Ætna Insurance v. Mayor of New York

Lawbence, J.

This action is brought to recover money •paid for taxes imposed on bank stock-owned by the plaintiff in the years 1886, 1887, 1888.

Three causes of action are stated in the' complaint, one for each year. It is alleged that the plaintiff, at the times mentioned in the complaint, was a fire- insurance company, duly *146•organized and incorporated under and by virtue of the. laws of the-state of .Connecticut, and doing business in fire insurance in-this state, and was at such times the owner and" holder of . the number of shares of stock of the several banks , and banking associations, duly organized under the laws, of the United, States and, of the state of • Uew York, located in the city'of Uew York, set forth in the schedules' annexed . to the complaint.

■ -It is further alleged that on the. days-set forth in the com-: plaint the defendant claimed and pretended that it had duly imposed upon the' said respective shares of bank stock, owned by "the plaintiff in-the said banks, a.valid tax for the amount ¡set forth in said schedules, and that the amount of such taxes •constituted a valid lien upon, said respective shares of stock •owned-by the plain tiff,, and a personal liability against the ■ plaintiff - which. the- defendant could enforce against1 the plaintiff, find that by the laws- of the state of Mew York the duty, was imposed upon each of said banks and its officers "to retain so much of any -dividend or dividends belonging to the plaintiff as should be necessary to.-pay the-amount of said taxes upon the plaintiff’s said shares, until it'should be made to appear to such officers that such tax had been paid.

It is further averred that upon such claim and pretqnse the -defendant illegally and. unjustly exacted and collected, the' alleged taxes upon plaintiff’s bank shares, without the knowl-. edge, direction or consent of the plaintiff and Under compulsion, on or about the- days and dates set forth in the schedules, which moneys,were wrongfully deducted out of the moneys,, in possession of each of said banks, belonging to. the plaintiff, .against its will, and without' its consent or knowledgethat the defendant has received and retained the. said moneys without.-the plaintiff’s consent, and has refused to pay the-•same to the plaintiff. ' ,

It is-further averred that The pretended assessment and levy' and. collection of each of said taxes was illegal and void, and without jurisdiction and in violation of, the ■ plaintiff’s rights, because said bank shares were, by the. laws of the United *147States, and -by the laws of the state of New York, exempt from taxation, and that the plaintiff was specially exempt from taxation on its bank shares by virtue of chapter 679 of the Laws of 1886 of this state.

All the allegations in respect to the illegality of the taxes and their collection, and as to the want of knowledge on the part of plaintiff, and as to the compulsion or coercion. in respect to such collection, are denied; and it is further alleged in the defendant’s answer that the plaintiff neglected to take any steps to review, correct or vacate any of the assessments or to prevent the collection of the taxes levied thereon, and that the taxes were paid voluntarily, without force or duress, and that if paid under any mistake the mistake was of law and not of fact. The claim of the plaintiff to exemption of taxation on the trial was based solely on the act of 1886.

. Section 4 of that act reads as follows: “ The lands and real estate of such insurance companies shall continue to be assessed and taxed where situated for state, city, town, county, village, school or other local purposes; but the personal property, franchise and business of all insurance companies incorporated under the laws of this state or any other state or country, and doing business in this state, and the shares of stock of said companies, shall hereafter be - exempt from all assessment or taxation except as in this act prescribed; provided that this section shall not affect the fire department tax of two per cent now required to be paid.” The act was passed on the 15th of June, 1886. Laws of 1886, p. 967.

. I do not think that, the act can be held to affect the assessments which had already been made in the city and county of New York for that year. The taxable status of property is determined by its condition on the second Monday of January of each year, and it has been held that where there has been a transfer of title intermediate that time and the thirtieth day1 of April, the time- of the closing of the books of annual record, the property is not entitled to exemption, although it would have been entitled to such exemption if the transfer had taken place prior to the opening of the books. Sisters of St. Francis *148v. Mayor, 51 Hun, 355 ; affd., 112 N. Y. 677, on ■ opinion of General Term. See, also, Association Colored Orphans v. Mayor, 104 N. Y. 581.

It is claimed, however, that as the act was to take effect . immediately (§ 5) the tax imposed for 3 886 could not be legally levied or collected. But it must be borne in mind that the 4th section of the act of 1886 declares that the property, franchise and business, and the shares of stock of such companies shall “ hereafter he 'exempt from all assessment or taxation except as in this act prescribed.” The language of the act refers to a time subsequent to Its passage, and it must’ be presumed that the legislature knew that, at the time of its passage,, the status of all property liable to taxation in the city and county of New York had become fixed by the closing of the books of the commissioners of taxes and assessments on the preceding thir-. tieth day of April. People ex rel. American Bible Society v. Commissioners of Taxes & Assessments, etc., 142 N. Y. 351, remarks of Gbay, J. There is nothing in the act which-indicates that the legislature intended to change and upset all-that had been done by the assessing officers in the city of New York in respect to taxable property of fire insurance companies in that year. Applying to the construction of the statute, therefore, the well-settled rule that a statute is not to be deemed retroactive in its effect unless it clearly appears that it was the intention of the legislature that it should relate to past transactions, it must be held that it was not the intention in this case that all previous assessments made upon the property of fire insurance companies in accordance.with the existing law for the year 1886, and the taxes to be imposed thereon ' for that year, should be vacated and annulled. Reid v. Mayor, 68 Hun, 113 ; People ex rel. Newcomb v. McCall, 94 N. Y. 590; People v. Commissioners of Taxes, 91 id. 593..

The case of People ex rel. Valentine v. Tax Commissioners, etc., 17 Abb. N. C. 377, note, is not in conflict with this view, for the reason that the language of the act then under, consideration was that “ no tax or assessment shall, after ■ *149the passage of this act, he levied, assessed or collected, etcP This language was imperative, and indicated a legislativé intent to immediately prevent the levying^or collection of any tax upon the lands referred to in the act.

I am strengthened in my conviction that the act of 1886 was not intended to apply to cases in which- the assessment for taxation had been made prior to the passage of the act by the decision of the Court of Appeals in the case of People ex rel. Twenty-third Street Railroad Company v. Commissioners of Taxes & Assessments, etc., 91 N. Y. 593. In that case the statute under consideration (Chap. 542, Laws of T880) provided that the capital stock and personal property of certain corporations, joint-stock companies and associations should thereafter he exempt from taxation except as provided im the act. The act was passed June 1, 1880, and it was provided that it should take effect immediately. It was claimed that no tax for the year 1880 other than in the act specified' could be imposed." The court held, however, that as the act contained no provision giving it a retroactive effect, it imposed no duty upon the commissioners of taxes and assessments as far as the taxes for. that year were concerned.

These views lead to the conclusion that the defendant is entitled to have a verdict directed in its favor in respect to the .cause of action relating to the taxes for the year 1886. The proper disposition to be made of the causes of action relating to the.taxes, of 188Y and 1888 depends upon other considerations. It is clear that under the act of 1886 the plaintiff was not taxable upon its personal property within this state during the years 188Y" and 1888. The plaintiff, being a corporation existing under the laws of a sister staté, was not within the jurisdiction of the commissioners of taxes or their deputies at the time the assessments were made upon which the taxes for those years were based, and it, therefore, results that such taxes were void. National Bank of Chemung v. City of Elmira, 53 N. Y. 49 ; Matter of New York Catholic Protectory, 77 id. 343 ; McLean v. Jephson, 123 id. 142.

*150The taxes for those years having been illegally imposed, and the assessing and taxing officers having acquired no jurisdiction over the pMntiff, a non-resident corporation, I do not think that it can be claimed that the payments made by the banks were so far voluntary as to preclude the plaintiff from" maintaining this action. Bruecher v. Village of Port Chester, 101 N. Y. 240; Peyser v. Mayor, 70 id. 497; Strusburgh v. Mayor, 87 id. 452; Bank of Commonwealth v. Mayor, 43 id. 184; Horn v. Town of New Lots, 83 id. 100.

The rule which must govern in this case is well stated by Earl, J., in delivering the opinion of the court in Bruecher v. Village of Port Chester, supra. After adverting to the fact that the assessment in that case was void because the assessors had no jurisdiction to impose it, the learned judge says: Hence it was not necessary for the plaintiff to institute any action or proceeding to vacate the assessment, and thus have it annulled and set aside before commencing this action. If the assessment, 'had been merely irregular, informal or unjust, the assessors having jurisdiction to impose the same, then, before am, action to-recover back the money paid in satis^ faction thereof eould be maintained, it would home been necessary to have the same vacated or a/nnulled in some way, a/nd thus removed as an obstacle out of the way. But where am, assessment is in fact utterly void, on the ground that the assessors had no jurisdiction to impose the same, then an action may be maintained to recover back money paid in ■ satisfaction thereof, without first having the assessment set aside or vacated.” '

There is no distinction in this respect between a tax and an assessment. National Bank of Chemung v. City of Elmira, 53 N. Y. 49; Hewman v. Supervisors, etc., 45 id. 676. The case of United ■ Trust Company v. Mayor, 144 N. Y. 492, does not aid 'the defendant. There the assessing officers had jurisdiction, and the assessment was irregular but not illegal. The distinction between an erroneous'and an illegal assessment is clearly recognized by the court. See opinion, Gray,' J., p. 493. The taxes for the years 1887 and* 1888 having' been *151'illegally imposed on the plaintiff’s shares, it cannot, • in my opinion, be successfully argued that the action of the bánks in paying the same to the receiver of taxes estops the plaintiff from maintaining this action; the banks were not the agents of the plaintiff for any such purpose. The amount paid over was a specific fund belonging to the plaintiff, which the banks delivered to the defendant’s officer without the plaintiff’s consent. In such case an action for money had and received can be maintained for the recovery of the.money from the party receiving it. Mason v. Prendergast, 120 N. Y. 536; Horn v. Town of New Lots, 83 id. 100.

I am, therefore, of the opinion that the plaintiff is entitled . to a direction that a verdict, be entered in its favor for the amount paid for the taxes for the years 1887 and 1888, with interest from the dates of such payments.

• Ordered accordingly.