes must be both connected to each other and
[J-48-2021] - 44
dependent on each other, such that the changes, if implemented, will function as part of
an integrated whole. See Andrews v. Governor of Maryland, 449 A.2d 1144, 1150 (Md.
1982) (requiring that the proposed changes must be “functionally interrelated,” and their
connection and interdependence must be such that they “constitute a consistent and
workable whole.”); State ex rel. Clark v. State Canvassing Board, 888 P.2d 458, 462 (N.M.
1995) (“[I]n order to constitute a single proposition or question there must exist a natural
relationship between the objects covered by the ballot so that they form but one rounded
whole or single plan” – characterizing this required connection as a “rational linchpin of
interdependence.”); State ex rel. Board of Fund Commissioners v. Holman, 296 S.W.2d
482, 488 (Mo. 1956) (requiring that the changes be “so related that, united, they form in
fact but one rounded whole,” in order to be submitted to the voter as one proposition);
Idaho Watersheds Project v. State Board of Land Commissioners, 982 P.2d 358, 363 (Id.
1999) (determining whether each change is “controlled, modified or qualified” by the other
changes, and, if “the matters are ‘incongruous and essentially unrelated’” such that they
“do not in any way depend upon one another,” then the amendment does not meet the
separate vote requirement (citation omitted)); Ferris v. Munro, 662 P.2d 821, 825 (Wash.
1983) (separate vote requirement is violated if the proposition submitted to the voters
relates to “more than one subject, and [has] at least two distinct and separate purposes
not dependent upon or connected with each other”); Loontjer v. Gale, 853 N.W.2d 494,
513 (Neb. 2014) (requiring elements of a proposed constitutional amendment to have a
“natural and necessary connection with each other and together [be] part of one general
subject.” (emphasis deleted)).
The high courts of New Jersey, Oregon and Montana, also follow the principles of
Kerby in requiring interdependence between constitutional changes in a proposed
amendment, based on their respective conclusions that such a test best effectuates the
[J-48-2021] - 45
intent of the framers of their states’ constitutions to protect voters from logrolling. In
addition, these states also specifically require a close degree of interrelatedness between
any constitutional changes a proposed amendment would effectuate. See Cambria,
supra (New Jersey) (“Put simply, to meet the separate vote requirement of the New
Jersey Constitution, any proposed amendment must not make two or more changes to
the constitution unless they are closely related to one another.”); Armatta v. Kitzhaber,
959 P.2d 49, 64 (Or. 1998) (“[T]he proper inquiry is to determine whether, if adopted, the
proposal would make two or more changes to the constitution that are substantive and
that are not closely related. If the proposal would effect two or more changes that are
substantive and not closely related, the proposal violates the separate-vote requirement
of [the Oregon Constitution], because it would prevent the voters from expressing their
opinions as to each proposed change separately.”); Montana Association of Counties v.
State by & through Fox, 404 P.3d 733, 742 (Mont. 2017) (“[T]he proper inquiry is whether,
if adopted, the proposal would make two or more changes to the Constitution that are
substantive and not closely related.”).
D. Governing Test
As discussed above, Grimaud’s subject matter test requires a court asked to
determine whether a proposed constitutional amendment violates Article XI, § 1 to
examine whether the proposed amendment makes multiple changes to the Constitution,
and, if so, whether those changes “are sufficiently interrelated to justify their presentation
to the electorate in a single question.” Grimaud, 865 A.2d at 841-42. This is the principal
inquiry. Grimaud also indicates, however, that a proposed constitutional amendment may
nevertheless violate Article XI, § 1 if it effectuates more than one substantive change. Id.
[J-48-2021] - 46
at 845.29
29 While we held in Grimaud that a proposed amendment which makes only one
substantive change to the Constitution did not trigger the separate vote requirement, we
emphasize that a determination of whether there is, in actuality, only one substantive
change rests on a careful examination of the practical effects the proposed change will
have on existing constitutional provisions. Therefore, the fact that a proposed
amendment textually appears to make only one change to Constitution is not dispositive;
rather, the question is whether the practical impact of the single proposed change, in
actuality, affects multiple constitutional provisions. For example, a proposed amendment
that repealed Article I of the Constitution would unquestionably have multiple substantive
effects by, in essence, repealing each of the various amendments contained within that
article.
It is for this reason that we reject the argument of Appellees, which has been
embraced by the dissent. See Dissenting Opinion (Mundy, J.), at 7-8. The dissent
interprets our statement in Grimaud that changes to the Constitution made by a proposed
amendment must “facially” or “patently” change other portions of the Constitution,
Grimaud, 865 A.2d at 842, 845, as requiring that, in order for a proposed amendment to
have a substantive effect on existing provisions of the Constitution, it must facially change
the actual text of those provisions, or specifically refer to them. Amendments which
expressly add text to, delete text from, or modify the language of existing provisions of
the Constitution do, of course, substantively affect those provisions. However, this is not
the only way a proposed amendment may make substantive changes to constitutional
provisions. As the high court of Montana cogently observed in rejecting a similar
interpretation of the single vote requirement of its constitution, “our reasoning would be
fundamentally flawed if we limited the separate-vote requirement to only those
multifarious amendments which expressly refer to other constitutional provisions. Such
an interpretation would allow the separate-vote requirement to be easily undermined by
simple drafting techniques.” Montana Association of Counties, 404 P.3d at 741.
The constitutional right of the voters secured by Article XI, § 1 – to be protected
from logrolling in voting on constitutional changes – is, as we have established,
fundamental; consequently, in determining whether this right has been denied, “we must
look at the substance of things rather than mere form.” Commonwealth ex rel. Smith v.
Patterson, 187 A.2d 278, 279 (Pa. 1963). In accordance with this principle, Grimaud
indicated that the dispositive consideration in this determination is whether the changes
to other constitutional provisions made by a proposed amendment are “substantive” or
“substantial.” Grimaud, 865 A.2d at 842, 845. Thus, Grimaud’s use of the terminology
“facially affect” or “patently affects,” id., must be understood as requiring that the
substantive changes be facially or patently apparent, i.e., readily discernable from an
examination of the language of the proposed amendment and the text of the existing
Constitution. This requirement ensures that reviewing courts consider the proposed
amendment from the perspective of the voter.
Thus, in determining whether a proposed amendment would make substantive
changes to the Constitution, a reviewing court must assess whether the amendment, if
implemented, would materially alter the manner in which an existing constitutional
[J-48-2021] - 47
Regarding Grimaud’s principal inquiry – assessing whether the multiple changes
to the Constitution, either in the form of entirely new provisions or the alteration of existing
provisions, are sufficiently interrelated – we will follow the lead of Arizona and the majority
of our sister jurisdictions in requiring that such multiple changes be interdependent, or as
the Maryland high Court termed it in Andrews, “functionally interrelated.” Andrews, 449
A.2d at 1150. Thus, each change to our Constitution contained in a proposed amendment
must, when viewed together, form an interlocking package necessary to accomplish one
overarching objective, such that the amendment “stand[s] or fall[s] as a whole.” Kerby,
36 P.2d at 554. If any of the multiple changes in a proposed amendment are independent
of the others, and could stand alone, then Article XI, § 1 requires that they be presented
separately to the voters so that they may individually vote on those changes.
We conclude that this “functionally interrelated” standard best effectuates the
paramount objective of the framers of Article XI, § 1, and the voters of this Commonwealth
who ratified it, to protect the voters’ fundamental right to make a “free and mature
judgment” in making the momentous decision as to whether to alter their Constitution. Id.
It safeguards against the pernicious practice of logrolling, which the framers deliberately
sought to thwart, because it enables voters to make a genuinely free and deliberative
evaluation of each change a proposed amendment will make to their Constitution,
ensuring that they are able to fully perceive, and therefore fully evaluate, how those
provision functions. This would include, for example, examining: whether the proposed
amendment will materially alter rights which are secured by an existing provision, such
as by expanding, contracting, or qualifying such rights; whether the proposed amendment
will materially alter existing constitutionally-mandated procedures for the protection or
exercise of constitutionally guaranteed rights; or whether the proposed amendment will
materially alter the powers or duties of the coequal branches of our Commonwealth’s
government in the administration of procedures which impact constitutional rights.
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changes would operate, together, to alter the overall form and operation of the
government under which they will live thereafter.
We also consider this assessment to afford sufficient flexibility in the development
of our Constitution in a positive manner, inasmuch as it ensures voters have the ability to
readily discern, understand, and approve proposed amendments which they adjudge will
make our Constitution and system of government better function to promote and advance
their general welfare; this requirement also ensures that the voters can readily identify
and reject proposed amendments which they conclude are detrimental to those
objectives. It, thus, secures to voters their sacrosanct right to fully and accurately express
their personal preferences on these vital matters of governance.
Accordingly, in sum, we hold that the subject matter test of Article XI, § 1 requires
a court, when reviewing a challenge to a proposed amendment making multiple changes
to our Constitution – either through the addition of new provisions to our organic charter,
or through the alteration of its existing provisions – to examine whether these changes
function in an interrelated fashion to accomplish one singular objective, which means that
it must determine whether the changes depend on one another for the fulfillment of that
objective. If the changes the proposed amendment would make do not have this requisite
interrelationship, the proposed amendment must be stricken as violative of the clear
mandates of Article XI, § 1.
E. Application
Having set forth the governing test, we now apply it to the amendment at issue
here, the proposed Victim’s Rights Amendment. We requote the amendment in full:
§ 9.1. Rights of victims of crime.
(a) To secure for victims justice and due process
throughout the criminal and juvenile justice systems, a victim
shall have the following rights, as further provided and as
defined by the General Assembly, which shall be protected in
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a manner no less vigorous than the rights afforded to the
accused: to be treated with fairness and respect for the
victim’s safety, dignity and privacy; to have the safety of the
victim and the victim’s family considered in fixing the amount
of bail and release conditions for the accused; to reasonable
and timely notice of and to be present at all public proceedings
involving the criminal or delinquent conduct; to be notified of
any pretrial disposition of the case; with the exception of grand
jury proceedings, to be heard in any proceeding where a right
of the victim is implicated, including, but not limited to, release,
plea, sentencing, disposition, parole and pardon; to be notified
of all parole procedures, to participate in the parole process,
to provide information to be considered before the parole of
the offender, and to be notified of the parole of the offender;
to reasonable protection from the accused or any person
acting on behalf of the accused; to reasonable notice of any
release or escape of the accused; to refuse an interview,
deposition or other discovery request made by the accused or
any person acting on behalf of the accused; full and timely
restitution from the person or entity convicted for the unlawful
conduct; full and timely restitution as determined by the court
in a juvenile delinquency proceeding; to the prompt return of
property when no longer needed as evidence; to proceedings
free from unreasonable delay and a prompt and final
conclusion of the case and any related postconviction
proceedings; to confer with the attorney for the government;
and to be informed of all rights enumerated in this section.
(b) The victim or the attorney for the government upon
request of the victim may assert in any trial or appellate court,
or before any other authority, with jurisdiction over the case,
and have enforced, the rights enumerated in this section and
any other right afforded to the victim by law. This section does
not grant the victim party status or create any cause of action
for compensation or damages against the Commonwealth or
any political subdivision, nor any officer, employee or agent of
the Commonwealth or any political subdivision, or any officer
or employee of the court.
(c) As used in this section and as further defined by
the General Assembly, the term “victim” includes any person
against whom the criminal offense or delinquent act is
committed or who is directly harmed by the commission of the
offense or act. The term “victim” does not include the accused
or a person whom the court finds would not act in the best
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interests of a deceased, incompetent, minor or incapacitated
victim.
Joint Resolution 2019-1.
Patently, this proposed amendment adds numerous new and broad constitutional
rights for victims to the Pennsylvania Constitution, which anyone meeting the
Amendment’s expansive definition of victim “may assert in any trial or appellate court, or
before any other authority with jurisdiction over the case.”30 Id. Some of these rights
include the right to:
o to be treated with fairness and respect for the victim’s safety;
o to have the safety of the victim and the victim’s family considered
in fixing bail and release conditions;
o to notice of and to be present at all public proceedings for the
defendant or delinquent;
o to be notified of any pretrial disposition;
o to be heard in any proceeding implicating a victim’s right,
including release, plea, sentencing, disposition, parole, and
pardon;
o to participate in the parole process;
o to be notified of the parole of the offender;
o to reasonable protection from the accused or any person acting
on behalf of the accused;
o to reasonable notice of any release or escape of the accused;
o to refuse an interview, deposition, or other discovery request by
the accused;
o to full and timely restitution and the return of property;
30 The amendment defines a victim as “any person against whom the criminal offense or
delinquent act is committed or who is directly harmed by the commission of the offense.”
Joint Resolution 2019-1.
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o to proceedings free from unreasonable delay;
o to a prompt and final conclusion of the case and any
postconviction proceedings; and
o to confer with the attorney for the government.
In our view, it is manifest that these separate new rights are not dependent on
each other to be effective. To cite but a few examples, the right of a victim to restitution
does not depend on the right of the victim to be informed of, and to participate in, parole
proceedings. The right of a victim to be treated with respect for his or her privacy does
not depend on the right of a victim to be heard in proceedings involving release, plea,
sentencing, disposition, parole and pardon. The right of a victim to proceedings free from
unreasonable delay does not depend on the right of the victim to refuse a pretrial
discovery request, or the right to be notified of the escape of an accused. Many or all of
these newly enumerated rights are independent of the others, and could operate
independently. In short, they are not functionally interrelated. Indeed, we can easily
envision a voter supporting one or more of these rights without approving of all of them.
Consequently, Article XI, § 1 required the voters to have been given the opportunity to
vote separately on each of them.
While that concludes our inquiry, regarding Grimaud’s proviso that a proposed
constitutional amendment may nevertheless violate Article XI, § 1 if it effectuates more
than one substantive change to the Constitution, we note that the Victim’s Rights
Amendment fails that test as well, as it substantively alters the manner in which a wide
variety of existing constitutional provisions function. Three of the more significant
changes illustrate the point. These newly conferred victim’s rights, which the Amendment
specifically provides “shall be protected in a manner no less vigorous than the rights
afforded to the accused,” Joint Resolution 2019-1, would alter the following provisions of
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our charter: the right of an accused to bail under Article I, § 14; the exclusive grant to our
Court of the power to create rules of procedure within the courts of this Commonwealth
under Article V, § 10(c); and the power of the Governor to issue pardons under Article IV,
§ 9.
With respect to the change the proposed Victim’s Rights Amendment makes to the
right of an accused to bail, Article I, § 14 currently specifies:
All prisoners shall be bailable by sufficient sureties, unless for
capital offenses or for offenses for which the maximum
sentence is life imprisonment or unless no condition or
combination of conditions other than imprisonment will
reasonably assure the safety of any person and the
community when the proof is evident or presumption great.
Pa. Const. art. I, § 14. Notably, the amendment imposes the following additional condition
on the granting of bail: that a victim of a crime has the right to “have the safety of the
victim and the victim’s family considered in fixing the amount of bail and release conditions
for the accused.” Joint Resolution 2019-1. We find that this additional condition
substantively alters the manner in which Article I, § 14 governs the bail process. At
present, an individual accused of a crime (except for individuals falling within the
enumerated exceptions) is entitled to “be bailable by sufficient sureties,” and a court of
this Commonwealth determines the amount of surety required to secure the presence of
an accused at trial. However, under the proposed Victim’s Rights Amendment, a court,
when imposing bail, would also need to determine whether the amount of bail chosen will
be sufficient to secure the safety of the victim and the victim's family. Moreover, the
Victim’s Rights Amendment authorizes a court, when setting bail, to impose additional
“release conditions” beyond merely requiring cash security. We deem these to be
substantive changes to the bail process established by Article I, § 14.
Next, with respect to the changes the proposed Victim’s Rights Amendment makes
to our Court’s exclusive authority to promulgate rules of procedure for the courts of this
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Commonwealth under Article V, § 10(c),31 the amendment grants to the General
Assembly the express power to “further provide” and “define” victim’s rights. Joint
Resolution 2019-1. Those enumerated rights include the right to participate in court
proceedings in criminal matters and the manner in which such participation would occur.
Clearly then, this provision would substantively alter this Court’s power under Article V, §
10(c), and would grant the legislature the authority to supplant our existing rules
governing court proceedings, insofar as they pertain to proceedings involving victims.
Finally, we address how the Victim’s Rights Amendment would substantively alter
Article IV, § 9, which delineates the Governor’s pardon power. 32 Presently, under this
provision, except for criminal offenses in which a penalty of death or life imprisonment is
imposed, the Governor may grant a pardon upon the written recommendation of a
majority of the Board of Pardons. However, the Victim’s Rights Amendment confers on
any individual who meets its definition of victim, which, as discussed above, includes
anyone who has been “directly harmed” by a crime, a right “to be heard in any proceeding”
including pardon proceedings. Joint Resolution 2019-1. Thus, under the Victim’s Rights
Amendment, the Governor would be prohibited from exercising his pardon power until
31We have quoted the text of Article V, § 10(c) in full above. See supra note 9.
32Article IV, § 9(a) provides, in relevant part:
In all criminal cases except impeachment the Governor shall
have power to remit fines and forfeitures, to grant reprieves,
commutation of sentences and pardons; but no pardon shall
be granted, nor sentence commuted, except on the
recommendation in writing of a majority of the Board of
Pardons, and, in the case of a sentence of death or life
imprisonment, on the unanimous recommendation in writing
of the Board of Pardons, after full hearing in open session,
upon due public notice. The recommendation, with the
reasons therefor at length, shall be delivered to the Governor
and a copy thereof shall be kept on file in the office of the
Lieutenant Governor in a docket kept for that purpose.
Pa. Const. art IV, § 9(a).
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and unless all individuals who meet these criteria are granted the right “to be heard,”
which conceivably includes the right to be heard by the Governor himself and/or the Board
of Pardons. We, therefore, deem this restriction placed on the Governor’s pardon power
to be a substantive change to Article IV, § 9.
These substantive changes, like the litany of new enumerated rights themselves,
are not sufficiently interrelated so as to justify having been presented to the electorate in
a single vote. In our view, for example, bail conditions could have been revised without
also altering the Governor’s pardon power. Likewise, altering the Governor’s pardon
power does not depend on also altering this Court’s authority to promulgate procedural
rules for the courts of this Commonwealth.
In sum, then, we conclude that the array of wide-ranging changes to the
Pennsylvania Constitution made by the Victim’s Rights Amendment were not dependent
on each other in order to function and thereby effectuate the overarching subject of this
amendment, the protection of victim’s rights. Consequently, Article XI § 1 prohibited them
from being joined together as a singular proposed amendment, because doing so denied
the voters of this Commonwealth their right to vote on each change separately, a
sacrosanct right that provision of our organic charter of governance guarantees.
IV. Conclusion
We, therefore, affirm the order of the Commonwealth Court declaring that the
proposed Victim’s Rights Amendment violated Article XI, § 1, and enjoining the Secretary
of the Commonwealth from tabulating and certifying the results of the November 5, 2019
General Election regarding that proposed amendment.
Chief Justice Baer and Justices Saylor, Donohue, Dougherty and Wecht join the
opinion.
Justice Mundy files a dissenting opinion.
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