FILED
United States Court of Appeals
Tenth Circuit
November 8, 2011
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
THE ARK INITIATIVE; ALEX
FORSYTHE; PAUL SMITH,
Plaintiffs - Appellants,
No. 10-1473
DONALD DUERR,
Plaintiff,
v.
UNITED STATES FOREST
SERVICE; ABIGAIL R. KIMBELL,
Chief, United States Forest Service,
Defendants - Appellees,
------------------
COLORADO SKI COUNTY USA,
INC.; NATIONAL SKI AREAS
ASSOCIATION,
Amici Curiae.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
(D.C. No. 06-CV-02418-WDM-MJW)
Matt Kenna of Public Interest Environmental Law, Durango, Colorado, for
Plaintiffs - Appellants.
Allen Brabender (and Beverly Li of United States Department of Justice,
Environment & Natural Resources Division; Ignacia S. Moreno, Assistant
Attorney General, Environment & Natural Resources Division; Lois Witte of
United States Department of Agriculture, Office of the General Counsel, Golden,
Colorado, on the brief), Washington, D.C., for Defendants - Appellees.
Ezekiel J. Williams and Steven K. Imig of Ducker, Montgomery, Lewis & Bess,
P.C., Denver, Colorado, for Amici Curiae.
Before KELLY, SILER *, and MATHESON, Circuit Judges.
KELLY, Circuit Judge.
Plaintiffs-Appellants Ark Initiative, Alex Forsythe, and Paul Smith appeal
from the district court’s judgment in favor of the Defendants-Appellees, the U.S.
Forest Service and its Chief. The district court upheld the Defendants’
acceptance of the 2003 Master Development Plan (“MDP”), as well as a National
Environmental Policy Act (“NEPA”) analysis, and decisions concerning the 2006
Snowmass Ski Improvements Project (“Improvements Project”). On appeal,
Plaintiffs argue that the Defendants violated NEPA by approving the project
without examining certain cumulative effects— namely, effects on water
resources, endangered fish, forest habitats, and “other resources.” The
Defendants counter that Plaintiffs have failed to exhaust these claims, given a
significantly different argument on appeal, but that, in any event, NEPA does not
*
The Honorable Eugene E. Siler, Jr., United States Circuit Court Judge,
Sixth Circuit, sitting by designation.
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require a federal agency to examine the cumulative effects of its proposed action
with those of an unrelated proposal where the proposed action will not affect the
resource concerns pressed by the Plaintiffs. Our jurisdiction arises under 28
U.S.C. § 1291, and we affirm based upon a failure to exhaust.
Background
The Snowmass Ski Area occupies land within the White River National
Forest near Aspen, Colorado. The Aspen Skiing Company operates the ski area
pursuant to a long-term special use permit issued by the U.S. Forest Service.
Aplee. Supp. App. 122-30. This permit requires Aspen Skiing to submit MDPs to
the Forest Service that outline any envisioned future improvements and expansion
plans to the resort or surrounding areas. Aplee. Supp. App. 128.
In 1994, the Forest Service issued a Final Environmental Impact
Statement (“1994 EIS”) based on a 1991 MDP, Aplt. App. 74-76, as well as a
Record of Decision (“1994 ROD”) approving parts of the MDP based on the 1994
EIS, and disapproving of other portions of the MDP. Aplt. App. 77-79; Aplee.
Supp. App. 10-34. In 1995, the Forest Service consulted with the United States
Fish and Wildlife Service (“USFWS”) regarding the effect of the proposed MDP
actions on threatened or endangered species, as required by Section 7 of the
Endangered Species Act (ESA), 16 U.S.C. § 1536. The USFWS issued a
Biological Opinion (“1995 BiOp”) that concluded that the proposed projects
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would likely affect certain protected fish but also listed alternative actions to
mitigate these consequences. Aplt. App. 80-82.
In 2000, the USFWS listed the Canada lynx as “threatened.” In 2002, the
USFWS conducted another ESA Section 7 consultation and released another BiOP
(“2002 BiOp”) based on changes to the Forest Service’s Land and Resource
Management Plan. Aplt. Appx. 83-88. The 2002 BiOp stated that the changes to
the Forest Plan would “not jeopardize the continued existence of the Canada
lynx” but would “adversely affect” the lynx. Aplt. App. 83. Again, the USFWS
suggested mitigation measures and made recommendations.
In 2003, Aspen Skiing submitted a Master Plan Amendment to the Forest
Service (“2003 MPA”). Aplee. Supp. App. 131-83. The 2003 MPA proposed
improvements such as replacement of ski lifts at Snowmass, expansion and
addition of ski trails, expansion of snowmaking facilities, and construction of a
new complex at the Base Village—the Base Village Project (“BVP”). Id. On
May 2, 2003, Aspen Skiing sought to follow through with three of the outlined
projects: (1) the Sam’s Knob express lift installation and grading project; (2) the
Burnt Mountain trail development; and (3) the Big Burn lift replacement and
realignment. Aplee. Supp. App. 6-9. Collectively, these three projects are
referred to as the Snowmass Ski Area Improvements Project (“Improvements
Project”). All of the proposals, except one egress trail under the Burnt Mountain
project, Aplee. Supp. App. 8, were previously evaluated under the 1994 EIS and
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approved in the 1994 ROD.
The Forest Service issued a Draft Environmental Assessment (“2004 Draft
EA”) in December 2004 and a Decision Notice (“2004 DN”) and Finding of No
Significant Impact (“2004 FONSI”) on March 25, 2005. Aplt. App. 167; see Ark
Initiative v. U.S. Forest Service, No. 06-cv-02418-WDM-MJW, 2010 WL
3323661, at *3 (D. Colo. Aug. 18, 2010). The 2004 Draft EA and 2004 FONSI
were rescinded, Aplt. App. 94, and a second Draft Environmental Assessment was
issued on July 20, 2005 (“2005 Draft EA”). Aplt. App. 95. The 2005 Draft EA
considered the Burnt Mountain and Big Burn projects; the Sam’s Knob project
had been approved under the 1994 plan. Aplt. App. 95. Messrs. Schlesinger,
Smith, Duerr, and Forsythe submitted comments on the 2005 Draft EA, requesting
that the Forest Service prepare an additional EIS, Aplt. App. 96, 98, 103, 106, and
urging the Forest Service to address the cumulative impacts of all of the 2003
MPA proposals. Aplt. App. 98, 99, 100, 105. The NEPA analysis omitted certain
aspects of the 2003 MPA, including the BVP and the Elk Camp Project (“ECP”).
The ECP proposal was submitted after the projects at issue, and was considered
separately in 2006.
In February 2006, the Forest Service issued a Final Environmental
Assessment (“2006 Final EA”) including action alternatives, Aplee. Supp. App.
57-105, and a Decision Notice (“2006 DN”) and Finding of No Significant Impact
(“2006 FONSI”). Aplee. Supp. App. 43-55. The 2006 DN authorized one
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downhill ski run and egress trail on the Burnt Mountain project, authorized the
Big Burn project, and reaffirmed the 1994 decision on the Sam’s Knob Express
Lift and Summit Re-grade project. Aplee. Supp. App. 43-55.
Plaintiffs filed a Notice of Appeal with the Forest Service on April 10,
2006, challenging the 2006 Final EA, 2006 DN, and 2006 FONSI. Aplt. App.
124-51. The Deputy Regional Forester denied all claims except requiring further
NEPA analysis before construction of the skier egress trail in the Burnt Mountain
Roadless Area. Aplt. App. 155-56. Plaintiffs filed an action for agency review
on September 8, 2006, in the District of Columbia. The case was transferred to
the District of Colorado on December 4, 2006.
In the district court, Plaintiffs filed an amended complaint asserting five
claims: (1) the Improvements Project violated NEPA and the Administrative
Procedure Act (APA); (2) the 2003 MPA violated NEPA and the APA; (3) the
agency’s response to certain Public Records Requests violated NEPA, the
Freedom of Information Act (FOIA), and the APA; (4) the Improvements Project
violated ESA and the APA; and (5) the 2003 MPA violated ESA and the APA.
See Ark Initiative, 2010 WL 3323661, at *4.
The district court held that claim (3), concerning requested records, was
waived because the Plaintiffs’ opening brief and proposed order failed to address
it. See id. Considering the remaining claims, the district court held that the 2003
MPA was not final agency action so the court had no jurisdiction to review the
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action, id. at *5-6, and that acceptance of the 2003 MPA did not trigger ESA
Section 7 obligations. Id. at *6-8. Regarding the 2005 Draft and 2006 Final EA,
the court held that
• the ECP was not sufficiently defined to be included in the NEPA analysis
and was subject to later analysis; therefore, the agency decision was within
its discretion, id. at *8;
• the agency’s decision to consider the BVP as unconnected to the
Improvements Project was not arbitrary or capricious given that the only
connection between the two projects is ski lifts that connect the Base
Village to areas examined in the EA, id.;
• the agency’s analysis of the Improvements Project on elk was not arbitrary
or capricious, id. at *8-10;
• the agency’s failure to consider impacts on backcountry skiing was not
arbitrary or capricious, id. at *10;
• the agency examined a reasonable range of alternatives in the 2006 Final
EA, id. at *11; and,
• the agency’s decision to consider the Burnt Mountain Egress Trail
separately from the other projects was not arbitrary or capricious, id. at
*11-12.
On appeal, Plaintiffs contend that the Forest Service violated NEPA by approving
the Improvements Project without assessing the impacts of the BVP as a
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cumulative action. 40 C.F.R. § 1508.25(a)(2), Aplt. Br. at 21-29. Plaintiffs argue
that the combined effects of the BVP and Improvements Project should be
considered as affecting “water resources and endangered fish, forest habitats, and
other resources[],” Aplt. Br. at 2. Therefore, they request that the 2006 Final
EA, 2006 DN, and 2006 FONSI be set aside. Aplt. Br. at 22.
Discussion
We review the district court’s judgment under the Administrative Procedure
Act (“APA”), 5 U.S.C. §§ 701-706, de novo. Citizens Comm. to Save Our
Canyons v. Krueger, 513 F.3d 1169, 1176 (10th Cir. 2008). Agency action may
be set aside only if “arbitrary, capricious, an abuse of discretion, or otherwise not
in accordance with law.” See id. (quoting Ctr. for Native Ecosystems v. Cables,
509 F.3d 1310, 1320 (10th Cir. 2007)).
The duty of a court reviewing agency action under the “arbitrary or
capricious” standard is to ascertain whether the agency examined the
relevant data and articulated a rational connection between the facts
found and the decision made. In reviewing the agency's explanation,
the reviewing court must determine whether the agency considered all
relevant factors and whether there has been a clear error of judgment.
Olenhouse v. Commodity Credit Corp., 42 F.3d 1560, 1574 (10th Cir. 1994)
(citations omitted).
Plaintiffs contend that the Forest Service conflated the tests for assessing a
“cumulative action” with a “connected action.” They argue that the agency’s
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ruling that the BVP and the Improvements Project are not “connected
actions”—while not addressing whether they are “cumulative actions”—was
arbitrary and capricious. Aplt. Br. at 26-27 (“[T]he [Forest Service] made a
‘connected action’ determination for its own permitting purposes under the ESA
that is not the same as the ‘cumulative action’ issue under the NEPA.”)
Additionally, they argue that the Forest Service failed to consider the cumulative
effects of the BVP and Improvements Project beyond the water depletion issue.
Aplt. Br. at 28. Plaintiffs rely upon comment letters to the Forest Service, one of
which was from Donald Duerr and alleged that the BVP “will have profound
impacts on the environment in and around Snowmass, including impacts to
wildlife (e.g., loss of habitat, road kill, stress from noise and increased human
presence, etc.), the Colorado River ecosystem (through significant new
depletions), air quality, water quality, litter, solid waste generation, visual
quality, and so on.” Aplt. Br. at 28 (quoting Aplt. App. 100).
Parties must “exhaust available administrative remedies before the [Forest
Service] prior to bringing their grievances to federal court.” See Forest
Guardians v. U.S. Forest Service, 641 F.3d 423, 430 (10th Cir. 2011). The claim
must have been presented “in sufficient detail to allow the agency to rectify the
alleged violation.” See Forest Guardians v. U.S. Forest Service, 495 F.3d 1162,
1170 (10th Cir. 2007). Additionally, “a litigant who does not argue an issue in
the district court may not seek appellate relief.” See Biodiversity Conservation
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Alliance v. Bureau of Land Mgmt., 608 F.3d 709, 714 (10th Cir. 2010). If the
claims are not preserved in the district court, they are forfeited and may not be
appealed. See United States v. Jarvis, 499 F.3d 1196, 1201 (10th Cir. 2007).
Plaintiffs failed to exhaust any claims now before us on appeal at the
administrative level beyond the water depletion issue. Though they did exhaust
the water depletion issue, they failed to properly preserve it before the district
court. We discuss each issue in turn.
A. Exhaustion as to Cumulative Impacts Beyond Water Depletion
In the Notice of Appeal to the Forest Service, Plaintiffs generally argued
that the increase in development at the BVP would deplete water from the
Colorado River, threatening four endangered species of fish. Aplt. App. 128-130
(“These depletions will subject the endangered Colorado River fish to additional
harm.”) Id. at 130. They also argued that the BVP should have been considered a
“connected action,” Aplt. App. 131, a “similar action,” Aplt. App. 135, or a
“cumulative action,” Aplt. App. 135-36; see 40 C.F.R. § 1508.25(a). Finally,
Plaintiffs claimed that the Forest Service failed to assess the cumulative effects
and impacts of the BVP. They stated that, “the water depletion (and other)
impacts from the new Base Village are ‘cumulative impacts’ that must be
analyzed, disclosed and considered under NEPA in the context of the Snowmass
Ski Area Master Plan Amendment projects.” Aplt. App. 136.
Under a section addressing the failure to mitigate impacts to lynx, Aplt.
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App. 145, and a subsection addressing the proper scope of any analysis, Aplt.
App. 146, Plaintiffs argued that the BVP should be a connected or cumulative
action with the Improvements Project, Aplt. App. 147-48, due to cumulative
impacts on “water, air quality, visual quality, road traffic, vehicle accidents and
road kill, access to local health care, and so on” resulting from an increased
human presence on the mountain. Aplt. App. 149. They also listed other possible
effects, including effects on the lynx habitat, effects on “visual quality,” and a
“loss of natural qualities” and “roadless or wilderness area values.” Aplt. App.
150.
In order to exhaust administrative remedies, claims cannot be “only
vaguely and cryptically referred to, if at all, during the administrative appeal.”
See Kleissler v. U.S. Forest Service, 183 F.3d 196, 203 (3d Cir. 1999). In fact,
“[c]laims not properly raised before an agency are waived, unless the problems
underlying the claim are ‘obvious,’ or otherwise brought to the agency’s
attention.” See Forest Guardians, 495 F.3d at 1170 (citations omitted).
In their administrative appeal, Plaintiffs exhausted the water depletion
issue, but not the other issues presented here, specifically: “impacts to wildlife . .
. air quality, water quality, litter, solid waste generation, visual quality, and so
on.” Aplt. Br. at 28. The agency appeal contained an entire section dedicated to
the potential impact of the BVP on water depletion. Aplt. App. 125-31. The
section discusses endangered fish, but lumps other potential resource impacts into
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blanket statements like “other” impacts, Aplt. App. 136, and “other components
of the environment.” Aplt. App. 138. These descriptions do not present a claim
“in sufficient detail to allow the agency to rectify the alleged violation.” See
Forest Guardians, 495 F.3d at 1170. The agency needs something more to go on,
and Plaintiffs cannot merely mention broad categories of potential impacts with
little or no analysis. See Dodd Ins. Servs., Inc v. Royal Ins. Co. of America, 935
F.2d 1152, 1158 (10th Cir. 1991). More explanation is necessary.
Later, in the same Notice of Appeal, Plaintiffs argued that the cumulative
impacts from an “increase in skier/snowboarder numbers” due to the BVP, Aplt.
App. 148, should be considered. These impacts include “impacts to water, air
quality, visual quality, road traffic, vehicle accidents and road kill, access to local
health care, and so on.” Aplt. App. 149. In Vt. Yankee Nuclear Power Corp. v.
NRDC, the Supreme Court cautioned that “administrative proceedings should not
be a game or a forum to engage in unjustified obstructionism by making cryptic
and obscure reference to matters that ‘ought to be’ considered and then, after
failing to do more to bring the matter to the agency’s attention, seeking to have
that agency determination vacated . . . .” 435 U.S. 519, 553-54 (1978).
Moreover,
[W]hile it is true that NEPA places upon an agency the obligation to
consider every significant aspect of the environmental impact of a
proposed action, it is still incumbent upon intervenors who wish to
participate to structure their participation so that it is meaningful, so
that it alerts the agency to the intervenors’ position and contentions. .
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. . “Comments must be significant enough to step over a threshold
requirement of materiality before any lack of agency response or
consideration becomes of concern. The comment cannot merely state
that a particular mistake was made . . .; it must show why the mistake
was of possible significance.”
Id. at 553-54 (quoting Portland Cement Ass’n v. Ruckelshaus, 486 F.2d 375, 394
(D.C. Cir. 1973)). Because claims beyond water depletion were merely included
in long lists without expounding on the significance of the proposed impacts, or
were only described vaguely as “other impacts,” these claims were not exhausted.
B. Preservation of Water Depletion and Agency Conflation Issues
In the district court, Plaintiffs argued,
The Forest Service’s analysis for the [Improvements Project] is
arbitrary and capricious and not in accordance with NEPA’s “hard look”
requirement. In particular, the 2005 Draft and 2006 Final EAs do not
analyze the cumulative impacts of the project with other past, present
and reasonably foreseeable actions, do not analyze the impacts to [e]lk,
and wholly ignore the impacts of the Burnt Mountain ski trails on
backcountry recreation.
Aplt. App. 200. What followed was a detailed analysis of the Forest Service’s
failure to take a “hard look” at the impacts on elk, Aplt. App. 203-06, and its
failure to analyze the impacts of the Burnt Mountain ski trails, egress trail, and
lynx mitigation measures on backcountry recreation, Aplt. App. 206-07.
Nowhere did Plaintiffs mention potential cumulative effects due to an
increase in skiers on the mountain, as argued before the agency, or the failure of
the Forest Service to distinguish between a “connected action” and a “cumulative
action,” raised here. Moreover, their district court brief only makes passing
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reference to the water depletion issue raised on appeal. Aplt. App. 219, 336
(“The Forest Service’s Amendment of the Snowmass Ski Area Master Plan
constitutes ‘agency action’ pursuant to the ESA, thus requiring the Forest Service
to conduct new, or to reinitiate, formal ESA consultation on the impacts of the
Master Plan Amendment on lynx and the four endangered Colorado river fish
species.”) (emphasis added). In the reply brief, Plaintiffs addressed cumulative
impacts of the BVP, but did not mention water depletion—one of the main issues
on appeal.
In Biodiversity Conservation Alliance, we chose to overlook the forfeiture
issue, finding a “close case” where groups challenging an agency decision failed
to squarely address six independent reasons for the outcome before the district
court. 608 F.3d at 714. We cautioned, however, that minimal development of an
issue in the district court could well result in forfeiture in future appeals given the
institutional interest of a court of appeals in not resolving issues in the first
instance. Id.
In this case, Plaintiffs gave minimal, if any, attention in the district court to
the claims they present on appeal. Most notably, the water depletion issue is
barely addressed, as a majority of the focus is placed on the cumulative impact on
the elk population, Aplt. App. 203-06, and the impact on backcountry recreation,
Aplt. App. 206-07. In the opening brief before the district court, the only
sentence addressing the effects of the BVP states, “Nor are the impacts from the
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Base Village discussed.” Aplt. App. 203. This scant discussion of the BVP
appears as an afterthought, and does not meet the standard for preserving an issue
for review. See Thompson R2-J School District v. Luke P., 540 F.3d 1143, 1148
n.3 (10th Cir. 2008). Furthermore, any explication of the cumulative impacts of
the BVP in the district court is minimal, and the conflation issue is only
mentioned briefly in the reply brief; it is not addressed in the opening brief. Aplt.
App. 330. Not surprisingly, the district court never addressed the conflation
issue, and only held that “the Forest Service . . . determined that [the BVP] was
not a connected action, as that is defined by NEPA. . . . The Forest Service’s
decision to consider the Base Village Project as unconnected to the Improvements
Project is not arbitrary or capricious.” See Ark Initiative, 2010 WL 3323661 at
*8. Because the issue was not argued in the opening brief, only raised briefly in
the reply, and not discussed by the district court, we decline to address it here.
See Bancamerica Comm. Corp. v. Mosher Steel of Kansas, Inc., 100 F.3d 792,
798-99 (10th Cir. 1996) (“‘[W]here a litigant changes to a new theory on appeal
that falls under the same general category as an argument presented at trial’ or
presents ‘a theory that was discussed in a vague and ambiguous way’ the theory
will not be considered on appeal.”) (quoting Lyons v. Jefferson Bank & Trust,
994 F.2d 716, 722 (10th Cir. 1993)) .
Because the issues on appeal either have not been properly exhausted
before the agency or preserved before the district court, the district court’s
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judgment is
AFFIRMED.
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