FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
GREATER YELLOWSTONE COALITION,
INC.,
Plaintiff-Appellee,
v.
CHRISTOPHER SERVHEEN, U.S. Fish
and Wildlife Service Grizzly Bear
Recovery Coordinator; H. DALE
HALL, U.S. Fish and Wildlife
Service Director; KEN SALAZAR,
Secretary of the Interior; U.S.
FISH AND WILDLIFE SERVICE,
No. 09-36100
Defendants,
SAFARI CLUB INTERNATIONAL; D.C. No.
9:07-cv-00134-
SAFARI CLUB INTERNATIONAL
DWM
FOUNDATION; NATIONAL WILDLIFE
FEDERATION; IDAHO WILDLIFE
FEDERATION; MONTANA WILDLIFE
FEDERATION; WYOMING WILDLIFE
FEDERATION; STATE OF MONTANA;
MONTANA DEPARTMENT OF FISH,
WILDLIFE AND PARKS,
Defendant-Intervenors,
and
STATE OF WYOMING,
Intervenor-Defendant-Appellant.
20325
20326 GREATER YELLOWSTONE COALITION v. WYOMING
GREATER YELLOWSTONE COALITION,
INC.,
Plaintiff-Appellee,
v.
CHRISTOPHER SERVHEEN, U.S. Fish
and Wildlife Service Grizzly Bear
Recovery Coordinator; H. DALE
HALL, U.S. Fish and Wildlife
Service Director; KEN SALAZAR,
Secretary of the Interior; U.S.
FISH AND WILDLIFE SERVICE,
No. 10-35043
Defendants,
NATIONAL WILDLIFE FEDERATION; D.C. No.
9:07-cv-00134-
IDAHO WILDLIFE FEDERATION;
DWM
MONTANA WILDLIFE FEDERATION;
WYOMING WILDLIFE FEDERATION;
STATE OF MONTANA; MONTANA
DEPARTMENT OF FISH, WILDLIFE AND
PARKS; STATE OF WYOMING,
Defendant-Intervenors,
and
SAFARI CLUB INTERNATIONAL;
SAFARI CLUB INTERNATIONAL
FOUNDATION,
Defendant-Intervenors-Appellants.
GREATER YELLOWSTONE COALITION v. WYOMING 20327
GREATER YELLOWSTONE COALITION,
INC.,
Plaintiff-Appellee,
v.
CHRISTOPHER SERVHEEN, U.S. Fish
and Wildlife Service Grizzly Bear
Recovery Coordinator; H. DALE
HALL, U.S. Fish and Wildlife
Service Director; KEN SALAZAR,
Secretary of the Interior; U.S.
FISH AND WILDLIFE SERVICE, No. 10-35052
Defendants-Appellants,
D.C. No.
9:07-cv-00134-
and
DWM
SAFARI CLUB INTERNATIONAL;
SAFARI CLUB INTERNATIONAL
FOUNDATION; NATIONAL WILDLIFE
FEDERATION; IDAHO WILDLIFE
FEDERATION; MONTANA WILDLIFE
FEDERATION; WYOMING WILDLIFE
FEDERATION; STATE OF MONTANA;
MONTANA DEPARTMENT OF FISH,
WILDLIFE AND PARKS; STATE OF
WYOMING,
Defendant-Intervenors.
20328 GREATER YELLOWSTONE COALITION v. WYOMING
GREATER YELLOWSTONE COALITION,
INC.,
Plaintiff-Appellee,
v.
CHRISTOPHER SERVHEEN, U.S. Fish
and Wildlife Service Grizzly Bear
Recovery Coordinator; H. DALE
HALL, U.S. Fish and Wildlife
Service Director; KEN SALAZAR,
Secretary of the Interior; U.S.
FISH AND WILDLIFE SERVICE,
No. 10-35053
Defendants,
SAFARI CLUB INTERNATIONAL; D.C. No.
9:07-cv-00134-
SAFARI CLUB INTERNATIONAL
DWM
FOUNDATION; NATIONAL WILDLIFE
FEDERATION; IDAHO WILDLIFE
FEDERATION; MONTANA WILDLIFE
FEDERATION; WYOMING WILDLIFE
FEDERATION; STATE OF WYOMING,
Defendant-Intervenors,
and
STATE OF MONTANA; MONTANA
DEPARTMENT OF FISH, WILDLIFE AND
PARKS,
Defendant-Intervenors-Appellants.
GREATER YELLOWSTONE COALITION v. WYOMING 20329
GREATER YELLOWSTONE COALITION,
INC.,
Plaintiff-Appellee,
v.
CHRISTOPHER SERVHEEN, U.S. Fish
and Wildlife Service Grizzly Bear
Recovery Coordinator; H. DALE
HALL, U.S. Fish and Wildlife
Service Director; KEN SALAZAR,
Secretary of the Interior; U.S.
FISH AND WILDLIFE SERVICE, No. 10-35054
Defendants, D.C. No.
SAFARI CLUB INTERNATIONAL; 9:07-cv-00134-
SAFARI CLUB INTERNATIONAL DWM
FOUNDATION; STATE OF WYOMING; OPINION
STATE OF MONTANA; MONTANA
DEPARTMENT OF FISH, WILDLIFE AND
PARKS,
Defendant-Intervenors,
and
NATIONAL WILDLIFE FEDERATION;
IDAHO WILDLIFE FEDERATION;
MONTANA WILDLIFE FEDERATION;
WYOMING WILDLIFE FEDERATION,
Defendant-Intervenors-Appellants.
Appeals from the United States District Court
for the District of Montana
Donald W. Molloy, District Judge, Presiding
Argued and Submitted
March 7, 2011—Portland, Oregon
Filed November 22, 2011
20330 GREATER YELLOWSTONE COALITION v. WYOMING
Before: Sidney R. Thomas, Susan P. Graber, and
Richard C. Tallman, Circuit Judges.
Opinion by Judge Tallman;
Partial Concurrence and Partial Dissent by Judge Thomas
20332 GREATER YELLOWSTONE COALITION v. WYOMING
COUNSEL
Allen M. Brabender (argued), Coby Howell, U.S. Department
of Justice, Washington, DC, for defendants-appellants U.S.
Fish and Wildlife Service, et al.
Robert N. Lane, William A. Schenk, Special Assistants to the
Attorney General, Helena, Montana, for defendant-intervenor-
appellant the State of Montana and Montana Department of
Fish, Wildlife, and Parks.
Jay A. Jerde, Deputy Attorney General, Cheyenne, Wyoming,
for defendant-intervenor-appellant the State of Wyoming.
Thomas France (argued), National Wildlife Federation, Mis-
soula, Montana; David K.W. Wilson, Jr., Reynolds, Motl, and
Sherwood, Helena, Montana, for defendant-intervenor-
appellant National Wildlife Federation.
Douglas S. Burdin, Anna M. Seidman, Safari Club Interna-
tional, Washington, DC, for defendant-intervenor-appellant
Safari Club International.
GREATER YELLOWSTONE COALITION v. WYOMING 20333
Douglas L. Honnold (argued), Timothy J. Preso, Jenny K.
Harbine, Earthjustice, Bozeman, Montana; Jack R. Tuholske,
Tuholske Law Office PC, Missoula, Montana, for plaintiff-
appellee Greater Yellowstone Coalition.
Andrew E. Wetzler, Natural Resources Defense Council, Chi-
cago, Illinois, for amicus curiae Natural Resources Defense
Council, Inc.
Robert H. Aland, Winnetka, Illinois, pro se amicus curiae.
OPINION
TALLMAN, Circuit Judge:
This case involves one of the American West’s most iconic
wild animals in one of its most iconic landscapes. The grizzly
bear (Ursus arctos horribilis)—so named for the gray-tipped
hairs that give it a “grizzled” appearance—is both revered and
feared as a symbol of wildness, independence, and massive
strength. But while grizzlies may inspire some sense of
human vulnerability, history has shown that it is the bears
who have often been the more vulnerable ones. During the
nineteenth and early twentieth centuries, widespread hunting,
trapping, poisoning, and habitat destruction associated with
American expansion decimated the grizzly population in the
West and relegated the bears to increasingly remote and rug-
ged terrain. Since then, their survival has depended both on
their own ability to adapt to their surroundings and on human
ability to adapt to their presence. These seemingly irreconcil-
able tensions have come to a head before us in this appeal.
The Yellowstone region of northwestern Wyoming, south-
ern Montana, and northeastern Idaho is home to a grizzly pop-
ulation, two popular national parks—Yellowstone and Grand
Teton—and a network of rural communities built on indus-
20334 GREATER YELLOWSTONE COALITION v. WYOMING
tries such as natural resource extraction, ranching, agriculture,
and tourism. As such, it has served as a kind of living labora-
tory for the coexistence of people and grizzlies in close prox-
imity. For much of the twentieth century, Yellowstone
National Park’s open-pit garbage dumps provided a reliable
food source for the bears as well as a convenient bear-viewing
opportunity for tourists. After the dumps were closed in the
early 1970s due to concerns about encouraging the bears’
attraction to human foods, however, grizzly mortality rates
skyrocketed. By 1975 the grizzly population decline at Yel-
lowstone and elsewhere prompted the U.S. Fish and Wildlife
Service (the “Service”) to list the grizzly as “threatened” in
the lower 48 states under the Endangered Species Act (ESA).
Since then, the Yellowstone grizzly population has
rebounded, as scientists, conservationists and land managers
have made unprecedented efforts to study the bear and to
change those human attitudes and behaviors that unnecessar-
ily threaten it. These efforts, spearheaded by the Service’s
Grizzly Bear Recovery Coordinator Dr. Christopher Serv-
heen, culminated in the “Final Conservation Strategy for the
Grizzly Bear in the Greater Yellowstone Area” (the “Strate-
gy”), an impressive inter-agency, multi-state cooperative
blueprint for long-term protection and management of a
sustainable grizzly population. Interagency Conservation
Strategy Team, Final Conservation Strategy for the Grizzly
Bear in the Greater Yellowstone Area (Mar. 2007) available
at http://www.fws.gov/mountain-prairie/species/mammals/
grizzly/Final_Conservation_Strategy.pdf. Shortly after the
Strategy’s finalization, the Service removed the Yellowstone
grizzly from the threatened species list.
The Service’s delisting decision, the subject of this appeal,
raises a host of scientific, political, and philosophical ques-
tions regarding the complex relationship between grizzlies
and people in the Yellowstone region. We emphasize at the
outset that those are not the questions that we grapple with
here. We, as judges, do not purport to resolve scientific
GREATER YELLOWSTONE COALITION v. WYOMING 20335
uncertainties or ascertain policy preferences. We address only
those issues we are expressly called upon to decide pertaining
to the legality of the Service’s delisting decision: first,
whether the Service rationally supported its conclusion that a
projected decline in whitebark pine, a key food source for the
bears, does not threaten the Yellowstone grizzly population;
and second, whether the Service rationally supported its con-
clusion that adequate regulatory mechanisms are in place to
maintain a recovered Yellowstone grizzly population without
the ESA’s staunch protections.
As to the first issue, we affirm the district court’s ruling
that the Service failed to articulate a rational connection
between the data in the record and its determination that
whitebark pine declines were not a threat to the Yellowstone
grizzly, given the lack of data indicating grizzly population
stability in the face of such declines, and the substantial data
indicating a direct correlation between whitebark pine seed
availability and grizzly survival and reproduction. As to the
second issue, we reverse the district court and hold that the
Service’s determination regarding the adequacy of existing
regulatory mechanisms was reasonable.
I
Grizzly bears once thrived in a variety of habitats across the
western coterminous United States, from the West Coast and
Southwest to the Great Plains and Texas. By the time of ESA
listing in 1975, however, the grizzly population in the lower
48 states was confined to a few fragments amounting to less
than 2% of its formerly contiguous historic range, and its
numbers had dwindled from about 50,000 in 1800 to less than
1,000 today. The Yellowstone area grizzly population—
unique because it is entirely isolated from larger populations
in Canada—was estimated to number between 136 and 312
bears at the time of listing.
As required by the ESA, a Grizzly Bear Recovery Plan was
developed by the Service and issued in 1982. The Recovery
20336 GREATER YELLOWSTONE COALITION v. WYOMING
Plan aimed to foster viable, self-sustaining grizzly populations
in areas known to have been occupied by grizzlies within the
preceding ten years, including the Greater Yellowstone Area
(GYA) as well as the Northern Continental Divide Ecosystem
area of northern Montana, the North Cascades area of north-
ern Washington, and the Selkirk and Cabinet-Yaak areas of
northern Idaho, northwestern Montana, and northeastern
Washington. Because the Plan’s ultimate goal was the delist-
ing of the grizzly, demographic recovery criteria were estab-
lished in each identified area.
When the Service revised the Recovery Plan in 1993, it
delineated a “Recovery Zone” for each region, defined as “an
area large enough and of sufficient habitat quality to support
a recovered bear population within which habitat and popula-
tion would be monitored.” The revised Plan also included
updated demographic recovery criteria and mandated the
development of a “conservation strategy” for each grizzly
population to guide long-term management after delisting.
Habitat-based recovery criteria were appended to the Plan fol-
lowing a successful legal challenge to its adequacy under the
ESA. See Fund for Animals v. Babbitt, 903 F. Supp. 96
(D.D.C. 1995). The Plan’s demographic- and habitat-based
recovery criteria continued to be refined during the 1990s and
2000s.
The Plan has been widely regarded as a success and a
model for grizzly recovery plans elsewhere. Scientists esti-
mate that the GYA’s grizzly population increased at an aver-
age rate of 4.2% to 7.6% per year between 1983 and 2002 and
expanded its range by 48% between the 1970s and 2000. By
2006, the Service had determined that the Plan’s
demographic- and habitat-based recovery criteria were being
met. Total grizzly population in the GYA was estimated at
more than 500 bears, and scientists concluded that grizzlies
were approaching Yellowstone National Park’s carrying
capacity.
GREATER YELLOWSTONE COALITION v. WYOMING 20337
Pursuant to the Recovery Plan, the Strategy was developed
in order to “guid[e] management and monitoring of the Yel-
lowstone grizzly bear population and its habitat upon recovery
and delisting.” Its stated purpose was to:
describe and summarize the coordinated efforts to
manage the grizzly bear population and its habitat to
ensure continued conservation in the GYA[;] . . .
specify the population, habitat, and nuisance bear
standards to maintain a recovered grizzly bear popu-
lation for the foreseeable future; document the regu-
latory mechanisms and legal authorities, policies,
management, and monitoring programs that exist to
maintain the recovered grizzly bear population; and
document the commitment of the participating agen-
cies.
After undergoing notice and comment, as well as scientific
peer review, the Strategy was finalized in March 2007. Eight
federal and state entities signed a Memorandum of Under-
standing agreeing to implement it: the Service; the U.S. Forest
Service (the “Forest Service”); the National Park Service (the
“Park Service”); the U.S. Geological Survey (USGS); the
Bureau of Land Management; the Montana Department of
Fish, Wildlife, and Parks; the Wyoming Game and Fish
Department; and the Idaho Department of Fish and Game. In
addition, the Strategy formally incorporated as appendices the
grizzly bear management plans of Montana, Wyoming, and
Idaho, each of which was developed in conjunction with the
Strategy.
The Strategy redesignated the Yellowstone Recovery Zone
as the “Primary Conservation Area” (PCA). The PCA is a
9,210-square-mile area within the GYA, divided into 18
“Bear Management Units,” encompassing Yellowstone
National Park and surrounding public and some private land.
The PCA, which is 98% managed by the Park Service and the
Forest Service, includes approximately 51% of all suitable
20338 GREATER YELLOWSTONE COALITION v. WYOMING
habitat for the grizzly population in the entire GYA and an
estimated 84% to 90% of the GYA’s population of female
grizzlies with cubs. According to the Strategy, “[t]he PCA
will be a secure area for grizzly bears, with population and
habitat conditions that have allowed the grizzly bear popula-
tion to achieve recovery and expand outside the PCA.” Out-
side the PCA, the bears “will be allowed to expand into
biologically suitable and socially acceptable areas.” These are
areas “that are not managed solely for bears but in which their
needs are considered along with other uses.” According to the
Service, the suitable grizzly habitat outside the PCA is
roughly 84% federally owned, 6% tribally owned, 1.6% state
owned, and 9.5% privately owned.
The Strategy’s key mechanisms for maintaining a recov-
ered Yellowstone grizzly population are its population and
habitat standards, which are based on the recovery criteria
originally set forth in the Recovery Plan. Its population stan-
dards are (1) a total population of more than 500 bears; (2) at
least 16 of 18 Bear Management Units occupied by at least
one female with cubs over a six-year period, with no two
adjacent Bear Management Units unoccupied; and (3) annual
mortality limits of 9% of adult females (not exceeded in two
consecutive years), 15% of adult males (not exceeded in three
consecutive years), and 9% of cubs under two years old (not
exceeded in three consecutive years). Final Conservation
Strategy, supra at 27.
The Strategy’s habitat standards apply only inside the PCA.
They are designed to maintain habitat conditions as they
existed in 1998, because those conditions were found to have
adequately supported a growing bear population throughout
the 1990s. The percentage of “secure habitat,” defined as con-
tiguous area of at least 10 acres that is more than 500 meters
from a motorized access route or helicopter flightline, must be
maintained at or above 1998 levels. The number and capacity
of developed sites (including campgrounds, visitor services
facilities, and resource development operations) and grazing
GREATER YELLOWSTONE COALITION v. WYOMING 20339
allotments must be maintained at or below 1998 levels. The
Strategy also requires monitoring of vegetation, food avail-
ability, and human activities compared to a 1998 baseline.
As for lands outside the PCA, the Strategy notes that the
state bear management plans of Wyoming, Montana, and
Idaho “recommend and encourage land management agencies
to maintain or improve habitats that are important to grizzly
bears and to monitor habitat conditions.” It also indicates that
on national forest land outside the PCA the Forest Service
will assess projects that potentially affect the grizzly against
the Strategy’s habitat standards.
In addition to population and habitat standards, the Strategy
establishes protocols for the management of “bear/human
conflicts,” defined as “incidents in which bears injure people,
damage property, kill or injure livestock, damage beehives,
obtain anthropogenic foods, or damage or obtain garden and
orchard fruits and vegetables.” Such conflicts, which ranged
in number from 24 to 165 per year in the GYA between 1992
and 2001, are harmful to bears as well as humans because
bears involved in serious or repeated conflicts may be killed,
captured, or relocated. In the case of conflicts inside the PCA,
the Strategy emphasizes the removal of the human cause of
the conflict rather than the removal or relocation of the bear.
In general, a bear may be removed from the population only
if it is involved in repeated conflicts or displays “unnatural
aggression,” defined as aggression toward humans that is not
provoked or defensive. Outside the PCA, conflicts are to be
handled in accordance with state management plans, and
“more consideration will be given to existing human uses.”
All bear removals in the GYA, both inside and outside the
PCA, must be consistent with the Strategy’s mortality limits.
To minimize conflicts, the Strategy calls for a coordinated
information and education campaign that “facilitates changing
inappropriate human behaviors and helps people learn to
coexist with bears.”
20340 GREATER YELLOWSTONE COALITION v. WYOMING
Implementation of the Strategy is to be overseen by the
Yellowstone Grizzly Coordinating Committee (the “Commit-
tee”), consisting of representatives from each of the Strategy’s
signatories. Scientific research and monitoring data collection
will be conducted by the Interagency Grizzly Bear Study
Team (the “Study Team”), a USGS-led team of scientists that
has studied the Yellowstone grizzly since 1973. Based on
periodic reports from the Study Team, the Committee will
evaluate the status of the grizzly population. Any deviations
from the Strategy’s standards will trigger a six-month investi-
gation by the Study Team known as a “Biology and Monitor-
ing Review,” which may result in recommendations for
changes to the Strategy or, in the case of a serious threat to
the grizzly population, a petition for relisting under the ESA.
Based on the attainment of the Recovery Plan’s
demographic- and habitat-based recovery criteria and the
finalization of the Strategy as a long-term conservation plan,
the Service proposed the removal of the Yellowstone grizzly
from the ESA’s threatened species list. After notice and com-
ment, the Service published its “Final Rule Removing the
Yellowstone Distinct Population Segment of Grizzly Bears
From the Federal List of Endangered and Threatened Wild-
life” (the “Rule”) in March 2007. 72 Fed. Reg. 14,866-01
(Mar. 29, 2007). The delisting determination applied only to
the Yellowstone grizzly population, which was designated as
a “distinct population segment” of North American grizzly in
the same Rule. Id.
On November 13, 2007, the Greater Yellowstone Coalition
(GYC), a non-profit conservation organization based in Boze-
man, Montana, filed a lawsuit in the United States District
Court for the District of Montana challenging the Service’s
Rule as arbitrary, capricious, and unlawful under the ESA.
GYC claimed that (1) there were not adequate regulatory
mechanisms in place to protect the grizzly; (2) the Service
failed to consider the grizzly’s historic range, rather than its
current range, when it assessed whether the grizzly was
GREATER YELLOWSTONE COALITION v. WYOMING 20341
threatened by habitat loss; (3) the Service failed to adequately
consider the impacts of global warming and mountain pine
beetle infestation on the vitality of the region’s whitebark pine
trees; and (4) the Yellowstone grizzly population is too small
to be delisted because it lacks sufficient genetic diversity to
be self-sustaining. The States of Wyoming and Montana inter-
vened as defendants, as did the National Wildlife Federation,
a non-profit wildlife conservation organization, and Safari
Club International, a non-profit hunters’ rights and wildlife
conservation organization.
On September 21, 2009, the district court granted summary
judgment to GYC on its first and third claims, holding that the
Service had failed to rationally support its conclusions that
adequate regulatory mechanisms were in place to protect the
grizzly and that declines in whitebark pine did not threaten the
grizzly.1 Based on these rulings, the district court vacated and
remanded the Rule. The Service appeals.
II
We have jurisdiction under 28 U.S.C. § 1291. We review
de novo a district court’s grant of summary judgment. Suever
v. Connell, 579 F.3d 1047, 1055 (9th Cir. 2009). Our review
of an agency’s compliance with the ESA is governed by the
Administrative Procedure Act (APA). Native Ecosystems
Council v. Dombeck, 304 F.3d 886, 901 (9th Cir. 2002).
Under the APA, we hold unlawful and set aside only those
agency actions found to be “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law.” 5 U.S.C.
§ 706(2)(A). Under this deferential standard, our job is not to
substitute our judgment for that of the agency, but “is simply
to ensure that the agency considered the relevant factors and
articulated a rational connection between the facts found and
the choices made.” Nw. Ecosystem Alliance v. U.S. Fish &
1
The district court granted summary judgment to the Service on the
other two claims, which are not at issue in this appeal.
20342 GREATER YELLOWSTONE COALITION v. WYOMING
Wildlife Serv., 475 F.3d 1136, 1140 (9th Cir. 2007) (internal
quotation marks omitted); see Motor Vehicle Mfrs. Ass’n of
U.S., Inc. v. State Farm Mut. Auto Ins. Co., 463 U.S. 29, 43
(1983) (“[A]n agency rule would be arbitrary and capricious
if the agency has relied on factors which Congress has not
intended it to consider, entirely failed to consider an important
aspect of the problem, offered an explanation for its decision
that runs counter to the evidence before the agency, or is so
implausible that it could not be ascribed to a difference in
view or the product of agency expertise.”).
III
[1] The ESA, enacted in 1973, directs the Secretary of the
Interior to maintain a list of all “threatened” and “endan-
gered” species. 16 U.S.C. § 1533(c)(1). An endangered spe-
cies is one that is “in danger of extinction throughout all or
a significant portion of its range.” Id. § 1532(6). A threatened
species is one that is “likely to become an endangered species
within the foreseeable future throughout all or a significant
portion of its range.” Id. § 1532(20). A species must be listed
if it is determined to be endangered or threatened because of
any one or a combination of the following factors:
(A) the present or threatened destruction, modifica-
tion, or curtailment of its habitat or range;
(B) overutilization for commercial, recreational, sci-
entific, or educational purposes;
(C) disease or predation;
(D) the inadequacy of existing regulatory mecha-
nisms; or
(E) other natural or manmade factors affecting its
continued existence.
GREATER YELLOWSTONE COALITION v. WYOMING 20343
Id. § 1533(a)(1); 50 C.F.R. § 424.11(c). Listed species receive
near-absolute legal protection against “taking,” which
includes harassment, harm, hunting, killing, and significant
habitat modification or degradation. 16 U.S.C. §§ 1532(19),
1538(a)(1)(B); 50 C.F.R. § 17.3. A major goal of the ESA’s
protections is recovery of threatened and endangered species
such that they can be removed from the list. 16 U.S.C.
§ 1533(f)(1); 50 C.F.R. § 424.11(d)(2). Delisting requires a
determination that none of the above five factors threatens or
endangers the species. 50 C.F.R. § 424.11(d). Both listing and
delisting determinations must be made “solely on the basis of
the best available scientific and commercial information
regarding a species’ status, without reference to possible eco-
nomic or other impacts of such determination.” Id.
§ 424.11(b).
The Secretary of the Interior has delegated to the Service
the authority to administer the ESA. Id. § 402.01(b). In this
appeal, GYC challenges the Service’s determinations in its
delisting Rule that the Yellowstone grizzly bear is not threat-
ened by (1) whitebark pine declines under § 1533(a)(1)(E)
(“Factor E”); or (2) inadequate existing regulatory mecha-
nisms under § 1533(a)(1)(D) (“Factor D”). We consider both
issues.
A
In the Rule’s analysis of Factor E, “other natural or man-
made factors affecting [the grizzly’s] continued existence,”
the Service concluded that “any changes in whitebark pine
production . . . are not likely to impact the [Yellowstone griz-
zly] to the point where [it] is likely to become endangered
within the foreseeable future throughout all or a significant
portion of its range.” 72 Fed. Reg. at 14,929. The district
court ruled that the Service failed to articulate a rational con-
nection between the science it relied upon and its conclusion.
20344 GREATER YELLOWSTONE COALITION v. WYOMING
Based on our review of the Rule and the record before the
agency at the time it was published,2 we agree.
[2] On the basis of the information the Service presents in
the Rule, it cannot reasonably be denied that whitebark pine
loss presents at least a potential threat to the Yellowstone
grizzly population. First, whitebark pine seeds are identified
as one of four food sources “important to grizzly bear survival
and reproductive success” in the GYA, along with winter-
killed ungulates (hoofed mammals), spawning cutthroat trout,
and army cutworm moths. 72 Fed. Reg. at 14,867. The pine
seeds “serve as an important fall food due to their high fat
content and abundance as a pre-hibernation food,” and the
bears consume them “extensively” and even “predominantly”
when they are available. Id. at 14,867, 14,868. This food
source permits the bears to efficiently add weight and store fat
before they hibernate for the winter.
[3] Second, the Service acknowledges “concern[ ] that
there will be future changes in whitebark pine abundance”
because of stresses on the trees from mountain pine beetles
and white pine blister rust, both of which may be exacerbated
by climate change. Id. at 14,929. According to the Rule,
“[d]uring the last 2 to 4 years, there has been an epidemic of
mountain pine beetles in whitebark pine in the GYA” and
aerial survey data have indicated that approximately 16% of
the GYA’s whitebark pine has experienced “some level of
mortality” as a result. Id. at 14,928. In addition, the Rule notes
that blister rust “also contributes to whitebark pine declines”
and reports a study estimating that “roughly 25 percent of all
2
Of course, we cannot and do not consider any reports or studies that
have been compiled since the Rule was published in March of 2007.
Under the APA, we may consider only the record that was before the
agency at the time the challenged decision was made. See 5 U.S.C. § 706;
Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402, 420
(1971), overruled on other grounds by Califano v. Sanders, 430 U.S. 99,
105 (1977).
GREATER YELLOWSTONE COALITION v. WYOMING 20345
whitebark pine trees in the GYA are currently infected to
some level.” Id. at 14,928-29.
As to climate change, the Rule refers to “a general consen-
sus among the world’s best scientists that climate change is
occurring” and points out that “[t]he magnitude of warming
in the northern Rocky Mountains has been particularly great.”
Id. at 14,927. According to the Rule, “[t]he most substantial
way in which changing climate conditions may affect white-
bark pine is through outbreaks of native mountain pine beetles
that might not continue to be regulated by extremely cold
winters, and an increased prevalence of white pine blister
rust.” Id. at 14,929. Thus, “a changing climate may shift the
overall distribution of whitebark pine north and higher in ele-
vation, resulting in local extinction and reduced overall distri-
bution in the GYA.” Id. While the Service does not anticipate
that whitebark pine will disappear entirely from the GYA in
the foreseeable future, id., one of the studies upon which it
relies concludes that “as long as climate warming continues,
whitebark pine as a species and ecosystem is at high risk for
loss over much of its geographic distribution,” including the
Yellowstone area. Jesse A. Logan, Climate Change Induced
Invasions by Native and Exotic Pests, USFS Rocky Mountain
Research Station (2006).
Finally, of critical importance here, the Rule repeatedly
acknowledges a “well-documented association” between
reduced whitebark pine seed abundance and increased grizzly
mortality. 72 Fed. Reg. at 14,899; see, e.g., id. at 14,933 (not-
ing that whitebark pine “has been linked to grizzly bear sur-
vival and reproduction”); id. at 14,868 (“During poor
whitebark pine years, grizzly bear/human conflicts are more
frequent, resulting in higher numbers of human-caused grizzly
bear mortalities due to defense of life or property and man-
agement removals of nuisance bears.”); id. at 14,929 (noting
that “studies suggest a decrease in whitebark pine can change
both grizzly bear spatial distribution and the number of
bear/human conflicts”). In short, when whitebark pine seeds
20346 GREATER YELLOWSTONE COALITION v. WYOMING
are scarce, grizzlies range more widely in search of food, and
contacts between bears and humans increase substantially.
Numerous scientific studies and reports cited in the Rule doc-
ument this connection.3 The Rule also reports that pine seed
unavailability can result in reduced female reproductive suc-
cess. Id. at 14,932.
[4] Based on the evidence of a relationship between
reduced whitebark pine seed availability, increased grizzly
mortality, and reduced grizzly reproduction, it is logical to
conclude that an overall decline in the region’s whitebark pine
population would have a negative effect on its grizzly bear
population. The Service advances several rationales in the
Rule to support its conclusion that food shortages caused by
whitebark pine declines are nonetheless “not a threat” to the
Yellowstone grizzly. Id. at 14,932. Below, we explain why we
find all of them lacking.
3
See Laura A. Felicetti et al., Use of Sulfur and Nitrogen Stable Isotopes
to Determine the Importance of Whitebark Pine Nuts to Yellowstone Griz-
zly Bears, 81 Canadian J. Zoology 763, 763 (2003) (“Grizzly bear survival
in the Greater Yellowstone Ecosystem is strongly linked to variation in
pine-nut availability.”); David J. Mattson et al., Yellowstone Grizzly Bear
Mortality, Human Habituation, and Whitebark Pine Seed Crops, 56 J.
Wildlife Mgmt. 432, 436 (1992) (in years of low whitebark pine seed use
by bears, 1.9 times as many human-caused bear deaths occurred); David
J. Mattson et al., Food Habits of Yellowstone Grizzly Bears, 1977-1987,
69 Canadian J. Zoology 1619, 1627 (1991) (“[D]uring years when pine
seed production is low, grizzly bears come into greater contact with
humans and more bears are killed.”); Charles C. Schwartz et al., Grizzly
Bear, in Wild Mammals of North America 556, 569 (G.A. Feldhammer
et al. eds., 2003) (“[M]ost [bear/human] conflicts occur during years when
important natural foods fail.”); John L. Weaver et al., Resilience and Con-
servation of Large Carnivores in the Rocky Mountains, 10 Conservation
Biology 964, 971 (1996) (“During years of poor production of berries and
pine seeds, bears respond by substituting lower quality foods. . . . In the
face of a shortfall in nutritious foods, bears move widely in search of food,
which may bring them into contact with humans. This substantially
increases the risk of direct human-caused mortality.”).
GREATER YELLOWSTONE COALITION v. WYOMING 20347
First, the Service points out that grizzlies “are notoriously
resourceful omnivores that will make behavioral adaptations
regarding food acquisition.” Id. at 14,932. While this uncon-
troversial assertion is adequately supported by science, it fails
to address the heart of the threat that whitebark pine loss
poses to the bears: increased proximity to humans when bears
do adapt to seed shortages by seeking substitute foods. As the
Rule itself recognizes just a few paragraphs later, “[t]he
potential threat from decreases in whitebark pine cone pro-
duction is not one of starvation, but one of larger home range
size and movements,” which “may result in increased con-
flicts with humans and increased mortality, as well as lower
reproductive success the following year as females produce
smaller litters.” Id. That the bears are likely to seek alternate
foods in the face of whitebark pine decline is a part of the
problem, not an answer to it.
Second, the Service suggests that, even if there is a link
between whitebark pine seed unavailability and individual
mortality, there is no indication that the grizzly population
will be negatively affected by seed shortages, because it has
increased over the past three decades despite the fact that
whitebark pine cone production has “varied dramatically”
from year to year. Id. As explained by the Rule, “[b]ecause of
the life history strategy of whitebark pine, which naturally
exhibits extreme annual variability in cone production, grizzly
bears have always had to cope with a high degree of uncer-
tainty regarding this food resource.” Id. The problem with this
rationale is that the study on which the Service relied to dem-
onstrate long-term grizzly population growth included data
only until 2002, before the “epidemic of mountain pine bee-
tles” began to kill the region’s whitebark pines. Id. at 14,871,
14,928. It is not rational for the Service to rely on grizzly pop-
ulation trend data from a time of natural pine seed variability
in order to predict the effect on the grizzly population of an
overall whitebark pine tree decline.4
4
Two other studies warrant mention here. First, the Rule cites to
“Schwartz et al. 2006b” to support its assertion that the Yellowstone griz-
20348 GREATER YELLOWSTONE COALITION v. WYOMING
Another rationale presented in the Rule for why whitebark
pine loss does not threaten the Yellowstone grizzly population
is that a different grizzly population in the Northern Continen-
tal Divide Ecosystem in northern Montana “has continued to
increase and thrive since the 1980s despite severe declines in
whitebark pine communities in the last 50 years.” Id. at
14,932. However, the force of this comparison is undercut by
the fact that, in the very same Rule, the Service designates the
Yellowstone grizzly as a “distinct population segment” of
North American grizzly, based in part on its unique depen-
dence on whitebark pine rather than, for example, berry-
producing shrubs, which are relatively uncommon in the
zly population “has continued to increase and expand” as whitebark pine
seed production has varied. Id. at 14,932. But that study, entitled “Distri-
bution of grizzly bears in the Greater Yellowstone Ecosystem in 2004,” is
about changing population distribution, not changing population size. See
Charles C. Schwartz et al., Distribution of grizzly bears in the Greater Yel-
lowstone Ecosystem in 2004, 17 Ursus 63 (2006). In fact, it specifically
cautions that the bear distribution map it presents “is not a reflection of
bear density within this area.” Id. The Service does not explain how a
wider population distribution is indicative of a population increase, espe-
cially given that the Rule explicitly states that “home range expansion” as
bears range more widely in search of food represents a potential threat
from low whitebark seed production. See 72 Fed. Reg. at 14,932.
Second, the federal defendants’ reply brief points to a modeling study
suggesting that poor whitebark pine seed years lead only to a decline in
the rate of grizzly population growth, and not a decline in overall popula-
tion. See Charles C. Schwartz et al., Impacts of Spatial and Environmental
Heterogeneity on Grizzly Bear Demographics in the Greater Yellowstone
Ecosystem, in Demographics of the Yellowstone Grizzly 57 (Schwartz et
al., eds., 2006). Putting aside the fact that poor whitebark pine seed years
are not necessarily analogous to overall loss of whitebark pine trees, this
study is nowhere mentioned or cited in the Rule’s discussion of Factor E.
“It is well-established that an agency’s action must be upheld, if at all, on
the basis articulated by the agency itself,” not post-hoc rationalizations.
State Farm, 463 U.S. at 50. If the Service relied on this study in making
its determination, it did not adequately connect the dots in the Rule such
that its “path may reasonably be discerned.” Id. at 43 (internal quotation
marks omitted).
GREATER YELLOWSTONE COALITION v. WYOMING 20349
GYA compared to other regions. Id. at 14,878. Indeed, the
record before us includes a 2007 fact sheet authored by
Recovery Coordinator Servheen noting that the difference in
the range of foods eaten by the bears in these two regions
“makes direct comparisons of the impacts of the loss of
[whitebark pine] uncertain.”
We recognize that the Service is the best judge of how
comparable these two regions might ultimately be. However,
we think it irrational for the Service to determine on the one
hand that the Yellowstone grizzly population is sufficiently
distinct to warrant independent delisting consideration, and
then on the other base its delisting determination on observa-
tions pertaining entirely to a different population. We there-
fore conclude that this comparison is insufficient to support
the Service’s determination that whitebark pine declines do
not threaten the Yellowstone grizzly.
The Service also claims that even if projected whitebark
pine losses occur, there will still be adequate habitat in the
Yellowstone region to support a recovered grizzly population.
Specifically, the Rule notes that whitebark pine is expected to
persist in high-elevation areas such as the eastern half of the
PCA and 1,138 square miles of protected habitat in the Wind
River Mountains. Id. at 14,929. According to the Rule, these
“reserve” areas provide suitable grizzly habitat and “in-
crease[ ] the resiliency of the Yellowstone [grizzly popula-
tion] to future changes in whitebark pine availability.” Id. at
14,929, 14,930. But heavy reliance on some subset of the hab-
itat within the PCA, or on habitat outside the PCA, to mitigate
the impact of widespread whitebark pine decline is simply not
rational given that the Service has defined the entire 9,210-
square-mile PCA as the area “necessary to support the recov-
ered grizzly population.” Id. at 14,914 (emphasis added).
Having determined what is “necessary,” the Service cannot
reasonably rely on something less to be enough.
The Service’s ultimate (and understandable) conclusion is
that it simply does not yet know what impact whitebark pine
20350 GREATER YELLOWSTONE COALITION v. WYOMING
declines may have on the Yellowstone grizzly. As the Rule
acknowledges, “the specific amount of decline in whitebark
pine distribution and the rate of this decline are difficult to
predict with certainty. The specific response of grizzly bears
to declines in whitebark cone production is even more uncer-
tain.” Id. at 14,929. We recognize that scientific uncertainty
generally calls for deference to agency expertise. See Lands
Council v. McNair, 537 F.3d 981, 993 (9th Cir. 2008) (en
banc) (“We are to be most deferential when the agency is
making predictions, within its area of special expertise, at the
frontiers of science.” (internal quotation marks and brackets
omitted)).
But we nonetheless have a responsibility to ensure that an
agency’s decision is not arbitrary. See id. It is not enough for
the Service to simply invoke “scientific uncertainty” to justify
its action. As the Supreme Court has explained,
“[r]ecognizing that policymaking in a complex society must
account for uncertainty . . . does not imply that it is sufficient
for an agency to merely recite the terms ‘substantial uncer-
tainty’ as a justification for its actions.” State Farm, 463 U.S.
at 52. The Service must rationally explain why the uncertainty
regarding the impact of whitebark pine loss on the grizzly
counsels in favor of delisting now, rather than, for example,
more study. See id. Otherwise, we might as well be deferring
to a coin flip.
The Service relies heavily on “adaptive management” to
justify its decision to delist the grizzly despite the scientific
uncertainty.5 According to the Rule, the Study Team and other
5
The Service has defined “adaptive management” as “a structured pro-
cess for learning by doing” and “a method for examining alternative strat-
egies for meeting measurable biological goals and objectives, and then, if
necessary, adjusting future conservation management actions according to
what is learned.” Notice of Availability of a Final Addendum to the Hand-
book for Habitat Conservation Planning and Incidental Take Permitting
Process, 65 Fed. Reg. 35,242-01, 35,252 (June 1, 2000). Commentators
GREATER YELLOWSTONE COALITION v. WYOMING 20351
scientists “will continue to monitor the abundance and distri-
bution of major grizzly bear foods such that any decline in the
grizzly bear population as a result of these declines is detected
in a sufficient time and addressed through adaptive manage-
ment actions by the Coordinating Committee.” 72 Fed. Reg.
at 14,933. The Service explains that any biologically signifi-
cant decline in an important food such as whitebark pine
would be reflected in changes in mortality rates of indepen-
dent females, litter size, and cub survival. If food declines
occur and the Study Team “concludes these are related to sig-
nificant increases in known and probable bear mortalities, and
that such increases could threaten the grizzly population, the
Study Team would recommend appropriate management
responses to the Coordinating Committee, or submission of a
relisting petition.” Id.
[5] First of all, we reject out of hand any suggestion that
the future possibility of relisting a species can operate as a
reasonable justification for delisting. Whatever comfort may
be taken in relisting as a safety net, it is no answer to conclude
that a species is not threatened simply because it can be rel-
isted if it is threatened. But there is no explanation of what the
other “management responses” referred to might be, or why
they would be reasonably likely to mitigate population
declines caused by whitebark loss.6 For adaptive management
have noted that, while adaptive management has become the dominant
agency response to scientific uncertainty, it can be difficult to evaluate
against the substantive requirements of environmental laws such as the
ESA. See J.B. Ruhl & Robert L. Fischman, Adaptive Management in the
Courts, 95 Minn. L. Rev. 424, 472 (2010).
6
Elsewhere in the Rule, the Service discusses “short-term” management
responses to “poor whitebark pine production years,” including:
immediate limitation on all discretionary mortalities; enhanced
outreach and education to minimize bear/human conflicts and the
availability of attractants in bear habitat that might promote such
conflicts; notice to residents and users of bear habitat about the
20352 GREATER YELLOWSTONE COALITION v. WYOMING
of a potential threat to suffice as a basis for a delisting deter-
mination, we believe that more specific management
responses, tied to more specific triggering criteria, are
required. See, e.g., Natural Res. Def. Council v. Kempthorne,
506 F. Supp. 2d 322, 341 (E.D. Cal. 2007) (rejecting an adap-
tive management plan under the ESA when it did not include
“defined action criteria”). Just as it is not enough simply to
invoke “scientific uncertainty” to justify an agency action, it
is not enough to invoke “adaptive management” as an answer
to scientific uncertainty.
The Strategy establishes an intensive management and
monitoring framework but, unfortunately, it was not devel-
oped to be responsive to whitebark pine declines. In fact, it
does not even specifically discuss them. The Strategy grew
out of the successful management regime that was developed
during the 1980s, 1990s, and early 2000s, and it may be
entirely reasonable to conclude that it adequately addresses
potential threats that were apparent during that time, such as
natural resource extraction, tourism, and annual variation in
whitebark pine seed production. However, widespread white-
bark pine loss, which did not begin until approximately 2002,
was simply not one of those threats. Because the Strategy was
possible increased foraging of bears in peripheral habitats;
detailed monitoring of food habit shifts and possible changes in
home range size and locations . . . ; limitation of human activities
in new or expanded feeding areas . . . ; and requests for a status
review and/or immediate emergency relisting.
72 Fed. Reg. at 14,891. The only proposed responses to an overall loss of
whitebark pine are replanting and recruitment of whitebark pine and
enhancement of habitat outside the PCA where healthy whitebark pine
may be available. As to the first, the Service provides no explanation as
to why replanted whitebark pine is not subject to the same landscape-wide
threats as existing whitebark pine, such as pine mountain beetle infesta-
tion. Moreover, there necessarily is a time lag before newly planted trees
mature. As to the second, as previously explained, reliance on habitat out-
side the PCA contradicts the Service’s own definition of the PCA as the
area necessary to support a recovered grizzly population.
GREATER YELLOWSTONE COALITION v. WYOMING 20353
not developed to address whitebark pine declines, its effec-
tiveness as a response is speculative.
The Yellowstone grizzly has been the focus of a laudable,
decades-long cooperative research effort—one that we hope
continues. It may be that scientists will compile data demon-
strating grizzly population stability in the face of whitebark
pine declines. Such information, however, simply is not in the
record before us. The lack of any data showing a population
decline due to whitebark pine loss is not enough. See Tucson
Herpetological Soc’y v. Salazar, 566 F.3d 870, 879 (9th Cir.
2009) (“If the science on population . . . trends is undeveloped
and unclear, the Secretary cannot reasonably infer that the
absence of evidence of population decline equates to evidence
of persistence.”). The Rule presents no data indicating that
whitebark pine declines will not threaten the Yellowstone
grizzly population, and considerable data—demonstrating a
relationship between pine seed shortages, increased bear mor-
tality, and decreased female reproductive success—pointing
in the opposite direction. See State Farm, 463 U.S. at 57
(rejecting agency rationale when “every indication in the
record points the other way” (internal quotation marks omit-
ted)).
[6] Perhaps the Service’s delisting process, based on two
decades of grizzly population growth, was well underway
before the whitebark pine loss problem appeared on the radar
and could be studied. But now that this threat has emerged,
the Service cannot take a full-speed ahead, damn-the-
torpedoes approach to delisting—especially given the ESA’s
“policy of institutionalized caution.” Ariz. Cattle Growers’
Ass’n v. Salazar, 606 F.3d 1160, 1167 (9th Cir. 2010) (inter-
nal quotation marks omitted), cert. denied, 131 S. Ct. 1471
(2011). The Rule did not articulate a rational connection
between the data before it and its conclusion that whitebark
pine declines were not likely to threaten the Yellowstone griz-
zly bear. Therefore, we affirm the decision of the district court
on this ground.
20354 GREATER YELLOWSTONE COALITION v. WYOMING
B
The ESA’s five-factor listing and delisting framework also
requires the Service to determine whether a species is threat-
ened because of “the inadequacy of existing regulatory mech-
anisms.” 16 U.S.C. § 1533(a)(1)(D). The Service concluded
that adequate regulatory mechanisms were in place to main-
tain a recovered Yellowstone grizzly population after delist-
ing. 72 Fed. Reg. at 14,923. The district court held that the
Service relied on too many measures that were not legally
binding and failed to explain adequately how the legally bind-
ing measures would protect the grizzlies. Because we find
adequate support in the Rule for the Service’s conclusion, we
reverse the district court on this ground.
The parties dispute whether the Strategy or associated state
plans are themselves appropriately considered “regulatory
mechanisms.” We have previously held that the Service could
consider protective measures in a multi-agency, multi-state
conservation agreement in its assessment of delisting Factor
A, “the present or threatened destruction, modification, or
curtailment of [a species’] habitat or range.” 16 U.S.C.
§ 1533(a)(1)(A); see Tucson Herpetological Soc’y, 566 F.3d
at 879. Although this holding suggests that measures imple-
mented pursuant to such agreements are not a legal nullity, we
have never squarely considered whether a conservation agree-
ment qualifies as a “regulatory mechanism” under Factor D.
District courts have held that voluntary, unenforceable mea-
sures in conservation plans are not “regulatory mechanisms.”
See Or. Natural Res. Council v. Daley, 6 F. Supp. 2d 1139,
1153-56 (D. Or. 1998).
[7] But we need not decide whether the Strategy itself, as
a whole, constitutes a “regulatory mechanism.” Even assum-
ing that the Service’s consideration of the Strategy’s volun-
tary or unenforceable components was error, its consideration
of components of the Strategy that have been made legally
binding adequately supports its Factor D determination. See
GREATER YELLOWSTONE COALITION v. WYOMING 20355
Tucson Herpetological Soc’y, 566 F.3d at 880 (proceeding to
assess agency’s delisting determination after setting aside
those portions of the determination found to be erroneous).
Most importantly, the Service has pointed to the incorpora-
tion of certain of the Strategy’s standards into the National
Park Superintendents’ Compendia and National Forest Plans
(NFPs). For example, the Rule explains that the Park Service
“has incorporated the habitat, population, monitoring, and
nuisance bear standards described in the Strategy into their
Superintendent’s Compendium for each affected National
Park.” 72 Fed. Reg. at 14,924. Judge Thomas’s contention
that “there is not a single federal or state law or regulation that
provides the means for enforcing the Strategy’s morality stan-
dards,” see Dissent at 20360, ignores the import of this fact.
A Park Superintendent’s Compendium “operat[es] as a sum-
mary of the rulemaking implemented under the discretionary
authority of the Park Superintendent” in a particular National
Park, and consists of regulations which augment the generally
applicable Park Service regulations published in Title 36 of
the Code of Federal Regulations. Mausolf v. Babbitt, 125 F.3d
661, 664 n.4 (8th Cir. 1997); see 36 C.F.R. §§ 1.5(a), 1.7(b).
Therefore, the incorporation of the Strategy’s population stan-
dards into the Yellowstone and Grand Teton National Park
Superintendent’s Compendia gives these standards—which
include mortality limits, see Final Conservation Strategy,
supra, at 173-74, 178-81-federal regulatory force, and the
Park Service must adhere to them. See Nat’l Ass’n of Home
Builders v. Norton, 340 F.3d 835, 852 (9th Cir. 2003) (noting
that federal agencies must follow their own rules).
The situation is similar on National Forest lands, because
the Strategy’s habitat standards will be incorporated into
legally enforceable National Forest Plans for all national for-
est land within the PCA upon delisting. 72 Fed. Reg. at
14,923. Management of national forest lands “must be consis-
tent with the governing forest plan.” See Greater Yellowstone
Coal. v. Lewis, 628 F.3d 1143, 1149 (9th Cir. 2010) (citing 16
20356 GREATER YELLOWSTONE COALITION v. WYOMING
U.S.C. § 1604(i)). See, e.g., Greater Yellowstone Coal., 628
F.3d at 1149-50 (legal challenge against the Forest Service for
failure to comply with an NFP).
That the Forest and Park Services are legally bound to
uphold key Strategy standards within the PCA is highly sig-
nificant because these agencies collectively own and manage
98% of the land there. 72 Fed. Reg. at 14,874. And as the
Rule indicates, the PCA has been shown to support the vast
majority of the Yellowstone grizzly population. Id. Further-
more, even beyond the boundaries of the PCA, binding regu-
latory mechanisms protect a significant portion of the suitable
grizzly habitat. In particular, the Rule explains that
roughly 30 percent of all suitable habitat outside of
the PCA is within a designated Wilderness Area . . . .
The Wilderness Act of 1964 does not allow road
construction, new livestock allotments, or new oil,
gas, and mining developments within designated
Wilderness areas; therefore, about 6,799 sq km
(2,625 sq mi) will remain secure habitat . . . . This
secure suitable habitat is biologically significant to
the Yellowstone [grizzly] because it will allow popu-
lation expansion into these areas that are minimally
impacted by humans.
Id. at 14,924.
The Rule also cites to a wide range of other rules, regula-
tions, and laws, both state and federal, which could facilitate
the protection of the grizzly bear and the implementation of
the Strategy.7 The breadth of these measures is a tribute to the
7
Judge Thomas faults the Service for citing to state laws that “allow the
killing of bears.” Dissent at 20363. We simply point out that these laws
“allow the killing of bears” only under state regulation—such as with
hunting licenses that are subject to annual limits—and thus enable the
state to exercise some control over grizzly mortality. Therefore, we think
it entirely appropriate that the Service considered them in its discussion of
laws that facilitate the implementation of the Strategy.
GREATER YELLOWSTONE COALITION v. WYOMING 20357
comprehensive multi-jurisdictional cooperative effort between
federal and state agencies, as well as private interest groups.
The multi-state commitment to implement the Strategy repre-
sents a substantial wildlife conservation planning achievement
—and one that, we have no doubt, ultimately improves the lot
of the Yellowstone grizzly bear. For purposes of the Factor D
determination, however, we need not, and do not, consider
those measures, some or all of which may not be binding,
because we hold that the clearly binding regulatory mecha-
nisms discussed above suffice.
[8] The National Forest Plans and National Park Compen-
dia make legally binding the Strategy’s standards on 98% of
the critical PCA and are buffered by the legal protections
afforded by the Wilderness Act on a significant portion of
grizzly habitat outside the PCA. In light of these measures, we
believe the Service could reasonably conclude that adequate
regulatory mechanisms exist to protect the Yellowstone griz-
zly bear. Importantly, we recognize that delisting cannot
require the imposition of legal protections commensurate with
those provided by the ESA itself. After all, the ESA expressly
aims for species recovery to the point where its own measures
are “no longer necessary,” 16 U.S.C. § 1532(3), thus contem-
plating that something less can be enough to maintain a recov-
ered species. It is therefore reasonable to conceive of
“adequate” regulatory mechanisms as offering a recovered
species something less than the stalwart protections of the
ESA, but considerably more than no special protection at all.
We believe that the Service could rationally conclude that the
regulatory framework described in the Rule is sufficient to
sustain a recovered Yellowstone grizzly bear population. On
this issue, we reverse the district court.
IV
We affirm the district court’s grant of summary judgment
in favor of Greater Yellowstone Coalition on the issue of
whether the Service rationally supported its determination that
20358 GREATER YELLOWSTONE COALITION v. WYOMING
potential whitebark pine declines did not threaten the Yellow-
stone grizzly bear. This is sufficient to affirm the district
court’s judgment vacating the Rule. However, we reverse the
district court’s grant of summary judgment in favor of Greater
Yellowstone Coalition as to the Service’s determination that
existing regulatory mechanisms are adequate to protect a
recovered Yellowstone grizzly population, and we direct the
district court to enter summary judgment in favor of the gov-
ernmental Appellants on that issue. We remand to the district
court for further proceedings consistent with this Opinion.
Costs are awarded to Plaintiff-Appellee.
AFFIRMED in part; REVERSED AND REMANDED
in part
THOMAS, Circuit Judge, concurring in part and dissenting in
part:
I agree with the majority that the U.S. Fish and Wildlife
Service (the “Service”) did not, in its delisting rule,1 articulate
a rational connection between the record data and its determi-
nation that whitebark pine declines were not likely to threaten
the Yellowstone grizzly bear. Unlike the majority, I would
hold that the agency also erred in concluding the Yellowstone
grizzly is not threatened by “the inadequacy of regulatory
mechanisms.” 16 U.S.C. § 1533(a)(1)(D) (“Factor D”).2
1
Final Rule Removing the Yellowstone Distinct Population Segment of
Grizzly Bears From the Federal List of Endangered and Threatened Wild-
life. 72 Fed. Reg. 14,866 (Mar. 29, 2007) (“Rule”).
2
The whitebark pine holding suffices to affirm the district court’s judg-
ment vacating the Rule. Greater Yellowstone Coal., Inc. v. Servheen, 672
F. Supp. 2d 1105 (D. Mont. 2009). Therefore, it is unnecessary to assess
the Service’s Factor D analysis. However, because the majority has opined
on the issue, I will as well.
GREATER YELLOWSTONE COALITION v. WYOMING 20359
Therefore, I would affirm the district court’s decision in its
entirety.
I
The Service did not fulfill its regulatory responsibility in
determining that existing regulatory mechanisms were suffi-
cient to protect the Yellowstone grizzly. Not only did the Ser-
vice rely on voluntary, rather than “regulatory,” measures, but
it did not explain adequately how existing regulatory mecha-
nisms actually prevent grizzly bear mortality. Motor Vehicle
Mfrs. Ass’n of U.S., Inc. v. State Farm Mut. Auto. Ins. Co.,
463 U.S. 29, 43 (1983); Pac. Coast Fed’n of Fishermen’s
Ass’ns v. U.S. Bureau of Reclamation, 426 F.3d 1082, 1091
(9th Cir. 2005).
A
In response to dramatic grizzly bear population declines,
the Service listed the grizzly as “threatened” under the Endan-
gered Species Act in 1975. Since that time, the Service has
repeatedly recognized the need for binding conservation mea-
sures that safeguard grizzlies from the threats which led to
their decline. Amendment Listing the Grizzly Bear of the 48
Conterminous States as a Threatened Species, 40 Fed. Reg.
31,734, 31,734 (July 23, 1975); 72 Fed. Reg. at 14,922.
In the Greater Yellowstone Area, where grizzly populations
were in jeopardy, the need for binding conservation measures
and mortality controls has remained paramount. See 72 Fed.
Reg. at 14,868, 14,871, 14,922. As the Service explained in
its brief:
Because the lack of adequate mortality and habitat
standards contributed to the grizzly bears decline and
ultimate listing, the Service and its State and federal
partners spent over a decade developing the Conser-
vation Strategy, which, among its other protections,
20360 GREATER YELLOWSTONE COALITION v. WYOMING
imposes strict mortality limits and many legally
enforceable habitat standards on its state and federal
signatories.
(Emphasis added.)
In its Factor D determination, however, the Service relied
on a number of voluntary, rather than “regulatory,” measures.
Chief among these is the “Final Conservation Strategy for the
Grizzly Bear in the Greater Yellowstone Area” (“Strategy”),3
upon which the Service tells us it “largely based” its analysis.4
Indeed, the Service lauds the Strategy’s “strict mortality lim-
its” as one of its “key tenets.” But under the Rule, compliance
with the Strategy is purely voluntary. See 72 Fed. Reg. at
14,904 (“[T]he Strategy cannot legally compel any of the sig-
natories to implement management policies or obligate fund-
ing.”). There is not a single federal or state law or regulation
that provides a means for enforcing the Strategy’s mortality
standards.5 Id. at 14,922-26. Rather, if the grizzly population
becomes threatened, the agency is to review the situation and
call a committee meeting.6 And that only occurs if the mortal-
3
Interagency Conservation Strategy Team, Final Conservation Strategy
for the Grizzly Bear in the Greater Yellowstone Area (Mar. 2007) avail-
able at http://www.fws.gov/mountain-prairie/species/mammals/grizzly/
yellowstone.htm.
4
Because the Service offered the Strategy as a primary basis for its Fac-
tor D determination, “we cannot readily say” that this error “clearly had
no bearing on the Secretary’s ultimate decision” to delist. Tucson Herpeto-
logical Soc’y v. Salazar, 566 F.3d 870, 880 (9th Cir. 2009).
5
The Service claims the incorporation of the Strategy’s standards into
National Forest Plans and National Park Superintendent’s Compendia
afford the Strategy the force of law. But the National Forest Plans only
incorporate the Strategy’s habitat standards and contain no mechanism to
enforce mortality limits.
6
More specifically, when a deviation from the Strategy’s mortality stan-
dards occurs, it triggers a non-binding “Biological and Monitoring
Review,” to be completed and made public within six months of initiation.
72 Fed. Reg. at 14,925. Then, the “multi-agency Yellowstone Grizzly
GREATER YELLOWSTONE COALITION v. WYOMING 20361
ity limits are exceeded for at least two years. 72 Fed. Reg. at
14,925.
The Service’s reliance on voluntary action is contrary to
law. The phrase “regulatory mechanism” plainly does not
encompass voluntary, unenforceable measures such as the
Strategy and many of its components. Or. Natural Res. Coun-
cil v. Daley, 6 F. Supp. 2d 1139, 1155 (D. Or. 1998) (inter-
preting 16 U.S.C. § 1533(a)(1)(D) to mean that “the [agency]
must base its decision on current, enforceable measures”).
The Service therefore erred by considering the Strategy’s vol-
untary and unenforceable components in its Factor D determi-
nation. Good intentions are not rules of law. Unenforceable
aspirational goals are not regulatory mechanisms. Promises to
monitor, review, and convene committees do not satisfy the
statutory requirement. See Norton v. So. Utah Wilderness Alli-
ance, 542 U.S. 55, 72 (2004) (noting that monitoring is not a
legally binding commitment under the APA). Thus, the Rule
must be vacated for non-compliance with 16 U.S.C.
§ 1533(a)(1)(D). See State Farm, 463 U.S. at 43 (“[A]n
agency rule would be arbitrary and capricious if the agency
has relied on factors which Congress has not intended it to
consider . . . .”).
B
The Service’s analysis of existing laws and regulations is
also flawed. Notably, the Rule does not explain how these
measures prevent excessive grizzly bear mortality. Given the
Service’s view that mortality control is “a key part of any suc-
cessful management effort,” 72 Fed. Reg. at 14,871; see also
Coordinating Committee” responds to the Review, and “if the desired pop-
ulation and habitat standards specified in the Strategy cannot be met . . .
the Coordinating Committee will petition [the Service] for relisting.” Id.
However, as the majority also recognizes, the “suggestion” of a future rel-
isting does not “operate as a reasonable justification for delisting.”
20362 GREATER YELLOWSTONE COALITION v. WYOMING
Strategy, supra note 3, at 31, its failure to account for regula-
tory mechanisms addressing mortality renders the Rule arbi-
trary and capricious. See State Farm, 463 U.S. at 43 (“[A]n
agency rule would be arbitrary and capricious if the agency
has . . . entirely failed to consider an important aspect of the
problem.”).
Citing to the Strategy, the Rule refers to 40 “Federal laws,
rules, guidelines, strategies, and reports and 33 State laws,
statutes, and regulations” applicable to management of the
Yellowstone grizzly population. 72 Fed. Reg. at 14,922-23.
The list sounds impressive, but the Rule is silent as to how
these measures actually protect the grizzly. In fact, the vast
majority of the cited laws and regulations predate the original
listing and thus failed to protect the grizzly 35 years ago. The
Service does not explain why these old laws now offer suffi-
cient protection, despite the fact that the Service is required
to consider the same factors in delisting as when listing. 16
U.S.C. § 1533(a)(1); 50 C.F.R. § 424.11(d).
Moreover, most of the listed laws and regulations do not
specifically relate to grizzly protection; rather, they involve
generic environmental and resource management. For exam-
ple, one does not often think of a federal act establishing a
highway between national parks as a statute aimed at protect-
ing the grizzly, and yet this law is among those cited by the
Strategy.7 So is the Sikes Act of 1960, which provides for
cooperative resource management on military reservations.8
7
See Appendix J in Strategy, supra note 3, at 157 (referencing Act to
Establish John D. Rockefeller, Jr., Memorial Parkway, Pub. L. No. 92-
404, 86 Stat. 619, 619 (1972)).
8
Id. (referencing Sikes Act of 1960, 16 U.S.C. § 670a). The other fed-
eral statutes cited in the Strategy are similarly tangential or generic: Yel-
lowstone National Park Act of 1872, ch. 24, § 1, 17 Stat. 32, 32-33 (1872);
National Park Service Organic Act of 1916, 16 U.S.C. § 1; Lacey Act of
1900, 16 U.S.C. § 701; Fish & Wildlife Coordination Act of 1934, 16
U.S.C. §§ 551-664; Grand Teton National Park Expansion Act of 1950, 16
GREATER YELLOWSTONE COALITION v. WYOMING 20363
The listed state laws and regulations provide no more com-
fort. These provisions do not require the states to control griz-
zly mortality in accordance with the Strategy, and they only
apply outside of the Primary Conservation Area. Further, the
cited state laws do not necessarily protect the grizzly. Indeed,
most of the statutes cited are laws that allow the killing of
bears. For example, Wyoming statutes define a grizzly bear as
a “[t]rophy game animal,” Wyo. Stat. Ann. § 23-1-
101(a)(xii)(A), and require a hunting license, id. at § 23-3-
102(b). The Wyoming Grizzly Bear Management Plan allows
regulated hunting of grizzlies. It also flatly states that it will
not allow grizzlies to reoccupy certain mountain ranges, and
that it will enforce that policy through sport hunting and
removal.9 Idaho’s Grizzly Bear Management Plan similarly
recognizes the grizzly as a “game animal” and further
acknowledges that a large portion of potential grizzly habitat
is beyond the reach of state law because it is located on the
Shoshone-Bannock reservation, which is governed by tribal
law.10 The Tribe has not spoken on how it intends to proceed.11
U.S.C. § 406d-1; Multiple-Use Sustained-Yield Act of 1960, Pub. L. No.
86-517, 74 Stat. 215 (codified as amended in scattered sections of 26
U.S.C.); National Environmental Policy Act of 1969, 42 U.S.C. §§ 4321-
4370; Endangered Species Act of 1973, 16 U.S.C. §§ 1531-1536; Forest
and Rangeland Renewable Resources Planning Act of 1974, Pub. L. 93-
378, 88 Stat. 476 (codified as amended in scattered sections of 16 U.S.C.);
National Forest Management Act of 1976, Pub. L. No. 94-588, 90 Stat.
2949 (codified as amended in scattered sections of 16 U.S.C.); Federal
Land Policy and Management Act of 1976, 43 U.S.C. §§ 1701-1787; Fish
& Wildlife Improvement Act of 1978, 16 U.S.C. § 742; and Fish and
Wildlife Conservation Act of 1980, 16 U.S.C. §§ 2901-2911.
9
Wyoming Game and Fish Department, Wyoming Grizzly Bear Man-
agement Plan 15 (Feb. 2002, as amended, July, 2005).
10
Idaho’s Yellowstone Grizzly Bear Delisting Advisory Team, State of
Idaho Yellowstone Grizzly Bear Management Plan 18 (Mar. 2002).
11
The Idaho Management Plan states: “The hunting of grizzly bears by
members of the Shoshone-Bannock Tribes is a traditional and cultural
issue, which will be determined by the Governing Body of the Shoshone-
Bannock Tribal Council after delisting of the grizzly bear is finalized.” Id.
20364 GREATER YELLOWSTONE COALITION v. WYOMING
The Montana plan also allows regulated hunting of grizzlies
and states that “[r]egulated harvest will be a part of Montana’s
long-term conservation plan.12
Neither the Rule nor the Strategy adequately explains how
these 70-odd federal and state laws and regulations will affect
the Yellowstone grizzly. The only reference is contained in
Appendix J to the Strategy,13 where a simple grid lists each
federal and state provision and an “X” beside the provisions
that purport to address Factor D. There is no explanation or
rationale provided. It is difficult to imagine a less illuminating
document.
Merely compiling a list of potentially applicable statutes
and regulations is not sufficient; the agency must explain why
these laws and regulations constitute adequate regulatory
mechanisms for grizzly protection. In short, the Service has
not met its obligation to “articulate a satisfactory explanation”
for its determination that adequate regulatory mechanisms
exist to protect the Yellowstone grizzly. State Farm, 463 U.S.
at 43; Ctr. for Biological Diversity v. U.S. Dep’t of Interior,
623 F.3d 633, 648 (9th Cir. 2010) (noting that this circuit has
“insisted that agencies support and explain their conclusions
with evidence and reasoned analysis”).
C
In sum, the district court correctly determined that the Rule
did not comply with 16 U.S.C. § 1533(a)(1)(D). As a matter
of law, unenforceable, voluntary promises do not constitute
“regulatory mechanisms.” Mere citation to potentially appli-
cable statutes and regulations without analysis does not fulfill
the Service’s obligation to explain how they act as adequate
12
Montana Department of Fish, Wildlife & Parks, Grizzly Bear Man-
agement Plan for Southwestern Montana 2002-2012 56 (Oct. 2002).
13
Appendix J is entitled “The Relationship Between the Five Factors in
Section 4(a)(1) of the ESA and the Existing Laws and Authorities.”
GREATER YELLOWSTONE COALITION v. WYOMING 20365
regulatory mechanisms for protection of the grizzly. Neither
the Rule nor the Strategy provide a legally enforceable
method by which the Service can impose its mortality limits.
The district court was right to reject the Service’s Factor D
analysis.
II
I do not question, much less criticize, the enormous effort
that the Service, the states, and interest groups have made to
study and manage the Yellowstone grizzly. However, our task
is not to assess those endeavors from a policy viewpoint; it is
to apply the law as Congress has directed. In doing so, I reach
the same conclusions as the district court. To the extent my
colleagues hold otherwise, I respectfully dissent.