Case: 10-60817 Document: 00511596905 Page: 1 Date Filed: 09/08/2011
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT United States Court of Appeals
Fifth Circuit
FILED
September 8, 2011
No. 10-60817 Lyle W. Cayce
Clerk
JENNIFER FRENSLEY,
Plaintiff-Appellant
v.
NORTH MISSISSIPPI MEDICAL CENTER, INC.,
Defendant-Appellee
Appeal from the United States District Court
for the Northern District of Mississippi
USDC No. 1:09-CV-118
Before KING, DAVIS, and GARZA, Circuit Judges.
PER CURIAM:*
Jennifer Frensley appeals the summary judgment dismissal of her quid
pro quo sexual harassment suit against her former employer, North Mississippi
Medical Center (NMMC), and supervisor, Michael Denham, after her position
as the nurse manager of the ICU was eliminated and NMMC failed to hire her
as the nurse manager in one of two replacement units. We agree with the
district court that the summary judgment evidence failed to demonstrate a
*
Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
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nexus between any sexual harassment and the defendants’ personnel decision.
For the following reasons, we therefore affirm the district court’s decision.
I.
Jennifer Frensley (Frensley) began working at NMMC as a staff nurse in
1991. In 2005, she began working with Michael Denham (Denham), who was
the Operating Room Director and Surgical Service Line Administrator. Denham
offered Frensley the opportunity to become the nurse manager of the short stay
holding area. In June or July of 2006, he approached her to take over as the
nurse manager of the recovery room as well. Denham then promoted her to
become the interim nurse manager of the ICU in December 2006, and she
became the permanent nurse manager in April 2007.
In August 2007, NMMC became concerned that too many ICU patients
were being diverted to other hospitals because of understaffing. NMMC created
a task force, which included Denham, to study the issue. In August 2007,
Frensley suggested that the ICU be split into a medical and a surgical division.
Around the same time she also tendered her resignation, expressing her
frustration with the continuing problems in the ICU. To convince her to stay,
Denham and Charles Stokes, NMMC’s president, agreed to provide Frensley
with a personal assistant.
Staffing problems in the ICU persisted, as did the serious loss of ICU
patients to other hospitals. Frensley and Denham spoke on multiple occasions
about her frustrations in the ICU, and in February 2008 she told him she was
at a “crossroads” with the position. On or about March 4, 2008, Stokes informed
Donna Lewis, an administrator and task force member, that the ICU would be
divided and that she (Lewis) would be the administrator over the new Medical
ICU (MICU) and Denham would be the administrator over the new Surgical ICU
(SICU).
2
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On March 12, 2008, Frensley called Denham as she was leaving work to
update him on the number of patients and the nurse-to-patient ratio. Later that
evening, Denham called Frensley at home. This call is the core evidence that
Frensley relies on to establish that she was the object of sexual harassment by
her supervisor, Denham. During the call they initially discussed work,
particularly whether the ICU would have to divert patients to other hospitals
that night. Denham told Frensley he was considering leaving the hospital, and
they discussed Frensley's “crossroads”–she was still under a lot of stress and
considering returning to school for a master’s degree.1 Denham also asked
Frensley why she always called him “sir” instead of “Mike” and why she was
always so uptight. Frensley described the phone call as follows:
[H]e asked me if I--why I just couldn’t relax. He said, Jenny, you
are always so uptight. Why can’t you relax? Why don’t you come
over and have some beers with me, have some wine with me and
we can sit out here on the deck. It is a beautiful sunset. I am
watching the boats go down the Tenn-Tom, a very sultry type
voice. I let him know after a few minutes I am sitting there and
it is dawning on me that I felt like this man was asking me to
come over for more than just a casual come over.
When she declined the invitation, Denham asked her to come and bring her
children, but she still refused. Frensley testified in her deposition that
Denham’s behavior toward her changed after that phone call. Denham went
from visiting her unit 4-5 times a day to visiting it rarely or not at all. She did
not report the phone call to NMMC.
The next day, March 13, Stokes sent an email instructing Denham, Lewis,
and George Hand (another administrator) to submit a plan to provide for the
selection of “new leadership” for the ICU. They responded on March 18 by
presenting a plan recommending that nurse managers be chosen through an
1
In fact, she applied to graduate school in February or March.
3
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interview process conducted by a team. On April 18, 2008, five weeks after the
phone call, the ICU was split into a surgical and a medical division. Denham
and Lewis held a meeting with Frensley, her assistant, and the ICU charge
nurses to inform them of the division and the creation of two new nurse manager
positions.
In her deposition, Frensley testified that a few days after the split Denham
told her not to apply for either new position because it would do her no good as
she would not be hired. In his deposition, Denham said that he had the power
to give Frensley the position when the split was announced but did not do so
because of her previous stress-induced resignation and Stokes’s desire for the
committee to choose “new leadership.” Frensley testified that she spoke to
Denham on April 21, and told him that she believed he was eliminating her
position in retaliation for the fact that she had declined his March 12 invitation.
According to Frensley, he informed her that she could apply for a staff nurse
position.
Frensley stated in her deposition that she met with Dillard, the director
of employment services, on April 21, 22, and 23, 2008 and expressed her
frustration about not being offered the new position. She reported no unwelcome
or inappropriate conduct by Denham. Frensley then began a scheduled
two-week vacation, during which time the two new positions were posted. At the
end of her vacation, Frensley applied for FMLA leave due to stress.
On May 9, during her FMLA leave, she met with Rodger Brown, the Vice-
President of Human Resources. Frensley told Brown that Denham had shown
sexual interest in her since they began working together in 2005. She told
Brown that Denham once moved her hair behind her ear in 2005; he often made
comments about how she could improve her hair, clothes, and make-up; and he
invited her out for drinks or dinner on several occasions in the presence of other
4
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people.2 These remarks and invitations occurred intermittently from 2005-2008.
This was the first and only complaint Frensley lodged against Denham for
making unwelcome sexual advances.
Brown asked Frensley to make a written complaint and provide him with
documentation of the March 12 phone call, but Frensley never did so. Brown
investigated and again sought documentation from Frensley in August 2008. In
September he wrote to inform her that he was unable to substantiate her
harassment claim. Meanwhile, Frensley had been accepted into a master's
program in June 2008, and she went to work part time at a different hospital.
Frensley brought suit alleging that her failure to be awarded the new
nurse manager position rendered Denham and NMMC liable under various
theories. Following discovery, the district court granted summary judgment in
the defendants’ favor.3 Frensley appeals that order only with respect to the
dismissal of her quid pro quo sexual harassment claim against NMMC.
II.
We review a grant of summary judgment de novo “under the same
standards as that applied by the district court. Summary judgment is required
when the evidence, viewed in the light most favorable to the nonmoving party,
presents no genuine issue of material fact and the moving party is entitled to
judgment as a matter of law.”4
2
Frensley offered deposition testimony from two coworkers who testified that they
witnessed Denham make similar comments, and one of them stated that she had heard him
issue invitations for dinner and drinks to Frensley.
3
Frensley named Denham in the action alleging a single cause of action for malicious
interference with employment. As Mississippi does not recognize that tort, the district court
treated the allegation as one of tortious interference with contractual relations and in a
separate order dismissed this claim. Frensley does not appeal that order.
4
Ellert v. University of Texas, 52 F.3d 543, 545 (5th Cir.1995).
5
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III.
Frensley’s sole claim is that she was denied the SICU nurse manager
position because she refused Denham’s invitation to come to his home for drinks
on March 12, which amounted to quid pro quo sexual harassment. To establish
a quid pro quo harassment claim, a plaintiff must show a causal nexus between
the acceptance or rejection of a supervisor’s “sexual harassment” and a resulting
“tangible employment action.”5 We have defined “unwelcome sexual
harassment” as “sexual advances, requests for sexual favors, and other verbal
or physical conduct of a sexual nature that is unwelcome in the sense that it is
unsolicited or unincited and is undesirable or offensive to the employee.”6 “A
tangible employment action constitutes a significant change in employment
status, such as hiring, firing, failing to promote, reassignment with significantly
different responsibilities, or a decision causing a significant change in benefits.”7
The district court based its summary judgment on Frensley’s failure to
establish a causal connection between her rejection of Denham’s invitation to his
home and the hospital’s elimination of her position as the ICU nurse manager
and refusal to hire her as the new SICU nurse manager. We follow the same
course. Although the primary incident–Denham’s invitation to his home on
March 12–standing alone would probably not amount to sexual harassment, it
becomes a closer question when we consider the additional evidence of his
sporadic comments about her appearance and clothing, and the one incident in
which he touched her hair. These incidents, which occurred outside the
5
La Day v. Catalyst Tech., Inc., 302 F.3d 474, 481 (5th Cir. 2002)
6
Marquez v. Voicestream Wireless Corp., 115 F.App’x 699, 701 (5th Cir. 2004) (internal
quotation marks omitted).
7
La Day, 302 F.3d at 481-82 (internal quotation marks and citation omitted).
6
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limitations period, can at most be considered as background information to
provide context for the March 12 phone call.
As the district court noted, Frensley’s only evidence of causation were the
temporal proximity of Denham’s invitation to the decision to replace her as nurse
manager and her own belief. In Russell v. University of Texas of the Permian
Basin, we stated that “[t]hough we have often held that evidence of close
temporal proximity can serve as proof of causation for retaliation claims, see,
e.g., Evans v. City of Houston, 246 F.3d 344, 354 (5th Cir.2001), we have never
used such evidence as proof of causation for quid pro quo claims. Some of our
sister circuits have accepted temporal proximity as proof of causation in quid pro
quo cases, but we need not reach this issue in this instance.”8
We agree with our sister circuits that temporal proximity evidence can be
considered along with other circumstances in deciding causation.9 And
considering the temporal proximity (approximately 5 weeks between the
invitation and elimination of her position) along with other evidence in the case,
we conclude that evidence does not raise an issue of material fact as to
causation.
The hospital had persistent problems with the ICU that were causing it
to lose business. These problems and the frustration they created caused such
stress that Frensley tendered her resignation at least once and told Denham on
several other occasions that she was at the “crossroads” of resigning. She
8
Russell v. Univ. of Texas of the Permian Basin 234 F.App’x 195, 202 (5th Cir. 2007).
9
See Papelino v. Albany Coll. of Pharmacy of Union Univ., 633 F.3d 81, 89 (2d Cir.
2011) (finding a genuine fact issue as to causation based on close temporal proximity and other
evidence in a quid pro quo case); Cotton v. Cracker Barrel Old Country Store, Inc., 434 F.3d
1227, 1232 (11th Cir. 2006) (stating in dicta that temporal proximity can give rise to a genuine
issue of material fact as to causation in a quid pro quo case); Farrell v. Planters Lifesavers Co.,
206 F.3d 271, 285 (3d Cir. 2000) (using temporal proximity evidence in evaluating the causal
nexus at the summary judgment phase in a quid pro quo case).
7
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frequently told Denham she wanted to return to school for her master’s degree,
and she applied to graduate school in February or March of 2008.
Stokes, the hospital president, informed Lewis that the ICU would be split
into two divisions on March 4, 2008. That decision was clearly unrelated to
Denham’s invitation to Frensley, which took place eight days later. Stokes
informed Denham and other hospital administrators on March 13 that they
needed to come up with a plan for “new leadership” in the divided units, which
included new nurse managers. The task force members he appointed
recommended filling the positions after a team conducted interviews, which is
the process the hospital adopted. Stokes also made it clear from his affidavit
that he wanted new leadership in those two positions.
In sum, Frensley’s argument that the somewhat equivocal telephone call
of March 12, 2008 from Michael Denham (which we assume without deciding
amounted to sexual harassment) was causally related to the refusal of the
hospital to offer her the new SICU position is based almost exclusively on the
temporal proximity of the incident and her subjective belief that the two events
are related. This argument is undermined by a number of uncontested facts: (1)
the decision to split the ICU department into two units had been made before
the March 12 telephone call; (2) the President of NMMC, Stokes, told Denham
he wanted new leadership in the management of the ICU; and (3) Denham had
a plausible reason not to offer the position to Frensley, who had made clear both
her dissatisfaction with the job and her desire to return to school for a master’s
degree.
We therefore agree with the district court that the summary judgment
evidence does not support an inference that the hospital declined to offer one of
the new nurse manager positions to Frensley because she declined Denham’s
March 12 invitation to have drinks at his home.
8
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IV.
We therefore AFFIRM the district court’s judgment.
9