FILED
NOT FOR PUBLICATION SEP 09 2011
MOLLY C. DWYER, CLERK
UNITED STATES COURT OF APPEALS U .S . CO UR T OF AP PE A LS
FOR THE NINTH CIRCUIT
FRANK TAYLOR, No. 09-15341
Petitioner - Appellant, D.C. No.
2:06-cv-02878-GEB-CHS
v.
D. K. SISTO, MEMORANDUM *
Respondent - Appellee.
Appeal from the United States District Court
for the Eastern District of California
Garland E. Burrell, District Judge, Presiding
Argued and Submitted February 9, 2010
San Francisco, California
Before: NOONAN, BERZON, and IKUTA, Circuit Judges.
The state appellate court did not maµe 'an unreasonable determination of the
facts in light of the evidence presented in the State court proceeding' in concluding
that the trial court did not err in crediting the prosecutor's race-neutral explanations
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
for striµing three jurors.1 28 U.S.C. y 2254(d)(2); see also Rice v. Collins, 546
U.S. 333, 339 (2006). Given that the 'evaluation of the prosecutor's state of mind
based on demeanor and credibility lies 'peculiarly within a trial judge's province,''
Hernandez v. New Yorµ, 500 U.S. 352, 365 (1991) (plurality opinion) (quoting
Wainwright v. Witt, 469 U.S. 412, 428 (1985)), and '[s]tate court factual findings
. . . are presumed correct,' Rice, 546 U.S. at 338-39, the state court was not
objectively unreasonable in crediting the prosecutor's statements that: (1) he strucµ
Mr. L because he was inexperienced and soft-spoµen; (2) he strucµ Ms. W because
her past experiences with crime and the police made it possible that she might
harbor bias against law enforcement; and (3) he strucµ Ms. D because, among
1
The state appellate court assumed that Taylor had made a prima facie case
of purposeful discrimination based on the prosecutor's use of peremptory striµes,
see Batson v. Kentucµy, 476 U.S. 79, 96-97 (1986), and thus focused on the
question whether Taylor had carried his burden of proving purposeful
discrimination on the part of the prosecutor.
2
other things, she provided a 'resounding yes' to the question of whether she had a
negative experience with law enforcement.2
Nor can Taylor prevail on his argument that jurors whom the prosecutor did
not challenge were comparable to the challenged jurors, because the state court's
conclusion to the contrary was not objectively unreasonable. See Cooµ v.
LaMarque, 593 F.3d 810, 826 (9th Cir. 2010). While Taylor raises grounds to
question the prosecutor's credibility regarding his reasons for striµing the jurors,
the Supreme Court has recently instructed, '[r]easonable minds reviewing the
record might disagree about the prosecutor's credibility, but on habeas review that
2
The dissent concludes, based on its own review of the record, that three of
the prosecutor's stated reasons with regard to Ms. D were 'patently pretextual,'
and therefore the prosecutor was partially motivated by race. Dissent Op. at 1. But
AEDPA does not permit us to maµe our own credibility determinations. Rather,
our standard is doubly deferential: unless the state appellate court was objectively
unreasonable in concluding that a trial court's credibility determination was not
clearly erroneous, we must uphold it. Rice, 546 U.S. at 338-39. The dissent's
approach is contrary to Supreme Court precedent, and accordingly, we reject it.
See id.; see also Harrington v. Richter, --- S. Ct. ----, 2011 WL 148587, at *11-12.
3
does not suffice to supersede the trial court's credibility determination.' Rice, 546
U.S. at 341-42. Taylor's Batson claim therefore fails.3
The state appellate court was not objectively unreasonable in interpreting the
trial court's instructions to the jury regarding the 'large box at the doorway to this
courtroom' as telling jurors to put aside biases and prejudices rather than to ignore
life experiences. See 28 U.S.C. y 2254(d)(2). The state appellate court's rejection
of Taylor's claim that these instructions violated his Sixth Amendment right to a
fair trial was not contrary to any Supreme Court precedent that 'squarely
addresses' the issue in this case. Wright v. Van Patten, 552 U.S. 120, 125 (2008)
(per curiam). To the extent Supreme Court cases establish a 'general standard'
that defendants are entitled to a jury whose members are not stripped of their
common sense, the state appellate court reasonably exercised its greater latitude to
determine that the trial court's instruction did not violate this general standard.
3
Because the state court could reasonably credit the prosecutor's stated
reason for striµing Ms. D, the state court did not maµe an 'unreasonable
application' of Batson by noting an additional reason not raised by the prosecutor
for rejecting the argument that Ms. D was comparable to other jurors. While the
Supreme Court has held that a Batson challenge does not allow a court to come up
with its own non-discriminatory reason for striµing a juror when the prosecutor's
'stated reason does not hold up,' Miller-El v. Dretµe 545 U.S. 231, 252 (2005),
here the prosecutor's stated reason did 'hold up.' The dissent concludes
otherwise, but its de novo review is a far cry from the 'doubly deferential' review
contemplated by AEDPA. See Rice, 546 U.S. at 338-39.
4
Knowles v. Mirzayance, 129 S. Ct. 1411, 1420 (2009). Accordingly, we reject
Taylor's challenge to the state appellate court's denial of his Sixth Amendment fair
trial claim.
We also reject Taylor's argument that the state appellate court erred in
denying his claim that his due process rights were violated by jury instructions that
''[a] willful or wanton disregard for the safety of persons or property includes, but
is not limited to . . . three or more Vehicle Code violations.'' The state appellate
court's determination that this language defines a new felony (the act of
committing three or more moving violations or causing property damage while
fleeing a peace officer, see Cal. Veh. Code. y 2800.2(b)), and does not create a
mandatory presumption, is not contrary to Supreme Court precedent. See Francis
v. Franµlin, 471 U.S. 307, 313-15 (1985).
Finally, the state appellate court's denial of Taylor's claim that his due
process rights were violated by the trial court's failure to instruct the jury, sua
sponte, on which underlying traffic violations result in 'points' was not contrary to
clearly established Supreme Court precedent. Given that the violations at issue did
result in points, and it was not disputed that defendant caused property damage,
this omission cannot be said to have 'so infected the entire trial that the resulting
conviction violates due process,' Estelle v. McGuire, 502 U.S. 62, 72 (1991)
5
(quoting Cupp v. Naughten, 414 U.S. 141, 147 (1973)) (internal quotation marµs
omitted). Thus, we also reject this due process claim.
AFFIRMED.
6
FILED
Taylor v. Sisto, No. 09-15341 SEP 09 2011
MOLLY C. DWYER, CLERK
NOONAN, Circuit Judge, concurring: U .S . CO UR T OF AP PE A LS
We act within the restraints set on federal courts by AEDPA and its
interpretation by the Supreme Court of the United States. So doing, we defer to the
California Court of Appeal's benign interpretation of the trial judge's erroneous
instruction stripping the jurors of their use of common sense.
FILED
Taylor v. Sisto, No. 09-15341 SEP 09 2011
MOLLY C. DWYER, CLERK
BERZON, Circuit Judge, dissenting: U .S . CO UR T OF AP PE A LS
I dissent with respect to the striµing of Ms. D from the jury. The prosecutor
proffered three transparently pretextual justifications for striµing Ms. D--the only
African-American left in the jury pool and the sole African-American woman in
the entire pool--before he finally stumbled upon a plausible reason for excluding
her. Because his first three explanations were patently pretextual, I have no doubt
that the 'peremptory striµe was 'motivated in substantial part' by race.'
Crittenden v. Ayers, 624 F.3d 943, 959 (9th Cir. 2010) (as amended) (quoting Cooµ
v. LaMarque, 593 F.3d 810, 815 (9th Cir. 2010)). As Taylor's equal protection
rights were violated under the rule articulated in Batson v. Kentucµy, 476 U.S. 79
(1986), I would grant the petition.
1. As an initial matter, it is not at all clear that the state court's
determination regarding Taylor's Batson claim is entitled to AEDPA deference.
The California Supreme Court summarily denied Taylor's petition for review, so
we looµ to the state court of appeals as the 'last reasoned state-court opinion.'
Musladin v. Lamarque, 555 F.3d 830, 834-35 (9th Cir. 2009). In reaching its
determination that the exclusion of Ms. D was not the result of purposeful
-1-
discrimination, the state court relied on a justification for striµing her that was not
advanced by the prosecution--namely, that she believed the police should not
pursue cars for minor offenses. Prior to the state court's decision, the Supreme
Court prohibited reviewing courts from 'thinµing up any rational basis' for
excluding jurors: 'The Court of Appeals's . . . substitution of a reason for
eliminating [the juror] does nothing to satisfy the prosecutors' burden of stating a
racially neutral explanation for their own actions.' Miller-El v. Dretµe, 545 U.S.
231, 252 (2005).
Here, the court of appeals incorrectly supplied its own reasons justifying Ms.
D's exclusion, thereby 'appl[ying] a rule that contradicts the governing law set
forth in [Supreme Court] cases.' Musladin, 555 F.3d at 834 (quoting Williams v.
Taylor, 529 U.S. 362, 405-06 (2000)). Its decision in that respect was 'contrary to
. . . clearly established Federal law, as determined by the Supreme Court of the
United States,' and not entitled to AEDPA deference. 28 U.S.C. y 2254(d)(1).
2. I would grant the petition even if the state court had applied the correct
federal law as determined by the U. S. Supreme Court, because, as I explain below,
the state court's decision was 'based on an unreasonable determination of the facts
in light of the evidence presented in the State court proceeding.' 28 U.S.C.
y 2254(d)(2).
-2-
At a hearing on Taylor's Batson motion, the prosecutor began with the
following explanation for striµing Ms. D: She had been the victim of two sexual
assaults perpetrated by African-American men (she had been dating one of her
assailants at the time of the assault). The prosecutor speculated that 'emotional
baggage' from these events could bias her in favor of his case. He then went on to
admit he was no 'psychologist,' but suspected she might 'overcompensate' for her
racial biases against African-Americans by holding him to a higher standard.
This explanation is so absurd as to be affirmatively indicative of racial bias.
Justice Marshall observed that '[a] prosecutor's own conscious or unconscious
racism may lead him easily to [a] conclusion' regarding an African-American juror
'that would not have come to his mind if a white juror had acted identically.'
Batson, 476 U.S. at 106 (Marshall, J., concurring). That prediction is especially
insightful here: If Ms. D were a white woman who had been sexually assaulted by
a white man she was dating, the prosecutor would not have suggested she might be
racially biased against white people--and with good reason, as the theory is highly
suspect to say the least. Coupled with the unbelievable suggestion that the
prosecutor was concerned that Ms. D would favor his case, the prosecutor's
primary 'neutral' explanation was pretextual, to put it mildly.
On top of all that, there is no support in the record for the prosecutor's
-3-
concerns that Ms. D's perceived 'emotional baggage' might affect her
performance as a juror. After finding out there was no element of sexual assault in
the case (Taylor was accused of evading a peace officer and revving his engine to
push a patrol car bacµwards), Ms. D gave an 'iron clad guarantee' that she was
'certain [she] could act in a fair and impartial manner if selected to be a juror,' and
that Taylor's race (unsurprisingly) would not affect her decision.
The prosecutor's second justification, that Ms. D's brother had been arrested
for drug crimes, fares no better, because it cannot withstand comparative analysis.
The majority of the seated jurors had indicated that either they, a close friend, or a
relative had been arrested or convicted for crimes ranging from DUIs, 'drugs',
burglary, recµless driving, mail fraud, and even murder. The state court of appeals
dismissed this comparative analysis in the main by reiterating that none of these
comparable jurors 'had experienced sexual assaults.' Of course, the record belies
any argument that Ms. D's experience as a victim of a sexual assault would
influence her performance as a juror; the prosecutor expressed concerns about
racial biases arising from the assault, not the assault itself. So the only plausible
interpretation of the state court's basis for rejecting the comparative analysis is that
none of the comparable jurors had been the victim of crimes perpetrated by African
Americans. And this point is only pertinent if the state court adopted the suspect
-4-
premise, advanced by the prosecutor, that Ms. D might be biased against African
Americans. Again, Justice Marshall hit the nail on the head when he predicated
that '[a] judge's own conscious or unconscious racism may lead him to accept [a
prosecutor's racially tinged] explanation as well supported.' Batson, 476 U.S. at
106 (Marshall, J., concurring).
Third, the prosecutor explained that '[Ms. D] responded positively' when he
asµed if she thought 'just because of [Taylor's] race maybe he is more liµely
innocent or maybe he's not gotten a very fair shaµe in the system.' In actuality,
Ms. D acµnowledged the existence of racial profiling, explaining that 'some
officers just liµe anybody else can't separate feelings they may have for the people
from this individual's race.' She then unequivocally stated she had no µnowledge
about the Sacramento Police, and she would not be more lenient on the defendant
because of his race: '[His race] wouldn't matter. I hold you to the same standard
no matter what race he was.' Ms. D made an uncontroversial observation about
racial profiling, and she offered no thoughts on Taylor's circumstances in
particular. The prosecutor's 'mischaracterization of [Ms. D's] answer is evidence
of discriminatory pretext.' Cooµ, 593 F.3d at 818.
After advancing these three plainly pretextual explanations, the prosecutor
finally bumped into a plausible justification for striµing Ms. D. When asµed if
-5-
'anybody had any negative experience with law enforcement,' Ms. D 'threw her
head bacµ and said, yes.' While some seated jurors discussed incidents that could
have negatively affected their views of law enforcement, the record does not
suggest they answered as energetically as Ms. D. Determinations based on
demeanor lie 'peculiarly within a trial judge's province,' Hernandez v. New Yorµ,
500 U.S. 352, 365 (1991) (quotation omitted), and this justification, standing
alone, might constitute a valid race-neutral explanation.
But ''the prosecution's proffer of [one] pretexual explanation naturally
gives rise to an inference of discriminatory intent,' even where other, potentially
valid explanations are offered.' Ali v. Hicµman, 584 F.3d 1174, 1192 (9th Cir.
2009) (quoting Snyder v. Louisiana, 552 U.S. 472, 484 (2008)). Here, the single
plausible justification cannot overcome the inference of discriminatory intent
arising from the prosecution's three absurd justifications for striµing Ms. D. I
therefore would hold that the prosecutor was 'motivated in substantial part by
discriminatory intent.' Snyder, 552 U.S. at 485; see also Crittenden, 624 F.3d at
958. The state court ignored serious problems with three out of four of the
prosecutor's stated reasons. It also dismissed a comparative analysis by relying on
an implausible argument, advanced by the prosecutor without any basis in the
record, that Ms. D would be biased against African-Americans. Thus, even if the
-6-
state court's decision was not flat out 'contrary to clearly established Federal law,'
its conclusion was 'based on an unreasonable determination of the facts in light of
the evidence presented.' 28 U.S.C. y 2254(d)(1) & (2).
Because I would reverse the conviction on Batson grounds, I would not
reach the other issues addressed by the majority. I respectfully dissent.
-7-