NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THIRD CIRCUIT
_____________
No. 11-1383
_____________
UNITED STATES OF AMERICA
v.
STEPHEN M. ULRICH,
Appellant
_______________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. No. 1-10-cr-00320-001)
District Judge: Hon. Sylvia H. Rambo
_______________
Submitted Under Third Circuit LAR 34.1(a)
September 15, 2011
Before: RENDELL, JORDAN and BARRY, Circuit Judges.
(Filed: September 16, 2011)
_______________
OPINION OF THE COURT
_______________
JORDAN, Circuit Judge.
Stephen M. Ulrich appeals an order of the United States District Court for the
Middle District of Pennsylvania affirming the Judgment of Conviction and sentence
entered by a Magistrate Judge following a bench trial. The Magistrate Judge found
Ulrich guilty of disorderly conduct in violation of 18 PA. CONS. STAT. § 5503(a)(1), as
incorporated by 18 U.S.C. §§ 7, 13, and sentenced him to 90 days’ probation, $2,731
restitution, and a $100 special assessment, all stemming from his behavior at a United
States Post Office in June 2009. For the reasons that follow, we will affirm.
I. Background
Residents of New Buffalo, Pennsylvania, do not have mail delivered to their
homes but instead must retrieve their mail from assigned post office boxes at the New
Buffalo Post Office. Prior to June 2009, it was common for residents to obtain their mail
by asking a clerk at the Post Office to retrieve their mail from their assigned boxes and
hand it to them over the counter. This allowed the residents to avoid the minor
inconvenience of walking to the portion of the Post Office where the boxes are located
and opening them with a key. However, in June 2009, in response to a complaint that a
resident’s mail had been mistakenly given to someone else, clerks began requiring
residents to retrieve their mail themselves.
Ulrich’s family first learned of that change in policy during the second week of
June 2009. Early in the week, Ulrich’s children asked a postal clerk to hand the family’s
mail to them, but that was refused under the new policy. Ulrich’s wife later made the
same request and was also denied. Ulrich himself then went to the Post Office and
2
demanded his mail. The clerk behind the counter, 64-year-old Carol Bonsall, refused to
retrieve it for him, citing the new policy.
Ulrich began to shout and pound his fist on the counter. He then threatened to
jump over the counter into the area of the Post Office restricted for employee use and to
retrieve the mail himself, if Bonsall would not give him the mail. She refused, and, after
further words, Ulrich went over the counter. In doing so, he knocked a container of pens
from the countertop and it struck Bonsall on the head, twisting and knocking off her
glasses, as well as leaving a red mark on her temple. Bonsall exclaimed, “You know you
hit me,” as Ulrich retrieved his mail and left the Post Office. (App. at 41, 56)
Bonsall then called her supervisor and the state police. The supervisor instructed
Bonsall to go to the hospital for an evaluation. She did so, and the hospital staff
evaluated Bonsall, even administering a Computed Tomography scan, but found no
lasting injury.
In February 2010, Ulrich was indicted in the Middle District of Pennsylvania for
disorderly conduct in violation of 18 PA. CONS. STAT. § 5503(a)(1) and 18 U.S.C. §§ 7,
13. 1 After a one-day bench trial, the Magistrate Judge found Ulrich guilty of disorderly
conduct. Ulrich then filed a motion for acquittal, which was denied by the Magistrate
1
Conduct on United States property that would violate the law of the state in
which the property is situated if committed within the state’s jurisdiction is punishable as
a violation of federal law pursuant to 18 U.S.C. § 13(a). United States Post Offices are
among the classes of United States property to which 18 U.S.C. § 13 applies. See 18
U.S.C. § 7(3) (providing that the “territorial jurisdiction of the United States” to which 18
U.S.C. § 13 applies includes “[a]ny lands reserved or acquired for the use of the United
States”).
3
Judge. On November 2, 2010, following a hearing in front of the Magistrate Judge,
Ulrich was sentenced to 90 days’ probation and ordered to pay $2,731 restitution to cover
Bonsall’s medical expenses related to the incident. The District Court affirmed the
judgment and this appeal followed.
II. Discussion
On appeal, Ulrich argues that the Magistrate Judge erred in finding him guilty of
disorderly conduct under 18 PA. CONS. STAT. § 5503(a)(1) because he had not engaged in
fighting, threatening, violent or tumultuous behavior, as required by statute. He also
argues that the Magistrate Judge erred in awarding restitution for Bonsall’s medical
expenses because Bonsall suffered no bodily injury, which, he argues, made the medical
exam unnecessary and restitution inappropriate. We address those contentions in turn. 2
A. Disorderly Conduct
Under Pennsylvania law, “[a] person is guilty of disorderly conduct if, with intent
to cause public inconvenience, annoyance or alarm, or recklessly creating a risk thereof,
2
The Magistrate Judge had jurisdiction pursuant to 18 U.S.C. § 3401. The District
Court had jurisdiction pursuant to 18 U.S.C. §§ 3231 and 3402. We have jurisdiction
pursuant to 28 U.S.C. § 1291. See United States v. Rosario, 118 F.3d 160, 162 (3d Cir.
1997).
With respect to the conviction, we review the factual findings of the Magistrate
Judge for clear error and exercise plenary review of its legal determinations. United
States v. Marcavage, 609 F.3d 264, 271 (3d Cir. 2010). Under a clear error standard, we
may not reverse if the court’s “account of the evidence is plausible in light of the record
viewed in its entirety.” Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 573-74
(1985). We also view the facts in the light most favorable to the government.
Marcavage, 609 F.3d at 269 n.1.
As to the restitution that was ordered, “[w]e exercise plenary review over whether
an award of restitution is permitted under law, but we review specific awards for abuse of
discretion.” United States v. Graham, 72 F.3d 352, 355 (3d Cir. 1995).
4
he: engages in fighting or threatening, or in violent or tumultuous behavior.” 18 PA.
CONS. STAT. § 5503(a)(1). The focus is on the defendant’s behavior, not the public
impact of that behavior. Commonwealth v. Fedorek, 946 A.2d 93, 101 (Pa. 2008).
The statute defines “public” as “affecting or likely to affect persons in a place to
which the public or a substantial group has access,” including “places of business” and
“any premises which are open to the public.” 18 PA. CONS. STAT. § 5503(c). For there to
be “public inconvenience,” there need not be multiple persons affected by the conduct –
one affected person will suffice. See Fedorek, 946 A.2d at 100 (holding that “when an
offender engages in fighting or threatening, or in violent or tumultuous behavior in a
public arena, even when that conduct is directed at only one other person, the offender
may be subject to conviction for disorderly conduct” (original emphasis)). A person has
the state of mind necessary to commit disorderly conduct when he acts with a reckless
disregard for the risk of public inconvenience, annoyance, or alarm, regardless of whether
he specifically intends to cause public inconvenience, annoyance, or alarm.
Commonwealth v. Maerz, 879 A.2d 1267, 1269 (Pa. Super. Ct. 2005).
Viewing the evidence in the light most favorable to the government, we are
satisfied that there was sufficient evidence for the Magistrate Judge to find Ulrich guilty
of disorderly conduct. Ulrich threatened to enter and then did enter a restricted area in a
public building, despite Bonsall’s protestations. In the process, his loud, tumultuous
conduct caused violent contact with Bonsall. The evidence further supports the
conclusion that he committed those acts with, at a minimum, reckless disregard for
5
whether he was creating a risk of public inconvenience, annoyance, and alarm.
Accordingly, we will affirm the conviction.
B. Restitution
A court may order a defendant to pay restitution when his offense results in
“bodily injury to a victim.” 18 U.S.C. § 3663(b)(2). Where the restitution award is
based on such injury, the court may set the amount of restitution “equal to the cost of
necessary medical and related professional services.” Id. § 3663(b)(2)(A). Ulrich argues
that restitution is inappropriate because Bonsall sustained no “bodily injury” and thus
incurred no “necessary” medical expenses.
Section 3663 does not define “bodily injury.” However, that term is elsewhere
defined in Title 18 as “a cut, abrasion, bruise, burn, or disfigurement; physical pain;
illness; impairment of the function of a bodily member, organ, or mental faculty; or any
other injury to the body, no matter how temporary.” E.g., 18 U.S.C. §§ 831(f)(5),
1365(h)(4), 1515(a)(5), & 1864(d)(2) (emphasis added).
Applying that definition here, it is clear that Bonsall sustained “bodily injury.”
She was struck in the head with such force as to twist her glasses and knock them off her
face and to leave a red mark on her temple. Though apparently temporary in effect, the
blow to her head and accompanying mark plainly fit within a definition encompassing
“any … injury to the body, no matter how temporary.” 3
3
As both parties discuss, the Sentencing Guidelines define “bodily injury” as “any
significant injury; e.g., an injury that is painful and obvious, or is of a type for which
medical attention ordinarily would be sought.” U.S.S.G. § 1B1.1 cmt. n. 1(B). Because
it would not have been unreasonable for the District Court to decide that medical
6
We also conclude that Bonsall’s medical expenses were “necessary.” The District
Court observed that, “[w]hile the outward signs of injury may not appear to be very
significant, it is possible for significant internal injuries to be present.” United States v.
Ulrich, 2011 WL 398078, at *2 (M.D. Pa. Feb. 2, 2011). Because that is true,
particularly with a head injury, it is not difficult to reach the conclusion that treatments
and tests aimed at discovering the extent of an injury, which, in turn, inform subsequent
care, are “necessary.” That the tests here revealed no injury requiring further care is of
no moment. Restitution was appropriate, and the Magistrate Judge did not abuse his
discretion in awarding it in an amount sufficient to cover Bonsall’s medical expenses.
III. Conclusion
For the foregoing reasons, we will affirm the District Court.
attention would ordinarily be sought for a 64-year-old woman who had just received a
blow to her head significant enough to knock off and twist her glasses as well as leave a
red mark on her temple, our conclusion with respect to bodily injury would be the same
using that definition.
7