United States v. John Jairo Perlaza Carvajal

Court: Court of Appeals for the Eleventh Circuit
Date filed: 2007-11-19
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              IN THE UNITED STATES COURT OF APPEALS
                                                                     FILED
                       FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
                         ________________________ ELEVENTH CIRCUIT
                                                               NOV 19, 2007
                               No. 07-10457                  THOMAS K. KAHN
                           Non-Argument Calendar                 CLERK
                         ________________________

                  D. C. Docket No. 06-00279-CR-T-17-TBM

UNITED STATES OF AMERICA,


                                                                 Plaintiff-Appellee,

                                    versus

JOHN JAIRO PERLAZA CARVAJAL,

                                                           Defendant-Appellant.


                         ________________________

                  Appeal from the United States District Court
                      for the Middle District of Florida
                       _________________________

                             (November 19, 2007)

Before CARNES, BARKETT and HULL, Circuit Judges.

PER CURIAM:

     After pleading guilty, John Jairo Perlaza Carvajal appeals his 168-month
sentence for conspiracy to possess with intent to distribute cocaine while aboard a

vessel subject to the jurisdiction of the United States, in violation of 46 U.S.C.

App. § 1903(a), (g), (j) and 21 U.S.C. § 960(b)(1)(B)(ii), and possession with

intent to distribute cocaine while aboard a vessel subject to the jurisdiction of the

United States, in violation of 46 U.S.C. App. § 1903(a), (g), 21 U.S.C.

§ 960(b)(1)(B)(ii) and 18 U.S.C. § 2.1

                                  I. BACKGROUND

       Carvajal was one of nine crew members on a small vessel transporting

approximately 5,000 kilograms of cocaine. Carvajal was one of the vessel’s four

deck hands.

       When the United States Coast Guard (“USCG”) came upon the vessel, one

of the crew members instructed the others to pour gasoline on the vessel and set it

on fire in an attempt to destroy the cocaine. The USCG boarded the vessel and

extinguished the fire, but not before two crew members sustained second and third

degree burns that required several days of hospitalization. One of the burned co-

defendants asked agents transporting him to the hospital to drive faster because he

was in such extreme pain and had to be heavily sedated so that doctors could

remove his burned skin.


       1
       On October 6, 2006, the appendix to Title 46 was repealed and recodified as 46 U.S.C.
§§ 70503 and 70506 with no relevant changes. See Pub. L. No. 109-304, 120 Stat. 1485 (2006).

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      Carvajal was indicted and pled guilty to both counts. The presentence

investigation report (“PSI”) set Carvajal’s base offense level at 38, pursuant to

U.S.S.G. § 2D1.1(a)(3), based on the 5,000 kilograms of cocaine discovered on the

vessel. The PSI recommended a three-level reduction for acceptance of

responsibility pursuant to U.S.S.G. § 3E1.1, resulting in a total offense level of 35.

With a criminal history category of I, the PSI recommended an advisory guidelines

range of 168 to 210 months’ imprisonment.

      Carvajal objected to the PSI’s failure to include a two-level safety-valve

reduction and a two-level minor-role reduction. At sentencing, the district court

overruled Carvajal’s objections and adopted the factual allegations and the

guideline calculations in the PSI.

      In mitigation, Carvajal noted his poverty in Colombia, his lack of education

and his past and present family circumstances. Carvajal also noted the disparities

among sentences in different districts around the country for importation offenses.

Carvajal asked for a sentence below the advisory guidelines range.

      The district court noted the significant amount of drugs involved in

Carvajal’s offenses, the seriousness of the offenses and the need for punishment

that reflected the seriousness of the offenses. Stating that it had considered the

advisory guidelines range and the 18 U.S.C. § 3553(a) factors, the district court



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imposed a 168-month sentence, at the low end of the advisory guidelines range.

       Carvajal filed this appeal.

                                      II. DISCUSSION

A.     Safety-Valve Reduction

       On appeal, Carvajal argues that he was entitled to a two-level safety-valve

reduction in his offense level.2

       Under the safety-valve provision, if a defendant convicted of certain drug

crimes satisfies certain criteria, a district court shall impose a sentence without

regard to any statutory mandatory minimum, 18 U.S.C. § 3553(f), U.S.S.G.

§ 5C1.2, and also give a two-level reduction in the defendant’s offense level,

U.S.S.G. § 2D1.1(b)(9). A defendant has the burden to prove his eligibility for

safety-valve relief. United States v. Cruz, 106 F.3d 1553, 1557 (11th Cir. 1997).

Among the criteria that must be met, the defendant must prove that “the offense

did not result in death or serious bodily injury to any person.”

U.S.S.G. § 5C1.2(a)(3).

       Here, two of Carvajal’s co-defendants suffered second and third degree

burns on their bodies during an attempt to destroy the cocaine before it could be

discovered by the USCG. The co-defendants’ burns were serious enough to


       2
       We review a district court’s safety-valve fact-finding for clear error. United States v. Cruz,
106 F.3d 1553, 1557 (11th Cir. 1997).

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require hospitalization for several days and qualify as “serious bodily injury.” See

U.S.S.G. § 1B1.1 cmt. n.1(L) (defining “serious bodily injury” to include “injury

involving extreme physical pain or the protracted impairment of a function of a

bodily member, organ, or mental faculty; or requiring medical intervention such as

surgery, hospitalization, or physical rehabilitation”). Because two people sustained

serious bodily injury during the offense, Carvajal failed to meet the criteria set

forth in § 5C1.2(a)(3). Accordingly, the district court did not clearly err when it

denied Carvajal a two-level safety-valve reduction.

B.     Mitigating Role Reduction

       Carvajal argues that the district court erred by denying him a four-level

mitigating-role reduction.3

       If the defendant was a minor participant in the criminal activity, the district

court decreases the offense level by two levels. U.S.S.G. § 3B1.2(b). A minor

participant is one “who is less culpable than most other participants, but whose role

could not be described as minimal.” U.S.S.G. § 3B1.2 cmt. n.5. If the defendant

was a minimal participant in the criminal activity, the district court decreases the



       3
         We ordinarily review a district court’s determination of a defendant’s role in the offense for
clear error. United States v. De Varon, 175 F.3d 930, 937 (11th Cir. 1999) (en banc). However,
because Carvajal did not seek a four-level minimal-role reduction, but rather a two-level minor-role
reduction, in the district court, we review Carvajal’s claim on appeal for plain error. See United
States v. Duncan, 381 F.3d 1070, 1073 (11th Cir. 2004).

                                                  5
offense level by four levels. U.S.S.G. § 3B1.2(a). A minimal participant is one

who “plays a minimal role in concerted activity”; this phrase “is intended to cover

defendants who are plainly among the least culpable of those involved in the

conduct of a group.” U.S.S.G. § 3B1.2 cmt. n.4. The defendant has the burden to

establish his role in the offense by a preponderance of the evidence. United States

v. De Varon, 175 F.3d 930, 939 (11th Cir. 1999) (en banc).

      In determining whether a mitigating-role reduction applies, the district court

considers two principles: (1) the defendant’s role in the offense compared to the

relevant conduct attributed to him in calculating his base offense level; and (2) the

defendant’s role compared to that of other participants in the offense. Id. at 940-

45. “[I]n the drug courier context . . . the amount of drugs imported is a material

consideration in assessing a defendant’s role in [his] relevant conduct . . . . [and]

may be dispositive – in and of itself – in the extreme case.” Id. at 943.

Additionally, “when a drug courier’s relevant conduct is limited to [his] own act of

importation, a district court may legitimately conclude that the courier played an

important or essential role in the importation of those drugs.” Id. at 942-43.

      We cannot say that the district court’s failure to give Carvajal a four-level

minimal-role reduction was plain error. In calculating Carvajal’s offense level, the

district court held Carvajal accountable only for the amount of cocaine found on



                                            6
the vessel. Thus, Carvajal’s actual conduct and his relevant conduct are identical.

Furthermore, the 5,000 kilograms of cocaine found on the vessel is a substantial

quantity.

      Moreover, Carvajal was not, as he maintains, the least culpable of the

identifiable participants in the drug importation scheme. Carvajal was one of four

deck hands on the vessel. While a deck hand may be less culpable than the captain

of the vessel under whose command he works, this does not mean that Carvajal

was a minimal participant. See id., 175 F.3d at 944 (stating that some conspiracies

may not have minor participants). Carvajal’s emphasis on other unidentified

participants in the larger drug importation scheme is unavailing given that he was

held accountable only for his involvement in the cocaine shipment found on the

vessel. See id. (explaining that the district court should compare the defendant’s

role only to the other identifiable participants in the relevant conduct and that

“[t]he conduct of participants in any larger criminal conspiracy is irrelevant”).

C.    Reasonableness

      Finally, Carvajal argues that his sentence is procedurally unreasonable

because the district court miscalculated his advisory guidelines range by failing to

give him safety-valve and minimal-role reductions. See United States v. Crawford,

407 F.3d 1174, 1178-79 (11th Cir. 2005) (concluding that, after United States v.



                                           7
Booker, 543 U.S. 220, 125 S. Ct. 738 (2005), the district court must correctly

calculate and consider the advisory guidelines range in fashioning an appropriate

sentence); United States v. Hunt, 459 F.3d 1180, 1182 n.3 (11th Cir. 2006)

(explaining that a sentence can be procedurally unreasonable if it fails to follow the

requirements outlined in Booker).

      We have concluded, however, that the district court properly calculated

Carvajal’s advisory guidelines range. Carvajal offers no other argument as to why

his sentence is procedurally or substantively unreasonable. Furthermore, after our

own review of the record and consideration of the § 3553(a) factors, we cannot say

that Carvajal’s 168-month sentence, at the low end of the advisory guidelines

range, is unreasonable.

      AFFIRMED.




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