NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 11a0667n.06
No. 10-4277
FILED
UNITED STATES COURT OF APPEALS
Sep 12, 2011
FOR THE SIXTH CIRCUIT
LEONARD GREEN, Clerk
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
v. ) COURT FOR THE NORTHERN
) DISTRICT OF OHIO
RAYMOND THOMAS, )
)
Defendant-Appellant. )
)
BEFORE: COLE, ROGERS, and GRIFFIN, Circuit Judges.
ROGERS, Circuit Judge. Raymond Thomas, a former police officer who swindled dozens
of family members and friends out of approximately one million dollars, appeals his 72-month
sentence for mail fraud and filing a false tax return. Thomas challenges the reasonableness of the
district court’s decision to vary substantially above a guideline range of 33 to 41 months, arguing that
the court placed undue weight on a single sentencing factor—the loss to the victims—and did not
adequately consider the other sentencing factors under 18 U.S.C. § 3553(a). The district court did
not abuse its discretion in imposing this sentence.
After the collapse of his nine-year Ponzi scheme, Thomas pled guilty to mail fraud, see 18
U.S.C. § 1341, and to filing a false tax return, see 26 U.S.C. § 7206(1). As part of the plea
agreement, the Government agreed to recommend a sentence within the properly-calculated advisory
guideline range of 33 to 41 months. The sentencing hearing included extensive victim impact
No. 10-4277
United States v. Thomas
testimony from family members and friends, who described the financial loss they sustained and the
crippling effects of the fraud on their lives. Thomas then addressed the court and apologized for
what he had done. The district court discounted his expression of remorse, however, because the
court believed that Thomas ultimately blamed the economy and “a few bad business deals” for the
victims’ losses and had not truly accepted responsibility for his conduct.
At the close of the sentencing hearing, the Government adhered to its agreement and
recommended a sentence at the high end of the guideline range. The district court expressed some
difficulty in selecting a sentence that was “sufficient, but not greater than necessary, to comply with”
the purposes of sentencing set forth in 18 U.S.C. § 3553(a)(2). After concluding that Thomas was
not remorseful and that a within-guideline sentence was “totally insufficient . . . to comply with the
purposes of sentencing,” R. 23 at 103-04, the court imposed a 72-month term of imprisonment—a
substantial variance above the guideline range of 33 to 41 months.
The district court did not abuse its discretion in sentencing Thomas to an above-guideline
prison term. Even when a sentence falls outside the guideline range, we review the district court’s
sentencing determination for reasonableness “under a deferential abuse-of-discretion standard,”
giving “due deference to the district court’s decision that the § 3553(a) factors, on a whole, justify
the extent of the variance.” Gall v. United States, 552 U.S. 38, 51-52 (2007). “A sentence may be
considered substantively unreasonable when the district court selects a sentence arbitrarily, bases the
sentence on impermissible factors, fails to consider relevant sentencing factors, or gives an
unreasonable amount of weight to any pertinent factor.” United States v. Presley, 547 F.3d 625, 631
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(6th Cir. 2008) (internal quotation marks omitted). However, “[t]he fact that the appellate court
might reasonably have concluded that a different sentence was appropriate is insufficient to justify
reversal of the district court.” Gall, 552 U.S. at 51.
Thomas argues that his sentence is substantively unreasonable for three reasons, all of them
unavailing. He claims that the district court (1) placed undue weight on a single sentencing factor
(the victims’ losses); (2) placed insufficient weight on other relevant factors, including his
background, the guideline range recommended in his plea agreement, and his willingness to repay
the victims; and (3) did not adequately justify the extent of the variance above the guideline range.
First, the district court did not give an unreasonable amount of weight to the results of the
Ponzi scheme because the court considered the victims’ economic and psychological losses as
merely one aspect of both the “nature and circumstances” of Thomas’s conduct, 18 U.S.C. §
3553(a)(1), and “the need for the sentence imposed . . . to reflect the seriousness of the offense,” id.
§ 3553(a)(2)(A). The sentencing transcript and memorandum reflect that the court was equally—if
not more—focused on the identity of Thomas’s victims, rather than merely on the amount of their
financial losses. The court was appalled that Thomas selected these people—his family members
and close friends—as the victims of his Ponzi scheme. The court considered Thomas’s conduct to
be more reprehensible—more serious—than the typical fraud scheme because of whom Thomas
chose to defraud, not merely because the resulting losses were extensive.
Even if the district court emphasized these particular § 3553(a) factors, that does not by itself
render an above-guideline sentence unreasonable. A district court does not commit reversible error
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United States v. Thomas
simply by “attach[ing] great weight” to a single factor. Gall, 552 U.S. at 57. Although “the case law
offers little guidance as to what an ‘unreasonable amount of weight’ would be,” where “a district
court explicitly or implicitly considers and weighs all pertinent factors, a defendant clearly bears a
much greater burden in arguing that the court has given an ‘unreasonable amount of weight’ to any
particular one.” United States v. Thomas, 395 F. App’x 168, 174 (6th Cir. 2010). Here, the district
court explicitly considered all of the relevant sentencing factors. Because the record does not suggest
that the court attached unreasonably more weight to the victims’ losses than to any of the other §
3553(a) factors, Thomas cannot meet this burden.
Second, Thomas claims that the district court placed “insufficient weight” on other relevant
sentencing factors. This argument fails for two reasons, the first of which is that “insufficient
weight” is not the same as “fail[ed] to consider.” See Presley, 547 F.3d at 631. Thomas does not
argue that the district court ignored any of the relevant sentencing factors, but instead that the court
weighed some more heavily than others. Even if we agreed with him, that would not provide a basis
for second-guessing the district court’s weighing of the § 3553(a) factors. See Gall, 552 U.S. at 51.
The second problem with Thomas’s argument is that it is not supported by the record. The
sentencing transcript and memorandum reflect that the district court considered all of the other
relevant sentencing factors and gave them appropriate weight under the circumstances.
Thomas argues that the court did not assign adequate weight to his “history and
characteristics,” see 18 U.S.C. § 3553(a)(1), which include the fact that he was a first-time offender
and retired police officer with no criminal history. But the district court acknowledged on the record
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United States v. Thomas
that the “defendant is a first-time offender,” R. 23 at 96-97, “has no prior record,” and is “a former
police officer turned businessman,” id. at 98-99. Later in the sentencing memorandum, the court
again noted that Thomas “was a police officer,” but reasoned that this made him more culpable, not
less. R. 16 at 6. Thomas simply dislikes the fact that the court weighed his “history and
characteristics” against him rather than for him. Of course, that is no reason to overturn the district
court’s sentence. See Gall, 552 U.S. at 51.
Thomas next claims that the district court placed insufficient weight on the guideline range
recommended in his plea agreement. But the court did use the recommended guideline range as the
appropriate starting point in considering the § 3553(a) factors.
Also unavailing is Thomas’s claim that the court did not consider his ability and commitment
“to provide restitution to any victims of the offense.” See 18 U.S.C. § 3553(a)(7). Although Thomas
expressed a desire to repay the victims of his fraud, the district court clearly did not believe that he
had the ability to do so. Thomas himself acknowledged that his likelihood of actually repaying the
victims is minimal. And the record reflects that Thomas had been unemployed for more than
eighteen months at the time of sentencing, and had been earning only ten dollars an hour at his last
job as an office manager through a temporary agency. The district court did not abuse its discretion
in concluding that the likelihood of someone with Thomas’s employment history actually paying
back a million dollars is negligible.
Finally, Thomas halfheartedly argues that his sentence is unreasonable because the district
court did not “justify” the extent of the variance. Although this argument could be taken as a claim
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United States v. Thomas
of procedural unreasonableness, Thomas expressly disavows any such contention. But as a
substantive reasonableness challenge, this argument is merely a rerun of Thomas’s claim that the
district court placed too much weight on the loss to the victims. The court’s reasons for varying
above the guideline range are clear and are readily apparent from the colloquy at sentencing and the
follow-on memorandum.
The district court gave two main reasons for the upward variance. First, the court justified
its decision on the basis that this was no ordinary swindle. Thomas took advantage of close friends
and family members, including his own mother (who was left penniless), to create a Ponzi scheme
that lasted for nine years. Even when the collapse of the scheme was imminent, Thomas continued
to solicit funds from his family and friends, making promises and reassuring them that their money
would eventually be returned. Thomas’s deception wiped out the life savings of people who trusted
him and with whom he had close relationships. The district court found this conduct to be more
egregious than the typical fraud scheme forming the basis for an advisory guideline range of 33 to
41 months
The district court’s second main reason for the variance was that Thomas did not demonstrate
genuine remorse for what he had done. Although Thomas apologized to the court during sentencing,
the court did not believe his apologies were sincere because they were peppered with attempts to
shift the blame to the economy and “a few bad business deals.” The district court reasoned that
Thomas’s lack of remorse and apparent obliviousness to the true scope of the harm he had inflicted
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United States v. Thomas
warranted an upward variance. “Without a significant sentence,” the court reasoned, “Thomas would
emerge from prison still blaming nothing but the economy for his victims’ losses.” R. 16 at 6.
The judgment of the district court is affirmed.
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