Rich v. Mottek

Valente, J. (dissenting).

On March 27,1946, Ludwig Mottek and his wife, Margaret Mottek, then residents of Kew Gardens, *94in Queens County, New York City, executed a holographic document written in the German language, which they declared to be their “ Joint Testament In this jointly executed will, it was acknowledged that Ludwig was married to Margaret, and that there were two children of the marriage: Helene Arnhym nee Mottek and Ilselotte Rich nee Mottek. The document then continues as follows:

We are not restricted in the disposition of our property and we are in full possession of our senses.
“ 2. Under this premise, we spouses mutually appoint ourselves heirs, if neither one of us remarries.
‘ ‘ In the latter case there would have to be a prior settlement with our children. Therefore the survivor of us is the sole heir of the predecedent, whereas our children are appointed heirs of the last decedent spouse.”

Following the signature of Ludwig, and the names of the attesting witnesses, there appears the statement: “ The foregoing Testament of my husband Ludwig Louis Mottek shall also be deemed to be mine.” Margaret Mottek’s signature, subscribed the same time as Ludwig’s, is attested to by the same witnesses.

Ludwig Mottek died on August 22, 1950. After his death, his widow Margaret revoked the will executed by her on March 27, 1946, and executed a new will on October 8, 1955, with a codicil of the same date. Margaret Mottek died on January 25, 1957. She was survived by her two daughters, the plaintiffs in this action. Margaret’s will, dated October 8, 1955, was admitted to probate in the Surrogate’s Court, Nassau County, on May 14, 1957.

In the 1955 will, Margaret made no provision for the two daughters as absolute heirs. Instead, the will set up the balance of the estate into a trust consisting of two equal shares and gave the income for life from one of the shares to each of the daughters. The remainder of the trust for Helene Arnhym was given to her issue her surviving. As to the trust for the daughter Ilia Rich, it provided that upon her death, her husband would receive the income for life, if he survived her, and upon the death of the survivor the remainder was to be paid over to certain named nieces and nephews of Margaret Mottek, who are the children of her brother, Albert Kastan.

An action was brought by the daughters of Margaret Mottek to impress a trust upon the property belonging to the estate of Margaret Mottek and to have the property distributed to plaintiffs in accordance with the joint will executed by Ludwig Mottek and his wife, Margaret, in 1946.

*95After trial, the complaint was dismissed on the ground that the joint and reciprocal will failed to disclose any express agreement between Ludwig Mottek and his wife and additionally that the evidence was insufficient to imply an agreement to make the daughters the sole heirs of the property of Margaret’s estate.

In approaching the problem presented on this appeal, it is necessary at the outset to distinguish between a 11 joint will ” and ‘ ‘ mutual wills ’ ’ for much of the seeming contradictions in the cases arise from the indiscriminate use of the terms. (See Joint, Mutual, and Reciprocal Wills, Ann. 169 A. L. R. 9, 11.)

“ A joint will, as distinguished from mutual wills, is a single testamentary instrument that embodies the testamentary plan of two or more persons and is separately executed by each of the testators using the instrument.” (1 Page, Wills [Bowe-Parker Rev.], p. 551.)

Mutual wills occur where the parties to a common plan each execute separate distinct instruments rather than using the same instrument. It is only when the provisions of the separate instruments are reciprocal, identical, or substantially similar that we call them mutual wills.” (1 Page, Wills [Bowe-Parker Rev.], p. 553.)

(See, also, 2 Jessup Redfield, Surrogates Law and Practice, §§ 630, 631.)

In Tutunjian v. Vetzigian (299 N. Y. 315) —a case involving a joint will by a husband and wife — Fuld, J., said (pp. 319-320): “ A wiE is, of course, always ambulatory and revocable until death, the last one executed being deemed the testator’s will. As long ago as 1769, however, it was held that one so inclined may bind himself by a mutual or joint will to dispose of his estate in a specified and agreed manner. (Dufour v. Pereira, 1 Dick. 419, 2 Hargrave’s Juridical Arguments, p. 304.) If, in violation of the agreement so made, one of the parties to the joint will executes a new one, the latter is recognized as his last testament, but the courts will require its executor and beneficiaries to perform the contract ’ of their decedent. (See Dufour v. Pereira, supra, 2 Hargrave, p. 309.) Indeed, to permit the one who survives to gain the benefits of the joint will and then to flout its provisions in violation of the promise made to the other would be a mockery of justice ’. (Mutual Life Ins. Co. v. Holloday, 13 Abb. N. C. 16, 24.) The principle, supported by reason and equity, has been followed in this State (see Edson v. Parsons, 155 N. Y. 555; Rastetter v. Hoenninger, 214 N. Y. 66; Hermann v. Ludwig, 186 App. Div. 287, affd. 229 N. Y. 544) as well as in other jurisdictions. (See Frazier v. *96Patterson, 243 Ill. 80; Curry v. Cotton, 356 Ill. 538; Bower v. Daniel, 198 Mo. 289; Baker v. Syfritt, 147 Iowa 49.) ”

Whether joint or mutual wills are involved, the mere fact of the making of the reciprocal testamentary dispositions is not enough; there must be a contract between the parties to make the will irrevocable before there can be enforcement in equity. In Rastetter v. Hoenninger (214 N. Y. 66, 72) it was pointed out that in the case of a joint will a contract may be imported more readily than where mutual wills are before the courts. So, too, in Hermann v. Ludwig (186 App. Div. 287, 301, affd. 229 N. Y. 544) it was stressed that a joint will may itself furnish the requisite proof of an agreement, whereas in mutual wills no necessary inference could be drawn that the wills were the result of any agreement. In both of those cases, as in Tutunjian v. Vetzigian (supra), the courts examined the language of the joint will and found persuasive evidence that the will was made pursuant to a contract.

So, too, in Frazier v. Patterson (243 Ill. 80); Curry v. Cotton (356 Ill. 538); Bower v. Daniel (198 Mo. 289) and Baker v. Syfritt (147 Iowa 49) (all cited in Tutunjian v. Vetzigian, supra), joint wills were sustained as having been made pursuant to agreement. In Frazier v. Patterson (supra, p. 86), the court remarked that where parties execute wills by the same instrument it seems that such a course would not be adopted without some prior agreement between them, especially where the parties are husband and wife.

If some common denominator were sought among the authorities, it would appear that where a joint and reciprocal will is executed by husband and wife, there is a tendency to favor a presumption that the joint will was executed pursuant to a contract not to revoke after the death of the party first dying. The fact of the execution of a joint will is, however, not conclusive of the existence of a contract, but the contract may be inferred from the terms of the joint will and the circumstances under which it was executed.

The extent to which the courts will go to find a contract where a husband and wife have executed a joint will is best demonstrated by the circumstance that no case in this State has been called to our attention nor found by independent research where such a contract was not implied in a husband-wife joint will situation. Significantly, on this appeal, respondent relies on Matter of Bekker (283 App. Div. 609) and Matter of Gudewicz (72 N. Y. S. 2d 838), both of which involve mutual wills. As already indicated, the problem presented by mutual wills differs from that of a joint will, and the courts have been *97more exacting in the proof necessary to establish a contract apart from the execution of the mutual wills. It might be pointed out that even in the last mutual will case to reach the appellate courts, a contract was found. (Oursler v. Armstrong, 10 Misc 2d 654, affd. 8 A D 2d 194, appeal dismissed 6 N Y 2d 998.)

Adverting to the circumstances surrounding Ludwig and Margaret Mottelc in March, 1946, the evidence shows a husband and wife living happily together and having two children who were the natural objects of their parents’ bounty. Husband and wife had emigrated to this country from Germany a few years before the execution of the holographic document written in the German language. Evidently the Mottelcs talked and wrote in German, and it is a fair inference they thought and acted in terms of their German background.

That German background can well explain the use of a joint will in disposing of their property by testament. Although joint and mutual wills are a comparatively recent development in the United States, they have for centuries been instruments of common use in Continental Europe. Particularly in Germany, the joint wall of a husband and wife was authorized by the German Civil Code which provided that after the death of one of the parties, the survivor can no longer revoke his disposition. (See Rheinstein-Contracts To Make A Will, 30 N .Y. U. L. Rev., 1224, 1229-1230; Eagleton-Joint And Mutual Wills, 15 Cornell L. Q. 358, 359.)

Since the joint will was written in a foreign language, the Trial Judge should have permitted testimony by an expert, offered by plaintiffs, as to the custom and usages of persons utilizing the particular language in the will to determine whether there was an intent to make a contract. However, such testimony was not necessary since even from the language herein, as translated in the record, there is sufficient indication of an agreement or arrangement. (See Matter of Nelson, 200 Misc. 3; Elwyn v. Comeau, 8 Misc 2d 704, affd. 5 A D 2d 748.)

The joint will speaks in terms of plural designation. The document is entitled a “Joint Testament”. It refers to the fact that “We are not restricted in the disposition of our property ”. (Italics supplied.) The plural pronoun “we” rather than the singular “I” is used throughout. Moreover, the phrase “ our children are appointed heirs of the last decedent spouse ” connotes a contract rather than an orthodox bequest or devise.

Moreover, in paragraph “ 3 ” of the joint will, provision is made for equalizing the shares of the daughters in the event *98money is received from Germany. Such a provision is consistent only with a conclusion that the parties were contracting in an unqualified manner to leave their property, on the death of the survivor, to their daughters.

The Trial Judge laid entirely too much stress upon the fact that the survivor of the spouses is designated as “the sole heir ’ ’ of the ‘1 predecedent ’ ’, and that as to the children, the word 1 sole ’ ’ was omitted. This was clearly an inconsequential difference which had no pertinency in the determination of the existence of a contractual obligation. There can be no question of the meaning of the joint will in making the children the beneficiaries of the estate upon the death of the survivor of Ludwig and Margaret Mottek. The language is important only on the question of whether a contract can be implied from the document and surrounding circumstances.

Considering the surrounding circumstances and the language of the joint will itself, there should have been a finding of the existence of a contract which equity will enforce.

The judgment appealed from should therefore be reversed and judgment entered in favor of the plaintiffs as prayed for in the complaint.

McNally and Stevens, JJ., concur with Bergan, J.; Valente, J., dissents and votes to reverse in opinion, in which Rabin, J. P., concurs.

Judgment affirmed, with costs to respondents.