NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 20-3644
___________
KELLY CONARD,
Appellant
v.
PENNSYLVANIA STATE POLICE; PSP HUMAN RESOURCES;
SGT. JOSEPH TRIPP; DENNIS HILE
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. No. 1-15-cv-00351)
District Judge: Honorable Sylvia H. Rambo
____________________________________
Submitted Pursuant to Third Circuit L.A.R. 34.1(a)
on October 4, 2021
Before: GREENAWAY, JR., KRAUSE, and BIBAS, Circuit Judges
(Opinion file: January 6, 2022)
____________________________________
___________
OPINION*
___________
PER CURIAM
Pro se appellant Kelly Conard appeals from the District Court’s order granting the de-
fendant’s motion for summary judgment. For the following reasons, we will affirm the
District Court’s judgment.
I.
As we write primarily for the parties, who are familiar with the facts, we will discuss
the details only as they are relevant to our analysis. Conard worked for the Pennsylvania
State Police from 1985 until 2002, when she retired to join her then-husband who was
assigned military service in Texas. In 2004, she applied to rejoin the State Police, but was
not hired in part because her former supervisors Dennis Hile and Joseph Tripp provided
negative feedback regarding Conard’s dependability and previous use of sick leave. In
November 2005 Conard filed a charge of gender discrimination with the EEOC and the
Pennsylvania Human Relations Commission. In July 2006, she filed a federal lawsuit
against Hile, Tripp, and the State Police. The District Court ultimately granted the defend-
ants’ motion for summary judgment in that suit, and we affirmed in an unpublished opin-
ion. Conard v. Pa. State Police, 360 Fed. Appx. 337, 338 (3d Cir. 2010) (per curiam).
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
2
In 2015, Conard filed this second action, alleging in part that the same defendants re-
taliated against her in violation of her First Amendment rights for having brought the first
suit. The District Court granted the defendants’ motion to dismiss for failure to state a
claim on which relief could be granted. On appeal, we clarified the applicable First
Amendment legal standard and reversed as to Conard’s First Amendment retaliation claim.
Conard v. Pa. State Police, 902 F.3d 178, 182-85 (3d Cir. 2018). After discovery, the
defendants moved for summary judgment. Conard conceded summary judgment as to Hile
and the State Police but argued that the summary judgment record supported a claim that
Tripp retaliated against Conard by providing negative employment references.1
A Magistrate Judge recommended that the defendants’ motion for summary judgment
be denied as to Tripp. But the District Court disagreed and granted the defendants’ motion
in its entirety. Conard appeals.
II.
We have jurisdiction under 28 U.S.C. § 1291. We exercise plenary review over a grant
of summary judgment, applying the same standard that the District Court applies. Barna
v. Bd. of Sch. Dirs. of Panther Valley Sch. Dist., 877 F.3d 136, 141 (3d Cir. 2017). Sum-
mary judgment is appropriate “if the movant shows that there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a). “A factual dispute is ‘genuine’ if the ‘evidence is such that a reasonable jury
1
While Conard is proceeding pro se on appeal, she was represented by one attorney for the
beginning of the discovery process and, after she asked the first attorney to withdraw, a
second attorney for the conclusion of discovery and summary judgment briefing.
3
could return a verdict for the nonmoving party.’ ” Razak v. Uber Techs., Inc., 951 F.3d
137, 144 (3d Cir. 2020) (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986)). A factual dispute is “material” if it “might affect the outcome of the suit under
the governing law.” Id. (internal quotation marks omitted). We “must view the facts and
evidence presented … in the light most favorable to the nonmoving party.” Id.
III.
First, we briefly address the scope of the evidentiary record. The defendants accompa-
nied their motion for summary judgment and supporting brief with a statement of undis-
puted material facts citing deposition testimony and declarations. Conard, through her
then-counsel, responded in a brief citing several attached exhibits.2 On appeal, Conard,
now proceeding pro se, submitted more than 200 pages of additional exhibits not cited by
either party in the summary judgment briefing before the District Court. While Conard
submitted some of these exhibits to the District Court in 2015 when responding to the de-
fendants’ motion to dismiss, many others were never submitted to the District Court and
some even post-date the District Court’s judgment. We cannot consider documents that
were not part of the record before the District Court. See In re Capital Cities/ABC, Inc.’s
Application for Access to Sealed Transcripts, 913 F.2d 89, 96 (3d Cir. 1990) (“This Court
2
The District Court noted that Conard’s submission failed to comply with Middle District
of Pennsylvania Local Rule 56.1 by failing to provide a separate counter-statement of ma-
terial facts. The District Court still conducted a full analysis to determine whether granting
summary judgment was appropriate. See Weitzner v. Sanofi Pasteur Inc., 909 F.3d 604,
613 (3d Cir. 2018).
4
has said on numerous occasions that it cannot consider material on appeal that is outside
of the district court record.”).
To prevail on her First Amendment retaliation claim, Conard had to show that: “(1) she
engaged in constitutionally protected conduct, (2) there was retaliatory action sufficient to
deter a person of ordinary firmness from exercising her constitutional rights, and (3) there
was a causal link between the constitutionally protected conduct and the retaliatory action.”
Conard, 902 F.3d at 183 (alterations omitted) (quoting Mirabella v. Villard, 853 F.3d 641,
649 (3d Cir. 2017)). There is no dispute that Conard’s initiation of the first lawsuit was
constitutionally protected conduct. Tripp argues that no genuine dispute as to material
facts exists concerning the latter two elements, and that he is entitled to judgment as a
matter of law on both points. We focus on the third element, causation.
To establish causation, Conard needed to show that her “‘constitutionally protected
conduct was a substantial or motivating factor’ for the retaliatory conduct.” Conard, 902
F.3d at 184 (quoting Watson v. Rozum, 834 F.3d 417, 422 (3d Cir. 2016)). This can be
done through “evidence of: (1) an unusually suggestive temporal proximity between the
protected activity and the allegedly retaliatory action, or (2) a pattern of antagonism cou-
pled with timing to establish a causal link.” Watson, 834 F.3d at 424. If Conard succeeded,
Tripp would then have the opportunity to respond by showing that the allegedly retaliatory
action would have been taken anyway, independently of any retaliatory animus. Mirabella,
853 F.3d at 651-52; see Hartman v. Moore, 547 U.S. 250, 260 (2006) (“[A]ction colored
by some degree of bad motive does not amount to a constitutional tort if that action would
have been taken anyway.”).
5
Conard alleged that Tripp provided negative references to prospective employers as a
result of her first lawsuit. She emphasized the alleged contrast between the generally pos-
itive performance reviews prepared by Tripp and Hile during her final years with the State
Police and Tripp’s later criticisms. But Tripp does not contend, and the record does not
support, that this contrast emerged only as retaliation for Conard’s first lawsuit. Indeed,
Conard’s first lawsuit was based in part on this same alleged contrast. She alleged that
Tripp helped block her rehiring by inaccurately and unfairly criticizing her prior service.
To show retaliation, Conard thus must show that her constitutionally protected activity
motivated some escalation in Tripp’s conduct beyond this preexisting animosity. See Feld-
man v. L. Enf’t Assocs. Corp., 752 F.3d 339, 349 (4th Cir. 2014) (affirming order granting
summary judgment where plaintiff “offered no evidence that his [protected] conduct
changed the bitter status quo in any way”).
Conard identifies this escalation as Tripp’s provision of negative employment refer-
ences. Under State Police policy, any reference requests were supposed to be processed
through an automated verification system, not answered by former supervisors like Tripp.
Importantly, Conard’s theory of causation requires that Tripp provided negative feedback
for references purposes after her protected conduct. If a prospective employer received
negative feedback from the State Police Human Resources Department based on Tripp’s
previous comments during the review of her 2004 application, that would not be evidence
of retaliation by Tripp.3
3
Newly solicited feedback from Tripp could constitute retaliation, even if relayed to a
potential employer indirectly. But the record contains no evidence that any reference
6
In opposing summary judgment, Conard relied in part on the alleged statements by
Tripp to Joseph DePietro to support her theory of causation. Pl.’s Br. in Opp’n 12, ECF
No. 86. DePietro is a former Pennsylvania state trooper who now works as a private in-
vestigator. Conard hired him to serve the defendants with this lawsuit and to investigate
negative references being given to potential employers. DePietro arranged to meet Tripp
and Hile in the parking lot of a grocery store to serve the lawsuit. According to DePietro,
Tripp was hostile, commented that “this is round two,” and asked if DePietro had ever met
Conard.4 Conard later asked DePietro to consider her for a position with his business. He
declined, citing Tripp’s comments. Although Tripp’s comments may have affected
Conard’s chances of employment with DePietro, Tripp had no reason to believe that
DePietro was a potential employer or that his comments to DePietro would have any effect
on Conard. For these reasons, we agree with the District Court that these comments cannot
be reasonably understood as a negative employment reference, or indeed any form of re-
taliatory action.
Conard also relied on statements that she claimed Tripp made to a Ms. O’Connor.
DePietro reported that he interviewed O’Connor in late 2015. O’Connor ran a traveling
provided by the State Police Department of Human Resources involved new feedback from
Tripp. Notably, Tripp’s negative views might also be accessible to potential employers
through the publicly available records of Conard’s first lawsuit. See Pl.’s Unsworn Dec-
laration 13, ECF No. 19 (alleging that a potential employer found one of the judicial opin-
ions on the internet).
4
In a report Conard submitted to the District Court in response to the defendants’ motion
to dismiss, DePietro represented that he engaged in conversation with Tripp and asked him
“what this was all about,” leading to the cited comments. Pl.’s Ex. Part I 17, ECF No. 20.
7
retail business, and Conard applied for employment. According to DePietro, O’Connor
checked Conard’s references and received a negative reference from Tripp. DePietro
claims that he had O’Connor sign a notarized statement which he provided to Conard. But
DePietro reports that Conard has since misplaced that document.5
We agree with the District Court that DePietro’s account of O’Connor’s statements is
hearsay evidence that could not be considered. “The rule in this circuit is that hearsay
statements can be considered on a motion for summary judgment if they are capable of
being admissible at trial.” Fraternal Order of Police, Lodge 1 v. City of Camden, 842 F.3d
231, 238 (3d Cir. 2016) (alterations omitted) (quoting Stelwagon Mfg. Co. v. Tarmac Roof-
ing Sys., 63 F.3d 1267, 1275 n.17 (3d Cir. 1995)). The proponent of such evidence must
explain the admissible form that is anticipated. Id. Conard has provided no evidence that
O’Connor would not be available for trial and has identified no hearsay exception that
would permit DePietro to testify as to O’Connor’s alleged statement.
Absent the statements to DePietro and O’Connor, the record contains no evidence of
direct statements specifically by Tripp to potential employers after the first lawsuit.
Conard’s contention that Tripp provided negative references in that time period is thus
circumstantial and relies on speculative inferences from evidence referring generally to
negative references or references provided by the State Police. Even assuming that a jury
could reasonably find that Tripp did in fact provide such references, other evidence,
5
Neither Conard nor DePietro have explained why they have not attempted to replace the
lost statement or provided any further information concerning Ms. O’Connor, such as her
full name, any contact information, or the name of her business.
8
including reports by professional reference check company Allison & Taylor, produces a
causation problem. Conard retained Allison & Taylor four times, in 2005, 2011, 2013, and
2014, to check her references with the State Police. According to the firm’s reports, Tripp
provided a negative reference to them regarding Conard in April 2005. In the later years,
he declined to provide a reference, citing either State Police policy or his personal prefer-
ence.6 To the extent that the negative reference predates Conard’s protected activity, it
fatally undermines her theory of causation. The defendants highlighted this point before
the District Court. Defs.’ Br. in Supp. of Summ. J. 12, ECF No. 80; Defs.’ Br. in Supp. of
Defs.’ Partial Objs. 6, 9, ECF No. 90. Conard, through her then-counsel, did not respond
to this argument, and the District Court relied on it. Mem. 12, 14-15, ECF No. 91.
On appeal, Conard argues for the first time that Tripp could have retaliated in April
2005 because he would have been aware that she threatened to file a lawsuit in her com-
munications with the State Police.7 She relies on an alleged statement she made by phone
to Jason Wiley with the State Police Human Resources Department and a letter she sent in
February 2005 to the State Police Department of Human Resources requesting that the
denial of her application be reconsidered. The letter contains an indication of a courtesy
6
Unbeknownst to Tripp, he was not communicating with a genuine prospective employer.
7
Conard has not previously identified any threat to file a lawsuit as protected conduct, but
that position is at minimum reasonable. See Anderson v. Davila, 125 F.3d 148, 162–63
(3d Cir. 1997) (explaining that allowing harassment of one who announced an intention to
file a lawsuit would render the right to petition useless); Watson, 834 F.3d at 422-23 (de-
clining to draw any distinction for retaliation purposes between declaring an intent to file
a grievance and actually filing).
9
copy to an attorney. See App. III 69, 3d Cir. ECF No. 13. But the letter was not submitted
to the District Court at any stage of this litigation, and we cannot consider it.8 See In re
Capital Cities, 913 F.2d at 96. Conard’s alleged statement to Wiley is reflected in her
deposition testimony, which the defendants submitted with their statement of undisputed
material facts. See ECF No. 81-1 at 36-37, 51-52. Conard did not cite this testimony or
any portion of her deposition testimony in her opposition to the defendants’ motion for
summary judgment. See Fed. R. Civ. P. 56(c)(1)(A).
“It is well-established that arguments raised for the first time on appeal are not properly
preserved for appellate review.” Simko v. U.S. Steel Corp., 992 F.3d 198, 205 (3d Cir.
2021). Conard did not argue to the District Court that Tripp was aware of any protected
conduct in April 2005, so she has forfeited that argument. See id. We may consider for-
feited arguments only under truly exceptional circumstances, and Conard has not identified
such circumstances here.9 Id. at 205-06. On the record and arguments before the District
Court, a jury could not reasonably rule for Conard on causation.10
8
Conard mentioned the letter in her deposition testimony but did not mention copying an
attorney. See ECF No. 81-1 at 36-37.
9
This is especially true given her failure to comply with Local Rule 56.1 before the District
Court.
10
Even if we considered Conard’s new argument, her theory of causation would require a
jury to determine that Tripp actually became aware of the threatened lawsuit, would not
have responded to Allison & Taylor in 2005 absent that threat, and continued to provide
negative references to prospective employers years later, notwithstanding the contrary ev-
idence of the later Allison & Taylor reports. But we need not decide whether a jury could
reasonably reach those conclusions from the summary judgment record.
10
IV.
Accordingly, we will affirm the judgment of the District Court.11
11
Conard filed a perfunctory motion to, inter alia, file an overlength brief without limita-
tion. On February 26, 2021, The Clerk denied the motion as presented, but granted Conard
permission to file a brief not exceeding 15,600 words. She then filed another, more-devel-
oped motion, which has been referred to us, essentially seeking reconsideration of that
decision because her draft had surpassed 25,000 words. She ultimately filed a brief of
17,744 words. We grant Conard’s motion to reconsider the word limit imposed by the
Clerk’s Order of February 26, 2021, in that we accept and have considered her overlength
brief as filed.
11