United States Court of Appeals
For the First Circuit
No. 10-1607
DENISE M. BARRY; ELIZABETH H. GOLDEN; PATRICIA J. MCDONOUGH;
ELAINE MESITI; LILA BROWN; MARY M. KANE; and JUDITH A. KELLEY;
Plaintiffs, Appellants,
v.
ROBERT J. MORAN; PAUL A. CHRISTIAN; WILLIAM KESSLER; WILLIAM
HITCHCOCK; RONALD KEATING; RODERICK FRASER; JOSEPH FINN; JOHN DOE
and/or JANE DOES 1-50; and CITY OF BOSTON FIRE DEPARTMENT,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. William G. Young, U.S. District Judge]
Before
Torruella, Boudin, and Lipez, Circuit Judges.
Thomas F. Feeney, with whom Feeney & Associates at Law were on
brief, for appellants.
Dawn M. Beauchesne, Assistant Corporation Counsel, with whom
Ian D. Prior was on brief, for appellees.
November 22, 2011
LIPEZ, Circuit Judge. In this civil rights suit,
appellants allege that a pattern of cronyism and nepotism in the
employment decisions of the Boston Fire Department ("BFD" or
"Department") rose to the level of actionable political
discrimination in violation of the First Amendment. Appellants
Denise Barry, Elizabeth Golden, Patricia McDonough, Elaine Mesiti,
Lila Brown, Mary Kane and Judith Kelley are civilian employees of
the BFD. Along with another employee,1 they filed suit in
Massachusetts state court alleging that certain employment actions
affecting their status with the BFD were unconstitutional,
tortious, and retaliatory. Specifically, they alleged that,
because they chose not to associate politically with a powerful
group of individuals at the BFD and in the government of the City
of Boston, they were passed over for promotions and other public
benefits that they otherwise would have received.
The appellees, defendants below, include the BFD2 and
numerous BFD supervisors and former supervisors. After removing
the case to federal court, the appellees moved for summary
judgment, arguing that no evidence linked the challenged employment
1
Jane Green, a plaintiff below, entered into a settlement
agreement with the defendants and is not a party to this appeal.
2
The BFD, as a department of the City of Boston, is not an
entity subject to suit under Section 1983. See Dwan v. City of
Boston, 329 F.3d 275, 278 n.1 (1st Cir. 2003). The plaintiffs'
second and third Amended Complaints properly name the City of
Boston as defendant in place of the BFD.
-2-
decisions to an identifiable political group, cause, or belief.
Without elaboration, the district court granted the motion as to
the appellants' federal claims, brought under 42 U.S.C. § 1983, and
remanded the state law claims to the Massachusetts state court.
We affirm. The First Amendment's prohibition of
political discrimination is a component of its general protection
of the rights of freedom of speech and association. Elrod v.
Burns, 427 U.S. 347, 356-57 (1976). Yet not all speech and
association falls within the ambit of the First Amendment. A
successful claim that a public employer violated First Amendment
rights through adverse employment decisions motivated by a
plaintiff's associational choices requires some evidence that the
association at issue is political or otherwise constitutionally
protected. The record in this case reveals insufficient evidence
of this sort to create a triable issue of fact. However unsavory
it may be, preferential treatment in public employment decisions
unrelated to protected speech or association does not infringe upon
freedoms secured by the First Amendment.
I.
A. Factual Background
We recount the facts in the light most favorable to the
appellants, the party opposing summary judgment.3 Agusty-Reyes v.
3
The record in this case leaves much to be desired. Not only
did appellants fail to comply with Federal Rule of Appellate
Procedure 30(d) by failing to paginate appellees' exhibits in the
-3-
Dep't of Educ. of P.R., 601 F.3d 45, 48 (1st Cir. 2010). The seven
plaintiffs are long-time civilian employees of the BFD, who, at the
time that this suit was filed, had between eight and 39 years of
experience with the Department. The defendants are high-ranking
officials or former officials within the BFD and the City of
Boston. At the time the motions for summary judgment were filed,
the defendants held the following positions: Deputy Chief (Finn and
Hitchcock), Chief (Keating), Director of Human Resources ("HR") for
the BFD (Moran), Commissioner and former Commissioner of the BFD
(Fraser and Christian, respectively), and Assistant Director of HR
for the City of Boston (Kessler). The defendant most involved in
the plaintiffs' allegations is Moran. In his role as Director of
HR for the BFD, he performed a preliminary screening of applicants
for civil positions, conducted initial interviews and forwarded top
candidates to the Commissioner. Final authority for all personnel
decisions, including hiring, firing and promotion, rested with the
Commissioner of the BFD, a position held by defendant Christian
appendix, but they also failed to comply with district court rules
intended to ease the court's review of factually complex cases on
motions for summary judgment. See D. Mass. L.R. 56.1. Much of the
appellants' Rule 56.1 Statement is merely a verbatim recitation of
allegations made in the complaint, as are their responses to
certain interrogatories. Thus the appellants have failed to
fulfill their obligation to organize the record and direct the
court to the materials necessary to evaluate their claims. See
Taylor v. Am. Chemistry Council, 576 F.3d 16, 32 n.16 (1st Cir.
2009) ("It is not the court's responsibility to 'ferret out and
articulate' the record evidence material to the appellants'
claims."). Nevertheless, we have looked to the record to determine
whether triable issues of fact exist in this case.
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from November 2001 to February 2006, and subsequently by defendant
Fraser.
There is no single incident or actor to which all the
plaintiffs point as the basis for their claims.4 Rather, they
allege a pattern of discrimination on the basis of political
affiliation going back to at least 2000,5 which was evident in
myriad ways with respect to each plaintiff. That said, there are
important commonalities among the factual circumstances underlying
the plaintiffs' claims.
All of the plaintiffs held administrative positions in
the BFD, serving as clerk typists or administrative assistants. To
varying degrees, each of the plaintiffs moved up within the
Department over the course of their employment, receiving
additional pay, responsibilities, and new job titles. However, for
each plaintiff, promotions within the Department slowed or ceased
4
The plaintiffs originally sought to bring their claims as a
class action on behalf of all employees of the BFD who had suffered
similar treatment, but the motion for class certification was
denied. In doing so, the district court adopted the recommendation
of a magistrate judge, who explained that "the record reveals an
assortment of highly individualized employment decisions involving
individual plaintiffs having different backgrounds and employment
experience and seeking a diverse array of employment positions."
Barry v. Moran, No. 05-10528 (D. Mass. Apr. 7, 2008) (Report and
Recommendation).
5
Although the plaintiffs claim damages for events that
occurred from 2000 onward, they point to events predating that
period as evidence of a pattern and practice within the BFD, which
they argue helps to establish an impermissible motive for the
challenged employment decisions.
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at a certain point, and each was repeatedly denied or dissuaded
from applying for promotions, step increases or transfers, despite
the fact that they were qualified for the positions they sought.
For example, one of the plaintiffs, Denise Barry,
identified eleven BFD positions that she applied for between 2000
and 2006, none of which she received. Another plaintiff, Patricia
McDonough, submitted seven unsuccessful applications between 1999
and 2004 for positions within the BFD. Yet another plaintiff, Lila
Brown, identified nine positions within the BFD that she
unsuccessfully applied for between 1999 and 2000. In the case of
each of the plaintiffs, the positions for which they applied
represented desirable promotions or transfers that would have
brought them added responsibilities, higher salaries and/or
opportunities for advancement within the BFD.
While the circumstances surrounding each of the
challenged employment decisions differ, certain trends emerge.
First, equally-qualified applicants from within the BFD were often
passed over in favor of individuals from outside the BFD, contrary
to a policy of preference for in-house candidates. Second,
individuals were hired who lacked requisite qualifications for the
jobs for which they were hired, and in some cases job descriptions
and minimum qualifications were altered to aid particular
candidates. Third, hiring was occasionally completed without the
public posting of jobs as required by BFD and union rules.
-6-
Finally, the candidates who benefitted from these practices were
often friends, neighbors or relatives of influential BFD employees,
powerful people within city government or elected officials. As
one plaintiff testified in her deposition, "persons were appointed
to positions in the Boston Fire Department because of who they
knew, who sponsored them, and who supported them, rather than
merit."
Thus, the plaintiffs are individuals who were passed over
or denied jobs and promotions in favor of others who had a
connection to those in power in the BFD or city government. During
this time, power in the BFD was largely located in two informal
groups that the plaintiffs identify as the "Hyde Park Group" and
the "South Boston Group." Although one need not be a resident of
one of these two Boston locales to be affiliated with the group,
each group was loosely organized around certain powerful people who
lived in those locales. The "Hyde Park Group" is alleged to have
especially benefitted from its connections to Boston Mayor Thomas
M. Menino, who was a resident of the neighborhood. Many, if not
most, of the successful applicants for positions within the BFD
during this time enjoyed the benefit of the familial, social and
professional connections that linked members of these two
neighborhood-based groups.
For example, the plaintiffs identify a position that five
of them would have applied for in 2003 if they had not been
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discouraged from doing so. The person who was hired for the job
was already a BFD employee, and was dating someone who worked in a
City Councilor's office. She also happened to be related to one of
the defendants. Notably, the successful applicant had been among
those who conducted the first round of interviews for the position,
and, after it was determined that she would receive the position,
the job grade was raised to match her level. Independent of this
particular incident, she also received benefits in the form of paid
vacation and free tuition for continuing education classes that
were not available to the plaintiffs.
Similarly, in late 2003, plaintiff Barry inquired about
a permanent assignment to a position she had been temporarily
filling while it was vacant. Despite the fact that she had
performed the job satisfactorily, she was told that someone from
City Hall would be taking the position, although this person never
materialized. Ultimately, the position went to a former BFD
employee who was living out of state at the time, but who had close
connections to two chiefs of the BFD and was a "great friend" of
another influential person in the Department. When Barry
complained that she did not receive the position, and observed that
many of those who had been hired by the BFD had some pre-existing
relationship with influential BFD and city officials, defendant
Moran allegedly replied "[w]ell, if you're not into politics,
little girl, then you're not into a position here." All told,
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plaintiffs identify dozens of positions that were filled by
relatives, neighbors and friends of high-ranking officials within
the BFD and Boston city government.
The conduct alleged by plaintiffs is not unprecedented in
the BFD. A January 2000 report issued by the Boston Fire
Department Review Commission noted that "a significant number" of
respondents to a department-wide survey "complained of the 'old boy
network' in place throughout the department."6 The report went on
to state that "[t]here exists a strong perception that if you are
not among the 'in' crowd, you will not succeed, you will not
receive better assignments, you will not be encouraged to take a
leadership role and you will not be taken seriously regarding
suggestions for improvement." While these observations were made
in regard to efforts to improve racial and gender diversity within
the BFD, they are also consistent with the allegations raised by
plaintiffs in this case.
6
This report, titled "The Challenge: Managing Tradition,
Diversity and Change," was prepared by the Boston Fire Department
Review Commission. Mayor Menino appointed this body to address
various administrative issues in the BFD, including problems with
training, discipline, and integration of women and racial and
ethnic minorities. The appellees offered the report to illustrate
the efforts that the BFD has taken to be a more inclusive and
professionally managed organization. In particular, the appellees
point to the report's recommendation of a merit-based hiring system
and argue that, in expecting to benefit from seniority and the fact
that they were in-house applicants, the appellants represent the
old, discredited system and are opposed to positive change.
-9-
Additionally, in October 2000, Mayor Menino issued an
executive order stating that "discrimination, retaliation and
harassment are contrary to City policy and are also illegal. Such
conduct is defined as follows: . . . Conduct that conditions a
person's hiring, compensation, terms and conditions of employment
or access to services provided by the City on that person's . . .
political affiliation." According to plaintiffs, this executive
order was intended to address "a historical pattern and practice of
political affiliation discrimination, a.k.a. 'patronage' or
'cronyism,' within Boston City departments, including but not
limited to Defendant Boston Fire Department."
B. Procedural Background
On March 14, 2005, plaintiffs filed a complaint in
Suffolk Superior Court raising numerous claims under federal and
Massachusetts state law, including claims under 42 U.S.C. § 1983
alleging a violation of their First Amendment right to be free of
discrimination on the basis of political affiliation. The
complaint sought injunctive relief, declaratory relief and damages
against the various defendants. In turn, the defendants removed
the case to federal court. Subsequently, the plaintiffs filed two
amended complaints adding additional plaintiffs and allegations.7
7
In contrast to their Third Amended Complaint, which only
alleges a violation of First Amendment rights, the plaintiffs'
brief on appeal states summarily that their Section 1983 claim
alleges violations of the First, Fifth, Ninth and Fourteenth
Amendments. However, their brief and their statements at oral
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The defendants moved for summary judgment. With the exception of
one plaintiff (whose claims were later settled), the district court
granted the motions on the Section 1983 claims and remanded the
state law claims to Massachusetts state court. There was no oral
argument on the summary judgment motions,8 and the district court
did not explain its reasoning.9
II.
We review the district court's grant of summary judgment
de novo, viewing the record in the light most favorable to the non-
argument focus exclusively on their First Amendment political
discrimination argument and never explain the basis for claims
alleging violations of other rights secured by federal law.
Accordingly, we address only the First Amendment political
discrimination argument.
8
A hearing was scheduled with the expectation of oral
argument on the summary judgment motions, but the plaintiffs'
attorney failed to appear.
9
Appellants argue that it was legal error for the district
court to fail to explain its summary judgment order. They ask us
to remand for that explanation. We may quickly dispose of this
argument. Federal Rule of Civil Procedure 52(a) explicitly states
that district courts are "not required to state findings or
conclusions when ruling on a motion under Rule 12 or 56." Fed. R.
Civ. P. 52(a)(3); see also Zayas v. Bacardi Corp., 524 F.3d 65, 70
(1st Cir. 2008) ("Though a district court ordinarily ought to
explain the reasoning behind a grant of summary judgment, it is not
obliged to do so."); Grossman v. Berman, 241 F.3d 65, 68 (1st Cir.
2001) ("[A] trial court, on a motion for summary judgment, has no
absolute obligation either to make specific findings of fact or to
elaborate upon its view of the controlling legal principles."). In
some cases we have remanded for an explanation of the district
court's reasoning where necessary to evaluate the decision. See
Grossman, 241 F.3d at 68-69 (remanding for elaboration where the
bankruptcy court's "enigmatic explanation" and the district court's
"terse affirmance" "supplie[d] insufficient guidance for reasoned
review"). We see no need to do so here.
-11-
moving party. Velez v. Thermo King de P.R., Inc., 585 F.3d 441,
446 (1st Cir. 2009). Summary judgment is appropriate where the
moving party shows that there is no genuine issue of material fact,
and that it is entitled to judgment as a matter of law. Fed. R.
Civ. P. 56(a). "Although we give the non-moving party the benefit
of all reasonable inferences, a party cannot rest on 'conclusory
allegations, improbable inferences, or unsupported speculation' to
defeat a motion for summary judgment." Welch v. Ciampa, 542 F.3d
927, 935 (1st Cir. 2008) (quoting McCarthy v. Nw. Airlines, Inc.,
56 F.3d 313, 315 (1st Cir. 1995)). Rather, "[t]o defeat a motion
for summary judgment, the nonmoving party 'must set forth specific
facts showing that there is a genuine issue for trial.'" Id.
(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 256
(1986)). Appellants insist that they have set forth facts in the
summary judgment record creating genuine issues for trial.
A. Legal Principles
It is well-established that "non-policymaking public
employees are protected from adverse employment decisions based on
their political affiliation." Padilla-Garcia v. Guillermo
Rodriguez, 212 F.3d 69, 74 (1st Cir. 2000) (reviewing the Supreme
Court's decisions in Rutan v. Republican Party of Ill., 497 U.S. 62
(1990); Branti v. Finkel, 445 U.S. 507 (1980); and Elrod v. Burns,
427 U.S. 347 (1976)). As the Court explained in Elrod, "political
belief and association constitute the core of those activities
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protected by the First Amendment. . . . [And], if there is any
fixed star in our constitutional constellation, it is that no
official, high or petty, can prescribe what shall be orthodox in
politics . . . ." 427 U.S. at 356 (internal quotation mark
omitted).
Traditional political patronage systems reward support
for the political party in power with jobs or other public
benefits, thereby placing undue pressure on public employees and
job applicants to conform their political beliefs and conduct
accordingly.10 Thus, "[t]he cost of the practice of patronage is
the restraint it places on freedoms of belief and association."
Id. at 355. For those holding government jobs, the ever-present
"threat of dismissal for failure to provide that support
unquestionably inhibits protected belief and association." Id. at
359. Similarly, for those seeking governmental employment,
promotion or transfer, the effect of requiring association or
support for a particular party, candidate or cause impermissibly
10
Of course, this concern applies only to government employees
in non-policymaking positions. In Branti, the Court explained that
"if an employee's private political beliefs would interfere with
the discharge of his public duties, his First Amendment rights may
be required to yield to the State's vital interest in maintaining
governmental effectiveness and efficiency." 445 U.S. at 517; see
also Padilla-Garcia, 212 F.3d at 74 n.2 ("[P]olicymaking and
confidential employees might justifiably be dismissed on the basis
of their political views."). However, none of the appellants
allege that they held, or sought to be appointed to, policymaking
or confidential positions.
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impinges upon the freedoms of belief and association. See Rutan,
497 U.S. at 79.
Claims of political discrimination in public employment
are evaluated under a two-part test established by the Court in Mt.
Healthy City School District Board of Education v. Doyle, 429 U.S.
274 (1977). Under this test, the plaintiff must first show that
"his conduct was constitutionally protected, and that this conduct
was a 'substantial factor' or to put it in other words, that it was
a 'motivating factor' [in the adverse employment action]." 429
U.S. at 287. If this showing is made, the defendant has the
opportunity to show "by a preponderance of the evidence that it
would have reached the same decision as to . . . [the adverse
employment action] even in the absence of the protected conduct."
Id.; see also Padilla-Garcia, 212 F.3d at 74-78 (applying Mt.
Healthy test).
In evaluating claims of political discrimination, the
Court has been clear that constitutional protection extends to the
decision not to associate with a political party or faction. See
Rutan, 497 U.S. at 76 ("The First Amendment prevents the
government, except in the most compelling circumstances, from
wielding its power to interfere with its employees' freedom to
believe and associate, or to not believe and not associate."
(emphasis added)); Welch, 542 F.3d at 939 ("The freedom not to
support a candidate or cause is integral to the freedom of
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association and freedom of political expression that are protected
by the First Amendment."). Thus, "coercion [of belief] is equally
unlawful when it is directed toward apolitical career employees as
when it is directed towards a party's political opponents."
Acosta-Orozco v. Rodriguez-de-Rivera, 132 F.3d 97, 101-02 (1st Cir.
1997).
However, in order to meet the first prong of the Mt.
Healthy test and receive First Amendment protection, the
association, or refusal to associate, must be political in nature
or implicate some other constitutional concern. As the Supreme
Court has explained, "the First Amendment invests public employees
with certain rights, it does not empower them to 'constitutionalize
the employee grievance.'" Garcetti v. Ceballos, 547 U.S. 410, 420
(2006) (quoting Connick v. Myers, 461 U.S. 138, 154 (1983)).
Similarly, we have noted that "the first amendment does not protect
against all deprivations arising out of an act of association
unless the act itself - say, joining a church or a political party,
speaking out on matters of public interest, advocacy of reform -
falls within the scope of activities eligible for inclusion within
the constitutional tent." Correa-Martinez v. Arrillaga-Belendez,
903 F.2d 49, 57 (1st Cir. 1990), overruled on other grounds by
Educadores Puertorriqueños en Acción v. Hernández, 367 F.3d 61 (1st
Cir. 2004). Thus, mere personal association without political
overtones does not implicate First Amendment concerns, and "the
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burden of proof [is] on the plaintiff to demonstrate that her
association was political and not personal." Padilla-Garcia, 212
F.3d at 76.
Without purporting to be exhaustive, the term
"political," in the relevant First Amendment sense, pertains to the
conduct of government, public policy or public controversies. See
Padilla-Garcia, 212 F.3d at 76 (noting that support for a political
candidate - in a campaign or as member of an administration - is an
archetypal political association); LaRou, 98 F.3d at 662 (finding
that there was no protected activity, where plaintiff was not
motivated by campaign plans, affiliation with a particular
candidate, or beliefs animating a disputed election); Correa-
Martinez, 903 F.2d at 57 (noting that plaintiff must allege
discrimination on the basis of "ideology" or "partisan
affiliation"); Black's Law Dictionary 1276 (9th ed. 2009) (defining
"political" as "[p]ertaining to politics; or relating to the
conduct of government"). Given this understanding of the term
"political," "[s]upport for a political candidate . . . is an
example of an association that inevitably implicates the right to
engage in association for the advancement of beliefs and ideas."
Padilla-Garcia, 212 F.3d at 76 (internal quotation marks omitted).
Nevertheless, the label "political" does not necessarily implicate
partisan politics and traditional political parties. See id.
(noting that "factions within one party can represent different
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political philosophies," and association with one faction in
opposition to another is subject to First Amendment protection).
There is no mechanical test for determining whether the
association at issue is sufficiently political to trigger
constitutional protection. "[W]e have held, time and again, that
circumstantial evidence alone can support a finding of political
discrimination." Anthony v. Sundlun, 952 F.2d 603, 605 (1st Cir.
1991). We have previously observed that a "highly-charged
political atmosphere" accompanying a shift of power from one
political party to another, along with the fact that the plaintiffs
and defendants are of competing political persuasions, may be
probative of discriminatory animus. Acevedo-Diaz v. Aponte, 1 F.3d
62, 69 (1st Cir. 1993). Additionally, the fact that a plaintiff
was actively involved in electoral politics in a prominent public
role can help establish a political motive for an adverse
employment action. Id. Our cases contain many other examples of
evidence indicative of the political motivation for challenged
employment actions. See, e.g., Welch, 542 F.3d at 940-41 (noting
that after remaining neutral in a political controversy the
plaintiff was replaced by a vocal supporter of new police chief);
Acosta-Orozco, 132 F.3d at 102 (finding that failure to afford
plaintiffs a hearing to contest adverse employment action could
fairly imply that the stated apolitical reason for the action was
pretextual); Acevedo-Diaz, 1 F.3d at 70 n.6 (noting that plaintiff
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was constructively dismissed one day after the new administration
took office).
Thus, a plaintiff alleging discrimination on the basis of
political affiliation may escape summary judgment only by
pointing to evidence in the record which, if
credited, would permit a rational fact finder
to conclude that the challenged personnel
action occurred and stemmed from a politically
based discriminatory animus. Without more, a
nonmoving plaintiff-employee's unsupported and
speculative assertions regarding political
discrimination will not be enough to survive
summary judgment.
LaRou, 98 F.3d at 661 (quoting Rivera-Cotto v. Rivera, 38 F.3d 611,
614 (1st Cir. 1994)); see also Kauffman v. P.R. Tel. Co., 841 F.2d
1169, 1173 n.5 (1st Cir. 1988) (noting in the context of a
political discrimination claim that "the party against whom summary
judgment is sought must generate the specific facts necessary to
take the asserted claim out of the realm of speculative, general
allegations" (emphasis added)). With these legal requirements in
mind, we turn to appellants' claims of political discrimination.
B. Appellants' Use of the Label "Political"
On its face, appellants' claim that they were penalized
for their lack of political support for, or association with, those
in power in the BFD and Boston city government would seem to fall
within the scope of the First Amendment's protection. However, a
review of the record reveals that the associations identified by
appellants as the basis for the challenged employment decisions are
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personal, not political, in nature. While appellants consistently
apply the label "political" to the decision-making process that
resulted in the challenged adverse employment actions, they use
this adjective to refer to office politics and interpersonal
relationships rather than the conduct of government, public policy
or public controversies. In appellants' parlance, any connection
to a city official or powerful figure within the BFD is a political
connection or affiliation. For example, appellants assert that a
friendship with the mayor's wife, dating someone who works in a
city councilor's office, being the son-in-law of the mayor's right-
hand-man, and living on the same block as a BFD chief are all
"political" connections.
Notably, appellants do not allege, for example, that they
are members of a rival political party, that a divisive political
issue created a rift between appellees and themselves, or that they
were asked for campaign contributions or to engage in other
political activity. Furthermore, despite references in
interrogatory responses to political power struggles within the
BFD, none of the appellants offer evidence of power struggles
concerning the conduct of government, public policy or public
controversies.
In fact, multiple appellants acknowledged in deposition
testimony that, despite the label "political," the associations and
connections they complain of are personal in nature. Barry stated
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that "[t]here's always political cliques in any agency . . . .
It's just whoever is the administration head at that time, usually
has their little, you know, circle that they make sure that they
take care of their friends." Similarly, Kane noted that another
BFD employee was hired because she was the recent widow of a
firefighter and the department wanted to "help her out." Kane
viewed this as an example of political affiliation discrimination,
but said that she did not object to it because it was for a good
cause.
Most tellingly, McDonough explained that "our parties
aren't politically affiliated. You're affiliated through who you
know, so it doesn't mean that your political affiliation is saying
that you're in the Democratic Party or the Republican party. It's
saying that you're affiliated through who you know." Later in the
same deposition, McDonough explained how one comes to be affiliated
with the neighborhood-based factions that all of the appellants
identified within the BFD and the City of Boston:
Q: Are you saying that everyone in Hyde Park is
politically connected to Mayor Menino?
A: No.
Q: Are you saying that you have to live in Hyde Park in
order to be politically connected to the Hyde Park
Group?
A: No.
Q: So what are you saying?
A: You just have to know them and be -- whether you're
a relative or a friend or.
Q: That would apply to the South Boston Group as well?
A: Yes.
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Accordingly, McDonough's use of the term political affiliation is
properly understood to refer to friendships and familial
relationships with influential people, a usage that is common to
all of the appellants.
C. The Challenged Hiring and Promotion Decisions
Consistent with their broad understanding of "political
affiliation," appellants offer no evidence that the employment
decisions of which they complain were motivated by the relevant
sort of political animus. Conspicuously absent from the record is
any evidence of a pattern of hiring or promotion in the BFD on the
basis of association with a particular candidate or cause
concerning government, public policy or public controversies. Of
the dozens of individuals identified by the seven appellants as
having been hired or promoted on the basis of a political
affiliation, there is only one for which there is any record
evidence suggesting that her relationship with those in power had
some political element, in the relevant sense, and was not merely
personal.
Mary Ann McHugo was hired as a Principal Administrative
Assistant in 2000.11 Prior to joining the BFD, McHugo had been an
Assistant City Auditor and office manager in the Mayor's Office of
Neighborhood Services. McHugo was active in numerous civic
11
McHugo is not a party to this lawsuit and she is mentioned
by appellants only to provide contrast with their own lack of
success in securing new positions and promotions within the BFD.
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associations and met Mayor Menino several times before beginning
her work with the City. Mayor Menino knew her father and attended
his wake, and, most importantly, McHugo organized a rally for Mayor
Menino at a neighborhood church. Accordingly, McHugo can be
characterized as having both personal and political associations
with Mayor Menino and his administration. However, this is the
only political association identified by appellants among those
associations cited as evidence of a pattern of political
discrimination within the BFD. The presence of a single political
association among dozens of personal associations does not create
a material issue of fact as to whether their political neutrality
-- rather than their lack of personal connections -- was the reason
they were passed over for promotions and other employment
benefits.12
Then there is Barry's statement that defendant Moran told
her that "if you're not into politics little girl, then you're not
into a position here." Interpreted in the context of the other
evidence in the record, this statement can only refer to politics
in the sense of office politics or personal connections. Nowhere
does Barry allege that she was asked to take part in any political
12
Although appellants' motion for class certification was
denied, they do not clearly distinguish evidence in the record
relevant to each appellant. Instead, their brief on appeal
suggests that there exists a pattern and practice of political
discrimination in the BFD and that, insofar as it establishes this
pattern, all of the evidence they identify is relevant to each of
the appellants' claims.
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activity and refused, or that there was some public controversy in
which she opposed those in power or remained neutral. Barry
alleges that the person who was hired for the position she sought,
Ian McKenzie, was "politically affiliated with those with power and
influence over the BFD." However, she does not explain the nature
of that affiliation or the basis for her conclusion that it was
political. There is no record evidence that McKenzie was engaged
in any sort of political activity or had a political association
with the administration.
There is some temptation to classify Moran's alleged
statement as a "stray remark" of the sort we have identified in
previous workplace discrimination cases. A "stray remark" is a
statement that, while on its face appears to suggest bias, is not
temporally or causally connected to the challenged employment
decision and thus not probative of discriminatory animus. See
Meléndez v. Autogermana, Inc., 622 F.3d 46, 54-55 (1st Cir. 2010).
"[S]tray workplace remarks . . . normally are insufficient,
standing alone, to establish . . . the requisite discriminatory
animus." Gonzalez v. El Dia, Inc., 304 F.3d 63, 69 (1st Cir. 2002)
(internal quotation marks omitted). However, in this case, Moran's
remark is closely connected to one of the challenged employment
decisions. Thus, the issue here is not that the statement is
attenuated from the decision, but rather that, interpreted in the
context of all the record evidence before us, the statement is not
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sufficiently suggestive of animus based on political affiliation
for the Section 1983 claim to survive summary judgment. See
Goldman v. First Nat. Bank of Boston, 985 F.2d 1113, 1116 (1st Cir.
1993) ("There is no trialworthy issue unless there is enough
competent evidence to enable a finding favorable to the nonmoving
party." (citing Anderson, 477 U.S. at 249)).
III.
Taken as a whole, the record before us lacks indicia of
discrimination on the basis of political affiliation. There is no
evidence, or even any allegation, of conflict concerning the
conduct of government, public policy or public controversies.
Likewise, there is no identification of any political group, party
or faction with whom appellants associated, or refused to
associate. The "South Boston Group" and the "Hyde Park Group"
identified by appellants are at most social and familial networks
loosely organized around Boston locales; there is no indication
that they have any political significance.
We have previously explained that an employment decision
motivated by cronyism, not discrimination, would be "lawful, though
perhaps unsavory." Fernandes v. Costa Bros. Masonry, Inc., 199
F.3d 572, 587 (1st Cir. 1999), abrogated on other grounds by Desert
Palace v. Costa, 539 U.S. 90 (2003); see also Foster v. Dalton, 71
F.3d 52, 54, 56 (1st Cir. 1995) (stating in "a near-classic case of
an old boy network in operation" that "Title VII does not outlaw
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cronyism"). Other circuits have taken the same approach. The
Tenth Circuit has noted that "[t]he friendship and nepotism cases
only illustrate a broader principle: that employers are free to
employ nondiscriminatory criteria that are 'unfair' or even
reprehensible, so long as they are not discriminatory." Neal v.
Roche, 349 F.3d 1246, 1252 (10th Cir. 2003). In particularly vivid
language, the Second Circuit has observed that "back-scratching,
log-rolling, horse-trading, institutional politics, envy, nepotism,
[and] spite" are not illegal motivations for employment decisions.
Stratton v. Dep't for the Aging for City of New York, 132 F.3d 869,
880 (2d Cir. 1997) (internal quotation marks omitted).
Unfortunately for appellants, the simple fact that one is
a friend or relative of a powerful person does not create a
political association implicating First Amendment concerns. There
is an important distinction between a public official who chooses
to hire friends, relatives, neighbors or college buddies, and one
who refuses to hire those who failed to make campaign
contributions, join her political party or attend political
rallies. Although the first public official may be practicing bad
policy, she is not practicing political affiliation discrimination
that violates First Amendment rights.13 To ignore this distinction
13
Because we find that there is insufficient evidence in the
summary judgment record to create a triable issue of fact as to
whether the appellants suffered adverse employment actions on the
basis of political association, or lack thereof, there is no need
to address the second part of the Mt. Healthy analysis asking
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is to "constitutionalize the employee grievance" generally.
Garcetti, 547 U.S. at 420. We have no authority or inclination to
take that step.
Affirmed.
whether the adverse employment action would have been taken
regardless of the association in question.
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