United States v. Charles Brooks

AMENDED DLD-013                                                 NOT PRECEDENTIAL

                       UNITED STATES COURT OF APPEALS
                            FOR THE THIRD CIRCUIT
                                 ___________

                                      No. 11-3508
                                      ___________

                             UNITED STATES OF AMERICA

                                            v.

                              CHARLES AARON BROOKS,

                                                    Appellant
                      ____________________________________

                     On Appeal from the United States District Court
                        for the Eastern District of Pennsylvania
                        (D.C. Criminal No. 2-95-cr-00564-001)
                      District Judge: Honorable Harvey Bartle III
                      ____________________________________

                  Submitted for Possible Summary Action Pursuant to
                       Third Circuit LAR 27.4 and I.O.P. 10.6
                                  October 14, 2011
             Before: AMBRO, JORDAN AND VANASKIE, Circuit Judges

                           (Opinion filed: November 4, 2011)
                                       _________

                                        OPINION
                                        _________

PER CURIAM

       Charles Brooks is a federal prisoner, who was convicted in 1996 for his part in a

series of armed bank robberies. He appeals several District Court orders that denied: 1) a

motion for “all documents related” to his criminal case, and specifically “a true and
complete copy of all discovery” relating to various witnesses, ECF No. 278 (denied by

ECF No. 279); 2) a timely filed motion to reconsider the denial of his discovery request,

ECF No. 280 (denied by ECF No. 281); 3) a “Motion to Dismiss Superseding Indictment

for Violating Defendant[’s] Speedy Trial Rights,” ECF No. 288 (denied by ECF No.

295); 4) a timely filed motion to reconsider the speedy-trial denial, ECF No. 297 (denied

by ECF No. 302); 5) a Freedom of Information Act (FOIA) request for documents, ECF

No. 283 (denied by ECF No. 287); 6) a timely filed motion to reconsider the denial of his

FOIA request, ECF No. 289 (denied by ECF No. 292); 7) a motion for recusal of the

presiding District Court Judge, the Honorable Harvey Bartle III, ECF No. 291 (denied by

ECF No. 293); and 8) a “Motion and Affidavit Pursuant to 28 U.S.C. § 255

Disqualification of a Judge Should Be Granted,” ECF No. 298 (denied by ECF No. 301). 1

      We must first determine whether our jurisdiction extends to all of the

abovementioned orders, which in turn depends on whether they are subject to the rules

controlling civil (Fed. R. App. P. 4(a)) or criminal (Fed. R. App. P. 4(b)) appeals. We

have previously held that Fed. R. App. P. 4(b), which governs appeals “in a criminal

case”—and whose relevant prescribed time limit, fourteen days, is not jurisdictional, see

Gov’t of V.I. v. Martinez, 620 F.3d 321, 327 (3d Cir. 2010)— is “construed narrowly to

encompass only a prosecution brought by the government to secure a sentence of


1
 Brooks, who proceeds pro se, simultaneously pursued an appeal from the denial of his
motion to return property under Fed. R. Crim. P. 41(g). See United States v. Brooks,
C.A. No. 11-3235. We gave his basic allegations the scrutiny they deserved therein and
will not repeat ourselves here.
                                            2
conviction for criminal conduct.” United States v. Lavin, 942 F.2d 177, 181 (3d Cir.

1991) (internal citations & quotations omitted). By contrast, the ambit of Rule 4(a)’s

“civil case” designation is far broader, covering proceedings (such as habeas corpus

petitions and, in Lavin itself, forfeiture proceedings under 21 U.S.C. § 853(n)(6)) that

may arise out of a previous criminal prosecution. Id. at 181–82; see also Impounded, 277

F.3d 407, 411 (3d Cir. 2002) (holding that, when “proceedings on [a] motion were clearly

not proceedings by the government to secure a sentence of conviction for criminal

conduct,” the proceedings were “civil” and not “criminal” for the purposes of Rule 4).

As the time for criminal prosecution has long since passed, Brooks’s post-trial motions

are akin to those cast as “civil” in Lavin, and are therefore subject to the time limits of

Rule 4(a)—which, as jurisdictional limits, are not subject to equitable modification, see

Bowles v. Russell, 551 U.S. 205, 214 (2007). We consequently lack jurisdiction to reach

the District Court orders denying Brooks’s initial discovery request and his related

motion for reconsideration—entered on January 25, 2011, and February 14, 2011,

respectively—which were not appealed within the sixty days allowed by Fed. R. Civ. P.

4(a)(1)(B).

       With regard to the remaining orders, over which we exercise our 28 U.S.C. § 1291

jurisdiction, 2 we will leave the District Court’s judgment undisturbed. Construing



2
 All of Brooks’s remaining motions were either appealed within the sixty days allotted—
for example, the order denying Brook’s speedy-trial motion was entered on July 18,
2011, fewer than sixty days before the September 6, 2011, notice of appeal—or were the
                                              3
Brooks’s FOIA request as an attempt to gain further post-trial discovery, we note that “an

application for relief under the discovery rules is a matter within the sound discretion of

the district court and its ruling will be disturbed only for an abuse of discretion.” United

States v. Fioravanti, 412 F.2d 407, 410 (3d Cir. 1969); see also United States v. Webster,

162 F.3d 308, 337 (5th Cir. 1998) (applying the same standard to post-conviction

discovery requests). Throughout his confusing submissions, Brooks showed no

entitlement to discovery at this late date; in fact, he appeared to admit that the material he

now requests was available to his attorney at trial. Nor does FOIA otherwise expand the

scope of discovery available in a criminal case. United States v. U.S. Dist. Ct., 717 F.2d

478, 480 (9th Cir. 1983). To the extent that Brooks’s motions (e.g., his belated speedy-

trial motion) attacked the basis of his federal conviction and sentence, he was required to

proceed via 28 U.S.C. § 2255. See In re Dorsainvil, 119 F.3d 245, 249 (3d Cir. 1997).

Finally, with regard to Brooks’s requests for recusal, we see no reason why Judge Bartle

should have recused himself. Securacomm Consulting, Inc. v. Securacom Inc., 224 F.3d

273, 278 (3d Cir. 2000); Jones v. Pittsburgh Nat’l Corp., 899 F.2d 1350, 1356 (3d Cir.

1990). Finally, the District Court did not abuse its discretion in denying Brooks’s

motions for reconsideration. United States v. Dupree, 617 F.3d 724, 732 (3d Cir. 2010).

       In sum, “[b]ecause this appeal does not present a substantial question, we will

summarily affirm the District Court’s judgment.” Murray v. Bledsoe, 650 F.3d 246, 2011



subject of a timely filed motion for reconsideration from which the appeal was timely
taken. See Fed. R. Civ. P. 4(a)(4)(A).
                                              4
WL 2279428, at *1 (3d Cir. June 10, 2011, No. 10-4397); see also 3d Cir. L.A.R. 27.4;

I.O.P. 10.6. To the extent that it requests independent relief, Brooks’s “Motion to Appeal

Court to Clarify Matters” is denied.




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