Anesh Gupta v. Walt Disney World Company

                                                       [DO NOT PUBLISH]


               IN THE UNITED STATES COURT OF APPEALS

                        FOR THE ELEVENTH CIRCUIT               FILED
                          ________________________    U.S. COURT OF APPEALS
                                                        ELEVENTH CIRCUIT
                                                            MAR 31, 2008
                                 No. 07-14539           THOMAS K. KAHN
                             Non-Argument Calendar          CLERK
                           ________________________

                  D. C. Docket No. 05-01432-CV-ORL-22-UAM

ANESH GUPTA,



                                                         Plaintiff-Appellant,

                                      versus

WALT DISNEY WORLD COMPANY,


                                                       Defendant-Appellee,


MICHAEL D. EISNER, Individually and in his
official capacity as president & chief operating
officer of the Walt Disney Company, et. al.,



                                                                Defendants.
                            ________________________

                    Appeal from the United States District Court
                        for the Middle District of Florida
                         _________________________

                                   (March 31, 2008)

Before CARNES, BARKETT and PRYOR, Circuit Judges.

PER CURIAM:

      This appeal involves taxation of costs. We earlier affirmed the summary

judgment in favor of Walt Disney World Company and against Anesh Gupta’s

complaint of employment discrimination, Gupta v. Walt Disney World Co., No.

07-11409 (11th Cir. Nov. 27, 2007), but Gupta now appeals the denial of his

motion for an extension of time to file a notice of appeal regarding the taxation of

costs against him. Gupta challenges the denial of his motion for an extension on

two grounds: (1) Gupta established excusable neglect, see Fed. R. App. P.

4(a)(5)(A)(ii); and (2) the district court should have treated Gupta’s motion as a

motion to reopen the time to file an appeal, see Fed. R. App. P. 4(a)(6). Although

the district court did not abuse its discretion when it denied relief under Rule

4(a)(5), we vacate and remand for the district court to consider whether Gupta is

entitled to relief under Rule 4(a)(6).

      A party in a civil case must file a notice of appeal “within 30 days after the



                                           2
judgment or order appealed from is entered” to invoke the jurisdiction of the

appellate court. Fed. R. App. P. 4(a)(1)(A); United States v. Grant, 256 F.3d 1146,

1150 (11th Cir. 2001). “The timely filing of a notice of appeal is a mandatory

prerequisite to the exercise of appellate jurisdiction.” Grant, 256 F.3d at 1150

(quoting United States v. Ward, 696 F.2d 1315, 1317 (11th Cir. 1983)) (internal

quotation marks omitted). Ordinarily, “[l]ack of notice of the entry by the clerk”

does not affect the time to appeal or authorize the court to relieve a party for failure

to appeal within the time allowed, Fed. R. Civ. P. 77(d).

      There are two ways that a late filing may be excused. A district court may

extend the time to appeal if the party establishes “excusable neglect or good cause”

to justify the late filing. Fed. R. App. P. 4(a)(5)(A)(ii). The district court may also

reopen the time to file an appeal if “the court finds that the moving party did not

receive notice . . . of the entry of the judgment or order sought to be appealed[.]”

Fed. R. App. P. 4(a)(6)(A). We review the decision by the district court for abuse

of discretion. Advanced Estimating Sys., Inc. v. Riney, 130 F.3d 996, 997 (11th

Cir. 1997).

      The district court did not abuse its discretion when it refused to extend the

time for Gupta to appeal, under Rule 4(a)(5). To determine whether to extend the

time for filing a notice of appeal, a district court must “[t]ake account of all



                                            3
relevant circumstances surrounding the party’s omission,” and consider, among

other factors, the “reason for the delay, including whether it was within the

reasonable control of the movant, and whether the movant acted in good faith.”

Advanced Estimating Sys. v. Riney, 77 F.3d 1322, 1325 (11th Cir. 1996) (quoting

from Pioneer Inv. Servs. Co. v. Brunswick Assoc. Ltd. P’ship, 507 U.S. 380, 395,

113 S. Ct. 1489, 1498 (1993)) (internal quotation marks omitted). The district

court was forced to resolve conflicting evidence to reach its decision and

reasonably balanced the above factors to reach its decision.

      Gupta alleged in his August 28, 2007, motion for an extension of time that

he did not receive a copy of the amended bill of costs and “was informed” on

August 27, 2007, that the “Clerk of the Court . . . forgot to mail the [amended bill

of costs][,]” but the record contained evidence that Gupta received notice of the

July 9, 2007, entry of judgment. Gupta received a copy of the order of July 5,

2007, in which the district court directed the clerk to “enter an Amended Bill of

Costs [in] the amount of $6,395.84” and attached a copy of the order to his July 18,

2007, motion to stay the proceedings. An electronic receipt states that the clerk

mailed a copy of the amended bill of costs to Gupta on July 9, 2007, to the mailing

address listed on Gupta’s pleadings.

      The district court had “some range of choice” when it concluded that Gupta



                                          4
was not entitled to extend the time to appeal. Advanced Estimating Sys., 77 F.3d

at 1325 (citing United States v. Kelly, 888 F.2d 732, 745 (11th Cir. 1989)). The

record suggested that Gupta received notice of the amended bill of costs and the

district court had already reviewed and reduced the bill of costs. In this

circumstance, the district court did not abuse its discretion when it denied Gupta’s

motion for an extension of time. See id. (“Primary importance should be accorded

to the absence of prejudice to the nonmoving party and to the interest of efficient

judicial administration.”).

      Although the district court did not abuse its discretion when it denied Gupta

relief under Rule 4(a)(5), the record is unclear whether the district court considered

Gupta’s motion under Rule 4(a)(6). Rule 4(a)(6) allows a district court to reopen

the time to file an appeal if the movant did not receive notice of the entry of

judgment. The record established that the clerk used the same mailing address to

notify Gupta of the entry of judgment on April 11, 2007, and July 9, 2007, and

Gupta alleged that he did not receive notice of the entry of either judgment. The

district court stated that Gupta had failed to establish good cause or excusable

neglect, which is relevant under Rule 4(a)(5), but the district court did not mention

the standard applied under Rule 4(a)(6). Because “we have a duty to liberally

construe a pro se litigant’s assertions to discern whether jurisdiction to consider his



                                           5
motion can be founded on a legally justifiable base[,]” we remand the case to the

district court to consider whether to grant Gupta relief under Rule 4(a)(6). Sanders

v. United States, 113 F.3d 184, 187 (11th Cir.1997) (quoting Fernandez v. United

States, 941 F.2d 1488, 1491 (11th Cir. 1991)) (internal quotation marks omitted).

      We AFFIRM the denial of Gupta’s motion under Rule 4(a)(5), but

otherwise VACATE the denial of Gupta’s motion and REMAND for further

consideration under Rule 4(a)(6).

      AFFIRMED in part and VACATED and REMANDED in part.




                                          6