United States v. Jackie Gallo

                                                  [DO NOT PUBLISH]



           IN THE UNITED STATES COURT OF APPEALS

                 FOR THE ELEVENTH CIRCUIT            FILED
                   ________________________ U.S. COURT OF APPEALS
                                                  ELEVENTH CIRCUIT
                                                     APRIL 29, 2008
                        No. 05-16184
                                                   THOMAS K. KAHN
                    Non-Argument Calendar
                                                       CLERK
                  ________________________

               D. C. Docket No. 88-00301-CR-DMM

UNITED STATES OF AMERICA,

                                       Plaintiff-Appellee,

                            versus

JACKIE GALLO,
a.k.a. JOAQUIN OSVALDO GALLO-CHAMORRO,

                                       Defendant-Appellant.

                  ________________________

                        No. 05-16185
                    Non-Argument Calendar
                  ________________________

               D. C. Docket No. 88-08125-CR-DMM

UNITED STATES OF AMERICA,

                                       Plaintiff-Appellee,

                            versus
JOAQUIN OSVALDO GALLO-CHAMORRO,
a.k.a. Robert Alario,
a.k.a. Jackie Gallo, et al.,
                                                      Defendant-Appellant.


                            ________________________

                   Appeals from the United States District Court
                       for the Southern District of Florida
                         _________________________

                                   (April 29, 2008)

Before MARCUS, PRYOR and FAY, Circuit Judges.

PER CURIAM:

      Joaquin Osvaldo Gallo-Chamorro, a federal prisoner serving four concurrent

30-year sentences, appeals pro se the district court’s denial of his motion to correct

an illegal sentence, pursuant to former Fed.R.Crim.P. 35(a) (1984) (“former Rule

35(a)”). Gallo-Chamorro argues that Blakely v. Washington, 542 U.S. 296, 124

S.Ct. 2531, 159 L.Ed.2d 403 (2004), and United States v. Booker, 543 U.S. 220,

125 S.Ct. 738, 160 L.Ed.2d 621 (2005), confirmed that Apprendi v. New Jersey,

530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), does apply to

considerations under the Guidelines, including drug quantity and role enhancement

determinations, and the district court erred by finding that Booker had no

application to his two sentences imposed for conduct that occurred prior to



                                           2
November 1, 1987,1 which is the effective date of the Sentencing Reform Act of

1984 (“SRA”), Pub.L. No. 98-473, Title II, 98 Stat.1987 (1984). For the reasons

set forth more fully below, we affirm. In addition, we deny Gallo-Chamorro’s

motions to expedite and to clarify.

       A presentence investigation report (“PSI”) was prepared for all four of

Gallo-Chamorro’s convictions and, at the October 11, 1991, sentencing hearing,

the district court imposed concurrent sentences of 360 months’ imprisonment on

all four counts, “[p]ursuant to the Sentencing Reform Act of 1984.”

       Gallo-Chamorro appealed his convictions and sentences arguing, inter alia,

that the district court erred by giving a Pinkerton 2 instruction to the jury because

“the instruction violated the specialty doctrine by ignoring an express prohibition

of the extradition agreement.” United States v. Gallo-Chamorro, 48 F.3d 502, 505

(11th Cir. 1995) (“Gallo I”). After we affirmed Gallo-Chamorro’s convictions and

sentences, Gallo filed a motion to vacate his sentence, pursuant to 28 U.S.C.

§ 2255, which the district court denied and we affirmed in Gallo-Chamorro v.

United States, 233 F.3d 1298 (11th Cir. 2000) (“Gallo III”).

       We affirmed the district court’s denial of Gallo-Chamorro’s first Rule 35(a)

       1
        Two of Gallo-Chamorro’s convictions (88-8125-CR, Counts 3 and 5) involved conduct that
occurred prior to the effective date of the SRA, and two of his convictions (88-8125-CR, Count 7
and 88-301-CR, Count 5) involved conduct that occurred on or after the effective date of the SRA.
       2
           Pinkerton v. United States, 328 U.S. 640, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946).

                                                 3
motion in United States v. Gallo-Chamorro, No. 01-13291, manuscript op. (11th

Cir. Sep. 19, 2002) (“Gallo II”). In Gallo II, we determined that former Rule 35(a)

applied to Gallo-Chamorro’s arguments concerning his pre-SRA sentences. We

concluded that Gallo-Chamorro’s pre-SRA sentences were not “illegal” under

former Rule 35(a) because the statutory punishment for both counts 3 and 5 was 10

years to life, and he was sentenced to the 30-year cap imposed under the

extradition agreement; thus, the “punishment did not exceed that prescribed for

violations of § 841(a)(1), and multiple terms were not imposed for the same

offense.” We specifically concluded that there was no Apprendi error with regard

to Gallo-Chamorro’s pre-SRA sentences because the indictment specified the drug

quantity for those charges, and Gallo-Chamorro was sentenced far below the

statutory maximum sentence of life imprisonment applicable to the quantity in the

indictment. We also stated that, based upon United States v. Harris, 244 F.3d 828,

830 (11th Cir. 2001), Apprendi did not apply to factual findings under the relevant-

conduct provision of the Guidelines.

      On January 20, 2005, Gallo-Chamorro filed the instant motion to correct an

illegal sentence, pursuant to former Rule 35(a). Gallo-Chamorro argued in his

motion that our basis for affirmation in Gallo II, specifically that Apprendi did not

apply to determinations under the Sentencing Guidelines, was no longer valid after



                                          4
Blakely and Booker.

      In denying Gallo-Chamorro’s instant former Rule 35(a) motion, the district

court determined that, even though Gallo-Chamorro’s two pre-SRA sentences

could be challenged under former Rule 35(a), Booker had no bearing on those

sentences, and that we had already determined that Gallo-Chamorro’s sentences

were not “illegal” and that any possible illegality was harmless. The court found

that former Rule 35(a) was not available to challenge Gallo-Chamorro’s post-SRA

sentences, and, even if the former Rule 35(a) motion were construed as a 28 U.S.C.

§ 2255 motion, Gallo-Chamorro would be entitled to no relief because (1) he had

previously filed three § 2255 motions, and he had not obtained the required

certification to file a new one; and (2) Booker was not retroactively applicable to

cases on collateral review.

      After both appeals were docketed and subsequently consolidated, Gallo-

Chamorro filed a motion to expedite and a motion to clarify.

      “The question whether the district court had the authority to resentence the

defendant under former Fed.R.Crim.P. 35(a) . . . is a legal question subject to

plenary review.” United States v. Sjeklocha, 114 F.3d 1085, 1087 (11th Cir.

1997). The district court’s factual findings are reviewed for clear error, and its

application of the facts to the law is reviewed de novo. Id. A motion to correct an



                                           5
illegal sentence under former Rule 35(a) presents a direct attack on the conviction.

United States v. Jones, 856 F.2d 146, 148 (11th Cir. 1988). The “harmless error”

rule provides: “[a]ny error, defect, irregularity, or variance that does not affect

substantial rights must be disregarded.” Fed.R.Crim.P. 52(a).

      Former Rule 35(a), which pertains to correcting or reducing a sentence for

an offense committed prior to November 1, 1987, provides: “the [district] court

may correct an illegal sentence at any time and may correct a sentence imposed in

an illegal manner within the time provided herein for the reduction of sentence.”

Fed.R.Crim.P. 35(a) (1984) (emphasis added).

      The SRA repealed former Rule 35. See United States v. Jordan, 915 F.2d

622, 624 n.3 (11th Cir. 1990). Thus, former Rule 35(a) is not applicable for

individuals sentenced under the SRA for conduct that occurred after November 1,

1987. Id. at 624. We have recognized “that claims presented under the previous

version of Rule 35(a) are also frequently cognizable under 28 U.S.C. § 2255.” Id.

at 625. However, Apprendi, Blakely, and Booker do not apply retroactively on

collateral review. See Varela v. United States, 400 F.3d 864, 867-68 (11th Cir.

2005) (explaining that Blakely and Booker do not apply retroactively on collateral

review); McCoy v. United States, 266 F.3d 1245, 1258 (11th Cir. 2001)

(explaining that Apprendi does not apply retroactively on collateral review).



                                            6
      “Under the ‘law of the case’ doctrine, the findings of fact and conclusions of

law by an appellate court are generally binding in all subsequent proceedings in the

same case in the trial court or on a later appeal.” This That and the Other Gift and

Tobacco, Inc. v. Cobb County, Georgia, 439 F.3d 1275, 1283 (11th Cir.2006)

(citation omitted). We have stated that:

      the only means by which the law-of-the-case doctrine can be
      overcome is if: (1) since the prior decision, ‘new and substantially
      different evidence is produced, or there has been a change in the
      controlling authority’; or (2) ‘the prior decision was clearly erroneous
      and would result in a manifest injustice.’

Id. at 1283-84.

      Initially, Gallo-Chamorro cannot, by way of former Rule 35(a), challenge

his post-SRA sentences. See Jordan, 915 F.2d at 624. Although Gallo-Chamorro

could collaterally attack his post-SRA sentences under 28 U.S.C. § 2255, he has

already filed a § 2255 motion that was denied by the district court and affirmed in

Gallo III, and Gallo-Chamorro has not obtained authorization from us to proceed

on a second or successive § 2255 motion. Nonetheless, to the extent Gallo-

Chamorro challenges his post-SRA sentences based on Apprendi, Blakely, and

Booker, his arguments are without merit because those cases do not apply

retroactively on collateral review. See Varela, 400 F.3d at 867-68; McCoy, 266




                                           7
F.3d at 1258.3

       Regarding Gallo-Chamorro’s pre-SRA sentences, any error that may have

occurred in sentencing Gallo-Chamorro under a mandatory Guidelines scheme was

harmless because his two 30-year pre-SRA sentences were imposed to run

concurrently with his two 30-year post-SRA sentences.4 Accordingly, Booker has

no bearing on Gallo-Chamorro’s pre-SRA sentences.

       Gallo-Chamorro’s motions to expedite and to clarify are DENIED.

       In light of the foregoing, the district court’s denial of Gallo-Chamorro’s

former Rule 35(a) motion is

       AFFIRMED.




       3
         Further, Gallo-Chamorro is entitled to no relief on his claim that the indictment returned
against him was defective. See United States v. Cotton, 535 U.S. 625, 630-31, 122 S.Ct. 1781,
1785, 152 L.Ed.2d 860 (2002) (noting that defects in the indictment are not jurisdictional and do not
deprive a court of its power to adjudicate a particular case). In addition, we have already ruled on
Gallo-Chamorro’s Pinkerton argument, and that ruling is the law of the case. See This That and the
Other Gift and Tobacco, Inc. v. Cobb County, Georgia, 439 F.3d at 1283; Gallo I, 48 F.3d at 506
       4
         Further, no prejudice would result from applying the concurrent sentence doctrine because
the $50 assessment imposed on each of the four counts was mandatory, pursuant to 18 U.S.C.
§ 3013. See United States v. Roberson, 897 F.2d 1092, 1097 (11th Cir. 1990) (holding that, even
though defendant should have been sentenced under the Guidelines on Count 4, it was inappropriate
to remand a case for resentencing for Count 4’s 4-year sentence imposed to run concurrently with
Count 2’s 10-year sentence, even though the defendant was assessed $50 for each count, because
the $50 assessment also would have been applied under the Guidelines, and, thus, there was no
prejudice to the defendant).

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