[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
September 7, 2007
No. 07-10783 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 06-00055-CR-T-17-TGW
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
ELMO ANTONIO ALVARADO-FORBES,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Middle District of Florida
_________________________
(September 7, 2007)
Before ANDERSON, BARKETT and HULL, Circuit Judges.
PER CURIAM:
After pleading guilty, Elmo Antonio Alvarado-Forbes appeals his sentence
of 135 months’ imprisonment for conspiracy to possess and possession with the
intent to distribute five kilograms or more of cocaine while aboard a vessel subject
to United States jurisdiction, in violation of 46 U.S.C. app. § 1903(a), (g), (j); 21
U.S.C. § 960(b)(1)(B)(ii); and 18 U.S.C. § 2. After review, we affirm.
I. BACKGROUND
While on routine counter-drug patrol with the United States Coast Guard
(“USCG”), the British Naval Vessel HMS Southhampton spotted a possible target,
the M/V Rampage, a Panamanian-flagged vessel. Pursuant to a consent to board
agreement, the USCG team boarded the vessel and discovered 118 bales of
cocaine, weighing 3,393.4 kilograms. Defendant Alvarado-Forbes was one of five
crew members on board and was the vessel’s motorman.
The Presentence Investigation Report (PSI”) assigned Alvarado-Forbes a
base offense level of 38, pursuant to U.S.S.G. § 2D1.1(a)(3) and (c)(1), based on
the 3,393.4 kilograms of cocaine found on the vessel. The PSI reduced Alvarado-
Forbes’s offense level by two levels, pursuant to U.S.S.G. § 2D1.1(b)(9), because
Alvarado-Forbes met the safety-valve criteria, and by three levels, pursuant to
U.S.S.G. § 3E1.1(a) and (b), for acceptance of responsibility. With a total offense
level of 33 and a criminal history category of I, the PSI recommended an advisory
guidelines range of 135 to 168 months’ imprisonment.
2
At sentencing, Alvarado-Forbes objected to the PSI’s failure to recommend
a mitigating-role reduction pursuant to U.S.S.G. § 3B1.2. The district court
overruled his objection, noting that “3393.4 kilograms of cocaine is no small
amount.” The district court concluded that Alvarado-Forbes was an “average
participant” in the drug importation conspiracy and that there was no basis for a
mitigating-role reduction.
The district court adopted the PSI and imposed an 135-month sentence.
Alvarado-Forbes filed this appeal.
II. DISCUSSION
On appeal, Alvarado-Forbes argues that the district court erred by denying
him a minor or minimal-role reduction because he was merely a mariner on the
vessel and not an organizer or leader.1
A minor participant is one “who is less culpable than most other participants,
but whose role could not be described as minimal.” U.S.S.G. § 3B1.2 cmt. n.5. A
minimal participant is one who “plays a minimal role in concerted activity” and “is
intended to cover defendants who are plainly among the least culpable of those
involved in the conduct of a group.” U.S.S.G. § 3B1.2 cmt. n.4. The defendant
has the burden to establish his role in the offense by a preponderance of the
1
We review a district court’s determination of a defendant’s role in the offense for clear
error. United States v. De Varon, 175 F.3d 930, 937 (11th Cir. 1999) (en banc).
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evidence. United States v. De Varon, 175 F.3d 930, 939 (11th Cir. 1999) (en
banc).
In determining whether a minor-role reduction applies, the district court
considers two principles: (1) the defendant’s role in the offense compared to the
relevant conduct attributed to him in calculating his base offense level; and (2) the
defendant’s role compared to that of other participants in the offense. Id. at 940-
45. When relevant conduct attributed to a defendant is identical to his actual
conduct, he cannot prove that he is entitled to a minor-role adjustment simply by
pointing to a broader scheme for which he was not held accountable. Id. at 941.
Furthermore, “in the drug courier context, . . . the amount of drugs imported is a
material consideration in assessing a defendant’s role in [his] relevant conduct . . . .
[and] may be dispositive – in and of itself – in the extreme case.” Id. at 943.
Here, the district court did not clearly err in denying Alvarado-Forbes a
minor-role reduction. Under the first prong of De Varon, the district court held
Alvarado-Forbes accountable only for his actual conduct of participating in the
smuggling of the 3,393.4 of cocaine on the M/V Rampage. He was not held
accountable for a broader drug conspiracy. In addition, the substantial amount of
cocaine on the vessel was a material consideration.
Under the second prong of De Varon, Alvarado-Forbes was at least as
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culpable as the other members of the vessel’s crew who participated in the
smuggling conspiracy. Alvarado-Forbes claims on appeal that his sole purpose on
the vessel was “to be a live body on a boat” and “to make the vessel look like a
fishing vessel . . . .” Alvarado-Forbes failed to present any evidence to support this
claim at sentencing. See United States v. Trainor, 376 F.3d 1325, 1334 n.5 (11th
Cir. 2004) (“[A] defendant must provide evidence regarding mitigating
circumstances to support a district court’s downward departure.”). Furthermore,
even assuming arguendo that this was Alvarado-Forbes’s purpose on the vessel, it
would not make him a minor participant because concealing the illegal nature of
the vessel’s cargo would be vital to the success of the smuggling scheme.2
Alvarado-Forbes also complains that the district court did not consider on
the record all of the factors listed in U.S.S.G. § 1B1.3(a)(1) through (4) relating to
Alvarado-Forbes’s relevant conduct. See U.S.S.G. ch.3, pt. B, introductory cmt.
(“The determination of a defendant’s role in the offense is to be made on the basis
of all conduct with the scope of § 1B1.3 (Relevant Conduct), i.e., all conduct
included under § 1B1.3(a)(1)-(4), and not solely on the basis of elements and acts
cited in the count of conviction.”). However, there is no requirement that the
district court explicitly consider on the record all relevant conduct falling within
2
Because Alvarado-Forbes is not entitled to a minor-role adjustment, he is also not entitled
to a minimal-role adjustment. See U.S.S.G § 3B1.2 cmt. n.5.
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U.S.S.G. § 1B1.3(a)(1)-(4). See De Varon, 175 F.3d at 940 (“[A] district court is
not required to make any specific findings other than the ultimate determination of
the defendant’s role in the offense.”).
AFFIRMED.
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