People v. Moore

Ross and Rosenberger, JJ., dissent in a memorandum by Ross, J., as follows:

Based upon my examination of the record, I find that defendant was improperly adjudicated a second felony offender.

By New York County indictment, filed February 26, 1985, defendant was charged with the crimes of grand larceny in the third degree (Penal Law § 155.30 [4]), criminal possession of stolen property in the second degree (Penal Law § 165.45 [2]), and theft of services (Penal Law § 165.15 [1]).

Following his indictment, and having received the advice of counsel, defendant pleaded guilty to the crime of criminal possession of stolen property in the second degree, which is a class E felony, in satisfaction of the indictment.

Thereafter, the People filed a statement of predicate felony conviction, which indicated that on June 2, 1983, in the *378Supreme Court, Kings County (Richard Goldman, J.), defendant, by a plea of guilty, was convicted of the crime of criminal possession of stolen property in the second degree. When defendant acknowledged that he was the person who had been convicted at that time in Kings County, Criminal Term in New York County stated, without further inquiry, "All right. The defendant is adjudicated a predicate felon”. In response to this predicate felon determination, defense counsel objected to the 1983 Kings County plea on constitutional grounds, and New York County Criminal Term denied that objection.

On the day of sentencing, September 26, 1985, defense counsel contended that defendant should not be sentenced as a second felony offender, in view of the fact that the factual allocution in the Kings County plea did not include the elements of the crime of criminal possession of stolen property in the second degree. New York County Criminal Term, without holding a hearing, rejected that argument and sentenced defendant, upon the basis of the prior Kings County conviction, as a second felony offender.

I disagree.

A review of the transcript of the 1983 Kings County case indicates the following colloquy between the court and defendant concerning the subject plea:

"the court : All right. I can’t accept your plea unless you are in fact guilty. Tell me exactly what happened on the date of the crime—of the offense.
"the defendant : I got arrested by Officer Joyce. He picked me up for smoking a cigarette. I told him yes. I was smoking, and I had possession of credit cards in my bag.
"the court : Do you wish to ask questions, Mr. Saunders [the Assistant District Attorney], in terms of the plea?
"MR. SAUNDERS : Were you the owner of those credit cards?
"the defendant : No.
"MR. SAUNDERS : I have no further questions, your Honor.
"the COURT : Thank you. Arraign the defendant”.

*379I conclude that this 1983 Kings County plea is defective, since it lacks an essential element of the crime of criminal possession of stolen property in the second degree, to wit: that the defendant "knowingly possesse[d] stolen property” (Penal Law § 165.45). Although defendant admitted that he was not the owner of the credit cards, he did not admit that he knew that these cards were stolen or that he did not have the owner’s permission to possess them. We have held in People v Lebron (68 AD2d 836 [1st Dept 1979]), "[w]here intent is an essential ingredient of the crime that element must be admitted, or appear from the defendant’s recital of the facts”.

Since defendant did not admit that he knowingly possessed stolen property, Kings County Criminal Term "erred in accepting the plea” (People v Daniels, 75 AD2d 605, 606 [1980]). The Court of Appeals held in People v Serrano (15 NY2d 304, 308 [1965]), "if the circumstances of the commission of the crime as related by the defendant do no clearly spell out the crime to which the plea is offered, then, the court should not proceed, without further inquiry, to accept the guilty plea as a valid one”. Kings County Criminal Term made no further inquiry, even though, as set forth supra, the defendant made no admission that clearly spelled "out the crime to which the plea [was] offered” (People v Serrano, supra, at 308).

Although it is well established New York law that no mandatory catechism is required during the plea proceeding (People v Nixon, 21 NY2d 338, 353 [1967], cert denied sub nom. Robinson v New York, 393 US 1067 [1969]; see also, People v Harris, 61 NY2d 9, 16 [1983]), unless the questioning by the court is sufficient to establish the guilt of the defendant of the crime to which he is pleading (People v Serrano, supra), the plea is invalid.

The majority contends that the case of People v Serrano (supra) is clearly distinguishable from the one involved herein. However, the majority concedes "[a]t most, the inquiry into the factual basis for defendant’s guilt could have been more detailed, since the trial court did not explicitly ascertain whether he [defendant] possessed the credit cards in question with the owner’s permission or knew that they were stolen” (emphasis added). In view of this concession of the majority concerning the basic defect in the plea allocution, I fail to understand the legal justification for their affirmance of the adjudication of the defendant as a second felony offender.

Furthermore, with all due respect to the majority, their *380allegation that defendant’s admissions, quoted supra, "in no way contradicted the prosecution’s version of events” is not supported by an examination of the seven pages of the Kings County plea transcript, since nowhere in that transcript is it indicated that the prosecution offered any version of the alleged predicate crime.

Moreover, the majority contends that this court may not review the inadequacy of the Kings County plea allocution, because it does not raise a constitutional issue. The sole legal authority they cite in support of this argument is the case of People v Perkins (89 AD2d 956 [2d Dept 1982]), which states "[a] challenge to a plea based on an insufficient factual recitation is to be distinguished from a challenge based on constitutional grounds”. I find this holding of People v Perkins (supra) to be inapplicable herein, since, assuming an insufficient factual plea recitation does not raise a constitutional issue, this court still has the power, "[a]s a matter of discretion in the interest of justice” (CPL 470.15 [3] [c]; see, People v Hernandez, 78 AD2d 816 [1st Dept 1980]) to reverse, find the prior plea defective, and remand the matter to Criminal Term for defendant’s sentencing as a first felony offender.

As discussed supra, defendant’s 1983 Kings County plea is fatally defective, as defendant did not admit that he knew that the credit cards were stolen, and an essential element of the crime of criminal possession of stolen property in the second degree is that the defendant "knowingly possesse[d] stolen property” (Penal Law § 165.45).

In the instant case, the defendant did not enter an Alford plea, since examination of the Kings County plea transcript does not indicate that Kings County Criminal Term "advised defendant that his admissions were not consistent with the charge of [criminal possession of stolen property in the second degree] and inquired further whether defendant nevertheless wished to plead guilty to avoid the risk of a jury verdict (see North Carolina v Alford, 400 US 25)” (People v Bellis, 78 AD2d 1014 [1980]).

Accordingly, in view of the fact that the Kings County plea allocution was invalid, I find this an "appropriate case” (People v Hernandez, supra, at 817) for us to reverse, as a matter of discretion in the interest of justice, and remand this matter to Criminal Term for defendant to be sentenced as a first felony offender.