RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit Rule 206
File Name: 11a0239p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
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No. 09-6383
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CHRISTIAN HEYNE; WILLIAM HEYNE; ROBIN
HEYNE, -
Plaintiffs-Appellees, -
Nos. 09-6383/6464
,
>
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v.
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METROPOLITAN NASHVILLE PUBLIC
SCHOOLS; METROPOLITAN BOARD OF PUBLIC -
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EDUCATION; METROPOLITAN GOVERNMENT
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OF NASHVILLE AND DAVIDSON COUNTY,
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TENNESSEE; CHRIS HENSON,
Defendants, -
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ROD MANUEL; FRAN PERRY; MARY
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CHAMBERS; ALVIN JONES; RALPH
THOMPSON, -
Defendants-Appellants. -
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No. 09-6464
CHRISTIAN HEYNE; WILLIAM HEYNE; ROBIN -
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Plaintiffs-Appellees, -
HEYNE,
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v. -
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SCHOOLS; METROPOLITAN BOARD OF PUBLIC -
METROPOLITAN NASHVILLE PUBLIC
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EDUCATION; CHRIS HENSON; ROD MANUEL;
FRAN PERRY; MARY CHAMBERS; ALVIN -
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Defendants, -
JONES; RALPH THOMPSON,
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METROPOLITAN GOVERNMENT OF NASHVILLE -
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Defendant-Appellant. N
AND DAVIDSON COUNTY, TENNESSEE,
Appeal from the United States District Court
for the Middle District of Tennessee at Nashville.
No. 09-00847—Todd J. Campbell, Chief District Judge.
1
Nos. 09-6383/6464 Heyne, et al. v. Metropolitan Nashville Page 2
Public Schools, et al.
Argued: March 9, 2011
Decided and Filed: August 26, 2011
Before: McKEAGUE and STRANCH, Circuit Judges; MAYS, District Judge.*
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COUNSEL
ARGUED: Keli J. Oliver, METROPOLITAN NASHVILLE DEPARTMENT OF
LAW, Nashville, Tennessee, for Appellants. Jeffrey H. Gibson, NEAL & HARWELL,
Nashville, Tennessee, for Appellees. ON BRIEF: Keli J. Oliver, J. Brooks Fox,
METROPOLITAN NASHVILLE DEPARTMENT OF LAW, Nashville, Tennessee,
John M. L. Brown, Nashville, Tennessee, for Appellants. Jeffrey H. Gibson, Philip N.
Elbert, NEAL & HARWELL, Nashville, Tennessee, for Appellees.
_________________
OPINION
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SAMUEL H. MAYS, JR., District Judge. Defendant Metropolitan Government
of Nashville and Davidson County, Tennessee (“Metropolitan Government”) and
individual Defendants Rod Manuel, Fran Perry, Mary Chambers, Alvin Jones, and Ralph
Thompson (“Individual Defendants”) (collectively, “Defendants”) appeal the order of
the district court denying their motions to dismiss Plaintiff Christian Heyne’s (“Heyne”)
Amended Complaint. In the Amended Complaint, Heyne seeks relief under 42 U.S.C.
§ 1983, alleging that Defendants violated his right to procedural due process and equal
protection when he was suspended from his high school for ten days. For the following
reasons, we AFFIRM IN PART and REVERSE IN PART the district court’s order.
*
The Honorable Samuel H. Mays, Jr., United States District Judge for the Western District of
Tennessee, sitting by designation.
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I.
This dispute stems from Heyne’s dissatisfaction with a ten-day suspension he
received from Defendant Metropolitan Nashville Public Schools (“MNPS”).1 Heyne,
a Caucasian, was a senior at Hillsboro High School (“Hillsboro”) in Nashville,
Tennessee, and played on Hillsboro’s football team. On Friday, September 5, 2008,
after football practice, Heyne and other players congregated in the narrow parking lot
behind the locker room without adult supervision. D.A., an African-American student
who played on the football team, stood with other players in the road leading to the exit
from the parking lot. Heyne got into his car and drove along the road toward the exit.
All of the students standing in the road except D.A. moved out of the way as Heyne
approached. Heyne believed D.A. was standing far enough to the side of the road to
allow him to continue driving. As Heyne approached the exit, the left front tire of his
car made contact with D.A.’s foot, causing D.A. to fall backward and suffer, at most, a
bruised or sprained ankle. Heyne put his car in reverse, got out, and apologized to D.A.
In response, D.A. threatened to kill him.
The MNPS Code of Conduct (“Code of Conduct”) governs student conduct and
discipline at Hillsboro. MNPS maintains statistics on student discipline, including the
race of students subject to discipline. Before the incident between Heyne and D.A., Rod
Manuel (“Manuel”), the Principal at Hillsboro, had instructed the staff at a meeting to
be more lenient in enforcing the Code of Conduct against African-American students
because too many African-American students were serving in-school suspensions.
After the incident, D.A. and some of his friends immediately walked to Manuel’s
office to report what had happened. After meeting with D.A. and his friends, Manuel
did not meet with any other witnesses and did not visit the scene of the incident.
Although the Code of Conduct prohibits threats by students, Manuel did not discipline
D.A. for threatening Heyne’s life. Soon afterward, D.A.’s parents threatened to sue
1
The following fact summary is based on the allegations of the Amended Complaint, which we
accept as true in reviewing the district court’s ruling on Defendants’ motions to dismiss.
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Hillsboro and demanded compensation from Heyne, his parents, and their insurance
carrier. At some point, Manuel admitted that he decided to suspend Heyne to “cover”
himself and Hillsboro, presumably from liability for the incident.
Heyne returned to school on Monday, September 8, 2008. His only restriction
was that he was not permitted to operate a car on campus. On the afternoon of Tuesday,
September 9, Manuel charged Heyne with reckless endangerment under the Code of
Conduct and summarily suspended him for two days. Fran Perry (“Perry”), the
Discipline Coordinator for MNPS, and Alvin Jones (“Jones”), the Director of
Attendance and Discipline for MNPS, allegedly directed Manuel to suspend Heyne. On
Thursday, September 11, Manuel, allegedly at the direction of Perry and Jones, charged
Heyne with two additional Code of Conduct violations, using an object in an assaultive
manner and cruelty to a student, increased his suspension to ten days, and referred the
matter to the Disciplinary Hearing Board of MNPS. The Amended Complaint does not
state whether, before suspending Heyne initially for two days or increasing his
suspension to ten days, Manuel explained the evidence against Heyne or offered him the
opportunity to present his side of the story.
Before the hearing, Heyne submitted written materials, including witness
statements, for consideration by the Disciplinary Hearing Board. Those materials were
not provided to Disciplinary Hearing Board panelists until they arrived at the hearing.
In the notice of the hearing, MNPS implied that Heyne could be represented by an
attorney at the proceeding if he followed certain steps, and Heyne hired an attorney.
Nevertheless, Perry informed Heyne’s attorney immediately before the hearing that he
could not participate beyond passing notes to Heyne and his parents. Heyne was not
allowed to present witnesses on his own behalf, although several MNPS employees had
planned to testify for him. They were informed by Manuel that they would lose their
jobs if they attended the hearing. The Amended Complaint does not state whether they
attended.
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The Disciplinary Hearing Board met on September 23, 2008, to review the
charges against Heyne. By then, he had served his ten-day suspension. Perry
participated in the Disciplinary Hearing Board’s deliberations, which were closed to
Heyne, his parents, and his attorney. Perry was not a member of the Disciplinary
Hearing Board, and the Code of Conduct provides that non-members cannot attend the
Board’s deliberations. The Disciplinary Hearing Board sustained the charge of reckless
endangerment against Heyne and affirmed his suspension for ten days, allowing it to
remain part of his permanent school record. Before affirming that charge, the Board
refused to allow Heyne’s counsel to explain the elements of reckless endangerment. The
charges for using an object in an assaultive manner and cruelty to a student were
dismissed. At some point during the hearing, the Disciplinary Hearing Board stated on
the record that Heyne did not intend to hit D.A. and did not intend any act of cruelty
toward a fellow student.
The Code of Conduct allowed Heyne to appeal the Disciplinary Hearing Board’s
decision to the Director of MNPS, and he did so. The Code of Conduct permitted the
Director of MNPS to delegate responsibility for deciding appeals. Chris Henson, the
Interim Director of MNPS, designated Mary Chambers (“Chambers”), an employee in
the Disciplinary Office of MNPS, to hear Heyne’s appeal. Chambers worked in the
same chain of command as Perry. In deciding Heyne’s appeal, Chambers refused to
consider an affidavit submitted on Heyne’s behalf by the Hillsboro football team’s
orthopedic physician stating that D.A.’s injuries were minor and that Heyne had not
endangered D.A. Chambers consulted with Ralph Thompson (“Thompson”), the
Assistant Superintendent for Student Services for MNPS, Perry, Manuel, and an attorney
for MNPS. Chambers ultimately denied the appeal. Pursuant to the Code of Conduct,
Heyne appealed to the MNPS Board of Public Education, which had discretion to hear
his appeal. The Board declined Heyne’s request for a hearing and affirmed the
suspension.
Heyne graduated from Hillsboro in 2009. Before his suspension, several college
recruiters had approached him about playing football on scholarship, and Congressman
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Public Schools, et al.
Jim Cooper had offered him a congressional appointment, the first step required to attend
one of the United States military service academies. Because of the suspension, Heyne
allegedly lost the opportunity to receive a scholarship because he missed two football
games and his suspension was listed on his permanent school record. He also allegedly
lost the opportunity to apply to the United States military service academies.
On September 4, 2009, Heyne filed a complaint against MNPS, Manuel, Perry,
Chambers, Jones, and Thompson in the Chancery Court of Tennessee for the 20th
Judicial District at Nashville, Tennessee. Heyne amended his Complaint on September
10, 2009, adding the Metropolitan Government and the MNPS Board of Public
Education as defendants. In the Amended Complaint, Heyne sought relief under
42 U.S.C. § 1983 for (1) procedural due process violations by Defendants,
(2) substantive due process violations by Defendants, (3) equal protection violations by
Defendants, and (4) failure to train and supervise by the Metropolitan Government.
Heyne also sought relief for state law negligence. Defendants subsequently removed the
case to the United States District Court for the Middle District of Tennessee under
28 U.S.C. § 1441. The Individual Defendants, the Metropolitan Government, and the
Metropolitan Board of Public Education filed motions to dismiss. The district court
granted their motions in part and dismissed Heyne’s claims for substantive due process
violations, failure to train, and negligence. The district court also dismissed Heyne’s
parents’ claims, his claims against Individual Defendants in their official capacities, and
his claims against MNPS and the Metropolitan Board of Public Education.
The Metropolitan Government and the Individual Defendants appeal the district
court’s conclusions on the remaining parts of their motions to dismiss. The Individual
Defendants assert that Heyne failed to state a § 1983 claim on which relief can be
granted because they are entitled to qualified immunity. The Metropolitan Government
asserts that Heyne has failed to plead facts stating a plausible claim for violation of his
constitutional rights. The district court rejected those assertions. The district court
concluded that Heyne had stated a claim for violation of his procedural due process and
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equal protection rights and that the Individual Defendants were not entitled to qualified
immunity.
II.
Because Heyne brings suit under 42 U.S.C. § 1983 and alleges that Defendants
violated his constitutional rights, the district court had original jurisdiction and removal
was proper. See 28 U.S.C. §§ 1331, 1441; Hadix v. Johnson, 322 F.3d 895, 896 (6th Cir.
2003); Dorsey v. City of Detroit, 858 F.2d 338, 340-41 (6th Cir. 1988). We have
jurisdiction over the district court’s denial of Individual Defendants’ motion to dismiss
based on qualified immunity. See Behrens v. Pelletier, 516 U.S. 299, 308 (1996);
Mitchell v. Forsyth, 472 U.S. 511, 527, 530 (1985); Hudson v. Hudson, 475 F.3d 741,
743 (6th Cir. 2007). We have pendent appellate jurisdiction over the portion of the
Metropolitan Government’s appeal asking us to consider whether Heyne plausibly
demonstrated a violation of his constitutional rights by state officials. See Davenport v.
Causey, 521 F.3d 544, 554 (6th Cir. 2008); Meals v. City of Memphis, 493 F.3d 720, 727
(6th Cir. 2007); Tucker v. City of Richmond, 388 F.3d 216, 224 (6th Cir. 2004).
“To state a claim under 42 U.S.C. § 1983, a plaintiff must set forth facts that,
when construed favorably, establish (1) the deprivation of a right secured by the
Constitution or laws of the United States (2) caused by a person acting under the color
of state law.” Marvin v. City of Taylor, 509 F.3d 234, 243 (6th Cir. 2007) (quoting
Sigley v. City of Parma Heights, 437 F.3d 527, 533 (6th Cir. 2006)). Qualified immunity
shields government officials performing discretionary functions from liability if they
have violated an individual’s constitutional right, but that right was not “clearly
established” when the officials acted. Id. (citation omitted). Thus, a two-part test
determines whether qualified immunity applies: “(1) whether, considering the allegations
in a light most favorable to the party injured, a constitutional right has been violated, and
(2) whether that right was clearly established.” Colvin v. Caruso, 605 F.3d 282, 290 (6th
Cir. 2010) (quoting Estate of Carter v. City of Detroit, 408 F.3d 305, 310 (6th Cir.
2005)). “We are ‘free to consider [the two-part test] in whatever order is appropriate in
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light of the issues before us’” and may begin with the second step. Id. (quoting Jones
v. Byrnes, 585 F.3d 971, 975 (6th Cir. 2009)); see Pearson v. Callahan, 555 U.S. 223,
236 (2009).
When a defendant appeals the denial of a motion to dismiss based on qualified
immunity, we review de novo whether the complaint alleges violation of a clearly
established constitutional right. See Hardy v. Jefferson Cmty. Coll., 260 F.3d 671, 677
(6th Cir. 2001); see also May v. Franklin Cnty. Bd. of Comm’rs, 59 F. App’x 786, 790
(6th Cir. 2003). No heightened pleading requirement applies. See Back v. Hall, 537
F.3d 552, 556 (6th Cir. 2008) (stating that “nothing about the defense of qualified
immunity alters th[e] modest pleading requirement” of Federal Rule of Civil Procedure
8(a)). “Just as we gauge other pleading-stage dismissals to determine only whether the
complaint states a claim upon which relief can be granted, . . . so we review an assertion
of qualified immunity to determine only whether the complaint ‘adequately alleges the
commission of acts that violated clearly established law.’” Id. at 555 (quoting Mitchell,
472 U.S. at 526). We apply the ordinary standard used in reviewing motions to dismiss,
accepting well-pled factual allegations as true. See id. at 554-56; Hardy, 260 F.3d at
677. The test is whether, reading the complaint in the light most favorable to the
plaintiff, it is plausible that an official’s acts violated the plaintiff’s clearly established
constitutional right. See Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949 (2009); In re NM
Holdings Co., 622 F.3d 613, 618 (6th Cir. 2010); Colvin, 605 F.3d at 290.
This appeal presents three issues: first, whether we should ascribe the acts of all
Individual Defendants to each defendant in determining whether the Individual
Defendants are entitled to qualified immunity; second, whether the district court
committed reversible error when it concluded that Heyne had stated a plausible claim
for violation of his procedural due process rights under § 1983 and that the Individual
Defendants were not entitled to qualified immunity on that claim; and third, whether the
district court committed reversible error when it concluded that Heyne had stated a
plausible claim for violation of his equal protection rights under § 1983 and that the
Individual Defendants were not entitled to qualified immunity on that claim.
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A.
Heyne argues that the Amended Complaint alleges the Individual Defendants
violated his constitutional rights as part of a conspiracy and, therefore, that the acts,
knowledge, and intentions of each individual defendant are attributable to all Individual
Defendants. Heyne argues that this Court must consider all of the Individual
Defendants’ acts in determining whether he alleges constitutional violations sufficiently.
The Individual Defendants and the Metropolitan Government argue that the Amended
Complaint does not plead a conspiracy claim sufficiently and that each individual
defendant’s assertion of qualified immunity must be considered separately.
In Spadafore v. Gardner, 330 F.3d 849 (6th Cir. 2003), we stated the standard
governing a § 1983 conspiracy claim:
A civil conspiracy is an agreement between two or more persons to injure
another by unlawful action. Express agreement among all the
conspirators is not necessary to find the existence of a civil conspiracy.
Each conspirator need not have known all of the details of the illegal plan
or all of the participants involved. All that must be shown is that there
was a single plan, that the alleged coconspirator shared in the general
conspiratorial objective, and that an overt act was committed in
furtherance of the conspiracy that caused injury to the complainant.
330 F.3d at 854 (quoting Hooks v. Hooks, 771 F.2d 935, 943-44 (6th Cir. 1985)).
Although circumstantial evidence may prove a conspiracy, “[i]t is well-settled that
conspiracy claims must be pled with some degree of specificity and that vague and
conclusory allegations unsupported by material facts will not be sufficient to state such
a claim under § 1983.” Id. (quoting Gutierrez v. Lynch, 826 F.2d 1534, 1538 (6th Cir.
1987)); accord Farhat v. Jopke, 370 F.3d 580, 599 (6th Cir. 2004). That pleading
standard is “relatively strict.” Fieger v. Cox, 524 F.3d 770, 776 (6th Cir. 2008).
Here, the Amended Complaint does not contain a separate count for conspiracy
to violate Heyne’s constitutional rights. The only paragraph in which Heyne discusses
conspiracy is vague and consists primarily of legal conclusions: “Defendants have
conspired among themselves and with others unnamed in the [MNPS] system to
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knowingly and intentionally deny [Heyne]’s constitutional rights. They have also
conspired with D.A.’s parents to support D.A.’s claim against the Heynes’ insurance
carrier for compensation.” We need not accept these legal conclusions as true, and we
decline to do so. See Jones v. City of Cincinnati, 521 F.3d 555, 559 (6th Cir. 2008).
Legal conclusions that are “masquerading as factual allegations” will not suffice. Terry
v. Tyson Farms, Inc., 604 F.3d 272, 276 (6th Cir. 2010) (quoting Tam Travel, Inc. v.
Delta Airlines, Inc., 583 F.3d 896, 903 (6th Cir. 2009)). The Amended Complaint
contains other allegations about the Individual Defendants’ conferring with one another
at different points in Heyne’s disciplinary process, but it does not contain any more
specific allegations of a plan or agreement to violate his constitutional rights.
Heyne’s factual allegations of a conspiracy are no more specific than other
allegations we have deemed insufficient. See Moldowan v. City of Warren, 578 F.3d
351, 394-95 (6th Cir. 2009); Gutierrez, 826 F.2d at 1538-39; cf. Spadafore, 330 F.3d at
854 (affirming summary judgment on plaintiffs’ § 1983 conspiracy claim where they did
not submit any evidence suggesting that defendants had a single plan when they
allegedly made false statements). Heyne’s failure to plead a plan or agreement to violate
his constitutional rights is fatal to his conspiracy claim. See Mettetal v. Vanderbilt Univ.,
Legal Dep’t, 147 F. App’x 577, 585 (6th Cir. 2005) (concluding that a district court
correctly dismissed certain conspiracy claims for failure to allege that the parties had
entered into an agreement or formed a single plan). Heyne has not plausibly stated a
conspiracy claim.
“This Court has consistently held that damage claims against government
officials arising from alleged violations of constitutional rights must allege, with
particularity, facts that demonstrate what each defendant did to violate the asserted
constitutional right.” Lanman v. Hinson, 529 F.3d 673, 684 (6th Cir. 2008) (citing
Terrance v. Northville Reg’l Psychiatric Hosp., 286 F.3d 834, 842 (6th Cir. 2002)). We
must analyze separately whether Heyne has stated a plausible constitutional violation by
each individual defendant, and we cannot ascribe the acts of all Individual Defendants
to each individual defendant. See id. at 684-88; Hull v. Cuyahoga Valley Joint
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Vocational Sch. Dist. Bd. of Educ., 926 F.2d 505, 512-15 (6th Cir. 1991); see also
Colvin, 605 F.3d at 292 (“Allegations of respondeat superior do not sustain a § 1983
claim against state employees in their individual capacities, meaning that officials are
personally liable for damages under that statute ‘only for their own unconstitutional
behavior.’” (quoting Leach v. Shelby Cnty. Sheriff, 891 F.2d 1241, 1246 (6th Cir.
1989))).
B.
The starting point for analyzing alleged violations of students’ procedural due
process rights in school suspension cases is Goss v. Lopez, 419 U.S. 565 (1975). See
Laney v. Farley, 501 F.3d 577, 581 (6th Cir. 2007); Webb v. McCullough, 828 F.2d
1151, 1159 (6th Cir. 1987). In Goss, the Supreme Court concluded that students facing
suspensions of ten days or fewer have a property interest in educational benefits and a
liberty interest in their reputations that qualify them for protection against arbitrary
suspensions under the Due Process Clause. See Goss, 419 U.S. at 576 (“A 10-day
suspension from school is not de minimis in our view and may not be imposed in
complete disregard of the Due Process Clause. . . . Neither the property interest in
educational benefits temporarily denied nor the liberty interest in reputation, which is
also implicated, is so insubstantial that suspensions may constitutionally be imposed by
any procedure the school chooses, no matter how arbitrary.”); see also id. at 579 (“The
student’s interest is to avoid unfair or mistaken exclusion from the educational process,
with all of its unfortunate consequences.”).
A school official must follow certain procedures before he may constitutionally
suspend a student for ten days or fewer:
Students facing temporary suspension have interests qualifying for
protection of the Due Process Clause, and due process requires, in
connection with a suspension of 10 days or less, that the student be given
oral or written notice of the charges against him and, if he denies them,
an explanation of the evidence the authorities have and an opportunity to
present his side of the story. The Clause requires at least these
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rudimentary precautions against unfair or mistaken findings of
misconduct and arbitrary exclusion from school.
Id. at 581. “Having chosen to extend the right to an education to people of [students’]
class generally, [a state] may not withdraw that right on grounds of misconduct, absent
fundamentally fair procedures to determine whether the misconduct has occurred.” Id.
at 574 (citations omitted).
The Due Process Clause does not require that hearings in connection with
suspensions of ten days or fewer follow trial-type procedures. See id. at 583. Due
process does not give students the right to be represented by counsel, to confront and
cross-examine witnesses against them, or to call their own witnesses. See id. It requires
only minimal procedural protections:
There need be no delay between the time “notice” is given and the time
of the hearing. In the great majority of cases the disciplinarian may
informally discuss the alleged misconduct with the student minutes after
it has occurred. We hold only that, in being given an opportunity to
explain his version of the facts at this discussion, the student first be told
what he is accused of doing and what the basis of the accusation is.
Id. at 582. “[A]n informal give-and-take between student and disciplinarian, preferably
prior to the suspension” satisfies due process. Id. at 584. When a student’s “presence
poses a continuing danger to persons or property or an ongoing threat of disrupting the
academic process,” the student may be immediately removed from school without an
informal give-and-take exchange. Id. at 582; see Buchanan v. City of Bolivar, 99 F.3d
1352, 1359 (6th Cir. 1996) (citations omitted). In that event, “the necessary notice and
rudimentary hearing should follow as soon as practicable[.]” Goss, 419 U.S. at 582-83.
We require no more process in the context of school suspensions of ten days or
fewer than Goss demands. See Williams ex rel. Allen v. Cambridge Bd. of Educ., 370
F.3d 630, 642 (6th Cir. 2004); see also Buchanan, 99 F.3d at 1359 (noting that “once
school administrators tell a student what they heard or saw, ask why they heard or saw
it, and allow a brief response, a student has received all the process that the Fourteenth
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Amendment demands[.]” (quoting C.B. by Breeding v. Driscoll, 82 F.3d 383, 386 (11th
Cir. 1996))). We have consistently rejected arguments that students are entitled to
greater process under the Due Process Clause. See, e.g., Williams ex rel. Allen, 370 F.3d
at 641-42 (rejecting a student’s argument that his due process rights were violated
because he did not receive written notice of his suspension as required by state law);
Paredes by Koppenhoefer v. Curtis, 864 F.2d 426, 429 (6th Cir. 1988) (rejecting a
student’s argument that he was entitled to cross-examine an anonymous student
informant and be told that student’s identity); Webb, 828 F.2d at 1159-60 (stating that,
where a student argued that she was denied due process by her principal’s failure to refer
an incident to the school board as required by Tennessee law and the record was silent
on whether the referral occurred, the student received all the process to which she was
entitled under Goss, and affirming summary judgment on the student’s due process
claim).
Here, Heyne argues that the Amended Complaint sufficiently alleges that the
Individual Defendants violated his procedural due process rights because of their bias
throughout the disciplinary process. The Metropolitan Government and the Individual
Defendants disagree, arguing that he received sufficient process under Goss.
The Amended Complaint does not state clearly when Heyne first received an
explanation of the evidence against him and an opportunity to explain his version of the
facts about the incident with D.A. According to the Amended Complaint, Manuel
charged Heyne with reckless endangerment and summarily suspended him for two days
on Tuesday, September 9, 2008. After the summary suspension, Manuel charged Heyne
with using an object in an assaultive manner and cruelty to a student, increased Heyne’s
suspension to ten days, and referred the matter to the Disciplinary Hearing Board of
MNPS. The Amended Complaint does not state whether, before suspending Heyne
initially for two days or increasing his suspension to ten days, Manuel explained the
evidence against Heyne or offered him the opportunity to present his side of the story.
Even construing the Amended Complaint in the light most favorable to Heyne, Heyne
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does not allege that his first opportunity to present his side of the story occurred when
he appeared before the Disciplinary Hearing Board.
Heyne asserts in the Amended Complaint that five school officials—Manuel,
Perry, Jones, Chambers, and Thompson—violated his procedural due process rights.
The first issue is whether Heyne has stated a plausible procedural due process claim
against the school officials who allegedly played a role in the decision to suspend him:
Manuel, Perry, and Jones. The second is whether Heyne has stated a plausible
procedural due process claim against the school officials who participated in the process
that occurred after Heyne had been suspended: Chambers and Thompson.
1.
Procedural due process is not satisfied when a person has a protected interest
under the Due Process Clause and the individual responsible for deciding whether to
deprive that person of his interest is biased. See Withrow v. Larkin, 421 U.S. 35, 47
(1975) (stating that “a biased decisionmaker [is] constitutionally unacceptable”);
McKinney v. Pate, 20 F.3d 1550, 1561 (11th Cir. 1994) (“It is axiomatic that, in general,
the Constitution requires that the state provide fair procedures and an impartial
decisionmaker before infringing on a person’s interest in life, liberty, or property.”);
Nasierowski Bros. Inv. Co. v. City of Sterling Heights, 949 F.2d 890, 897 n.8 (6th Cir.
1991) (“[I]t is a hallmark of procedural due process that ‘a biased decisionmaker is
constitutionally unacceptable . . . .’” (quoting Withrow, 421 U.S. at 47)); cf. Mathews v.
Eldridge, 424 U.S. 319, 333 (1976) (“The fundamental requirement of due process is the
opportunity to be heard ‘at a meaningful time and in a meaningful manner.’” (quoting
Armstrong v. Manzo, 380 U.S. 545, 552 (1965))).
Consistent with that principle, the Supreme Court recognized in Goss that
students have interests under the Due Process Clause qualifying them for protection
“against unfair or mistaken findings of misconduct and arbitrary exclusion from school”
in the context of school suspensions of ten days or fewer. Goss, 419 U.S. at 581. A
concern for fairness pervades Goss. See, e.g., id. at 579-80 (“The student’s interest is
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to avoid unfair or mistaken exclusion from the educational process, with all of its
unfortunate consequences. The Due Process Clause will not shield him from
suspensions properly imposed, but it disserves both his interest and the interest of the
State if his suspension is in fact unwarranted. The concern would be mostly academic
if the disciplinary process were a totally accurate, unerring process, never mistaken and
never unfair. Unfortunately, that is not the case, and no one suggests that it is.”)
(emphasis added); id. at 581 (stating that the Due Process Clause requires certain
precautions against unfair findings of misconduct); id. at 583 (explaining that “we have
imposed requirements which are, if anything, less than a fair-minded school principal
would impose upon himself in order to avoid unfair suspensions[.]”) (emphasis added).
Based on its concern for fairness and its recognition that students have protected
interests under the Due Process Clause, the Supreme Court concluded in Goss that due
process requires a school to provide “fundamentally fair procedures” before suspending
a student for ten days or fewer. See id. at 574 (citations omitted). To insure
“fundamentally fair procedures,” school officials responsible for deciding whether to
exclude a student from school must be impartial. See Newsome v. Batavia Local Sch.
Dist., 842 F.2d 920, 927 (6th Cir. 1988) (rejecting procedural due process claim that
school official’s dual role rendered him impermissibly biased, but acknowledging that
evidence of pre-existing animus or actual bias could require disqualification); see also
Murray v. W. Baton Rouge Parish Sch. Bd., 472 F.2d 438, 443 (5th Cir. 1973) (“Due
process in the schools does not require that a court of law be convened to hear every
suspension, and we find that a hearing before the superintendent is, at least
presumptively, adequate to meet the requirements for a fair, impartial hearing. This is
not to say that if it can be clearly shown that the superintendent was biased or in any way
unable to function fairly as a trier of fact, that a violation of due process cannot be
shown.”). To hold otherwise would require process solely for the sake of process in
school suspension cases, a position we reject.
The impartiality demanded by due process does not preclude many common
school disciplinary practices. For example, the Fifth and Seventh Circuits have
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concluded that due process is not necessarily violated when the school official who
initiates, investigates, or prosecutes charges against a student plays a role in the decision
to suspend the student. See Lamb v. Panhandle Cmty. Unit Sch. Dist. No. 2, 826 F.2d
526, 529-30 (7th Cir. 1987); Brewer by Dreyfus v. Austin Indep. Sch. Dist., 779 F.2d
260, 264 (5th Cir. 1985). The Supreme Court has implied that due process does not
necessarily bar a school official who witnesses student misconduct from deciding to
suspend the student. See Goss, 419 U.S. at 584 (stating that a school official who
witnesses student misconduct may suspend the student so long as “an informal give-and-
take” occurs between the student and the school official); Schaill by Kross v. Tippecanoe
Cnty. Sch. Corp., 864 F.2d 1309, 1324 (7th Cir. 1988) (stating that “we note that the
Supreme Court in Goss specifically contemplated that a school official with personal
knowledge of the grounds for discipline might serve as the hearing officer, consistent
with the requirements of due process[.]”). The Eleventh Circuit has stated that “[i]n the
school context, it is both impossible and undesirable for administrators involved in
incidents of misbehavior always to be precluded from acting as decisionmakers” and has
concluded as a matter of law that no violation of a student’s procedural due process
rights occurred when a student had injured the principal who decided to suspend her.
See C.B. by Breeding, 82 F.3d at 385, 387 n.3. The Eighth Circuit has concluded that
the mere fact that students have sued a principal does not preclude the principal from
later suspending the students where no personal involvement or animus by the principal
was implicated, the principal began investigating the students’ misconduct before the
lawsuit, the suspensions were unrelated to the lawsuit, and the suspensions were based
on a published, longstanding school policy. See Jennings v. Wentzville R-IV Sch. Dist.,
397 F.3d 1118, 1125 (8th Cir. 2005).
Here, we are presented with factual allegations plausibly suggesting that Manuel
was not an impartial decision-maker. Before the incident between Heyne, a Caucasian,
and D.A., an African-American, Manuel allegedly instructed the staff at Hillsboro to be
more lenient in enforcing the Code of Conduct against African-American students. At
some point Manuel also allegedly admitted that he decided to suspend Heyne to “cover”
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himself and Hillsboro, presumably from liability for the incident in the face of a
threatened lawsuit by D.A.’s parents. Manuel did not discipline D.A. for his threat to
Heyne although the Code of Conduct prohibits threats by students. Before suspending
Heyne, Manuel was aware that MNPS maintained statistics on student discipline,
including the race of students subject to discipline.
Taken as a whole, the Amended Complaint’s factual allegations, which we must
accept as true, plausibly suggest that Manuel’s ability to impartially determine the
appropriate discipline in relation to the September 5, 2008 incident had been manifestly
compromised—by virtue of his knowledge of and expressed concern about student
discipline statistics, his instructions to faculty and staff concerning discipline of African-
American students, and his reaction to communications with the parents of D.A. These
are the kinds of specific facts, indicating the presence of pre-existing bias, that this Court
has recognized could give rise to a valid claim for infringement of the due process right
to an impartial decisionmaker in the context of student discipline. Newsome, 842 F.2d
at 927, n.5. Viewing the allegations in the light most favorable to plaintiff Heyne, as we
must, we conclude that a reasonable school official in Manuel’s alleged position should
have known that his impartiality was compromised and that his participation in the
discipline decision-making process was not permissible. The impropriety of Manuel’s
alleged conduct in failing to disqualify himself should have been apparent based on
Goss, Newsome, and other precedent directly on point. See, e.g., Goss, 419 U.S. at 579-
84; Remer v. Burlington Area Sch. Dist., 286 F.3d 1007, 1013 (7th Cir. 2002); Newsome,
842 F.2d at 927; Lamb, 826 F.2d at 530; Brewer by Dreyfus, 779 F.2d at 264; Sullivan
v. Houston Independent Sch. Dist., 475 F.2d 1071, 1077 (5th Cir. 1973) (identifying
particular facts that impermissibly compromised decisionmaker’s impartiality); Murray,
472 F.2d at 443; cf. Gonzales v. McEuen, 435 F. Supp. 460, 464 (C.D. Cal. 1977)
(noting in 1977 that “[n]o one doubts that a student charged with misconduct has a right
to an impartial tribunal”). Heyne’s right to an unbiased decisionmaker was thus clearly
established when Manuel acted. See Holzemer v. City of Memphis, 621 F.3d 512, 527
(6th Cir. 2010) (defining contours of “clearly established”). Therefore, we hold that
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Heyne has stated a facially valid claim against Manuel under § 1983 for violating his
right to procedural due process. The district court’s denial of Manuel’s motion to
dismiss based on qualified immunity is AFFIRMED.
Reading the Amended Complaint in the light most favorable to Heyne, Perry and
Jones directed Manuel to enhance both the charges against and the discipline imposed
on Heyne. Perry and Jones did so although they knew Heyne posed no danger to persons
or property and was not disrupting the academic process, as evidenced by his returning
to school nearly two days before Manuel suspended him. Like Manuel, they were aware
that MNPS maintained statistics on student discipline, including the race of students
subject to discipline. Perry and Jones were integrally involved in the decision-making
process and ostensibly share responsibility with Manuel. Although the Amended
Complaint is devoid of specific allegations of their personal bias against Heyne, their
alleged integral involvement in the decision-making process is sufficient at this stage to
make out a colorable claim against them. The Amended Complaint permits the
conclusion that their impartiality, like Manuel’s, was compromised.
Taken as a whole and read in the light most favorable to Heyne, the Amended
Complaint’s factual allegations plausibly suggest that Perry and Jones were not
impartial. For the reasons discussed above, the unlawfulness of their conduct at the time
they acted was apparent, Heyne’s right to procedural due process was clearly established
at the time they acted, and reasonable officials in their alleged positions would have
understood that their actions violated that right. See, e.g., Goss, 419 U.S. at 579-84;
Newsome, 842 F.2d at 927; Lamb, 826 F.2d at 530; Brewer by Dreyfus, 779 F.2d at 264;
Murray, 472 F.2d at 443; Gonzales, 435 F. Supp. at 464. Therefore, we hold that Heyne
has stated a claim against Perry and Jones under § 1983 for violating his right to
procedural due process. The district court’s denial of Perry’s and Jones’ motion to
dismiss based on qualified immunity is AFFIRMED.
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2.
“The Due Process Clause . . . sets only the floor or lowest level of procedures
acceptable.” Flaim v. Med. Coll. of Ohio, 418 F.3d 629, 636 (6th Cir. 2005). Students
have no constitutional right to appeal the decision of school officials to suspend them for
ten days or fewer. See Williams ex rel. Allen, 370 F.3d at 640-41; Maimonis v.
Urbanski, 143 F. App’x 699, 703 (7th Cir. 2005); Smith ex rel. Smith v. Severn, 129 F.3d
419, 428-29 (7th Cir. 1997); Brewer by Dreyfus, 779 F.2d at 263; cf. Flaim, 418 F.3d at
642 (“Courts have consistently held that there is no right to an appeal from an academic
disciplinary hearing [in public universities] that satisfies due process.”) (citations
omitted). Any greater process provided by a state, such as review by a school board, is
“completely gratuitous.” Smith ex rel. Smith, 129 F.3d at 429; see Laney, 501 F.3d at
580 n.2; Williams ex rel. Allen, 370 F.3d at 640-41. Any such additional procedural
protections are not required by due process nor do they give rise to any due process
rights. See Laney, 501 F.3d at 580 n.2; Williams ex rel. Allen, 370 F.3d at 640-42; Smith
ex rel. Smith, 129 F.3d at 429; Gonzales, 435 F. Supp. at 463; cf. Webb, 828 F.2d at 1159
(stating that, even if a principal violated sections of the high school’s student-parent
handbook and Tennessee statutes in suspending a student, “the violations would not
present an issue cognizable in federal court[.]”).
Here, Heyne had no procedural due process right to appeal his suspension. See
Maimonis, 143 F. App’x at 703; Williams ex rel. Allen, 370 F.3d at 640-41; Smith ex rel.
Smith, 129 F.3d at 429. School officials’ alleged acts during Heyne’s appeals of his
suspension did not implicate and could not violate Heyne’s right to procedural due
process even if contrary to school policies and procedures or Tennessee law. See Laney,
501 F.3d at 580 n.2; Williams ex rel. Allen, 370 F.3d at 640-42; Smith ex rel. Smith, 129
F.3d at 429; Gonzales, 435 F. Supp. at 463; cf. White v. Salisbury Twp. Sch. Dist., 588
F. Supp. 608, 614 (E.D. Pa. 1984) (“[W]here a state has issued regulations requiring
school districts to promulgate and publish specific procedural rules and safeguards
governing suspensions, a failure to comply with those regulations would violate state
law only and would not rise to the level of a constitutional violation.”).
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Goss supports these principles. In Goss, the Supreme Court stated that greater
process for students than the procedures expressly identified was undesirable:
Brief disciplinary suspensions are almost countless. To impose in each
such case even truncated trial-type procedures might well overwhelm
administrative facilities in many places and, by diverting resources, cost
more than it would save in educational effectiveness. Moreover, further
formalizing the suspension process and escalating its formality and
adversary nature may not only make it too costly as a regular disciplinary
tool but also destroy its effectiveness as part of the teaching process.
Goss, 419 U.S. at 583. Allowing students to state claims for procedural due process
violations against officials participating in the type of process the Constitution does not
require would further formalize the suspension process and increase its adversarial
nature, two undesirable outcomes. See id.
The Amended Complaint alleges that Chambers and Thompson became involved
in Heyne’s disciplinary process only after the Disciplinary Hearing Board had affirmed
Heyne’s suspension. Heyne had no constitutional right to Disciplinary Hearing Board
review of Manuel’s decision and no constitutional right to appeal the Disciplinary
Hearing Board’s decision. See Williams ex rel. Allen, 370 F.3d at 640-41; Smith ex rel.
Smith, 129 F.3d at 429. Chambers’ and Thompson’s actions did not implicate and,
therefore, could not have violated Heyne’s right to procedural due process. See Laney,
501 F.3d at 580 n.2; Williams ex rel. Allen, 370 F.3d at 640-42; Smith ex rel. Smith,
129 F.3d at 429. Therefore, we hold that Heyne has failed to state a claim against
Chambers and Thompson under § 1983 for violating his right to procedural due process.
The district court’s denial of Chambers’ and Thompson’s motion to dismiss based on
qualified immunity is REVERSED.
C.
“The Equal Protection Clause of the Fourteenth Amendment prohibits a state
from denying to any person within its jurisdiction the equal protection of the laws.” S.S.
v. E. Ky. Univ., 532 F.3d 445, 457 (6th Cir. 2008). “The Equal Protection Clause does
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not forbid classifications. It simply keeps governmental decisionmakers from treating
differently persons who are in all relevant respects alike.” Id. (quoting Nordlinger v.
Hahn, 505 U.S. 1, 10 (1992)); accord Buchanan, 99 F.3d at 1360 (“The Equal Protection
Clause requires public institutions to ‘treat similarly situated individuals in a similar
manner.’” (quoting Gutzwiller v. Fenik, 860 F.2d 1317, 1328 (6th Cir. 1988))).
School officials violate the Equal Protection Clause when they punish a student
more severely for his conduct than other students because of the student’s race.
Buchanan, 99 F.3d at 1360 (stating in context of an Equal Protection claim alleging
difference in discipline based on race that “[t]he Equal Protection Clause requires public
institutions to ‘treat similarly situated individuals in a similar manner.’” (quoting
Gutzwiller, 860 F.2d at 1328)); see also Billings v. Madison Metro. Sch. Dist., 259 F.3d
807, 812-15 (7th Cir. 2001) (discussing the suspect nature of racial classifications in the
school context); Reese v. Jefferson Sch. Dist. No. 14J, 208 F.3d 736, 740 (9th Cir. 2000)
(stating in the context of plaintiff’s § 1983 claim of disparate punishment on the basis
of gender that “[t]o succeed on a § 1983 equal protection claim, the plaintiffs must prove
that the defendants acted in a discriminatory manner and that the discrimination was
intentional.”). Direct or circumstantial evidence that a student’s race motivated school
officials’ actions may establish an Equal Protection Clause violation. See Vill. of
Arlington Heights v. Metro. Hous. Dev. Corp., 429 U.S. 252, 266 (1977); see also
Weberg v. Franks, 229 F.3d 514, 522-23 (6th Cir. 2000) (discussing distinction between
direct and circumstantial evidence in allegations of discriminatory employment
practices); cf. Corales v. Bennett, 567 F.3d 554, 569-70 (9th Cir. 2009) (affirming
summary judgment against students who claimed that a school official punished them
because of their ethnicity because of the absence of evidence in the record suggesting
that their ethnicity motivated the school official’s actions).
Here, Heyne argues that the Individual Defendants punished him more harshly
than other students because of his race. Heyne alleges that, before the incident with
D.A., Manuel instructed the staff at Hillsboro to be more lenient in enforcing the Code
of Conduct against African-American students. When Manuel gave that instruction, he
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was aware that MNPS maintained statistics on student discipline, including the race of
students subject to discipline. Although Manuel was allegedly aware that D.A. had
threatened Heyne’s life in violation of the Code of Conduct, Manuel did not discipline
D.A. Manuel increased Heyne’s suspension from two days to ten days although Manuel
knew that Heyne posed no danger to persons or property and was not disrupting the
academic process, as evidenced by Heyne’s returning to school nearly two days before
the initial two-day suspension. Manuel allegedly admitted that he decided to suspend
Heyne to “cover” himself and Hillsboro.
Read in the light most favorable to Heyne, the Amended Complaint contains
well-pled factual allegations we must accept as true suggesting that Manuel suspended
Heyne for ten days based in part on Heyne’s race. Heyne’s factual allegations state a
plausible claim against Manuel for violation of his right to equal protection. See
McLaurin v. Okla. State Regents for Higher Educ., 339 U.S. 637, 642 (1950); Buchanan,
99 F.3d at 1360. Heyne’s right not to be disciplined based on his race was clearly
established at the time of Manuel’s actions. See McLaurin, 339 U.S. at 642; Buchanan,
99 F.3d at 1360. Therefore, we hold that Heyne has stated a claim against Manuel under
§ 1983 for violating his right to equal protection. The district court’s denial of Manuel’s
motion to dismiss based on qualified immunity is AFFIRMED.
Heyne alleges that Perry and Jones directed Manuel to suspend him. As
evidenced by Heyne’s returning to school nearly two days before Manuel suspended
him, Perry and Jones acted although they knew Heyne posed no danger to persons or
property and was not disrupting the academic process. MNPS maintained statistics
about the race of students involved in disciplinary incidents, and Manuel punished
Heyne but did not punish D.A., contrary to the Code of Conduct. Perry’s and Jones’
order to suspend Heyne affected the racial statistics MNPS maintained.
Reading the Amended Complaint in the light most favorable to Heyne and
drawing reasonable inferences in his favor, Perry and Jones ordered Manuel to punish
Heyne in part because of Heyne’s race. Heyne’s factual allegations state a plausible
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claim against Perry and Jones for violation of his right to equal protection. See
McLaurin, 339 U.S. at 642; Buchanan, 99 F.3d at 1360. Heyne’s right not to be
disciplined based on his race was clearly established when Perry and Jones acted. See
McLaurin, 339 U.S. at 642; Buchanan, 99 F.3d at 1360. Therefore, we hold that Heyne
has stated a claim against Perry and Jones under § 1983 for violating his right to equal
protection. See McLaurin, 339 U.S. at 642; Buchanan, 99 F.3d at 1360. The district
court’s denial of Perry’s and Jones’ motion to dismiss based on qualified immunity is
AFFIRMED.
Heyne has offered no well-pled factual allegations that Chambers or Thompson
considered Heyne’s race. He alleges that they participated in the unfair denial of
Heyne’s appeal of the Disciplinary Hearing Board’s decision. Even if true, Heyne has
not alleged that his race motivated their actions. None of his allegations constitutes
direct or circumstantial evidence that Chambers or Thompson discriminated or intended
to discriminate against Heyne because of his race. Heyne does assert that Chambers and
Thompson violated his equal protection rights. That allegation is a legal conclusion that
we need not accept as true. See Jones, 521 F.3d at 559. We hold that Heyne has failed
to state a claim against Chambers and Thompson under § 1983 for violating his right to
equal protection. The district court’s denial of Chambers’ and Thompson’s motion to
dismiss based on qualified immunity is REVERSED.
III.
The Metropolitan Government argues on appeal that Heyne has failed to state a
plausible procedural due process or equal protection claim. Based on the prior analysis,
the Metropolitan Government’s argument is not well-taken as to Manuel, Perry, and
Jones. The district court’s denial of the Metropolitan Government’s motion to dismiss
Heyne’s procedural due process and equal protection claims based on the conduct of
Manuel, Perry, and Jones is AFFIRMED. However, the Metropolitan Government’s
argument is well-taken as to Chambers and Thompson based on the prior analysis. The
district court’s denial of the Metropolitan Government’s motion to dismiss Heyne’s
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procedural due process and equal protection claims based on the conduct of Chambers
and Thompson is REVERSED.
IV.
For the foregoing reasons, we AFFIRM the district court’s denial of Manuel’s,
Perry’s, and Jones’ motion to dismiss based on qualified immunity. We REVERSE the
district court’s denial of Chambers’ and Thompson’s motion to dismiss based on
qualified immunity.
We AFFIRM the district court’s denial of the Metropolitan Government’s motion
to dismiss Heyne’s procedural due process and equal protection claims based on the
conduct of Manuel, Perry, and Jones. We REVERSE the district court’s denial of the
Metropolitan Government’s motion to dismiss Heyne’s procedural due process and equal
protection claims based on the conduct of Chambers and Thompson.
We REMAND for proceedings consistent with this opinion.