People ex rel. Tradesmen's Bank of New York v. Commissioners of Taxes & Assessments

DaNiels, J.:

Tbe relator is a banking institution, formed and doing tbe business of banking under and by virtue of the laws of tbe TJnited States. Those laws have subjected tbe persons owning its stock to taxation under tbe laws of tbe State. Certain restrictions have been imposed upon the exercise by tbe State of that authority; but as it has not been shown that they have been infringed in the' proceedings complained of, no further allusion to them will become necessary in tbe disposition of this ease.

Tbe market value of tbe shares was assumed by the commissioners to have been their taxable value, and that was held to be the proper valuation to be placed for that purpose upon them in tbe case of People ex. rel. The Gallatin National Bank v. The Same Commissioners, recently decided by this court. (8 Hun, 536.) That decision was very clearly a proper one, and it must be controlling upon that feature of tbe present case.-

But in tbe case now before tbe court, it is objected that tbe proper deduction, directed to be made by tbe statute providing for taxing shares in these institutions, for the portion of tbe capital invested in real estate was not made in this instance, and that in that respect tbe action of tbe commissioners should be corrected. Tbe capital of the bank was shown to be $1,000,000, divided into 25,000 shares, of forty dollars each. $200,000 was the assessed valuation placed on tbe real estate of the bank, for tbe purpose of taxation, and its shares bad a market value of fifty-six dollars each. In making tbe assessment for the purpose of taxing them, tbe commissioners deducted eight dollars from tbe market value of each share, on account-of tbe investment made by tbe bank in real estate, and thereby assessed their taxable value at tbe sum of forty-eight dollars each share; and that was the correct mode to be pursued if tbe deduction was to be apportioned according to tbe *652proportion of the actual amount of the capital of the bank invested in the real estate. From the assessment made of the real estate, that appeared to be equal to one-fifth of the entire capital of the bank, and in assessing the valuation of the shares, one-fifth of their par value was deducted from them, which left each share liable to assessment on the basis of the market value, to the extent of forty-eight dollars. The par value of each share was forty dollars. Its appreciation in value in the market had advanced it sixteen dollars, which made its actual value fifty-six dollars; an'd in assessing it one-fifth of its par value was deducted, because the real estate of the bank was assessed at a valuation equaling one-fifth of its nominal capital. The relator claims that this deduction was too small; that instead of its being made on the basis of the actual capital of the bank, it should be graduated according to the market value of the shares. That would require a deduction of one-fifth of that value, which would be the sum of eleven dollars and twenty cents for each share, and would reduce its assessable value to the sum of forty-four dollars and eighty cents. The difference, though but a small amount upon each share, in the aggregate, will nominally amount to the sum of $80,000; and it is sufficient to render the case one of no ordinary importance. But still, if the position taken in behalf of the relator is correct, that result cannot prevent it from being maintained. It will be the consequence of the peculiar phraseology of the statute; which, however, will be to some extent compensated by the assessable valuation which must be borne by the stock of these institutions whenever their market value shall fall below the par value. These contingencies are not always accurately provided for by legislation; and as they cannot be uniformly anticipated, they can only be justly controlled by subsequent legislative changes.

The statute, as it existed when the shares in the bank were assessed by the commissioners, and as it now exists, after declaring that the shares in these institutions shall be assessed for taxation, provided that, “in making such assessment, there shall also be deducted from the value of such shares such suih as is in the same proportion to such value, as is the assessed value of the real estate of the bank or banking association, and in which any portion of their capital is invested in which said shares are held, to the whole *653amount of the capital stock of said bank or banking association.” (Laws of 1866, vol. 2, 1647, § 1.) This provision deals with two elements of value, that of the shares in the market and that of the fixed or nominal capital of the bank. The market value of the shares is that which is required to be valued for assessment, and the fixed or nominal capital of the bank is that which must be considered, in determining the rule to be applied to ascertain the deduction to be made on account of the investment in real estate. In this case that investment appears to have been one-fifth of the nominal capital. At least it has-been so assessed, and that, under the terms of the statute, is the criterion by which the rule for the deduction has heen declared. In the proportion borne by that value to the nominal capital, the deduction from the actual value of the shares is to be made. It would have been an entirely equitable rule, if the real estate were assessed according to its actual value, for the law to have required that value to have been first deducted from the aggregate actual value of all the shares, then the residue to be divided by their whole number, and the quotient to be assessed as their proper value for the purpose of taxation; but that was not done; a different rule has been prescribed, and the courts have no other duty to perform than to follow it. That requires that the deduction made from the actual value of the shares shall be the same in proportion to that amount, as that made from the nominal capital for the assessed value of the real estate; for in no other way can the deduction from the value of the shares be in the same proportion to that valúe, as the statute has declared it shall be, as the assessed value of the real estate is to the whole amount of the capital stock of the bank. The proportional deduction in the latter case is the one rendered applicable to the former, in order to ascertain the amount at which the shares should be assessed ; that in this instance is one-fifth. The assessed value of the real estate, is one-fifth of the whole amount of the capital stock of the bank, and for that reason the statute required the same proportionate amount, or one-fifth, to be deducted from the full value of the shares, in order to determine their assessable valuation. That was not done by the commissioners ; but their deduction was made on the same principle as the statute required to be applied, if the aggregate value of the shares had been the same in amount as the *654capital stock of the bank; they deduct eight dollars from each share, which was one-fifth of the amount of nominal capital represented by it, instead of eleven dollars and twenty cents, which was one-fifth of the full value of each share; under the statute the larger amount was the proper deduction to be made, because it was one-fifth of the market value of the shares. In this case it seems an advantage to the bank, but not perhaps of the entire apparent difference, because the real estate, it has been affirmed, was assessed below its actual value. The legislative rule will not produce exact justice in all cases ; under it a portion of the value of the shares will be likely to escape assessment when that exceeds the nominal capital of the bank; while more will be assessed than should be when the shares are depreciated below their par value; it is,however, a rigid rule, provided by the statute, which has rendered it inflexible. The court can only carry it into effect as it has been declared; for that reason the assessment should be so far modified as to deduct from the sum of fifty-six dollars, which is the full value of the shares, the sum of eleven dollars and twenty cents, one-fifth of that value ; that will reduce their assessable value to the sum of forty-four dollars and eighty cents. As the point has been for the first time presented, the modification should be without costs.

Davis, P. J., and Beady, J., concurred.

Assessment so far modified as to deduct from the sum of fifty-six dollars, which is the full value of the shares, the sum of eleven dollars and twenty cents, one-fifth of that value, without costs, and affirmed as so modified.